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Strege Richard K

Disclosed activity across 1 company

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139925
SEC CIK
0001700758

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Snap-on IncSNA · Entity 3268Vice President & ControllerApril 28, 2021April 30, 2021

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Snap-on Inc

Report date April 28, 2021 · Filed April 30, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect2,070.5679 Ending reported balance After 2021-04-29 transaction · row 6
6 source rows · reconciled sequence

Row 1 · 2021-04-28 · Exercise / conversion · Acquired 1,200 · Balance 3,270.5679

Row 2 · 2021-04-28 · Sale · Disposed 1,200 · Balance 2,070.5679

F1: This transaction was executed in multiple trades at prices ranging from $238.75 to $238.825. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.

Row 3 · 2021-04-29 · Exercise / conversion · Acquired 3,574 · Balance 5,644.5679

Row 4 · 2021-04-29 · Exercise / conversion · Acquired 3,333 · Balance 8,977.5679

Row 5 · 2021-04-29 · Exercise / conversion · Acquired 1,767 · Balance 10,744.5679

Row 6 · 2021-04-29 · Sale · Disposed 8,674 · Balance 2,070.5679

F2: This transaction was executed in multiple trades at prices ranging from $238.75 to $239.38. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $161.18 · Expires 2028-02-15Direct3,574 Reported balance After 2021-04-28 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2021-04-28 · Exercise / conversion · Disposed 1,200 · Balance 3,574

F4: Exercise of Rule 16b-3 stock option.

F3: Option fully vested.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $161.18 · Expires 2028-02-15Direct0 Reported balance After 2021-04-29 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2021-04-29 · Exercise / conversion · Disposed 3,574 · Balance 0

F4: Exercise of Rule 16b-3 stock option.

F3: Option fully vested.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $155.92 · Expires 2029-02-14Direct1,667 Reported balance After 2021-04-29 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2021-04-29 · Exercise / conversion · Disposed 3,333 · Balance 1,667

F4: Exercise of Rule 16b-3 stock option.

F5: Original stock option grant vests in three annual installments beginning on the date listed in the "Date Exercisable" column.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $155.34 · Expires 2030-02-13Direct3,533 Reported balance After 2021-04-29 transaction · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · 2021-04-29 · Exercise / conversion · Disposed 1,767 · Balance 3,533

F4: Exercise of Rule 16b-3 stock option.

F5: Original stock option grant vests in three annual installments beginning on the date listed in the "Date Exercisable" column.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $189.89 · Expires 2031-02-11Direct3,628 Reported balance Holding disclosure · report date 2021-04-28 · row 11 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 11 · Balance 3,628

F5: Original stock option grant vests in three annual installments beginning on the date listed in the "Date Exercisable" column.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2024-02-11Direct566 Reported balance Holding disclosure · report date 2021-04-28 · row 12 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 12 · Balance 566

F6: 1 for 1.

F7: The restricted stock units vest three years from the grant date on the date listed above, assuming continued employment.

Performance UnitsSEC Table II · derivative / convertible securityDirect672 Reported balance Holding disclosure · report date 2021-04-28 · row 13 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 13 · Balance 672

F6: 1 for 1.

F8: If the Company achieves certain goals over the 2019-2021 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.

Performance UnitsSEC Table II · derivative / convertible securityDirect668 Reported balance Holding disclosure · report date 2021-04-28 · row 14 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 14 · Balance 668

F6: 1 for 1.

F9: If the Company achieves certain goals over the 2020-2022 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.

Performance UnitsSEC Table II · derivative / convertible securityDirect1,131 Reported balance Holding disclosure · report date 2021-04-28 · row 15 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 15 · Balance 1,131

F6: 1 for 1.

F10: If the Company achieves certain goals over the 2021-2023 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.

Filing footnotes · ownership attribution and instrument terms

F1: This transaction was executed in multiple trades at prices ranging from $238.75 to $238.825. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.

F2: This transaction was executed in multiple trades at prices ranging from $238.75 to $239.38. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.

F3: Option fully vested.

F4: Exercise of Rule 16b-3 stock option.

F5: Original stock option grant vests in three annual installments beginning on the date listed in the "Date Exercisable" column.

F6: 1 for 1.

F7: The restricted stock units vest three years from the grant date on the date listed above, assuming continued employment.

F8: If the Company achieves certain goals over the 2019-2021 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.

F9: If the Company achieves certain goals over the 2020-2022 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.

F10: If the Company achieves certain goals over the 2021-2023 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
April 29, 2021 Filed Apr 30, 2021 20:33 UTC Snap-on Inc SNA · Entity 3268 Exercise / conversionStock Option (Right to Buy) · Derivative 1,767 Not disclosed Strike: $155.34 Not disclosed
Disclosure

SEC source: 0001127602-21-014790 · form4.xml · derivative · entry 10

Strege Richard K · CIK 0001700758 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,533

Underlying: Common Stock · 1,767 shares

Expires 2030-02-13

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: Exercise of Rule 16b-3 stock option.

F5 · derivative.exercise_date: Original stock option grant vests in three annual installments beginning on the date listed in the "Date Exercisable" column.

Read SEC document
April 29, 2021 Filed Apr 30, 2021 20:33 UTC Snap-on Inc SNA · Entity 3268 Exercise / conversionStock Option (Right to Buy) · Derivative 3,333 Not disclosed Strike: $155.92 Not disclosed
Disclosure

SEC source: 0001127602-21-014790 · form4.xml · derivative · entry 9

Strege Richard K · CIK 0001700758 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,667

Underlying: Common Stock · 3,333 shares

Expires 2029-02-14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: Exercise of Rule 16b-3 stock option.

F5 · derivative.exercise_date: Original stock option grant vests in three annual installments beginning on the date listed in the "Date Exercisable" column.

Read SEC document
April 29, 2021 Filed Apr 30, 2021 20:33 UTC Snap-on Inc SNA · Entity 3268 Exercise / conversionStock Option (Right to Buy) · Derivative 3,574 Not disclosed Strike: $161.18 Not disclosed
Disclosure

SEC source: 0001127602-21-014790 · form4.xml · derivative · entry 8

Strege Richard K · CIK 0001700758 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,574 shares

Expires 2028-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: Exercise of Rule 16b-3 stock option.

F3 · derivative.exercise_date: Option fully vested.

Read SEC document
April 29, 2021 Filed Apr 30, 2021 20:33 UTC Snap-on Inc SNA · Entity 3268 SaleCommon Stock 8,674 $238.92 $2,072,410.30
Disclosure

SEC source: 0001127602-21-014790 · form4.xml · nonDerivative · entry 6

Strege Richard K · CIK 0001700758 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,070.5679

F2 · price: This transaction was executed in multiple trades at prices ranging from $238.75 to $239.38. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.

Read SEC document
April 29, 2021 Filed Apr 30, 2021 20:33 UTC Snap-on Inc SNA · Entity 3268 Exercise / conversionCommon Stock 1,767 $155.34 $274,485.78
Disclosure

SEC source: 0001127602-21-014790 · form4.xml · nonDerivative · entry 5

Strege Richard K · CIK 0001700758 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,744.5679

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 29, 2021 Filed Apr 30, 2021 20:33 UTC Snap-on Inc SNA · Entity 3268 Exercise / conversionCommon Stock 3,333 $155.92 $519,681.36
Disclosure

SEC source: 0001127602-21-014790 · form4.xml · nonDerivative · entry 4

Strege Richard K · CIK 0001700758 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,977.5679

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 29, 2021 Filed Apr 30, 2021 20:33 UTC Snap-on Inc SNA · Entity 3268 Exercise / conversionCommon Stock 3,574 $161.18 $576,057.32
Disclosure

SEC source: 0001127602-21-014790 · form4.xml · nonDerivative · entry 3

Strege Richard K · CIK 0001700758 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,644.5679

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 28, 2021 Filed Apr 30, 2021 20:33 UTC Snap-on Inc SNA · Entity 3268 Exercise / conversionStock Option (Right to Buy) · Derivative 1,200 Not disclosed Strike: $161.18 Not disclosed
Disclosure

SEC source: 0001127602-21-014790 · form4.xml · derivative · entry 7

Strege Richard K · CIK 0001700758 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,574

Underlying: Common Stock · 1,200 shares

Expires 2028-02-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: Exercise of Rule 16b-3 stock option.

F3 · derivative.exercise_date: Option fully vested.

Read SEC document
April 28, 2021 Filed Apr 30, 2021 20:33 UTC Snap-on Inc SNA · Entity 3268 SaleCommon Stock 1,200 $238.79 $286,545.48
Disclosure

SEC source: 0001127602-21-014790 · form4.xml · nonDerivative · entry 2

Strege Richard K · CIK 0001700758 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,070.5679

F1 · price: This transaction was executed in multiple trades at prices ranging from $238.75 to $238.825. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.

Read SEC document
April 28, 2021 Filed Apr 30, 2021 20:33 UTC Snap-on Inc SNA · Entity 3268 Exercise / conversionCommon Stock 1,200 $161.18 $193,416.00
Disclosure

SEC source: 0001127602-21-014790 · form4.xml · nonDerivative · entry 1

Strege Richard K · CIK 0001700758 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,270.5679

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 29, 2021 Filed Mar 29, 2021 21:31 UTC Snap-on Inc SNA · Entity 3268 Exercise / conversionStock Option (Right to Buy) · Derivative 1,824 Not disclosed Strike: $168.70 Not disclosed
Disclosure

SEC source: 0001127602-21-012253 · form4.xml · derivative · entry 6

Strege Richard K · CIK 0001700758 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,824 shares

Expires 2027-02-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option was exercised and the underlying shares were sold pursuant to a Rule 10b5-1 Plan.

F6 · price: Exercise of Rule 16b-3 stock option pursuant to a Rule 10b5-1 Plan.

F5 · derivative.exercise_date: Option fully vested.

Read SEC document
March 29, 2021 Filed Mar 29, 2021 21:31 UTC Snap-on Inc SNA · Entity 3268 SaleCommon Stock 1,824 $230.46 $420,354.66
Disclosure

SEC source: 0001127602-21-012253 · form4.xml · nonDerivative · entry 4

Strege Richard K · CIK 0001700758 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,070.5679

F1 · kind: The option was exercised and the underlying shares were sold pursuant to a Rule 10b5-1 Plan.

F4 · price: This transaction was executed in multiple trades at prices ranging from $230.01 to $230.50. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.

Read SEC document
March 29, 2021 Filed Mar 29, 2021 21:31 UTC Snap-on Inc SNA · Entity 3268 Exercise / conversionCommon Stock 1,824 $168.70 $307,708.80
Disclosure

SEC source: 0001127602-21-012253 · form4.xml · nonDerivative · entry 3

Strege Richard K · CIK 0001700758 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,894.5679

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option was exercised and the underlying shares were sold pursuant to a Rule 10b5-1 Plan.

Read SEC document
March 26, 2021 Filed Mar 29, 2021 21:31 UTC Snap-on Inc SNA · Entity 3268 Exercise / conversionStock Option (Right to Buy) · Derivative 3,176 Not disclosed Strike: $168.70 Not disclosed
Disclosure

SEC source: 0001127602-21-012253 · form4.xml · derivative · entry 5

Strege Richard K · CIK 0001700758 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,824

Underlying: Common Stock · 3,176 shares

Expires 2027-02-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option was exercised and the underlying shares were sold pursuant to a Rule 10b5-1 Plan.

F6 · price: Exercise of Rule 16b-3 stock option pursuant to a Rule 10b5-1 Plan.

F5 · derivative.exercise_date: Option fully vested.

Read SEC document
March 26, 2021 Filed Mar 29, 2021 21:31 UTC Snap-on Inc SNA · Entity 3268 SaleCommon Stock 3,176 $229.62 $729,269.31
Disclosure

SEC source: 0001127602-21-012253 · form4.xml · nonDerivative · entry 2

Strege Richard K · CIK 0001700758 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,070.5679

F1 · kind: The option was exercised and the underlying shares were sold pursuant to a Rule 10b5-1 Plan.

F3 · price: This transaction was executed in multiple trades at prices ranging from $229.50 to $229.75. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon requested to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.

Read SEC document
March 26, 2021 Filed Mar 29, 2021 21:31 UTC Snap-on Inc SNA · Entity 3268 Exercise / conversionCommon Stock 3,176 $168.70 $535,791.20
Disclosure

SEC source: 0001127602-21-012253 · form4.xml · nonDerivative · entry 1

Strege Richard K · CIK 0001700758 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,246.5679

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option was exercised and the underlying shares were sold pursuant to a Rule 10b5-1 Plan.

F2 · balance_after: Includes 0.1484 shares acquired under a dividend reinvestment plan.

Read SEC document
February 24, 2021 Filed Feb 25, 2021 21:59 UTC Snap-on Inc SNA · Entity 3268 Exercise / conversionStock Option (Right to Buy) · Derivative 1,533 Not disclosed Strike: $144.69 Not disclosed
Disclosure

SEC source: 0001127602-21-007924 · form4.xml · derivative · entry 3

Strege Richard K · CIK 0001700758 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,533 shares

Expires 2025-02-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option was exercised and the underlying shares were sold pursuant to a Rule 10b5-1 Plan.

F3 · price: Exercise of Rule 16b-3 stock option pursuant to a Rule 10b5-1 Plan.

F2 · derivative.exercise_date: Option fully vested.

Read SEC document
February 24, 2021 Filed Feb 25, 2021 21:59 UTC Snap-on Inc SNA · Entity 3268 SaleCommon Stock 1,533 $200.00 $306,600.00
Disclosure

SEC source: 0001127602-21-007924 · form4.xml · nonDerivative · entry 2

Strege Richard K · CIK 0001700758 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,070.4195

F1 · kind: The option was exercised and the underlying shares were sold pursuant to a Rule 10b5-1 Plan.

Read SEC document
February 24, 2021 Filed Feb 25, 2021 21:59 UTC Snap-on Inc SNA · Entity 3268 Exercise / conversionCommon Stock 1,533 $144.69 $221,809.77
Disclosure

SEC source: 0001127602-21-007924 · form4.xml · nonDerivative · entry 1

Strege Richard K · CIK 0001700758 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,603.4195

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option was exercised and the underlying shares were sold pursuant to a Rule 10b5-1 Plan.

Read SEC document
February 19, 2021 Filed Feb 23, 2021 21:56 UTC Snap-on Inc SNA · Entity 3268 Exercise / conversionStock Option (Right to Buy) · Derivative 1,534 Not disclosed Strike: $144.69 Not disclosed
Disclosure

SEC source: 0001127602-21-007359 · form4.xml · derivative · entry 3

Strege Richard K · CIK 0001700758 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,533

Underlying: Common Stock · 1,534 shares

Expires 2025-02-12

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option was exercised and the underlying shares were sold pursuant to a Rule 10b5-1 Plan.

F4 · price: Exercise of Rule 16b-3 stock option pursuant to a Rule 10b5-1 Plan.

F3 · derivative.exercise_date: Option fully vested.

Read SEC document
February 19, 2021 Filed Feb 23, 2021 21:56 UTC Snap-on Inc SNA · Entity 3268 SaleCommon Stock 1,534 $195.00 $299,130.31
Disclosure

SEC source: 0001127602-21-007359 · form4.xml · nonDerivative · entry 2

Strege Richard K · CIK 0001700758 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,070.4195

F1 · kind: The option was exercised and the underlying shares were sold pursuant to a Rule 10b5-1 Plan.

F2 · price: This transaction was executed in multiple trades at prices ranging from $195.00 to $195.06. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon requested to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.

Read SEC document
February 19, 2021 Filed Feb 23, 2021 21:56 UTC Snap-on Inc SNA · Entity 3268 Exercise / conversionCommon Stock 1,534 $144.69 $221,954.46
Disclosure

SEC source: 0001127602-21-007359 · form4.xml · nonDerivative · entry 1

Strege Richard K · CIK 0001700758 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,604.4195

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option was exercised and the underlying shares were sold pursuant to a Rule 10b5-1 Plan.

Read SEC document
February 11, 2021 Filed Feb 16, 2021 22:32 UTC Snap-on Inc SNA · Entity 3268 Disposition to issuerRestricted Stock Units · Derivative 668 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-005929 · form4.xml · derivative · entry 6

Strege Richard K · CIK 0001700758 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 668 shares

Expires not disclosed

F3 · derivative.exercise_price: 1 for 1.

F7 · kind: Based on the Company's performance during fiscal 2020, the restricted stock units granted in fiscal 2020 were not earned and, as a result, the awards were forfeited.

F7 · price: Based on the Company's performance during fiscal 2020, the restricted stock units granted in fiscal 2020 were not earned and, as a result, the awards were forfeited.

F7 · derivative.exercise_date: Based on the Company's performance during fiscal 2020, the restricted stock units granted in fiscal 2020 were not earned and, as a result, the awards were forfeited.

F7 · derivative.expiration_date: Based on the Company's performance during fiscal 2020, the restricted stock units granted in fiscal 2020 were not earned and, as a result, the awards were forfeited.

Read SEC document
February 11, 2021 Filed Feb 16, 2021 22:32 UTC Snap-on Inc SNA · Entity 3268 Disposition to issuerPerformance Units · Derivative 554 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-005929 · form4.xml · derivative · entry 5

Strege Richard K · CIK 0001700758 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 554 shares

Expires not disclosed

F3 · derivative.exercise_price: 1 for 1.

F6 · kind: Based on Company performance during the 2018-2020 period, the performance units did not vest and, as a result, were forfeited.

F6 · price: Based on Company performance during the 2018-2020 period, the performance units did not vest and, as a result, were forfeited.

F6 · derivative.exercise_date: Based on Company performance during the 2018-2020 period, the performance units did not vest and, as a result, were forfeited.

F6 · derivative.expiration_date: Based on Company performance during the 2018-2020 period, the performance units did not vest and, as a result, were forfeited.

Read SEC document
February 11, 2021 Filed Feb 16, 2021 22:32 UTC Snap-on Inc SNA · Entity 3268 GrantRestricted Stock Units · Derivative 566 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-005929 · form4.xml · derivative · entry 4

Strege Richard K · CIK 0001700758 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 566

Underlying: Common Stock · 566 shares

Expires 2024-02-11

F3 · derivative.exercise_price: 1 for 1.

F5 · derivative.exercise_date: The restricted stock units vest three years from the grant date on the date listed above, assuming continued employment.

F5 · derivative.expiration_date: The restricted stock units vest three years from the grant date on the date listed above, assuming continued employment.

Read SEC document
February 11, 2021 Filed Feb 16, 2021 22:32 UTC Snap-on Inc SNA · Entity 3268 GrantPerformance Units · Derivative 1,131 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-005929 · form4.xml · derivative · entry 3

Strege Richard K · CIK 0001700758 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,131

Underlying: Common Stock · 1,131 shares

Expires not disclosed

F3 · derivative.exercise_price: 1 for 1.

F4 · derivative.exercise_date: If the Company achieves certain goals over the 2021-2023 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.

F4 · derivative.expiration_date: If the Company achieves certain goals over the 2021-2023 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.

Read SEC document
February 11, 2021 Filed Feb 16, 2021 22:32 UTC Snap-on Inc SNA · Entity 3268 GrantStock Option (Right to Buy) · Derivative 3,628 $0.00 Strike: $189.89 $0.00
Disclosure

SEC source: 0001127602-21-005929 · form4.xml · derivative · entry 2

Strege Richard K · CIK 0001700758 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,628

Underlying: Common Stock · 3,628 shares

Expires 2031-02-11

F2 · price: This transaction was an option grant. Accordingly, the reporting person did not pay a price to obtain the option.

F1 · derivative.exercise_date: Original stock option grant vests in three annual installments beginning on the date listed in the "Date Exercisable" column.

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January 02, 2021 Filed Jan 5, 2021 22:15 UTC Snap-on Inc SNA · Entity 3268 Exercise / conversionRestricted Stock Units · Derivative 433 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-000730 · form4.xml · derivative · entry 3

Strege Richard K · CIK 0001700758 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 433 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: 1 for 1.

F1 · kind: The restricted stock units were earned based on Company performance during fiscal 2018 and vested in one installment based on continued employment through the end of fiscal 2020.

F1 · price: The restricted stock units were earned based on Company performance during fiscal 2018 and vested in one installment based on continued employment through the end of fiscal 2020.

F1 · derivative.exercise_date: The restricted stock units were earned based on Company performance during fiscal 2018 and vested in one installment based on continued employment through the end of fiscal 2020.

F1 · derivative.expiration_date: The restricted stock units were earned based on Company performance during fiscal 2018 and vested in one installment based on continued employment through the end of fiscal 2020.

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January 02, 2021 Filed Jan 5, 2021 22:15 UTC Snap-on Inc SNA · Entity 3268 Tax withholdingCommon Stock 140 $171.14 $23,959.60
Disclosure

SEC source: 0001127602-21-000730 · form4.xml · nonDerivative · entry 2

Strege Richard K · CIK 0001700758 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,070.4195

F3 · kind: Shares were withheld to cover tax withholding upon the vesting of the restricted stock units.

Read SEC document
January 02, 2021 Filed Jan 5, 2021 22:15 UTC Snap-on Inc SNA · Entity 3268 Exercise / conversionCommon Stock 433 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-21-000730 · form4.xml · nonDerivative · entry 1

Strege Richard K · CIK 0001700758 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,210.4195

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The restricted stock units were earned based on Company performance during fiscal 2018 and vested in one installment based on continued employment through the end of fiscal 2020.

F1 · price: The restricted stock units were earned based on Company performance during fiscal 2018 and vested in one installment based on continued employment through the end of fiscal 2020.

F2 · balance_after: Includes 0.1764 shares acquired under a dividend reinvestment plan.

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December 01, 2020 Filed Dec 2, 2020 22:06 UTC Snap-on Inc SNA · Entity 3268 OtherDeferred Stock Units · Derivative 2,037.034 $175.79 $358,090.21
Disclosure

SEC source: 0001127602-20-030323 · form4.xml · derivative · entry 2

Strege Richard K · CIK 0001700758 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,037.034 shares

Expires not disclosed

F1 · derivative.exercise_price: 1 for 1.

F2 · shares: This information is based on the plan balance as of the date of the transaction.

F3 · derivative.exercise_date: Payment will be made in accordance with the reporting person's deferral election, death, disability or termination of employment.

F3 · derivative.expiration_date: Payment will be made in accordance with the reporting person's deferral election, death, disability or termination of employment.

F2 · derivative.underlying_shares: This information is based on the plan balance as of the date of the transaction.

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November 09, 2020 Filed Nov 12, 2020 21:50 UTC Snap-on Inc SNA · Entity 3268 Exercise / conversionStock Option (Right to Buy) · Derivative 4,800 Not disclosed Strike: $138.03 Not disclosed
Disclosure

SEC source: 0001127602-20-028831 · form4.xml · derivative · entry 3

Strege Richard K · CIK 0001700758 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,800 shares

Expires 2026-02-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option was exercised and the underlying shares were sold pursuant to a Rule 10b5-1 Plan.

F4 · price: Exercise of Rule 16b-3 stock option pursuant to a Rule 10b5-1 Plan.

F3 · derivative.exercise_date: Option fully vested.

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November 09, 2020 Filed Nov 12, 2020 21:50 UTC Snap-on Inc SNA · Entity 3268 SaleCommon Stock 4,800 $177.00 $849,600.00
Disclosure

SEC source: 0001127602-20-028831 · form4.xml · nonDerivative · entry 2

Strege Richard K · CIK 0001700758 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,777.2431

F1 · kind: The option was exercised and the underlying shares were sold pursuant to a Rule 10b5-1 Plan.

Read SEC document
November 09, 2020 Filed Nov 12, 2020 21:50 UTC Snap-on Inc SNA · Entity 3268 Exercise / conversionCommon Stock 4,800 $138.03 $662,544.00
Disclosure

SEC source: 0001127602-20-028831 · form4.xml · nonDerivative · entry 1

Strege Richard K · CIK 0001700758 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,577.2431

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The option was exercised and the underlying shares were sold pursuant to a Rule 10b5-1 Plan.

F2 · balance_after: Includes 4.5910 shares acquired under the Snap-on Incorporated Employee Stock Ownership Plan and 0.5408 shares acquired under a dividend reinvestment plan.

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February 13, 2020 Filed Feb 18, 2020 22:12 UTC Snap-on Inc SNA · Entity 3268 GrantPerformance Units · Derivative 668 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-006126 · form4.xml · derivative · entry 8

Strege Richard K · CIK 0001700758 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 668

Underlying: Common Stock · 668 shares

Expires not disclosed

F3 · derivative.exercise_price: 1 for 1.

F8 · derivative.exercise_date: If the Company achieves certain goals over the 2020-2022 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.

F8 · derivative.expiration_date: If the Company achieves certain goals over the 2020-2022 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.

Read SEC document
February 13, 2020 Filed Feb 18, 2020 22:12 UTC Snap-on Inc SNA · Entity 3268 GrantRestricted Stock Units · Derivative 668 $0.00 $0.00
Disclosure

SEC source: 0001127602-20-006126 · form4.xml · derivative · entry 7

Strege Richard K · CIK 0001700758 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 668

Underlying: Common Stock · 668 shares

Expires not disclosed

F3 · derivative.exercise_price: 1 for 1.

F7 · derivative.exercise_date: The restricted stock units may be earned based on the achievement of certain Company goals during fiscal 2020. Assuming continued employment through the end of fiscal 2022, any units earned will then vest in one installment and the shares will be issued shortly thereafter. The target number of units that may be earned is reported above; the maximum number is 200% of the number reported, subject to plan limits.

F7 · derivative.expiration_date: The restricted stock units may be earned based on the achievement of certain Company goals during fiscal 2020. Assuming continued employment through the end of fiscal 2022, any units earned will then vest in one installment and the shares will be issued shortly thereafter. The target number of units that may be earned is reported above; the maximum number is 200% of the number reported, subject to plan limits.

Read SEC document
February 13, 2020 Filed Feb 18, 2020 22:12 UTC Snap-on Inc SNA · Entity 3268 GrantStock Option (Right to Buy) · Derivative 5,300 $0.00 Strike: $155.34 $0.00
Disclosure

SEC source: 0001127602-20-006126 · form4.xml · derivative · entry 6

Strege Richard K · CIK 0001700758 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,300

Underlying: Common Stock · 5,300 shares

Expires 2030-02-13

F6 · price: This transaction was an option grant. Accordingly, the reporting person did not pay a price to obtain the option.

F5 · derivative.exercise_date: Original stock option grant vests in three annual installments beginning on the date listed in the "Date Exercisable" column.

Read SEC document
February 13, 2020 Filed Feb 18, 2020 22:12 UTC Snap-on Inc SNA · Entity 3268 Disposition to issuerRestricted Stock Units · Derivative 672 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-20-006126 · form4.xml · derivative · entry 5

Strege Richard K · CIK 0001700758 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 672 shares

Expires not disclosed

F3 · derivative.exercise_price: 1 for 1.

F4 · kind: Based on the Company's performance during fiscal 2019, the restricted stock units granted in fiscal 2019 were not earned and, as a result, the awards were forfeited.

F4 · price: Based on the Company's performance during fiscal 2019, the restricted stock units granted in fiscal 2019 were not earned and, as a result, the awards were forfeited.

F4 · derivative.exercise_date: Based on the Company's performance during fiscal 2019, the restricted stock units granted in fiscal 2019 were not earned and, as a result, the awards were forfeited.

F4 · derivative.expiration_date: Based on the Company's performance during fiscal 2019, the restricted stock units granted in fiscal 2019 were not earned and, as a result, the awards were forfeited.

Read SEC document
February 13, 2020 Filed Feb 18, 2020 22:12 UTC Snap-on Inc SNA · Entity 3268 Exercise / conversionPerformance Units · Derivative 216 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-20-006126 · form4.xml · derivative · entry 4

Strege Richard K · CIK 0001700758 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 216 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: 1 for 1.

F1 · kind: Based on Company performance during the 2017-2019 period, approximately 62.0% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

F1 · price: Based on Company performance during the 2017-2019 period, approximately 62.0% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

F1 · derivative.exercise_date: Based on Company performance during the 2017-2019 period, approximately 62.0% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

F1 · derivative.expiration_date: Based on Company performance during the 2017-2019 period, approximately 62.0% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

Read SEC document
February 13, 2020 Filed Feb 18, 2020 22:12 UTC Snap-on Inc SNA · Entity 3268 Disposition to issuerPerformance Units · Derivative 132 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-20-006126 · form4.xml · derivative · entry 3

Strege Richard K · CIK 0001700758 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 216

Underlying: Common Stock · 132 shares

Expires not disclosed

F3 · derivative.exercise_price: 1 for 1.

F1 · kind: Based on Company performance during the 2017-2019 period, approximately 62.0% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

F1 · price: Based on Company performance during the 2017-2019 period, approximately 62.0% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

F1 · derivative.exercise_date: Based on Company performance during the 2017-2019 period, approximately 62.0% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

F1 · derivative.expiration_date: Based on Company performance during the 2017-2019 period, approximately 62.0% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

Read SEC document
February 13, 2020 Filed Feb 18, 2020 22:12 UTC Snap-on Inc SNA · Entity 3268 Tax withholdingCommon Stock 93 $155.34 $14,446.62
Disclosure

SEC source: 0001127602-20-006126 · form4.xml · nonDerivative · entry 2

Strege Richard K · CIK 0001700758 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,772.1113

F2 · kind: Shares were withheld to cover tax withholding upon the vesting of performance units.

Read SEC document
February 13, 2020 Filed Feb 18, 2020 22:12 UTC Snap-on Inc SNA · Entity 3268 Exercise / conversionCommon Stock 216 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-20-006126 · form4.xml · nonDerivative · entry 1

Strege Richard K · CIK 0001700758 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,865.1113

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Based on Company performance during the 2017-2019 period, approximately 62.0% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

F1 · price: Based on Company performance during the 2017-2019 period, approximately 62.0% of the performance units vested (as previously disclosed, the reporting person had the opportunity to earn up to 200% of the number originally reported, subject to plan limits).

Read SEC document
December 28, 2019 Filed Dec 31, 2019 00:12 UTC Snap-on Inc SNA · Entity 3268 Exercise / conversionDeferred Stock Units · Derivative 127 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-035971 · form4.xml · derivative · entry 5

Strege Richard K · CIK 0001700758 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,966.1599

Underlying: Common Stock · 127 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: 1 for 1.

F1 · kind: The restricted stock units were earned based on Company performance during fiscal 2017 and vested in one installment based on continued employment through the end of fiscal 2019; the reporting person elected to defer the receipt of a portion of the underlying shares.

F1 · price: The restricted stock units were earned based on Company performance during fiscal 2017 and vested in one installment based on continued employment through the end of fiscal 2019; the reporting person elected to defer the receipt of a portion of the underlying shares.

F5 · derivative.exercise_date: Payment will be made in accordance with the reporting person's deferral election, death, disability or termination of employment.

F5 · derivative.expiration_date: Payment will be made in accordance with the reporting person's deferral election, death, disability or termination of employment.

F6 · balance_after: This information is based on a plan statement dated September 30, 2019, as updated by the transaction being reported and a transaction previously reported on a Form 4, dated October 24, 2019.

Read SEC document
December 28, 2019 Filed Dec 31, 2019 00:12 UTC Snap-on Inc SNA · Entity 3268 Exercise / conversionRestricted Stock Units · Derivative 127 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-035971 · form4.xml · derivative · entry 4

Strege Richard K · CIK 0001700758 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 127 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: 1 for 1.

F1 · kind: The restricted stock units were earned based on Company performance during fiscal 2017 and vested in one installment based on continued employment through the end of fiscal 2019; the reporting person elected to defer the receipt of a portion of the underlying shares.

F1 · price: The restricted stock units were earned based on Company performance during fiscal 2017 and vested in one installment based on continued employment through the end of fiscal 2019; the reporting person elected to defer the receipt of a portion of the underlying shares.

F1 · derivative.exercise_date: The restricted stock units were earned based on Company performance during fiscal 2017 and vested in one installment based on continued employment through the end of fiscal 2019; the reporting person elected to defer the receipt of a portion of the underlying shares.

F1 · derivative.expiration_date: The restricted stock units were earned based on Company performance during fiscal 2017 and vested in one installment based on continued employment through the end of fiscal 2019; the reporting person elected to defer the receipt of a portion of the underlying shares.

Read SEC document
December 28, 2019 Filed Dec 31, 2019 00:12 UTC Snap-on Inc SNA · Entity 3268 Exercise / conversionRestricted Stock Units · Derivative 4 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-035971 · form4.xml · derivative · entry 3

Strege Richard K · CIK 0001700758 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127

Underlying: Common Stock · 4 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: 1 for 1.

F1 · kind: The restricted stock units were earned based on Company performance during fiscal 2017 and vested in one installment based on continued employment through the end of fiscal 2019; the reporting person elected to defer the receipt of a portion of the underlying shares.

F1 · price: The restricted stock units were earned based on Company performance during fiscal 2017 and vested in one installment based on continued employment through the end of fiscal 2019; the reporting person elected to defer the receipt of a portion of the underlying shares.

F1 · derivative.exercise_date: The restricted stock units were earned based on Company performance during fiscal 2017 and vested in one installment based on continued employment through the end of fiscal 2019; the reporting person elected to defer the receipt of a portion of the underlying shares.

F1 · derivative.expiration_date: The restricted stock units were earned based on Company performance during fiscal 2017 and vested in one installment based on continued employment through the end of fiscal 2019; the reporting person elected to defer the receipt of a portion of the underlying shares.

Read SEC document
December 28, 2019 Filed Dec 31, 2019 00:12 UTC Snap-on Inc SNA · Entity 3268 Tax withholdingCommon Stock 4 $169.20 $676.80
Disclosure

SEC source: 0001127602-19-035971 · form4.xml · nonDerivative · entry 2

Strege Richard K · CIK 0001700758 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,649.1113

F3 · kind: Shares were withheld to cover tax withholding upon the vesting of the restricted stock units.

Read SEC document
December 28, 2019 Filed Dec 31, 2019 00:12 UTC Snap-on Inc SNA · Entity 3268 Exercise / conversionCommon Stock 4 Not disclosed Not disclosed
Disclosure

SEC source: 0001127602-19-035971 · form4.xml · nonDerivative · entry 1

Strege Richard K · CIK 0001700758 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,653.1113

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The restricted stock units were earned based on Company performance during fiscal 2017 and vested in one installment based on continued employment through the end of fiscal 2019; the reporting person elected to defer the receipt of a portion of the underlying shares.

F1 · price: The restricted stock units were earned based on Company performance during fiscal 2017 and vested in one installment based on continued employment through the end of fiscal 2019; the reporting person elected to defer the receipt of a portion of the underlying shares.

F2 · balance_after: Includes 0.1357 shares acquired under a dividend reinvestment plan.

Read SEC document
October 24, 2019 Filed Oct 28, 2019 20:48 UTC Snap-on Inc SNA · Entity 3268 OtherDeferred Stock Units · Derivative 857.324 $165.55 $141,929.99
Disclosure

SEC source: 0001127602-19-031178 · form4.xml · derivative · entry 2

Strege Richard K · CIK 0001700758 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,839.16

Underlying: Common Stock · 857.324 shares

Expires not disclosed

F2 · derivative.exercise_price: 1 for 1.

F3 · derivative.exercise_date: Payment will be made in accordance with the reporting person's deferral election, death, disability or termination of employment.

F3 · derivative.expiration_date: Payment will be made in accordance with the reporting person's deferral election, death, disability or termination of employment.

F4 · balance_after: Reflects the balance on the date of the transaction.

Read SEC document
February 14, 2019 Filed Feb 19, 2019 22:17 UTC Snap-on Inc SNA · Entity 3268 GrantPerformance Units · Derivative 672 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-006918 · form4.xml · derivative · entry 8

Strege Richard K · CIK 0001700758 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 672

Underlying: Common Stock · 672 shares

Expires not disclosed

F3 · derivative.exercise_price: 1 for 1.

F8 · derivative.exercise_date: If the Company achieves certain goals over the 2019-2021 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.

F8 · derivative.expiration_date: If the Company achieves certain goals over the 2019-2021 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.

Read SEC document
February 14, 2019 Filed Feb 19, 2019 22:17 UTC Snap-on Inc SNA · Entity 3268 GrantRestricted Stock Units · Derivative 672 $0.00 $0.00
Disclosure

SEC source: 0001127602-19-006918 · form4.xml · derivative · entry 7

Strege Richard K · CIK 0001700758 · Vice President & Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 672

Underlying: Common Stock · 672 shares

Expires not disclosed

F3 · derivative.exercise_price: 1 for 1.

F7 · derivative.exercise_date: The restricted stock units may be earned based on the achievement of certain Company goals during fiscal 2019. Assuming continued employment through the end of fiscal 2021, any units earned will then vest in one installment and the shares will be issued shortly thereafter. The target number of units that may be earned is reported above; the maximum number is 200% of the number reported, subject to plan limits.

F7 · derivative.expiration_date: The restricted stock units may be earned based on the achievement of certain Company goals during fiscal 2019. Assuming continued employment through the end of fiscal 2021, any units earned will then vest in one installment and the shares will be issued shortly thereafter. The target number of units that may be earned is reported above; the maximum number is 200% of the number reported, subject to plan limits.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.