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SNA

Snap-on Inc

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3268
SEC CIK
0000091440
Parsed reports
526

Last 12 months

Inside the activity.

0 purchase rows · 71 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202503
Dec 2025016
Jan 202600
Feb 2026015
Mar 202600
Apr 202600
May 2026011
Jun 202606
Jul 202604
Aug 2026016
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
April 30, 2018 Filed May 2, 2018 20:46 UTC GrantCommon Stock 189 $145.25 $27,452.25
Disclosure

SEC source: 0001127602-18-015978 · form4.xml · nonDerivative · entry 1

HOLDEN JAMES P · CIK 0001233398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,523.6469

F1 · kind: Payment of fees in stock under the Company's Directors' 1993 Fee Plan.

F2 · balance_after: Includes 92.5669 shares acquired under a dividend reinvestment plan.

Read SEC document
February 26, 2018 Filed Feb 27, 2018 23:02 UTC
KASSOUF THOMAS L.Sr VP & Pres - Tools
Exercise / conversionStock Option (Right to Buy) · Derivative 35,000 Not disclosed Strike: $79.04 Not disclosed
Disclosure

SEC source: 0001127602-18-008794 · form4.xml · derivative · entry 10

KASSOUF THOMAS L. · CIK 0001420599 · Sr VP & Pres - Tools

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 35,000 shares

Expires 2023-02-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · price: Exercise of Rule 16b-3 stock option.

F4 · derivative.exercise_date: Option fully vested.

Read SEC document
February 26, 2018 Filed Feb 27, 2018 23:02 UTC
KASSOUF THOMAS L.Sr VP & Pres - Tools
Exercise / conversionStock Option (Right to Buy) · Derivative 33,000 Not disclosed Strike: $60.00 Not disclosed
Disclosure

SEC source: 0001127602-18-008794 · form4.xml · derivative · entry 9

KASSOUF THOMAS L. · CIK 0001420599 · Sr VP & Pres - Tools

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 33,000 shares

Expires 2022-02-08

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · price: Exercise of Rule 16b-3 stock option.

F4 · derivative.exercise_date: Option fully vested.

Read SEC document
February 26, 2018 Filed Feb 27, 2018 23:02 UTC
KASSOUF THOMAS L.Sr VP & Pres - Tools
Exercise / conversionStock Option (Right to Buy) · Derivative 28,000 Not disclosed Strike: $58.94 Not disclosed
Disclosure

SEC source: 0001127602-18-008794 · form4.xml · derivative · entry 8

KASSOUF THOMAS L. · CIK 0001420599 · Sr VP & Pres - Tools

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 28,000 shares

Expires 2021-02-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · price: Exercise of Rule 16b-3 stock option.

F4 · derivative.exercise_date: Option fully vested.

Read SEC document
February 26, 2018 Filed Feb 27, 2018 23:02 UTC
KASSOUF THOMAS L.Sr VP & Pres - Tools
OtherCommon Stock 8,463.6191 $160.16 $1,355,533.24
Disclosure

SEC source: 0001127602-18-008794 · form4.xml · nonDerivative · entry 6

KASSOUF THOMAS L. · CIK 0001420599 · Sr VP & Pres - Tools

10b5-1 filing: Not disclosed

Ownership: Indirect · By 401(k)

Disclosed balance after: 0

F3 · shares: This information is based on the plan balance as of the date of the transaction.

Read SEC document
February 26, 2018 Filed Feb 27, 2018 23:02 UTC
KASSOUF THOMAS L.Sr VP & Pres - Tools
SaleCommon Stock 2,716 $161.04 $437,380.29
Disclosure

SEC source: 0001127602-18-008794 · form4.xml · nonDerivative · entry 5

KASSOUF THOMAS L. · CIK 0001420599 · Sr VP & Pres - Tools

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,394

F2 · price: This transaction was executed in multiple trades at prices ranging from $161.00 to $161.09. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.

Read SEC document
February 26, 2018 Filed Feb 27, 2018 23:02 UTC
KASSOUF THOMAS L.Sr VP & Pres - Tools
SaleCommon Stock 93,284 $160.38 $14,961,139.79
Disclosure

SEC source: 0001127602-18-008794 · form4.xml · nonDerivative · entry 4

KASSOUF THOMAS L. · CIK 0001420599 · Sr VP & Pres - Tools

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,110

F1 · price: This transaction was executed in multiple trades at prices ranging from $160.00 to $160.98. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.

Read SEC document
February 26, 2018 Filed Feb 27, 2018 23:02 UTC
KASSOUF THOMAS L.Sr VP & Pres - Tools
Exercise / conversionCommon Stock 35,000 $79.04 $2,766,400.00
Disclosure

SEC source: 0001127602-18-008794 · form4.xml · nonDerivative · entry 3

KASSOUF THOMAS L. · CIK 0001420599 · Sr VP & Pres - Tools

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 124,394

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 26, 2018 Filed Feb 27, 2018 23:02 UTC
KASSOUF THOMAS L.Sr VP & Pres - Tools
Exercise / conversionCommon Stock 33,000 $60.00 $1,980,000.00
Disclosure

SEC source: 0001127602-18-008794 · form4.xml · nonDerivative · entry 2

KASSOUF THOMAS L. · CIK 0001420599 · Sr VP & Pres - Tools

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 89,394

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 26, 2018 Filed Feb 27, 2018 23:02 UTC
KASSOUF THOMAS L.Sr VP & Pres - Tools
Exercise / conversionCommon Stock 28,000 $58.94 $1,650,320.00
Disclosure

SEC source: 0001127602-18-008794 · form4.xml · nonDerivative · entry 1

KASSOUF THOMAS L. · CIK 0001420599 · Sr VP & Pres - Tools

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,394

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 20, 2018 Filed Feb 20, 2018 22:29 UTC
Ward Thomas JSr VP & President - RS&I Group
SaleCommon Stock 1,000 $160.35 $160,354.00
Disclosure

SEC source: 0001127602-18-007306 · form4.xml · nonDerivative · entry 4

Ward Thomas J · CIK 0001320928 · Sr VP & President - RS&I Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,046.0032

F4 · price: This transaction was executed in multiple trades at prices ranging from $160.35 to $160.355. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.

Read SEC document
February 20, 2018 Filed Feb 20, 2018 22:29 UTC
Ward Thomas JSr VP & President - RS&I Group
SaleCommon Stock 4,743 $159.84 $758,105.94
Disclosure

SEC source: 0001127602-18-007306 · form4.xml · nonDerivative · entry 3

Ward Thomas J · CIK 0001320928 · Sr VP & President - RS&I Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,046.0032

F3 · price: This transaction was executed in multiple trades at prices ranging from $159.335 to $160.2605. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.

Read SEC document
February 16, 2018 Filed Feb 16, 2018 22:35 UTC SaleCommon Stock 774 $162.47 $125,749.54
Disclosure

SEC source: 0001127602-18-006739 · form4.xml · nonDerivative · entry 2

JONES NATHAN J · CIK 0001055704 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,210

F2 · price: This transaction was executed in multiple trades at prices ranging from $162.27 to $162.565. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.

Read SEC document
February 15, 2018 Filed Feb 16, 2018 22:39 UTC GrantCommon Stock 775 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-006749 · form4.xml · nonDerivative · entry 1

Sherrill Gregg M · CIK 0001293040 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,151.482

F1 · price: Grant of restricted stock from the Company.

F2 · balance_after: Includes 10.9868 shares acquired under a dividend reinvestment plan.

Read SEC document
February 15, 2018 Filed Feb 16, 2018 22:40 UTC GrantCommon Stock 775 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-006751 · form4.xml · nonDerivative · entry 1

STEBBINS DONALD J · CIK 0001193795 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,834

F1 · price: Grant of restricted stock from the Company.

Read SEC document
February 15, 2018 Filed Feb 16, 2018 22:38 UTC GrantCommon Stock 775 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-006745 · form4.xml · nonDerivative · entry 1

LEHMAN WILLIAM DUDLEY · CIK 0001245820 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,151

F1 · price: Grant of restricted stock from the Company.

Read SEC document
February 15, 2018 Filed Feb 16, 2018 22:36 UTC GrantCommon Stock 775 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-006742 · form4.xml · nonDerivative · entry 1

KNUEPPEL HENRY W · CIK 0001210925 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,226

F1 · price: Grant of restricted stock from the Company.

Read SEC document
February 15, 2018 Filed Feb 16, 2018 22:35 UTC GrantCommon Stock 775 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-006739 · form4.xml · nonDerivative · entry 1

JONES NATHAN J · CIK 0001055704 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,984

F1 · price: Grant of restricted stock from the Company.

Read SEC document
February 15, 2018 Filed Feb 16, 2018 22:34 UTC GrantCommon Stock 775 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-006738 · form4.xml · nonDerivative · entry 1

HOLDEN JAMES P · CIK 0001233398 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,242.08

F1 · price: Grant of restricted stock from the Company.

Read SEC document
February 15, 2018 Filed Feb 16, 2018 22:33 UTC GrantCommon Stock 775 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-006736 · form4.xml · nonDerivative · entry 1

GILLIS RUTH ANN M · CIK 0001185158 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,874.8315

F1 · price: Grant of restricted stock from the Company.

Read SEC document
February 15, 2018 Filed Feb 16, 2018 22:32 UTC GrantCommon Stock 775 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-006734 · form4.xml · nonDerivative · entry 1

Daniel Karen L · CIK 0001346985 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,170

F1 · price: Grant of restricted stock from the Company.

Read SEC document
February 15, 2018 Filed Feb 16, 2018 22:31 UTC GrantCommon Stock 775 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-006732 · form4.xml · nonDerivative · entry 1

Adams David Charles · CIK 0001343687 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,122.8478

F1 · price: Grant of restricted stock from the Company.

F2 · balance_after: Includes 24.4051 shares acquired under a dividend reinvestment plan.

Read SEC document
February 15, 2018 Filed Feb 20, 2018 22:29 UTC
Shur Irwin MVP, Gen Counsel & Secretary
GrantPerformance Units · Derivative 1,227 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-007302 · form4.xml · derivative · entry 8

Shur Irwin M · CIK 0001433027 · VP, Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,227

Underlying: Common Stock · 1,227 shares

Expires not disclosed

F3 · derivative.exercise_price: 1 for 1.

F8 · derivative.exercise_date: If the Company achieves certain goals over the 2018-2020 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.

F8 · derivative.expiration_date: If the Company achieves certain goals over the 2018-2020 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.

Read SEC document
February 15, 2018 Filed Feb 20, 2018 22:29 UTC
Shur Irwin MVP, Gen Counsel & Secretary
GrantRestricted Stock Units · Derivative 1,227 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-007302 · form4.xml · derivative · entry 7

Shur Irwin M · CIK 0001433027 · VP, Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,227

Underlying: Common Stock · 1,227 shares

Expires not disclosed

F3 · derivative.exercise_price: 1 for 1.

F7 · derivative.exercise_date: The restricted stock units may be earned based on the achievement of certain Company goals during fiscal 2018. Assuming continued employment through the end of fiscal 2020, any units earned will then vest in one installment and the shares will be issued shortly thereafter. The target number of units that may be earned is reported above; the maximum number is 200% of the number reported, subject to plan limits.

F7 · derivative.expiration_date: The restricted stock units may be earned based on the achievement of certain Company goals during fiscal 2018. Assuming continued employment through the end of fiscal 2020, any units earned will then vest in one installment and the shares will be issued shortly thereafter. The target number of units that may be earned is reported above; the maximum number is 200% of the number reported, subject to plan limits.

Read SEC document
February 15, 2018 Filed Feb 20, 2018 22:29 UTC
Shur Irwin MVP, Gen Counsel & Secretary
GrantStock Option (Right to Buy) · Derivative 10,569 $0.00 Strike: $161.18 $0.00
Disclosure

SEC source: 0001127602-18-007302 · form4.xml · derivative · entry 6

Shur Irwin M · CIK 0001433027 · VP, Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,569

Underlying: Common Stock · 10,569 shares

Expires 2028-02-15

F6 · price: This transaction was an option grant. Accordingly, the reporting person did not pay a price to obtain the option.

F5 · derivative.exercise_date: Original option grant vests in three annual installments beginning on the date listed in the "Date Exercisable" column.

Read SEC document
February 15, 2018 Filed Feb 20, 2018 22:29 UTC
Shur Irwin MVP, Gen Counsel & Secretary
Disposition to issuerRestricted Stock Units · Derivative 624 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-007302 · form4.xml · derivative · entry 5

Shur Irwin M · CIK 0001433027 · VP, Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 377

Underlying: Common Stock · 624 shares

Expires not disclosed

F3 · derivative.exercise_price: 1 for 1.

F4 · kind: Based on Company performance during fiscal 2017, approximately 37.7% of the restricted stock units originally granted were earned (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number of units originally reported, subject to plan limits). Assuming continued employment through the end of fiscal 2019, the units will then vest in one installment and the shares will be issued shortly thereafter.

F4 · price: Based on Company performance during fiscal 2017, approximately 37.7% of the restricted stock units originally granted were earned (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number of units originally reported, subject to plan limits). Assuming continued employment through the end of fiscal 2019, the units will then vest in one installment and the shares will be issued shortly thereafter.

F4 · derivative.exercise_date: Based on Company performance during fiscal 2017, approximately 37.7% of the restricted stock units originally granted were earned (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number of units originally reported, subject to plan limits). Assuming continued employment through the end of fiscal 2019, the units will then vest in one installment and the shares will be issued shortly thereafter.

F4 · derivative.expiration_date: Based on Company performance during fiscal 2017, approximately 37.7% of the restricted stock units originally granted were earned (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number of units originally reported, subject to plan limits). Assuming continued employment through the end of fiscal 2019, the units will then vest in one installment and the shares will be issued shortly thereafter.

Read SEC document
February 15, 2018 Filed Feb 20, 2018 22:29 UTC
Shur Irwin MVP, Gen Counsel & Secretary
Exercise / conversionPerformance Units · Derivative 1,410 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-007302 · form4.xml · derivative · entry 4

Shur Irwin M · CIK 0001433027 · VP, Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,410 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: 1 for 1.

F1 · kind: Based on Company performance during the 2015-2017 period, approximately 109.7% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

F1 · price: Based on Company performance during the 2015-2017 period, approximately 109.7% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

F1 · derivative.exercise_date: Based on Company performance during the 2015-2017 period, approximately 109.7% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

F1 · derivative.expiration_date: Based on Company performance during the 2015-2017 period, approximately 109.7% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

Read SEC document
February 15, 2018 Filed Feb 20, 2018 22:29 UTC
Shur Irwin MVP, Gen Counsel & Secretary
GrantPerformance Units · Derivative 125 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-007302 · form4.xml · derivative · entry 3

Shur Irwin M · CIK 0001433027 · VP, Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,410

Underlying: Common Stock · 125 shares

Expires not disclosed

F3 · derivative.exercise_price: 1 for 1.

F1 · kind: Based on Company performance during the 2015-2017 period, approximately 109.7% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

F1 · price: Based on Company performance during the 2015-2017 period, approximately 109.7% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

F1 · derivative.exercise_date: Based on Company performance during the 2015-2017 period, approximately 109.7% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

F1 · derivative.expiration_date: Based on Company performance during the 2015-2017 period, approximately 109.7% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

Read SEC document
February 15, 2018 Filed Feb 20, 2018 22:29 UTC
Shur Irwin MVP, Gen Counsel & Secretary
Tax withholdingCommon Stock 607 $161.18 $97,836.26
Disclosure

SEC source: 0001127602-18-007302 · form4.xml · nonDerivative · entry 2

Shur Irwin M · CIK 0001433027 · VP, Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,385

F2 · kind: Shares were withheld to cover tax withholding upon the vesting of performance units.

Read SEC document
February 15, 2018 Filed Feb 20, 2018 22:29 UTC
Shur Irwin MVP, Gen Counsel & Secretary
Exercise / conversionCommon Stock 1,410 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-007302 · form4.xml · nonDerivative · entry 1

Shur Irwin M · CIK 0001433027 · VP, Gen Counsel & Secretary

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,992

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Based on Company performance during the 2015-2017 period, approximately 109.7% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

F1 · price: Based on Company performance during the 2015-2017 period, approximately 109.7% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

Read SEC document
February 15, 2018 Filed Feb 20, 2018 22:29 UTC
Ward Thomas JSr VP & President - RS&I Group
GrantPerformance Units · Derivative 3,326 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-007306 · form4.xml · derivative · entry 10

Ward Thomas J · CIK 0001320928 · Sr VP & President - RS&I Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,326

Underlying: Common Stock · 3,326 shares

Expires not disclosed

F5 · derivative.exercise_price: 1 for 1.

F10 · derivative.exercise_date: If the Company achieves certain goals over the 2018-2020 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.

F10 · derivative.expiration_date: If the Company achieves certain goals over the 2018-2020 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.

Read SEC document
February 15, 2018 Filed Feb 20, 2018 22:29 UTC
Ward Thomas JSr VP & President - RS&I Group
GrantRestricted Stock Units · Derivative 3,325 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-007306 · form4.xml · derivative · entry 9

Ward Thomas J · CIK 0001320928 · Sr VP & President - RS&I Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,325

Underlying: Common Stock · 3,325 shares

Expires not disclosed

F5 · derivative.exercise_price: 1 for 1.

F9 · derivative.exercise_date: The restricted stock units may be earned based on the achievement of certain Company goals during fiscal 2018. Assuming continued employment through the end of fiscal 2020, any units earned will then vest in one installment and the shares will be issued shortly thereafter. The target number of units that may be earned is reported above; the maximum number is 200% of the number reported, subject to plan limits.

F9 · derivative.expiration_date: The restricted stock units may be earned based on the achievement of certain Company goals during fiscal 2018. Assuming continued employment through the end of fiscal 2020, any units earned will then vest in one installment and the shares will be issued shortly thereafter. The target number of units that may be earned is reported above; the maximum number is 200% of the number reported, subject to plan limits.

Read SEC document
February 15, 2018 Filed Feb 20, 2018 22:29 UTC
Ward Thomas JSr VP & President - RS&I Group
GrantStock Option (Right to Buy) · Derivative 28,646 $0.00 Strike: $161.18 $0.00
Disclosure

SEC source: 0001127602-18-007306 · form4.xml · derivative · entry 8

Ward Thomas J · CIK 0001320928 · Sr VP & President - RS&I Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,646

Underlying: Common Stock · 28,646 shares

Expires 2028-02-15

F8 · price: The transaction was an option grant. Accordingly, the reporting person did not pay a price to obtain the option.

F7 · derivative.exercise_date: Original option grant vests in three annual installments beginning on the date listed in the "Date Exercisable" column.

Read SEC document
February 15, 2018 Filed Feb 20, 2018 22:29 UTC
Ward Thomas JSr VP & President - RS&I Group
Disposition to issuerRestricted Stock Units · Derivative 1,989 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-007306 · form4.xml · derivative · entry 7

Ward Thomas J · CIK 0001320928 · Sr VP & President - RS&I Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,203

Underlying: Common Stock · 1,989 shares

Expires not disclosed

F5 · derivative.exercise_price: 1 for 1.

F6 · kind: Based on Company performance during fiscal 2017, approximately 37.7% of the restricted stock units originally granted were earned (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number of units originally reported, subject to plan limits). Assuming continued employment through the end of fiscal 2019, the units will then vest in one installment and the shares will be issued shortly thereafter.

F6 · price: Based on Company performance during fiscal 2017, approximately 37.7% of the restricted stock units originally granted were earned (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number of units originally reported, subject to plan limits). Assuming continued employment through the end of fiscal 2019, the units will then vest in one installment and the shares will be issued shortly thereafter.

F6 · derivative.exercise_date: Based on Company performance during fiscal 2017, approximately 37.7% of the restricted stock units originally granted were earned (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number of units originally reported, subject to plan limits). Assuming continued employment through the end of fiscal 2019, the units will then vest in one installment and the shares will be issued shortly thereafter.

F6 · derivative.expiration_date: Based on Company performance during fiscal 2017, approximately 37.7% of the restricted stock units originally granted were earned (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number of units originally reported, subject to plan limits). Assuming continued employment through the end of fiscal 2019, the units will then vest in one installment and the shares will be issued shortly thereafter.

Read SEC document
February 15, 2018 Filed Feb 20, 2018 22:29 UTC
Ward Thomas JSr VP & President - RS&I Group
Exercise / conversionPerformance Units · Derivative 4,629 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-007306 · form4.xml · derivative · entry 6

Ward Thomas J · CIK 0001320928 · Sr VP & President - RS&I Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,629 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: 1 for 1.

F1 · kind: Based on Company performance during the 2015-2017 period, approximately 109.7% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

F1 · price: Based on Company performance during the 2015-2017 period, approximately 109.7% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

F1 · derivative.exercise_date: Based on Company performance during the 2015-2017 period, approximately 109.7% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

F1 · derivative.expiration_date: Based on Company performance during the 2015-2017 period, approximately 109.7% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

Read SEC document
February 15, 2018 Filed Feb 20, 2018 22:29 UTC
Ward Thomas JSr VP & President - RS&I Group
GrantPerformance Units · Derivative 409 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-007306 · form4.xml · derivative · entry 5

Ward Thomas J · CIK 0001320928 · Sr VP & President - RS&I Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,629

Underlying: Common Stock · 409 shares

Expires not disclosed

F5 · derivative.exercise_price: 1 for 1.

F1 · kind: Based on Company performance during the 2015-2017 period, approximately 109.7% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

F1 · price: Based on Company performance during the 2015-2017 period, approximately 109.7% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

F1 · derivative.exercise_date: Based on Company performance during the 2015-2017 period, approximately 109.7% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

F1 · derivative.expiration_date: Based on Company performance during the 2015-2017 period, approximately 109.7% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

Read SEC document
February 15, 2018 Filed Feb 20, 2018 22:29 UTC
Ward Thomas JSr VP & President - RS&I Group
Tax withholdingCommon Stock 2,051 $161.18 $330,580.18
Disclosure

SEC source: 0001127602-18-007306 · form4.xml · nonDerivative · entry 2

Ward Thomas J · CIK 0001320928 · Sr VP & President - RS&I Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,789.0032

F2 · kind: Shares were withheld to cover tax withholding upon the vesting of performance units.

Read SEC document
February 15, 2018 Filed Feb 20, 2018 22:29 UTC
Ward Thomas JSr VP & President - RS&I Group
Exercise / conversionCommon Stock 4,629 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-007306 · form4.xml · nonDerivative · entry 1

Ward Thomas J · CIK 0001320928 · Sr VP & President - RS&I Group

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,840.0032

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Based on Company performance during the 2015-2017 period, approximately 109.7% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

F1 · price: Based on Company performance during the 2015-2017 period, approximately 109.7% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

Read SEC document
February 15, 2018 Filed Feb 20, 2018 22:20 UTC
PINCHUK NICHOLAS TDirector · Chairman, President and CEO
GrantPerformance Units · Derivative 10,714 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-007301 · form4.xml · derivative · entry 9

PINCHUK NICHOLAS T · CIK 0001246136 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,714

Underlying: Common Stock · 10,714 shares

Expires not disclosed

F4 · derivative.exercise_price: 1 for 1.

F9 · derivative.exercise_date: If the Company achieves certain goals over the 2018-2020 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.

F9 · derivative.expiration_date: If the Company achieves certain goals over the 2018-2020 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.

Read SEC document
February 15, 2018 Filed Feb 20, 2018 22:20 UTC
PINCHUK NICHOLAS TDirector · Chairman, President and CEO
GrantRestricted Stock Units · Derivative 10,713 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-007301 · form4.xml · derivative · entry 8

PINCHUK NICHOLAS T · CIK 0001246136 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,713

Underlying: Common Stock · 10,713 shares

Expires not disclosed

F4 · derivative.exercise_price: 1 for 1.

F8 · derivative.exercise_date: The restricted stock units may be earned based on the achievement of certain Company goals during fiscal 2018. Assuming continued employment through the end of fiscal 2020, any units earned will then vest in one installment and the shares will be issued shortly thereafter. The target number of units that may be earned is reported above; the maximum number is 200% of the number reported, subject to plan limits.

F8 · derivative.expiration_date: The restricted stock units may be earned based on the achievement of certain Company goals during fiscal 2018. Assuming continued employment through the end of fiscal 2020, any units earned will then vest in one installment and the shares will be issued shortly thereafter. The target number of units that may be earned is reported above; the maximum number is 200% of the number reported, subject to plan limits.

Read SEC document
February 15, 2018 Filed Feb 20, 2018 22:20 UTC
PINCHUK NICHOLAS TDirector · Chairman, President and CEO
GrantStock Option (Right to Buy) · Derivative 92,288 $0.00 Strike: $161.18 $0.00
Disclosure

SEC source: 0001127602-18-007301 · form4.xml · derivative · entry 7

PINCHUK NICHOLAS T · CIK 0001246136 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,288

Underlying: Common Stock · 92,288 shares

Expires 2028-02-15

F7 · price: This transaction was an option grant. Accordingly, the reporting person did not pay a price to obtain the option.

F6 · derivative.exercise_date: Original option grant vests in three annual installments beginning on the date listed in the "Date Exercisable" column.

Read SEC document
February 15, 2018 Filed Feb 20, 2018 22:20 UTC
PINCHUK NICHOLAS TDirector · Chairman, President and CEO
Disposition to issuerRestricted Stock Units · Derivative 5,966 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-007301 · form4.xml · derivative · entry 6

PINCHUK NICHOLAS T · CIK 0001246136 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,610

Underlying: Common Stock · 5,966 shares

Expires not disclosed

F4 · derivative.exercise_price: 1 for 1.

F5 · kind: Based on Company performance during fiscal 2017, approximately 37.7% of the restricted stock units originally granted were earned (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number of units originally reported, subject to plan limits). Assuming continued employment through the end of fiscal 2019, the units will then vest in one installment and the shares will be issued shortly thereafter.

F5 · price: Based on Company performance during fiscal 2017, approximately 37.7% of the restricted stock units originally granted were earned (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number of units originally reported, subject to plan limits). Assuming continued employment through the end of fiscal 2019, the units will then vest in one installment and the shares will be issued shortly thereafter.

F5 · derivative.exercise_date: Based on Company performance during fiscal 2017, approximately 37.7% of the restricted stock units originally granted were earned (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number of units originally reported, subject to plan limits). Assuming continued employment through the end of fiscal 2019, the units will then vest in one installment and the shares will be issued shortly thereafter.

F5 · derivative.expiration_date: Based on Company performance during fiscal 2017, approximately 37.7% of the restricted stock units originally granted were earned (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number of units originally reported, subject to plan limits). Assuming continued employment through the end of fiscal 2019, the units will then vest in one installment and the shares will be issued shortly thereafter.

Read SEC document
February 15, 2018 Filed Feb 20, 2018 22:20 UTC
PINCHUK NICHOLAS TDirector · Chairman, President and CEO
Exercise / conversionPerformance Units · Derivative 13,886 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-007301 · form4.xml · derivative · entry 5

PINCHUK NICHOLAS T · CIK 0001246136 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 13,886 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: 1 for 1.

F1 · kind: Based on Company performance during the 2015-2017 period, approximately 109.7% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

F1 · price: Based on Company performance during the 2015-2017 period, approximately 109.7% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

F1 · derivative.exercise_date: Based on Company performance during the 2015-2017 period, approximately 109.7% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

F1 · derivative.expiration_date: Based on Company performance during the 2015-2017 period, approximately 109.7% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

Read SEC document
February 15, 2018 Filed Feb 20, 2018 22:20 UTC
PINCHUK NICHOLAS TDirector · Chairman, President and CEO
GrantPerformance Units · Derivative 1,228 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-007301 · form4.xml · derivative · entry 4

PINCHUK NICHOLAS T · CIK 0001246136 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,886

Underlying: Common Stock · 1,228 shares

Expires not disclosed

F4 · derivative.exercise_price: 1 for 1.

F1 · kind: Based on Company performance during the 2015-2017 period, approximately 109.7% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

F1 · price: Based on Company performance during the 2015-2017 period, approximately 109.7% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

F1 · derivative.exercise_date: Based on Company performance during the 2015-2017 period, approximately 109.7% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

F1 · derivative.expiration_date: Based on Company performance during the 2015-2017 period, approximately 109.7% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

Read SEC document
February 15, 2018 Filed Feb 20, 2018 22:20 UTC
PINCHUK NICHOLAS TDirector · Chairman, President and CEO
Tax withholdingCommon Stock 6,152 $161.18 $991,579.36
Disclosure

SEC source: 0001127602-18-007301 · form4.xml · nonDerivative · entry 2

PINCHUK NICHOLAS T · CIK 0001246136 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 385,873.7163

F2 · kind: Shares were withheld to cover tax withholding upon the vesting of performance units.

Read SEC document
February 15, 2018 Filed Feb 20, 2018 22:20 UTC
PINCHUK NICHOLAS TDirector · Chairman, President and CEO
Exercise / conversionCommon Stock 13,886 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-007301 · form4.xml · nonDerivative · entry 1

PINCHUK NICHOLAS T · CIK 0001246136 · Director · Chairman, President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 392,025.7163

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Based on Company performance during the 2015-2017 period, approximately 109.7% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

F1 · price: Based on Company performance during the 2015-2017 period, approximately 109.7% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

Read SEC document
February 15, 2018 Filed Feb 20, 2018 22:27 UTC
Strege Richard KVice President & Controller
GrantPerformance Units · Derivative 554 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-007304 · form4.xml · derivative · entry 10

Strege Richard K · CIK 0001700758 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 554

Underlying: Common Stock · 554 shares

Expires not disclosed

F3 · derivative.exercise_price: 1 for 1.

F10 · derivative.exercise_date: If the Company achieves certain goals over the 2018-2020 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.

F10 · derivative.expiration_date: If the Company achieves certain goals over the 2018-2020 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.

Read SEC document
February 15, 2018 Filed Feb 20, 2018 22:27 UTC
Strege Richard KVice President & Controller
GrantRestricted Stock Units · Derivative 554 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-007304 · form4.xml · derivative · entry 9

Strege Richard K · CIK 0001700758 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 554

Underlying: Common Stock · 554 shares

Expires not disclosed

F3 · derivative.exercise_price: 1 for 1.

F9 · derivative.exercise_date: The restricted stock units may be earned based on the achievement of certain Company goals during fiscal 2018. Assuming continued employment through the end of fiscal 2020, any units earned will then vest in one installment and the shares will be issued shortly thereafter. The target number of units that may be earned is reported above; the maximum number is 200% of the number reported, subject to plan limits.

F9 · derivative.expiration_date: The restricted stock units may be earned based on the achievement of certain Company goals during fiscal 2018. Assuming continued employment through the end of fiscal 2020, any units earned will then vest in one installment and the shares will be issued shortly thereafter. The target number of units that may be earned is reported above; the maximum number is 200% of the number reported, subject to plan limits.

Read SEC document
February 15, 2018 Filed Feb 20, 2018 22:27 UTC
Strege Richard KVice President & Controller
GrantStock Option (Right to Buy) · Derivative 4,774 $0.00 Strike: $161.18 $0.00
Disclosure

SEC source: 0001127602-18-007304 · form4.xml · derivative · entry 8

Strege Richard K · CIK 0001700758 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,774

Underlying: Common Stock · 4,774 shares

Expires 2028-02-15

F8 · price: This transaction was an option grant. Accordingly, the reporting person did not pay a price to obtain the option.

F7 · derivative.exercise_date: Original option grant vests in three annual installments beginning on the date listed in the "Date Exercisable" column.

Read SEC document
February 15, 2018 Filed Feb 20, 2018 22:27 UTC
Strege Richard KVice President & Controller
Disposition to issuerRestricted Stock Units · Derivative 217 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-18-007304 · form4.xml · derivative · entry 7

Strege Richard K · CIK 0001700758 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131

Underlying: Common Stock · 217 shares

Expires not disclosed

F3 · derivative.exercise_price: 1 for 1.

F6 · kind: Based on Company performance during fiscal 2017, approximately 37.7% of the restricted stock units originally granted were earned (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number of units originally reported, subject to plan limits). Assuming continued employment through the end of fiscal 2019, the units will then vest in one installment and the shares will be issued shortly thereafter.

F6 · price: Based on Company performance during fiscal 2017, approximately 37.7% of the restricted stock units originally granted were earned (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number of units originally reported, subject to plan limits). Assuming continued employment through the end of fiscal 2019, the units will then vest in one installment and the shares will be issued shortly thereafter.

F6 · derivative.exercise_date: Based on Company performance during fiscal 2017, approximately 37.7% of the restricted stock units originally granted were earned (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number of units originally reported, subject to plan limits). Assuming continued employment through the end of fiscal 2019, the units will then vest in one installment and the shares will be issued shortly thereafter.

F6 · derivative.expiration_date: Based on Company performance during fiscal 2017, approximately 37.7% of the restricted stock units originally granted were earned (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number of units originally reported, subject to plan limits). Assuming continued employment through the end of fiscal 2019, the units will then vest in one installment and the shares will be issued shortly thereafter.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.