Tapewire

Nasdaq · USD

SMTC

SEMTECH CORP

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Tapewire entity
3442
SEC CIK
0000088941
Parsed reports
937

Last 12 months

Inside the activity.

0 purchase rows · 59 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202504
Jan 202606
Feb 202603
Mar 202605
Apr 202605
May 202604
Jun 202608
Jul 2026012
Aug 202603
Sep 202605
Oct 202603

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
June 12, 2019 Filed Jun 12, 2019 20:16 UTC Exercise / conversionRestricted Stock Unit · Derivative 924 $0.00 $0.00
Disclosure

SEC source: 0001593968-19-001409 · primary_01.xml · derivative · entry 2

Cardenuto Rodolpho C · CIK 0001753689 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: SMTC · 924 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock.

F2 · derivative.exercise_date: The stock units vest on the earlier of the one year anniversary of the award or the day immediately preceding the annual meeting of shareholders in the year following the grant and are payable in shares.

F2 · derivative.expiration_date: The stock units vest on the earlier of the one year anniversary of the award or the day immediately preceding the annual meeting of shareholders in the year following the grant and are payable in shares.

Read SEC document
June 12, 2019 Filed Jun 12, 2019 20:16 UTC Exercise / conversionCommon Stock 924 $43.42 $40,120.08
Disclosure

SEC source: 0001593968-19-001409 · primary_01.xml · nonDerivative · entry 1

Cardenuto Rodolpho C · CIK 0001753689 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 924

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 31, 2019 Filed Jun 3, 2019 20:02 UTC Exercise / conversionOption (right to buy) · Derivative 5,000 $0.00 Strike: $24.94 $0.00
Disclosure

SEC source: 0001593968-19-001262 · primary_01.xml · derivative · entry 2

EDWARDS BRUCE C · CIK 0001195293 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: SMTC · 5,000 shares

Expires 2020-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 31, 2019 Filed Jun 3, 2019 20:02 UTC Exercise / conversionCommon Stock 5,000 $24.94 $124,700.00
Disclosure

SEC source: 0001593968-19-001262 · primary_01.xml · nonDerivative · entry 1

EDWARDS BRUCE C · CIK 0001195293 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,257

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 29, 2019 Filed Jun 1, 2019 00:09 UTC Exercise / conversionOption (right to buy) · Derivative 15,000 $0.00 Strike: $17.51 $0.00
Disclosure

SEC source: 0001593968-19-001251 · primary_01.xml · derivative · entry 6

KIM JAMES JUNGSUP · CIK 0001388432 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: SMTC · 15,000 shares

Expires 2022-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 29, 2019 Filed Jun 1, 2019 00:09 UTC Exercise / conversionOption (right to buy) · Derivative 15,000 $0.00 Strike: $28.60 $0.00
Disclosure

SEC source: 0001593968-19-001251 · primary_01.xml · derivative · entry 5

KIM JAMES JUNGSUP · CIK 0001388432 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: SMTC · 15,000 shares

Expires 2021-02-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 29, 2019 Filed Jun 1, 2019 00:09 UTC SaleCommon Stock 20,727 $44.02 $912,330.00
Disclosure

SEC source: 0001593968-19-001251 · primary_01.xml · nonDerivative · entry 4

KIM JAMES JUNGSUP · CIK 0001388432 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,854

F2 · price: This price represents the weighted average of these sales. The prices ranged from $43.7600 to $44.3600. Price and share details are available upon request.

Read SEC document
May 29, 2019 Filed Jun 1, 2019 00:09 UTC SaleCommon Stock 9,273 $43.34 $401,881.62
Disclosure

SEC source: 0001593968-19-001251 · primary_01.xml · nonDerivative · entry 3

KIM JAMES JUNGSUP · CIK 0001388432 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,581

F1 · price: This price represents the weighted average of these sales. The prices ranged from $42.7500 to $43.7500. Price and share details are available upon request.

Read SEC document
May 29, 2019 Filed Jun 1, 2019 00:09 UTC Exercise / conversionCommon Stock 15,000 $28.60 $429,000.00
Disclosure

SEC source: 0001593968-19-001251 · primary_01.xml · nonDerivative · entry 2

KIM JAMES JUNGSUP · CIK 0001388432 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,854

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 29, 2019 Filed Jun 1, 2019 00:09 UTC Exercise / conversionCommon Stock 15,000 $17.51 $262,650.00
Disclosure

SEC source: 0001593968-19-001251 · primary_01.xml · nonDerivative · entry 1

KIM JAMES JUNGSUP · CIK 0001388432 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,854

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 13, 2019 Filed May 14, 2019 20:24 UTC Exercise / conversionRestricted Stock Unit · Derivative 1,875 $0.00 $0.00
Disclosure

SEC source: 0001593968-19-001095 · primary_01.xml · derivative · entry 3

Costello Mark C · CIK 0001642805 · VP and GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,875 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock.

F2 · derivative.exercise_date: This grant vests in four annual installments beginning on May 13, 2016.

F2 · derivative.expiration_date: This grant vests in four annual installments beginning on May 13, 2016.

Read SEC document
May 13, 2019 Filed May 14, 2019 20:24 UTC Tax withholdingCommon Stock 930 $51.34 $47,746.20
Disclosure

SEC source: 0001593968-19-001095 · primary_01.xml · nonDerivative · entry 2

Costello Mark C · CIK 0001642805 · VP and GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,087

Read SEC document
May 13, 2019 Filed May 14, 2019 20:24 UTC Exercise / conversionCommon Stock 1,875 $0.00 $0.00
Disclosure

SEC source: 0001593968-19-001095 · primary_01.xml · nonDerivative · entry 1

Costello Mark C · CIK 0001642805 · VP and GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,017

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 08, 2019 Filed May 9, 2019 20:15 UTC Exercise / conversionOption (right to buy) · Derivative 5,000 $0.00 Strike: $35.17 $0.00
Disclosure

SEC source: 0001593968-19-001074 · primary_01.xml · derivative · entry 2

EDWARDS BRUCE C · CIK 0001195293 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: SMTC · 5,000 shares

Expires 2019-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This grant vests in four annual installments beginning on July 1, 2014.

Read SEC document
May 08, 2019 Filed May 9, 2019 20:15 UTC Exercise / conversionCommon Stock 5,000 $35.17 $175,850.00
Disclosure

SEC source: 0001593968-19-001074 · primary_01.xml · nonDerivative · entry 1

EDWARDS BRUCE C · CIK 0001195293 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,257

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 30, 2019 Filed May 1, 2019 23:04 UTC
CHUKWU EMEKAEVP and CFO
SaleCommon Stock 1,100 $53.86 $59,242.04
Disclosure

SEC source: 0001593968-19-001017 · primary_01.xml · nonDerivative · entry 1

CHUKWU EMEKA · CIK 0001381846 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,886

F1 · price: This price represents the weighted average of these sales. The prices ranged from $53.3800 to $54.3000. Price and share details are available upon request.

Read SEC document
April 12, 2019 Filed Apr 12, 2019 23:49 UTC SaleCommon Stock 10,000 $53.13 $531,349.00
Disclosure

SEC source: 0001593968-19-000954 · primary_01.xml · nonDerivative · entry 1

KIM JAMES JUNGSUP · CIK 0001388432 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 66,854

F1 · price: This price represents the weighted average of these sales. The prices ranged from $53.0200 to $53.2100. Price and share details are available upon request.

Read SEC document
April 12, 2019 Filed Apr 12, 2019 23:50 UTC SaleCommon Stock 2,000 $53.25 $106,505.20
Disclosure

SEC source: 0001593968-19-000955 · primary_01.xml · nonDerivative · entry 1

Costello Mark C · CIK 0001642805 · VP and GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,142

F1 · price: This price represents the weighted average of these sales. The prices ranged from $53.2520 to $53.2560. Price and share details are available upon request.

Read SEC document
April 12, 2019 Filed Apr 12, 2019 23:45 UTC SaleCommon Stock 1,000 $53.19 $53,190.00
Disclosure

SEC source: 0001593968-19-000953 · primary_01.xml · nonDerivative · entry 1

Silberstein Asaf · CIK 0001514954 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,133

Read SEC document
April 11, 2019 Filed Apr 11, 2019 21:40 UTC SaleCommon Stock 500 $52.78 $26,391.70
Disclosure

SEC source: 0001593968-19-000950 · primary_01.xml · nonDerivative · entry 1

Fulton Alisair · CIK 0001769738 · VP and GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,882

F1 · price: This price represents the weighted average of these sales. The prices ranged from $52.7800 to $52.7940. Price and share details are available upon request.

Read SEC document
April 08, 2019 Filed Apr 8, 2019 22:17 UTC SaleCommon Stock 7,000 $52.67 $368,699.80
Disclosure

SEC source: 0001593968-19-000943 · primary_01.xml · nonDerivative · entry 1

WILSON JOHN MICHAEL · CIK 0001189923 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,074

F1 · price: This price represents the weighted average of these sales. The prices ranged from $52.6710 to $52.6810. Price and share details are available upon request.

Read SEC document
April 01, 2019 Filed Apr 1, 2019 23:49 UTC
CHUKWU EMEKAEVP and CFO
SaleCommon Stock 1,100 $52.00 $57,200.00
Disclosure

SEC source: 0001593968-19-000879 · primary_01.xml · nonDerivative · entry 1

CHUKWU EMEKA · CIK 0001381846 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,986

Read SEC document
March 26, 2019 Filed Mar 26, 2019 21:38 UTC
MAHESWARAN MOHANDirector · President and CEO
SaleCommon Stock 50,000 $52.83 $2,641,495.00
Disclosure

SEC source: 0001593968-19-000842 · primary_01.xml · nonDerivative · entry 1

MAHESWARAN MOHAN · CIK 0001224946 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 191,714

F1 · price: This price represents the weighted average of these sales. The prices ranged from $52.5400 to $53.0600. Price and share details are available upon request.

Read SEC document
March 25, 2019 Filed Mar 25, 2019 22:27 UTC
MAHESWARAN MOHANDirector · President and CEO
SaleCommon Stock 25,000 $52.48 $1,312,072.50
Disclosure

SEC source: 0001593968-19-000838 · primary_01.xml · nonDerivative · entry 1

MAHESWARAN MOHAN · CIK 0001224946 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 241,714

F1 · price: This price represents the weighted average of these sales. The prices ranged from $52.3100 to $53.0500. Price and share details are available upon request.

Read SEC document
March 21, 2019 Filed Mar 22, 2019 20:08 UTC Exercise / conversionOption (right to buy) · Derivative 5,000 $0.00 Strike: $35.17 $0.00
Disclosure

SEC source: 0001593968-19-000831 · primary_01.xml · derivative · entry 3

Summers Sylvia · CIK 0001347095 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: SMTC · 5,000 shares

Expires 2019-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 21, 2019 Filed Mar 22, 2019 20:08 UTC SaleCommon Stock 7,257 $55.86 $405,345.54
Disclosure

SEC source: 0001593968-19-000831 · primary_01.xml · nonDerivative · entry 2

Summers Sylvia · CIK 0001347095 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

F1 · price: This price represents the weighted average of these sales. The prices ranged from $55.85100 to $55.8560. Price and share details are available upon request.

Read SEC document
March 21, 2019 Filed Mar 22, 2019 20:08 UTC Exercise / conversionCommon Stock 5,000 $35.17 $175,850.00
Disclosure

SEC source: 0001593968-19-000831 · primary_01.xml · nonDerivative · entry 1

Summers Sylvia · CIK 0001347095 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,257

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 21, 2019 Filed Mar 22, 2019 20:09 UTC SaleCommon Stock 2,500 $56.00 $140,000.00
Disclosure

SEC source: 0001593968-19-000832 · primary_01.xml · nonDerivative · entry 2

Silberstein Asaf · CIK 0001514954 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,133

Read SEC document
March 21, 2019 Filed Mar 22, 2019 20:09 UTC SaleCommon Stock 2,500 $55.55 $138,875.00
Disclosure

SEC source: 0001593968-19-000832 · primary_01.xml · nonDerivative · entry 1

Silberstein Asaf · CIK 0001514954 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,633

Read SEC document
March 20, 2019 Filed Mar 21, 2019 20:44 UTC
Li Ye JaneDirector
Exercise / conversionOption (right to buy) · Derivative 5,000 $0.00 Strike: $18.50 $0.00
Disclosure

SEC source: 0001593968-19-000829 · primary_01.xml · derivative · entry 3

Li Ye Jane · CIK 0001667921 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,349

Underlying: SMTC · 5,000 shares

Expires 2022-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 20, 2019 Filed Mar 21, 2019 20:44 UTC
Li Ye JaneDirector
SaleCommon Stock 5,000 $54.97 $274,859.00
Disclosure

SEC source: 0001593968-19-000829 · primary_01.xml · nonDerivative · entry 2

Li Ye Jane · CIK 0001667921 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,328

F1 · price: This price represents the weighted average of these sales. The prices ranged from $54.9600 to $55.0150. Price and share details are available upon request.

Read SEC document
March 20, 2019 Filed Mar 21, 2019 20:44 UTC
Li Ye JaneDirector
Exercise / conversionCommon Stock 5,000 $18.50 $92,500.00
Disclosure

SEC source: 0001593968-19-000829 · primary_01.xml · nonDerivative · entry 1

Li Ye Jane · CIK 0001667921 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,328

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 20, 2019 Filed Mar 21, 2019 20:47 UTC SaleCommon Stock 2,500 $55.00 $137,500.00
Disclosure

SEC source: 0001593968-19-000830 · primary_01.xml · nonDerivative · entry 1

Silberstein Asaf · CIK 0001514954 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 60,133

Read SEC document
March 19, 2019 Filed Mar 19, 2019 21:41 UTC
Beauchamp GaryEVP and GM
Exercise / conversionOption (right to buy) · Derivative 5,000 $0.00 Strike: $17.51 $0.00
Disclosure

SEC source: 0001593968-19-000809 · primary_01.xml · derivative · entry 7

Beauchamp Gary · CIK 0001545233 · EVP and GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: SMTC · 5,000 shares

Expires 2022-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 19, 2019 Filed Mar 19, 2019 21:41 UTC
Beauchamp GaryEVP and GM
SaleCommon Stock 24,184 $54.75 $1,324,151.39
Disclosure

SEC source: 0001593968-19-000809 · primary_01.xml · nonDerivative · entry 5

Beauchamp Gary · CIK 0001545233 · EVP and GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F3 · price: This price represents the weighted average of these sales. The prices ranged from $54.4400 to $55.0100. Price and share details are available upon request.

Read SEC document
March 19, 2019 Filed Mar 19, 2019 21:41 UTC
Beauchamp GaryEVP and GM
Exercise / conversionCommon Stock 5,000 $17.51 $87,550.00
Disclosure

SEC source: 0001593968-19-000809 · primary_01.xml · nonDerivative · entry 4

Beauchamp Gary · CIK 0001545233 · EVP and GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,184

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 18, 2019 Filed Mar 19, 2019 21:41 UTC
Beauchamp GaryEVP and GM
Exercise / conversionOption (right to buy) · Derivative 5,000 $0.00 Strike: $17.51 $0.00
Disclosure

SEC source: 0001593968-19-000809 · primary_01.xml · derivative · entry 6

Beauchamp Gary · CIK 0001545233 · EVP and GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,000

Underlying: SMTC · 5,000 shares

Expires 2022-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 18, 2019 Filed Mar 19, 2019 21:41 UTC
Beauchamp GaryEVP and GM
SaleCommon Stock 1,543 $54.88 $84,686.47
Disclosure

SEC source: 0001593968-19-000809 · primary_01.xml · nonDerivative · entry 3

Beauchamp Gary · CIK 0001545233 · EVP and GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,184

F2 · price: This price represents the weighted average of these sales. The prices ranged from $54.7650 to $55.0000. Price and share details are available upon request.

Read SEC document
March 18, 2019 Filed Mar 19, 2019 21:41 UTC
Beauchamp GaryEVP and GM
SaleCommon Stock 22,640 $54.37 $1,230,873.41
Disclosure

SEC source: 0001593968-19-000809 · primary_01.xml · nonDerivative · entry 2

Beauchamp Gary · CIK 0001545233 · EVP and GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,727

F1 · price: This price represents the weighted average of these sales. The prices ranged from $53.7600 to $54.7600. Price and share details are available upon request.

Read SEC document
March 18, 2019 Filed Mar 19, 2019 21:41 UTC
Beauchamp GaryEVP and GM
Exercise / conversionCommon Stock 5,000 $17.51 $87,550.00
Disclosure

SEC source: 0001593968-19-000809 · primary_01.xml · nonDerivative · entry 1

Beauchamp Gary · CIK 0001545233 · EVP and GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,367

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 18, 2019 Filed Mar 19, 2019 21:34 UTC SaleCommon Stock 4,838 $54.38 $263,067.70
Disclosure

SEC source: 0001593968-19-000804 · primary_01.xml · nonDerivative · entry 1

Chang Christopher H · CIK 0001734745 · SVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: This price represents the weighted average of these sales. The prices ranged from $54.3300 to $54.5000. Price and share details are available upon request.

Read SEC document
March 18, 2019 Filed Mar 19, 2019 21:40 UTC Exercise / conversionOption (right to buy) · Derivative 5,000 $0.00 Strike: $35.17 $0.00
Disclosure

SEC source: 0001593968-19-000808 · primary_01.xml · derivative · entry 3

BURRA JAMES P · CIK 0001189903 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: SMTC · 5,000 shares

Expires 2019-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 18, 2019 Filed Mar 19, 2019 21:40 UTC SaleCommon Stock 5,000 $54.20 $270,989.50
Disclosure

SEC source: 0001593968-19-000808 · primary_01.xml · nonDerivative · entry 2

BURRA JAMES P · CIK 0001189903 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,257

F1 · price: This price represents the weighted average of these sales. The prices ranged from $54.1910 to $54.1980. Price and share details are available upon request.

Read SEC document
March 18, 2019 Filed Mar 19, 2019 21:40 UTC Exercise / conversionCommon Stock 5,000 $35.17 $175,850.00
Disclosure

SEC source: 0001593968-19-000808 · primary_01.xml · nonDerivative · entry 1

BURRA JAMES P · CIK 0001189903 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,257

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 18, 2019 Filed Mar 19, 2019 21:33 UTC SaleCommon Stock 18,609 $54.10 $1,006,670.60
Disclosure

SEC source: 0001593968-19-000803 · primary_01.xml · nonDerivative · entry 1

Costello Mark C · CIK 0001642805 · VP and GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,142

F1 · price: This price represents the weighted average of these sales. The prices ranged from $53.9900 to $54.3000. Price and share details are available upon request.

Read SEC document
March 18, 2019 Filed Mar 19, 2019 21:32 UTC Exercise / conversionOption (right to buy) · Derivative 1,770 $0.00 Strike: $35.17 $0.00
Disclosure

SEC source: 0001593968-19-000802 · primary_01.xml · derivative · entry 5

Santoro Carmelo J. · CIK 0001406465 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: SMTC · 1,770 shares

Expires 2019-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 18, 2019 Filed Mar 19, 2019 21:32 UTC Exercise / conversionOption (right to buy) · Derivative 3,230 $0.00 Strike: $35.17 $0.00
Disclosure

SEC source: 0001593968-19-000802 · primary_01.xml · derivative · entry 4

Santoro Carmelo J. · CIK 0001406465 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,770

Underlying: SMTC · 3,230 shares

Expires 2019-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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March 18, 2019 Filed Mar 19, 2019 21:32 UTC SaleCommon Stock 3,230 $54.56 $176,228.15
Disclosure

SEC source: 0001593968-19-000802 · primary_01.xml · nonDerivative · entry 3

Santoro Carmelo J. · CIK 0001406465 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,155

F1 · price: This price represents the weighted average of these sales. The prices ranged from $54.5510 to $54.5950. Price and share details are available upon request.

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March 18, 2019 Filed Mar 19, 2019 21:32 UTC Exercise / conversionCommon Stock 3,230 $35.17 $113,599.10
Disclosure

SEC source: 0001593968-19-000802 · primary_01.xml · nonDerivative · entry 2

Santoro Carmelo J. · CIK 0001406465 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,385

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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March 18, 2019 Filed Mar 19, 2019 21:32 UTC Exercise / conversionCommon Stock 1,770 $35.17 $62,250.90
Disclosure

SEC source: 0001593968-19-000802 · primary_01.xml · nonDerivative · entry 1

Santoro Carmelo J. · CIK 0001406465 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,155

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.