Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Snap-on IncSNA · Entity 3268 | Vice President and Controller | March 01, 2017 | March 02, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Snap-on Inc
Report date March 01, 2017 · Filed March 02, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 2,523 |
Ending reported balance
After 2017-03-01 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2017-03-01 · Exercise / conversion · Acquired 2,500 · Balance 5,023 Row 2 · 2017-03-01 · Sale · Disposed 2,500 · Balance 2,523 F1: This transaction was executed in multiple trades at prices ranging from $172.32 to $173.02. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effectuated. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $109.43 · Expires 2024-02-13 | Direct | 0 |
Reported balance
After 2017-03-01 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2017-03-01 · Exercise / conversion · Disposed 2,500 · Balance 0 F3: Exercise of Rule 16b-3 stock option. F2: Option fully vested. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $144.69 · Expires 2025-02-12 | Direct | 8,000 |
Reported balance
Holding disclosure · report date 2017-03-01 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 8,000 F4: Original option grant vests in three annual installments beginning on the date listed in the "Date Exercisable" column. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $138.03 · Expires 2026-02-11 | Direct | 8,500 |
Reported balance
Holding disclosure · report date 2017-03-01 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 8,500 F4: Original option grant vests in three annual installments beginning on the date listed in the "Date Exercisable" column. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $168.70 · Expires 2027-02-09 | Direct | 9,000 |
Reported balance
Holding disclosure · report date 2017-03-01 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 9,000 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 1,003 |
Reported balance
Holding disclosure · report date 2017-03-01 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 1,003 F5: 1 for 1. F6: The restricted stock units were earned based on Company performance during fiscal 2015. Assuming continued employment through the end of fiscal 2017, the units will then vest in one installment and the shares will be issued shortly thereafter. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 718 |
Reported balance
Holding disclosure · report date 2017-03-01 · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · Balance 718 F5: 1 for 1. F7: The restricted stock units were earned based on Company performance during fiscal 2016. Assuming continued employment through the end of fiscal 2018, the units will then vest in one installment and the shares will be issued shortly thereafter. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 609 |
Reported balance
Holding disclosure · report date 2017-03-01 · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · Balance 609 F5: 1 for 1. F8: The restricted stock units may be earned based on the achievement of certain Company goals during fiscal 2017. Assuming continued employment through the end of fiscal 2019, any units earned will then vest in one installment and the shares will be issued shortly thereafter. The target number of units that may be earned is reported above; the maximum number is 200% of the number reported, subject to plan limits. |
| Performance UnitsSEC Table II · derivative / convertible security | Direct | 729 |
Reported balance
Holding disclosure · report date 2017-03-01 · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · Balance 729 F5: 1 for 1. F9: If the Company achieves certain goals over the 2015-2017 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits. |
| Performance UnitsSEC Table II · derivative / convertible security | Direct | 618 |
Reported balance
Holding disclosure · report date 2017-03-01 · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · Balance 618 F5: 1 for 1. F10: If the Company achieves certain goals over the 2016-2018 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits. |
| Performance UnitsSEC Table II · derivative / convertible security | Direct | 610 |
Reported balance
Holding disclosure · report date 2017-03-01 · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · Balance 610 F5: 1 for 1. F11: If the Company achieves certain goals over the 2017-2019 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits. |
| Deferred Stock UnitsSEC Table II · derivative / convertible security | Direct | 1,108 |
Reported balance
Holding disclosure · report date 2017-03-01 · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · Balance 1,108 F5: 1 for 1. F12: Payment will be made in accordance with the reporting person's deferral election, death, disability or termination of employment. |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction was executed in multiple trades at prices ranging from $172.32 to $173.02. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effectuated.
F2: Option fully vested.
F3: Exercise of Rule 16b-3 stock option.
F4: Original option grant vests in three annual installments beginning on the date listed in the "Date Exercisable" column.
F5: 1 for 1.
F6: The restricted stock units were earned based on Company performance during fiscal 2015. Assuming continued employment through the end of fiscal 2017, the units will then vest in one installment and the shares will be issued shortly thereafter.
F7: The restricted stock units were earned based on Company performance during fiscal 2016. Assuming continued employment through the end of fiscal 2018, the units will then vest in one installment and the shares will be issued shortly thereafter.
F8: The restricted stock units may be earned based on the achievement of certain Company goals during fiscal 2017. Assuming continued employment through the end of fiscal 2019, any units earned will then vest in one installment and the shares will be issued shortly thereafter. The target number of units that may be earned is reported above; the maximum number is 200% of the number reported, subject to plan limits.
F9: If the Company achieves certain goals over the 2015-2017 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.
F10: If the Company achieves certain goals over the 2016-2018 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.
F11: If the Company achieves certain goals over the 2017-2019 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.
F12: Payment will be made in accordance with the reporting person's deferral election, death, disability or termination of employment.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 01, 2017 Filed Mar 2, 2017 21:45 UTC | Snap-on Inc SNA · Entity 3268 | Exercise / conversionStock Option (Right to Buy) · Derivative | 2,500 | Not disclosed Strike: $109.43 | Not disclosed |
DisclosureSEC source: 0001127602-17-009762 · form4.xml · derivative · entry 3 Johnsen Constance · CIK 0001268556 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,500 shares Expires 2024-02-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: Exercise of Rule 16b-3 stock option. F2 · derivative.exercise_date: Option fully vested. Read SEC document |
| March 01, 2017 Filed Mar 2, 2017 21:45 UTC | Snap-on Inc SNA · Entity 3268 | SaleCommon Stock | 2,500 | $172.63 | $431,577.25 |
DisclosureSEC source: 0001127602-17-009762 · form4.xml · nonDerivative · entry 2 Johnsen Constance · CIK 0001268556 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,523 F1 · price: This transaction was executed in multiple trades at prices ranging from $172.32 to $173.02. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effectuated. Read SEC document |
| March 01, 2017 Filed Mar 2, 2017 21:45 UTC | Snap-on Inc SNA · Entity 3268 | Exercise / conversionCommon Stock | 2,500 | $109.43 | $273,575.00 |
DisclosureSEC source: 0001127602-17-009762 · form4.xml · nonDerivative · entry 1 Johnsen Constance · CIK 0001268556 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,023 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 09, 2017 Filed Feb 13, 2017 21:52 UTC | Snap-on Inc SNA · Entity 3268 | GrantRestricted Stock Units · Derivative | 609 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-005478 · form4.xml · derivative · entry 8 Johnsen Constance · CIK 0001268556 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 609 Underlying: Common Stock · 609 shares Expires not disclosed F3 · derivative.exercise_price: 1 for 1. F8 · derivative.exercise_date: The restricted stock units may be earned based on the achievement of certain Company goals during fiscal 2017. Assuming continued employment through the end of fiscal 2019, any units earned will then vest in one installment and the shares will be issued shortly thereafter. The target number of units that may be earned is reported above; the maximum number is 200% of the number reported, subject to plan limits. F8 · derivative.expiration_date: The restricted stock units may be earned based on the achievement of certain Company goals during fiscal 2017. Assuming continued employment through the end of fiscal 2019, any units earned will then vest in one installment and the shares will be issued shortly thereafter. The target number of units that may be earned is reported above; the maximum number is 200% of the number reported, subject to plan limits. Read SEC document |
| February 09, 2017 Filed Feb 13, 2017 21:52 UTC | Snap-on Inc SNA · Entity 3268 | GrantPerformance Units · Derivative | 610 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-005478 · form4.xml · derivative · entry 7 Johnsen Constance · CIK 0001268556 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 610 Underlying: Common Stock · 610 shares Expires not disclosed F3 · derivative.exercise_price: 1 for 1. F7 · derivative.exercise_date: If the Company achieves certain goals over the 2017-2019 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits. F7 · derivative.expiration_date: If the Company achieves certain goals over the 2017-2019 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits. Read SEC document |
| February 09, 2017 Filed Feb 13, 2017 21:52 UTC | Snap-on Inc SNA · Entity 3268 | GrantStock Option (Right to Buy) · Derivative | 9,000 | $0.00 Strike: $168.70 | $0.00 |
DisclosureSEC source: 0001127602-17-005478 · form4.xml · derivative · entry 6 Johnsen Constance · CIK 0001268556 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,000 Underlying: Common Stock · 9,000 shares Expires 2027-02-09 F6 · price: This transaction was an option grant. Accordingly, the reporting person did not pay a price to obtain the option. F5 · derivative.exercise_date: Original option grant vests in three annual installments beginning on the date listed in the "Date Exercisable" column. Read SEC document |
| February 09, 2017 Filed Feb 13, 2017 21:52 UTC | Snap-on Inc SNA · Entity 3268 | GrantRestricted Stock Units · Derivative | 100 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-005478 · form4.xml · derivative · entry 5 Johnsen Constance · CIK 0001268556 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 718 Underlying: Common Stock · 100 shares Expires not disclosed F3 · derivative.exercise_price: 1 for 1. F4 · kind: Based on Company performance during fiscal 2016, approximately 116.2% of the restricted stock units originally granted were earned (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number of units originally reported, subject to plan limits). Assuming continued employment through the end of fiscal 2018, the units will then vest in one installment and the shares will be issued shortly thereafter. F4 · price: Based on Company performance during fiscal 2016, approximately 116.2% of the restricted stock units originally granted were earned (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number of units originally reported, subject to plan limits). Assuming continued employment through the end of fiscal 2018, the units will then vest in one installment and the shares will be issued shortly thereafter. F4 · derivative.exercise_date: Based on Company performance during fiscal 2016, approximately 116.2% of the restricted stock units originally granted were earned (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number of units originally reported, subject to plan limits). Assuming continued employment through the end of fiscal 2018, the units will then vest in one installment and the shares will be issued shortly thereafter. F4 · derivative.expiration_date: Based on Company performance during fiscal 2016, approximately 116.2% of the restricted stock units originally granted were earned (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number of units originally reported, subject to plan limits). Assuming continued employment through the end of fiscal 2018, the units will then vest in one installment and the shares will be issued shortly thereafter. Read SEC document |
| February 09, 2017 Filed Feb 13, 2017 21:52 UTC | Snap-on Inc SNA · Entity 3268 | Exercise / conversionPerformance Units · Derivative | 911 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-005478 · form4.xml · derivative · entry 4 Johnsen Constance · CIK 0001268556 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 911 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: 1 for 1. F1 · kind: Based on Company performance during the 2014-2016 period, approximately 106.7% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits). F1 · price: Based on Company performance during the 2014-2016 period, approximately 106.7% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits). F1 · derivative.exercise_date: Based on Company performance during the 2014-2016 period, approximately 106.7% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits). F1 · derivative.expiration_date: Based on Company performance during the 2014-2016 period, approximately 106.7% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits). Read SEC document |
| February 09, 2017 Filed Feb 13, 2017 21:52 UTC | Snap-on Inc SNA · Entity 3268 | GrantPerformance Units · Derivative | 57 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-005478 · form4.xml · derivative · entry 3 Johnsen Constance · CIK 0001268556 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 911 Underlying: Common Stock · 57 shares Expires not disclosed F3 · derivative.exercise_price: 1 for 1. F1 · kind: Based on Company performance during the 2014-2016 period, approximately 106.7% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits). F1 · price: Based on Company performance during the 2014-2016 period, approximately 106.7% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits). F1 · derivative.exercise_date: Based on Company performance during the 2014-2016 period, approximately 106.7% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits). F1 · derivative.expiration_date: Based on Company performance during the 2014-2016 period, approximately 106.7% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits). Read SEC document |
| February 09, 2017 Filed Feb 13, 2017 21:52 UTC | Snap-on Inc SNA · Entity 3268 | Tax withholdingCommon Stock | 325 | $168.70 | $54,827.50 |
DisclosureSEC source: 0001127602-17-005478 · form4.xml · nonDerivative · entry 2 Johnsen Constance · CIK 0001268556 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,523 F2 · kind: Shares were withheld to cover tax withholding upon the vesting of performance units. Read SEC document |
| February 09, 2017 Filed Feb 13, 2017 21:52 UTC | Snap-on Inc SNA · Entity 3268 | Exercise / conversionCommon Stock | 911 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-005478 · form4.xml · nonDerivative · entry 1 Johnsen Constance · CIK 0001268556 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,848 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Based on Company performance during the 2014-2016 period, approximately 106.7% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits). F1 · price: Based on Company performance during the 2014-2016 period, approximately 106.7% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits). Read SEC document |
| December 31, 2016 Filed Jan 4, 2017 22:16 UTC | Snap-on Inc SNA · Entity 3268 | Exercise / conversionDeferred Stock Units · Derivative | 1,108 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-000718 · form4.xml · derivative · entry 5 Johnsen Constance · CIK 0001268556 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,108 Underlying: Common Stock · 1,108 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: 1 for 1. F1 · kind: The restricted stock units were earned based on Company performance during fiscal 2014 and vested in one installment based on continued employment through the end of fiscal 2016; the reporting person elected to defer the receipt of a portion of the underlying shares. F1 · price: The restricted stock units were earned based on Company performance during fiscal 2014 and vested in one installment based on continued employment through the end of fiscal 2016; the reporting person elected to defer the receipt of a portion of the underlying shares. F4 · derivative.exercise_date: Payment will be made in accordance with the reporting person's deferral election, death, disability or termination of employment. F4 · derivative.expiration_date: Payment will be made in accordance with the reporting person's deferral election, death, disability or termination of employment. Read SEC document |
| December 31, 2016 Filed Jan 4, 2017 22:16 UTC | Snap-on Inc SNA · Entity 3268 | Exercise / conversionRestricted Stock Units · Derivative | 1,108 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-000718 · form4.xml · derivative · entry 4 Johnsen Constance · CIK 0001268556 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,108 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: 1 for 1. F1 · kind: The restricted stock units were earned based on Company performance during fiscal 2014 and vested in one installment based on continued employment through the end of fiscal 2016; the reporting person elected to defer the receipt of a portion of the underlying shares. F1 · price: The restricted stock units were earned based on Company performance during fiscal 2014 and vested in one installment based on continued employment through the end of fiscal 2016; the reporting person elected to defer the receipt of a portion of the underlying shares. F1 · derivative.exercise_date: The restricted stock units were earned based on Company performance during fiscal 2014 and vested in one installment based on continued employment through the end of fiscal 2016; the reporting person elected to defer the receipt of a portion of the underlying shares. F1 · derivative.expiration_date: The restricted stock units were earned based on Company performance during fiscal 2014 and vested in one installment based on continued employment through the end of fiscal 2016; the reporting person elected to defer the receipt of a portion of the underlying shares. Read SEC document |
| December 31, 2016 Filed Jan 4, 2017 22:16 UTC | Snap-on Inc SNA · Entity 3268 | Exercise / conversionRestricted Stock Units · Derivative | 30 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-000718 · form4.xml · derivative · entry 3 Johnsen Constance · CIK 0001268556 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,108 Underlying: Common Stock · 30 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: 1 for 1. F1 · kind: The restricted stock units were earned based on Company performance during fiscal 2014 and vested in one installment based on continued employment through the end of fiscal 2016; the reporting person elected to defer the receipt of a portion of the underlying shares. F1 · price: The restricted stock units were earned based on Company performance during fiscal 2014 and vested in one installment based on continued employment through the end of fiscal 2016; the reporting person elected to defer the receipt of a portion of the underlying shares. F1 · derivative.exercise_date: The restricted stock units were earned based on Company performance during fiscal 2014 and vested in one installment based on continued employment through the end of fiscal 2016; the reporting person elected to defer the receipt of a portion of the underlying shares. F1 · derivative.expiration_date: The restricted stock units were earned based on Company performance during fiscal 2014 and vested in one installment based on continued employment through the end of fiscal 2016; the reporting person elected to defer the receipt of a portion of the underlying shares. Read SEC document |
| December 31, 2016 Filed Jan 4, 2017 22:16 UTC | Snap-on Inc SNA · Entity 3268 | Tax withholdingCommon Stock | 30 | $171.27 | $5,138.10 |
DisclosureSEC source: 0001127602-17-000718 · form4.xml · nonDerivative · entry 2 Johnsen Constance · CIK 0001268556 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,937 F2 · kind: Shares were withheld to cover tax withholding upon the vesting of the restricted stock units. Read SEC document |
| December 31, 2016 Filed Jan 4, 2017 22:16 UTC | Snap-on Inc SNA · Entity 3268 | Exercise / conversionCommon Stock | 30 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-000718 · form4.xml · nonDerivative · entry 1 Johnsen Constance · CIK 0001268556 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,967 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: The restricted stock units were earned based on Company performance during fiscal 2014 and vested in one installment based on continued employment through the end of fiscal 2016; the reporting person elected to defer the receipt of a portion of the underlying shares. F1 · price: The restricted stock units were earned based on Company performance during fiscal 2014 and vested in one installment based on continued employment through the end of fiscal 2016; the reporting person elected to defer the receipt of a portion of the underlying shares. Read SEC document |
| November 10, 2016 Filed Nov 10, 2016 22:45 UTC | Snap-on Inc SNA · Entity 3268 | Exercise / conversionStock Option (Right to Buy) · Derivative | 2,500 | Not disclosed Strike: $109.43 | Not disclosed |
DisclosureSEC source: 0001127602-16-066713 · form4.xml · derivative · entry 10 Johnsen Constance · CIK 0001268556 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,500 Underlying: Common Stock · 2,500 shares Expires 2024-02-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · price: Exercise of Rule 16b-3 stock option. F6 · derivative.exercise_date: Original option grant vests in three annual installments beginning on the date listed in the "Date Exercisable" column. Read SEC document |
| November 10, 2016 Filed Nov 10, 2016 22:45 UTC | Snap-on Inc SNA · Entity 3268 | Exercise / conversionStock Option (Right to Buy) · Derivative | 1,572 | Not disclosed Strike: $79.04 | Not disclosed |
DisclosureSEC source: 0001127602-16-066713 · form4.xml · derivative · entry 9 Johnsen Constance · CIK 0001268556 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,572 shares Expires 2023-02-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · price: Exercise of Rule 16b-3 stock option. Read SEC document |
| November 10, 2016 Filed Nov 10, 2016 22:45 UTC | Snap-on Inc SNA · Entity 3268 | SaleCommon Stock | 2,500 | $165.19 | $412,984.25 |
DisclosureSEC source: 0001127602-16-066713 · form4.xml · nonDerivative · entry 7 Johnsen Constance · CIK 0001268556 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,937 F4 · price: This transaction was executed in multiple trades at prices ranging from $164.81 to $165.53. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effectuated. Read SEC document |
| November 10, 2016 Filed Nov 10, 2016 22:45 UTC | Snap-on Inc SNA · Entity 3268 | Exercise / conversionCommon Stock | 2,500 | $109.43 | $273,575.00 |
DisclosureSEC source: 0001127602-16-066713 · form4.xml · nonDerivative · entry 6 Johnsen Constance · CIK 0001268556 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,437 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 10, 2016 Filed Nov 10, 2016 22:45 UTC | Snap-on Inc SNA · Entity 3268 | SaleCommon Stock | 367 | $163.10 | $59,857.70 |
DisclosureSEC source: 0001127602-16-066713 · form4.xml · nonDerivative · entry 5 Johnsen Constance · CIK 0001268556 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,937 F3 · price: This transaction was executed in multiple trades at prices ranging from $163.0078 to $163.45. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effectuated. Read SEC document |
| November 10, 2016 Filed Nov 10, 2016 22:45 UTC | Snap-on Inc SNA · Entity 3268 | SaleCommon Stock | 1,205 | $161.74 | $194,895.98 |
DisclosureSEC source: 0001127602-16-066713 · form4.xml · nonDerivative · entry 4 Johnsen Constance · CIK 0001268556 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,304 F2 · price: This transaction was executed in multiple trades at prices ranging from $161.55 to $162.1482. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effectuated. Read SEC document |
| November 10, 2016 Filed Nov 10, 2016 22:45 UTC | Snap-on Inc SNA · Entity 3268 | Exercise / conversionCommon Stock | 1,572 | $79.04 | $124,250.88 |
DisclosureSEC source: 0001127602-16-066713 · form4.xml · nonDerivative · entry 3 Johnsen Constance · CIK 0001268556 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,509 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 09, 2016 Filed Nov 10, 2016 22:45 UTC | Snap-on Inc SNA · Entity 3268 | Exercise / conversionStock Option (Right to Buy) · Derivative | 761 | Not disclosed Strike: $79.04 | Not disclosed |
DisclosureSEC source: 0001127602-16-066713 · form4.xml · derivative · entry 8 Johnsen Constance · CIK 0001268556 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,572 Underlying: Common Stock · 761 shares Expires 2023-02-13 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · price: Exercise of Rule 16b-3 stock option. Read SEC document |
| November 09, 2016 Filed Nov 10, 2016 22:45 UTC | Snap-on Inc SNA · Entity 3268 | SaleCommon Stock | 761 | $161.17 | $122,648.32 |
DisclosureSEC source: 0001127602-16-066713 · form4.xml · nonDerivative · entry 2 Johnsen Constance · CIK 0001268556 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,937 F1 · price: This transaction was executed in multiple trades at prices ranging from $161.02 to $161.30. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated. Read SEC document |
| November 09, 2016 Filed Nov 10, 2016 22:45 UTC | Snap-on Inc SNA · Entity 3268 | Exercise / conversionCommon Stock | 761 | $79.04 | $60,149.44 |
DisclosureSEC source: 0001127602-16-066713 · form4.xml · nonDerivative · entry 1 Johnsen Constance · CIK 0001268556 · Vice President and Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,698 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.