Tapewire

Nasdaq · USD

SMTC

SEMTECH CORP

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Tapewire entity
3442
SEC CIK
0000088941
Parsed reports
937

Last 12 months

Inside the activity.

0 purchase rows · 59 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202504
Jan 202606
Feb 202603
Mar 202605
Apr 202605
May 202604
Jun 202608
Jul 2026012
Aug 202603
Sep 202605
Oct 202603

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 17, 2020 Filed Jan 17, 2020 23:04 UTC
CHUKWU EMEKAEVP and CFO
Exercise / conversionCommon Stock 4,000 $24.74 $98,960.00
Disclosure

SEC source: 0001593968-20-000156 · primary_01.xml · nonDerivative · entry 1

CHUKWU EMEKA · CIK 0001381846 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,486

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 08, 2020 Filed Jan 8, 2020 22:01 UTC SaleCommon Stock 6,000 $53.20 $319,219.20
Disclosure

SEC source: 0001593968-20-000127 · primary_01.xml · nonDerivative · entry 1

Faltemier Sharon K · CIK 0001365804 · SVP HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,276

F1 · price: This price represents the weighted average of these sales. The prices ranged from $53.2030 to $53.2090. Price and share details are available upon request.

Read SEC document
January 03, 2020 Filed Jan 6, 2020 21:18 UTC
CHUKWU EMEKAEVP and CFO
Exercise / conversionOption (right to buy) · Derivative 4,000 $0.00 Strike: $24.74 $0.00
Disclosure

SEC source: 0001593968-20-000101 · primary_01.xml · derivative · entry 3

CHUKWU EMEKA · CIK 0001381846 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,000

Underlying: SMTC · 4,000 shares

Expires 2020-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 03, 2020 Filed Jan 6, 2020 21:18 UTC
CHUKWU EMEKAEVP and CFO
SaleCommon Stock 4,000 $53.09 $212,341.20
Disclosure

SEC source: 0001593968-20-000101 · primary_01.xml · nonDerivative · entry 2

CHUKWU EMEKA · CIK 0001381846 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,486

F1 · price: This price represents the weighted average of these sales. The prices ranged from $52.7700 to $53.2800. Price and share details are available upon request.

Read SEC document
January 03, 2020 Filed Jan 6, 2020 21:18 UTC
CHUKWU EMEKAEVP and CFO
Exercise / conversionCommon Stock 4,000 $24.74 $98,960.00
Disclosure

SEC source: 0001593968-20-000101 · primary_01.xml · nonDerivative · entry 1

CHUKWU EMEKA · CIK 0001381846 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,486

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 03, 2020 Filed Jan 6, 2020 21:16 UTC Exercise / conversionOption (right to buy) · Derivative 5,000 $0.00 Strike: $26.59 $0.00
Disclosure

SEC source: 0001593968-20-000099 · primary_01.xml · derivative · entry 3

BURRA JAMES P · CIK 0001189903 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: SMTC · 5,000 shares

Expires 2020-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 03, 2020 Filed Jan 6, 2020 21:16 UTC SaleCommon Stock 5,000 $53.05 $265,245.00
Disclosure

SEC source: 0001593968-20-000099 · primary_01.xml · nonDerivative · entry 2

BURRA JAMES P · CIK 0001189903 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,744

F1 · price: This price represents the weighted average of these sales. The prices ranged from $53.0400 to $53.0850. Price and share details are available upon request.

Read SEC document
January 03, 2020 Filed Jan 6, 2020 21:16 UTC Exercise / conversionCommon Stock 5,000 $26.59 $132,950.00
Disclosure

SEC source: 0001593968-20-000099 · primary_01.xml · nonDerivative · entry 1

BURRA JAMES P · CIK 0001189903 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,744

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 21:17 UTC Exercise / conversionOption (right to buy) · Derivative 7,500 $0.00 Strike: $24.74 $0.00
Disclosure

SEC source: 0001593968-20-000100 · primary_01.xml · derivative · entry 3

Faltemier Sharon K · CIK 0001365804 · SVP HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: SMTC · 7,500 shares

Expires 2020-02-25

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 21:17 UTC SaleCommon Stock 7,500 $53.11 $398,352.00
Disclosure

SEC source: 0001593968-20-000100 · primary_01.xml · nonDerivative · entry 2

Faltemier Sharon K · CIK 0001365804 · SVP HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,276

F1 · price: This price represents the weighted average of these sales. The prices ranged from $53.1000 to $53.1140. Price and share details are available upon request.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 21:17 UTC Exercise / conversionCommon Stock 7,500 $24.74 $185,550.00
Disclosure

SEC source: 0001593968-20-000100 · primary_01.xml · nonDerivative · entry 1

Faltemier Sharon K · CIK 0001365804 · SVP HR

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,776

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 23, 2019 Filed Dec 26, 2019 23:21 UTC Exercise / conversionOption (right to buy) · Derivative 1,250 $0.00 Strike: $34.75 $0.00
Disclosure

SEC source: 0001593968-19-002371 · primary_01.xml · derivative · entry 3

Fulton Alisair · CIK 0001769738 · VP and GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,750

Underlying: SMTC · 1,250 shares

Expires 2024-03-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 23, 2019 Filed Dec 26, 2019 23:21 UTC SaleCommon Stock 1,250 $52.03 $65,042.63
Disclosure

SEC source: 0001593968-19-002371 · primary_01.xml · nonDerivative · entry 2

Fulton Alisair · CIK 0001769738 · VP and GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: This price represents the weighted average of these sales. The prices ranged from $52.0300 to $52.0370. Price and share details are available upon request.

Read SEC document
December 23, 2019 Filed Dec 26, 2019 23:21 UTC Exercise / conversionCommon Stock 1,250 $34.75 $43,437.50
Disclosure

SEC source: 0001593968-19-002371 · primary_01.xml · nonDerivative · entry 1

Fulton Alisair · CIK 0001769738 · VP and GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,250

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 12, 2019 Filed Dec 12, 2019 23:28 UTC SaleCommon Stock 5,000 $48.31 $241,569.50
Disclosure

SEC source: 0001593968-19-002315 · primary_01.xml · nonDerivative · entry 1

WILSON JOHN MICHAEL · CIK 0001189923 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,074

F1 · price: This price represents the weighted average of these sales. The prices ranged from $48.2500 to $48.3500. Price and share details are available upon request.

Read SEC document
December 12, 2019 Filed Dec 12, 2019 23:29 UTC
MAHESWARAN MOHANDirector · President and CEO
SaleCommon Stock 10,000 $48.46 $484,569.00
Disclosure

SEC source: 0001593968-19-002316 · primary_01.xml · nonDerivative · entry 2

MAHESWARAN MOHAN · CIK 0001224946 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 151,714

F2 · price: This price represents the weighted average of these sales. The prices ranged from $48.1000 to $48.7700. Price and share details are available upon request.

Read SEC document
December 11, 2019 Filed Dec 11, 2019 23:21 UTC Exercise / conversionOption (right to buy) · Derivative 3,334 $0.00 Strike: $17.51 $0.00
Disclosure

SEC source: 0001593968-19-002311 · primary_01.xml · derivative · entry 4

Ammann Charles B. · CIK 0001470518 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: SMTC · 3,334 shares

Expires 2022-02-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This grant vests in three annual installments beginning on February 23, 2017.

Read SEC document
December 11, 2019 Filed Dec 11, 2019 23:21 UTC SaleCommon Stock 15,933 $47.18 $751,723.72
Disclosure

SEC source: 0001593968-19-002311 · primary_01.xml · nonDerivative · entry 3

Ammann Charles B. · CIK 0001470518 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,376

F1 · price: This price represents the weighted average of these sales. The prices ranged from $47.0500 to $47.2905. Price and share details are available upon request.

Read SEC document
December 11, 2019 Filed Dec 11, 2019 23:21 UTC SaleCommon Stock 3,334 $47.31 $157,734.21
Disclosure

SEC source: 0001593968-19-002311 · primary_01.xml · nonDerivative · entry 2

Ammann Charles B. · CIK 0001470518 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,309

Read SEC document
December 11, 2019 Filed Dec 11, 2019 23:21 UTC Exercise / conversionCommon Stock 3,334 $17.51 $58,378.34
Disclosure

SEC source: 0001593968-19-002311 · primary_01.xml · nonDerivative · entry 1

Ammann Charles B. · CIK 0001470518 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,643

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 11, 2019 Filed Dec 12, 2019 23:29 UTC
MAHESWARAN MOHANDirector · President and CEO
SaleCommon Stock 10,000 $47.31 $473,073.00
Disclosure

SEC source: 0001593968-19-002316 · primary_01.xml · nonDerivative · entry 1

MAHESWARAN MOHAN · CIK 0001224946 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 161,714

F1 · price: This price represents the weighted average of these sales. The prices ranged from $47.0500 to $47.5200. Price and share details are available upon request.

Read SEC document
December 10, 2019 Filed Dec 11, 2019 00:30 UTC Exercise / conversionOption (right to buy) · Derivative 5,000 $0.00 Strike: $24.94 $0.00
Disclosure

SEC source: 0001593968-19-002305 · primary_01.xml · derivative · entry 2

Summers Sylvia · CIK 0001347095 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: SMTC · 5,000 shares

Expires 2020-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This grant vests in four annual installments beginning on January 1, 2015.

Read SEC document
December 10, 2019 Filed Dec 11, 2019 00:30 UTC Exercise / conversionCommon Stock 5,000 $24.94 $124,700.00
Disclosure

SEC source: 0001593968-19-002305 · primary_01.xml · nonDerivative · entry 1

Summers Sylvia · CIK 0001347095 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 10, 2019 Filed Dec 11, 2019 00:34 UTC
MAHESWARAN MOHANDirector · President and CEO
SaleCommon Stock 10,000 $46.85 $468,548.00
Disclosure

SEC source: 0001593968-19-002307 · primary_01.xml · nonDerivative · entry 2

MAHESWARAN MOHAN · CIK 0001224946 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 171,714

F2 · price: This price represents the weighted average of these sales. The prices ranged from $46.7000 to $46.9650. Price and share details are available upon request.

Read SEC document
December 10, 2019 Filed Dec 11, 2019 00:31 UTC SaleCommon Stock 5,000 $46.95 $234,763.00
Disclosure

SEC source: 0001593968-19-002306 · primary_01.xml · nonDerivative · entry 1

WILSON JOHN MICHAEL · CIK 0001189923 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 87,074

F1 · price: This price represents the weighted average of these sales. The prices ranged from $46.7150 to $47.3600. Price and share details are available upon request.

Read SEC document
December 09, 2019 Filed Dec 11, 2019 00:34 UTC
MAHESWARAN MOHANDirector · President and CEO
SaleCommon Stock 10,000 $46.66 $466,624.00
Disclosure

SEC source: 0001593968-19-002307 · primary_01.xml · nonDerivative · entry 1

MAHESWARAN MOHAN · CIK 0001224946 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,714

F1 · price: This price represents the weighted average of these sales. The prices ranged from $46.4600 to $46.8300. Price and share details are available upon request.

Read SEC document
November 27, 2019 Filed Dec 3, 2019 00:27 UTC GiftCommon Stock 8,725 $0.00 $0.00
Disclosure

SEC source: 0001593968-19-002246 · primary_01.xml · nonDerivative · entry 1

KIM JAMES JUNGSUP · CIK 0001388432 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,129

Read SEC document
November 05, 2019 Filed Nov 6, 2019 21:13 UTC SaleCommon Stock 5,000 $55.00 $275,000.00
Disclosure

SEC source: 0001593968-19-002077 · primary_01.xml · nonDerivative · entry 1

KIM JAMES JUNGSUP · CIK 0001388432 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,854

Read SEC document
November 05, 2019 Filed Nov 6, 2019 21:14 UTC SaleCommon Stock 6,000 $55.00 $330,000.00
Disclosure

SEC source: 0001593968-19-002078 · primary_01.xml · nonDerivative · entry 1

Silberstein Asaf · CIK 0001514954 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,653

Read SEC document
October 07, 2019 Filed Oct 8, 2019 21:52 UTC SaleCommon Stock 709 $49.38 $35,008.51
Disclosure

SEC source: 0001593968-19-001982 · primary_01.xml · nonDerivative · entry 1

Fulton Alisair · CIK 0001769738 · VP and GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: This price represents the weighted average of these sales. The prices ranged from $49.3510 to $49.3850. Price and share details are available upon request.

Read SEC document
September 30, 2019 Filed Sep 30, 2019 21:59 UTC
CHUKWU EMEKAEVP and CFO
SaleCommon Stock 97 $49.59 $4,809.90
Disclosure

SEC source: 0001593968-19-001940 · primary_01.xml · nonDerivative · entry 2

CHUKWU EMEKA · CIK 0001381846 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,486

F2 · price: This price represents the weighted average of these sales. The prices ranged from $49.4800 to $49.5900. Price and share details are available upon request.

Read SEC document
September 30, 2019 Filed Sep 30, 2019 21:59 UTC
CHUKWU EMEKAEVP and CFO
SaleCommon Stock 1,003 $48.55 $48,695.95
Disclosure

SEC source: 0001593968-19-001940 · primary_01.xml · nonDerivative · entry 1

CHUKWU EMEKA · CIK 0001381846 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,583

F1 · price: This price represents the weighted average of these sales. The prices ranged from $48.1000 to $48.9100. Price and share details are available upon request.

Read SEC document
September 27, 2019 Filed Sep 30, 2019 21:01 UTC Exercise / conversionOption (right to buy) · Derivative 5,000 $0.00 Strike: $24.94 $0.00
Disclosure

SEC source: 0001593968-19-001938 · primary_01.xml · derivative · entry 3

LINDSTROM JAMES T · CIK 0001209693 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: SMTC · 5,000 shares

Expires 2020-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 27, 2019 Filed Sep 30, 2019 21:01 UTC SaleCommon Stock 5,000 $49.03 $245,154.50
Disclosure

SEC source: 0001593968-19-001938 · primary_01.xml · nonDerivative · entry 2

LINDSTROM JAMES T · CIK 0001209693 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,487

F1 · price: This price represents the weighted average of these sales. The prices ranged from $49.0019 to $49.1219. Price and share details are available upon request.

Read SEC document
September 27, 2019 Filed Sep 30, 2019 21:01 UTC Exercise / conversionCommon Stock 5,000 $24.94 $124,700.00
Disclosure

SEC source: 0001593968-19-001938 · primary_01.xml · nonDerivative · entry 1

LINDSTROM JAMES T · CIK 0001209693 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,487

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 26, 2019 Filed Sep 30, 2019 21:02 UTC Exercise / conversionOption (right to buy) · Derivative 2,530 $0.00 Strike: $24.94 $0.00
Disclosure

SEC source: 0001593968-19-001939 · primary_01.xml · derivative · entry 5

Santoro Carmelo J. · CIK 0001406465 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: SMTC · 2,530 shares

Expires 2020-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 26, 2019 Filed Sep 30, 2019 21:02 UTC Exercise / conversionOption (right to buy) · Derivative 2,470 $0.00 Strike: $24.94 $0.00
Disclosure

SEC source: 0001593968-19-001939 · primary_01.xml · derivative · entry 4

Santoro Carmelo J. · CIK 0001406465 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,530

Underlying: SMTC · 2,470 shares

Expires 2020-01-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 26, 2019 Filed Sep 30, 2019 21:02 UTC SaleCommon Stock 2,470 $50.59 $124,951.37
Disclosure

SEC source: 0001593968-19-001939 · primary_01.xml · nonDerivative · entry 3

Santoro Carmelo J. · CIK 0001406465 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,172

F1 · price: This price represents the weighted average of these sales. The prices ranged from $50.5700 to $50.6300. Price and share details are available upon request.

Read SEC document
September 26, 2019 Filed Sep 30, 2019 21:02 UTC Exercise / conversionCommon Stock 2,470 $24.94 $61,601.80
Disclosure

SEC source: 0001593968-19-001939 · primary_01.xml · nonDerivative · entry 2

Santoro Carmelo J. · CIK 0001406465 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,642

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 26, 2019 Filed Sep 30, 2019 21:02 UTC Exercise / conversionCommon Stock 2,530 $24.94 $63,098.20
Disclosure

SEC source: 0001593968-19-001939 · primary_01.xml · nonDerivative · entry 1

Santoro Carmelo J. · CIK 0001406465 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,172

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 11, 2019 Filed Sep 12, 2019 20:14 UTC SaleCommon Stock 6,487 $46.31 $300,409.73
Disclosure

SEC source: 0001593968-19-001882 · primary_01.xml · nonDerivative · entry 1

Summers Sylvia · CIK 0001347095 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

F1 · price: This price represents the weighted average of these sales. The prices ranged from $46.2700 to $46.4000. Price and share details are available upon request.

Read SEC document
September 11, 2019 Filed Sep 12, 2019 20:13 UTC SaleCommon Stock 8,951 $46.80 $418,932.76
Disclosure

SEC source: 0001593968-19-001881 · primary_01.xml · nonDerivative · entry 1

Costello Mark C · CIK 0001642805 · VP and GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,090

F1 · price: This price represents the weighted average of these sales. The prices ranged from $46.7800 to $46.9000. Price and share details are available upon request.

Read SEC document
August 22, 2019 Filed Aug 23, 2019 20:19 UTC Exercise / conversionRestricted Stock Unit · Derivative 500 $0.00 $0.00
Disclosure

SEC source: 0001593968-19-001792 · primary_01.xml · derivative · entry 3

Fulton Alisair · CIK 0001769738 · VP and GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,500

Underlying: SMTC · 500 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock.

F2 · derivative.exercise_date: This grant vests in four annual installments beginning on August 22, 2019.

F2 · derivative.expiration_date: This grant vests in four annual installments beginning on August 22, 2019.

Read SEC document
August 22, 2019 Filed Aug 23, 2019 20:19 UTC Tax withholdingCommon Stock 173 $45.29 $7,835.17
Disclosure

SEC source: 0001593968-19-001792 · primary_01.xml · nonDerivative · entry 2

Fulton Alisair · CIK 0001769738 · VP and GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 709

Read SEC document
August 22, 2019 Filed Aug 23, 2019 20:19 UTC Exercise / conversionCommon Stock 500 $0.00 $0.00
Disclosure

SEC source: 0001593968-19-001792 · primary_01.xml · nonDerivative · entry 1

Fulton Alisair · CIK 0001769738 · VP and GM

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 882

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 12, 2019 Filed Aug 13, 2019 20:08 UTC Exercise / conversionRestricted Stock Unit · Derivative 5,000 $0.00 $0.00
Disclosure

SEC source: 0001593968-19-001729 · primary_01.xml · derivative · entry 3

Silberstein Asaf · CIK 0001514954 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each stock unit is the economic equivalent of one share of Semtech common stock.

F2 · derivative.exercise_date: This grant vests in four annual installments beginning on August 12, 2016.

F2 · derivative.expiration_date: This grant vests in four annual installments beginning on August 12, 2016.

Read SEC document
August 12, 2019 Filed Aug 13, 2019 20:08 UTC Tax withholdingCommon Stock 2,480 $46.11 $114,352.80
Disclosure

SEC source: 0001593968-19-001729 · primary_01.xml · nonDerivative · entry 2

Silberstein Asaf · CIK 0001514954 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,653

Read SEC document
August 12, 2019 Filed Aug 13, 2019 20:08 UTC Exercise / conversionCommon Stock 5,000 $0.00 $0.00
Disclosure

SEC source: 0001593968-19-001729 · primary_01.xml · nonDerivative · entry 1

Silberstein Asaf · CIK 0001514954 · EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 59,133

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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July 31, 2019 Filed Aug 1, 2019 21:01 UTC
CHUKWU EMEKAEVP and CFO
SaleCommon Stock 327 $54.19 $17,719.15
Disclosure

SEC source: 0001593968-19-001689 · primary_01.xml · nonDerivative · entry 2

CHUKWU EMEKA · CIK 0001381846 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,586

F2 · price: This price represents the weighted average of these sales. The prices ranged from $54.1400 to $54.2400. Price and share details are available upon request.

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July 31, 2019 Filed Aug 1, 2019 21:01 UTC
CHUKWU EMEKAEVP and CFO
SaleCommon Stock 773 $53.92 $41,681.16
Disclosure

SEC source: 0001593968-19-001689 · primary_01.xml · nonDerivative · entry 1

CHUKWU EMEKA · CIK 0001381846 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 102,913

F1 · price: This price represents the weighted average of these sales. The prices ranged from $53.1300 to $54.1300. Price and share details are available upon request.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.