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NUSCALE POWER Corp

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4088
SEC CIK
0001822966
Parsed reports
293

Last 12 months

Inside the activity.

0 purchase rows · 21 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202501
Jan 202600
Feb 202602
Mar 202608
Apr 202603
May 202600
Jun 202601
Jul 202600
Aug 202605
Sep 202600
Oct 202601

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 15, 2023 Filed May 16, 2023 20:08 UTC
Colbert ChrisChief Financial Officer
SaleClass A Common Stock 5,878 $8.27 $48,628.69
Disclosure

SEC source: 0001822966-23-000110 · wf-form4_168426772130067.xml · nonDerivative · entry 2

Colbert Chris · CIK 0001912917 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,016

F1 · kind: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction.

Read SEC document
May 15, 2023 Filed May 16, 2023 19:56 UTC
Murgo RudyTreasurer
Exercise / conversionRestricted Stock Unit · Derivative 1,906 $0.00 $0.00
Disclosure

SEC source: 0001822966-23-000105 · wf-form4_168426698083408.xml · derivative · entry 5

Murgo Rudy · CIK 0001927295 · Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,870

Underlying: Class A Common Stock · 1,906 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.

F3 · derivative.exercise_date: On July 8, 2022, the reporting person was granted 17,157 restricted stock units, vesting in three equal installments beginning on May 12, 2023.

F3 · derivative.expiration_date: On July 8, 2022, the reporting person was granted 17,157 restricted stock units, vesting in three equal installments beginning on May 12, 2023.

Read SEC document
May 15, 2023 Filed May 16, 2023 19:56 UTC
Murgo RudyTreasurer
Exercise / conversionClass A Common Stock 1,906 $8.30 $15,819.80
Disclosure

SEC source: 0001822966-23-000105 · wf-form4_168426698083408.xml · nonDerivative · entry 3

Murgo Rudy · CIK 0001927295 · Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,390

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 15, 2023 Filed May 16, 2023 19:56 UTC
Murgo RudyTreasurer
SaleClass A Common Stock 725 $8.27 $5,997.93
Disclosure

SEC source: 0001822966-23-000105 · wf-form4_168426698083408.xml · nonDerivative · entry 2

Murgo Rudy · CIK 0001927295 · Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,484

F1 · kind: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction.

Read SEC document
May 15, 2023 Filed May 16, 2023 19:45 UTC
Adelman JulieController
Exercise / conversionRestricted Stock Unit · Derivative 1,906 $0.00 $0.00
Disclosure

SEC source: 0001822966-23-000103 · wf-form4_168426629550899.xml · derivative · entry 5

Adelman Julie · CIK 0001909030 · Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 26,870

Underlying: Class A Common Stock · 1,906 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.

F3 · derivative.exercise_date: On July 8, 2022, the reporting person was granted 17,157 shares of restricted stock units, vesting in three equal installments beginning on May 12, 2023.

F3 · derivative.expiration_date: On July 8, 2022, the reporting person was granted 17,157 shares of restricted stock units, vesting in three equal installments beginning on May 12, 2023.

Read SEC document
May 15, 2023 Filed May 16, 2023 19:45 UTC
Adelman JulieController
Exercise / conversionClass A Common Stock 1,906 $8.30 $15,819.80
Disclosure

SEC source: 0001822966-23-000103 · wf-form4_168426629550899.xml · nonDerivative · entry 3

Adelman Julie · CIK 0001909030 · Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,089

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 15, 2023 Filed May 16, 2023 19:45 UTC
Adelman JulieController
SaleClass A Common Stock 724 $8.27 $5,989.65
Disclosure

SEC source: 0001822966-23-000103 · wf-form4_168426629550899.xml · nonDerivative · entry 2

Adelman Julie · CIK 0001909030 · Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,183

F1 · kind: The sales reported on this Form 4 represent shares sold by the Reporting Person to cover tax withholding obligations in connection with the vesting and settlement of restricted stock units. The sales were to satisfy tax withholding obligations to be funded by a "sell to cover" transaction.

Read SEC document
May 15, 2023 Filed May 17, 2023 20:56 UTC
Hopkins John LawrenceDirector · Chief Executive Officer
Exercise / conversionRestricted Stock Unit · Derivative 16,340 $0.00 $0.00
Disclosure

SEC source: 0001822966-23-000119 · wf-form4_168435696240329.xml · derivative · entry 4

Hopkins John Lawrence · CIK 0001913037 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 250,795

Underlying: Class A Common Stock · 16,340 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.

F3 · derivative.exercise_date: On July 8, 2022, the reporting person was granted 147,059 restricted stock units to vest annually in three installments beginning on May 12, 2023.

F3 · derivative.expiration_date: On July 8, 2022, the reporting person was granted 147,059 restricted stock units to vest annually in three installments beginning on May 12, 2023.

Read SEC document
May 15, 2023 Filed May 17, 2023 20:56 UTC
Hopkins John LawrenceDirector · Chief Executive Officer
Exercise / conversionClass A Common Stock 16,340 $8.30 $135,622.00
Disclosure

SEC source: 0001822966-23-000119 · wf-form4_168435696240329.xml · nonDerivative · entry 1

Hopkins John Lawrence · CIK 0001913037 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,340

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 12, 2023 Filed May 16, 2023 20:29 UTC
Mundy Thomas PPresident, VOYGR Services
Exercise / conversionRestricted Stock Unit · Derivative 10,894 $0.00 $0.00
Disclosure

SEC source: 0001822966-23-000115 · wf-form4_168426898164026.xml · derivative · entry 4

Mundy Thomas P · CIK 0001927292 · President, VOYGR Services

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 168,573

Underlying: Class A Common Stock · 10,894 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.

F3 · derivative.exercise_date: On July 8, 2022, the reporting person was granted 98,039 restricted stock units, vesting in three equal installments beginning on May 12, 2023.

F3 · derivative.expiration_date: On July 8, 2022, the reporting person was granted 98,039 restricted stock units, vesting in three equal installments beginning on May 12, 2023.

Read SEC document
May 12, 2023 Filed May 16, 2023 20:29 UTC
Mundy Thomas PPresident, VOYGR Services
Exercise / conversionClass A Common Stock 10,894 $8.30 $90,420.20
Disclosure

SEC source: 0001822966-23-000115 · wf-form4_168426898164026.xml · nonDerivative · entry 1

Mundy Thomas P · CIK 0001927292 · President, VOYGR Services

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 58,258

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 12, 2023 Filed May 16, 2023 20:04 UTC
Feldman KarinInterimChief Operating Officer
Exercise / conversionRestricted Stock Unit · Derivative 4,358 $0.00 $0.00
Disclosure

SEC source: 0001822966-23-000108 · wf-form4_168426745662410.xml · derivative · entry 4

Feldman Karin · CIK 0001962429 · InterimChief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 69,910

Underlying: Class A Common Stock · 4,358 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.

F3 · derivative.exercise_date: On July 8, 2022, the reporting person was granted 39,216 restricted stock units, vesting in three equal installments beginning on the first anniversary of the merger on May 12, 2023.

F3 · derivative.expiration_date: On July 8, 2022, the reporting person was granted 39,216 restricted stock units, vesting in three equal installments beginning on the first anniversary of the merger on May 12, 2023.

Read SEC document
May 12, 2023 Filed May 16, 2023 20:04 UTC
Feldman KarinInterimChief Operating Officer
Exercise / conversionClass A Common Stock 4,358 $8.30 $36,171.40
Disclosure

SEC source: 0001822966-23-000108 · wf-form4_168426745662410.xml · nonDerivative · entry 1

Feldman Karin · CIK 0001962429 · InterimChief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,358

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 12, 2023 Filed May 16, 2023 20:08 UTC
Colbert ChrisChief Financial Officer
Exercise / conversionRestricted Stock Unit · Derivative 10,894 $0.00 $0.00
Disclosure

SEC source: 0001822966-23-000110 · wf-form4_168426772130067.xml · derivative · entry 4

Colbert Chris · CIK 0001912917 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 168,573

Underlying: Class A Common Stock · 10,894 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.

F3 · derivative.exercise_date: On July 8, 2022, the reporting person was granted 98,039 restricted stock units, vesting in three equal installments beginning on the first anniversary of the merger on May 12, 2023.

F3 · derivative.expiration_date: On July 8, 2022, the reporting person was granted 98,039 restricted stock units, vesting in three equal installments beginning on the first anniversary of the merger on May 12, 2023.

Read SEC document
May 12, 2023 Filed May 16, 2023 20:08 UTC
Colbert ChrisChief Financial Officer
Exercise / conversionClass A Common Stock 10,894 $8.30 $90,420.20
Disclosure

SEC source: 0001822966-23-000110 · wf-form4_168426772130067.xml · nonDerivative · entry 1

Colbert Chris · CIK 0001912917 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,894

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 12, 2023 Filed May 16, 2023 19:56 UTC
Murgo RudyTreasurer
Exercise / conversionRestricted Stock Unit · Derivative 1,907 $0.00 $0.00
Disclosure

SEC source: 0001822966-23-000105 · wf-form4_168426698083408.xml · derivative · entry 4

Murgo Rudy · CIK 0001927295 · Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,776

Underlying: Class A Common Stock · 1,907 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.

F3 · derivative.exercise_date: On July 8, 2022, the reporting person was granted 17,157 restricted stock units, vesting in three equal installments beginning on May 12, 2023.

F3 · derivative.expiration_date: On July 8, 2022, the reporting person was granted 17,157 restricted stock units, vesting in three equal installments beginning on May 12, 2023.

Read SEC document
May 12, 2023 Filed May 16, 2023 19:56 UTC
Murgo RudyTreasurer
Exercise / conversionClass A Common Stock 1,907 $0.00 $0.00
Disclosure

SEC source: 0001822966-23-000105 · wf-form4_168426698083408.xml · nonDerivative · entry 1

Murgo Rudy · CIK 0001927295 · Treasurer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,209

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 12, 2023 Filed May 16, 2023 19:45 UTC
Adelman JulieController
Exercise / conversionRestricted Stock Unit · Derivative 1,907 $0.00 $0.00
Disclosure

SEC source: 0001822966-23-000103 · wf-form4_168426629550899.xml · derivative · entry 4

Adelman Julie · CIK 0001909030 · Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 28,776

Underlying: Class A Common Stock · 1,907 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.

F3 · derivative.exercise_date: On July 8, 2022, the reporting person was granted 17,157 shares of restricted stock units, vesting in three equal installments beginning on May 12, 2023.

F3 · derivative.expiration_date: On July 8, 2022, the reporting person was granted 17,157 shares of restricted stock units, vesting in three equal installments beginning on May 12, 2023.

Read SEC document
May 12, 2023 Filed May 16, 2023 19:45 UTC
Adelman JulieController
Exercise / conversionClass A Common Stock 1,907 $8.30 $15,828.10
Disclosure

SEC source: 0001822966-23-000103 · wf-form4_168426629550899.xml · nonDerivative · entry 1

Adelman Julie · CIK 0001909030 · Controller

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,907

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 10, 2023 Filed May 12, 2023 20:03 UTC
Murgo RudyTreasurer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 361 $0.00 Strike: $6.41 $0.00
Disclosure

SEC source: 0001822966-23-000100 · wf-form4_168392178903682.xml · derivative · entry 5

Murgo Rudy · CIK 0001927295 · Treasurer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 10,465

Underlying: Class A Common Stock · 361 shares

Expires 2031-10-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option became exercisable for 25% of the shares on November 1, 2022, and for 1/48th of the shares at the end of each one-month period thereafter, so that the option will become fully exercisable on November 1, 2025.

Read SEC document
May 10, 2023 Filed May 12, 2023 20:03 UTC
Murgo RudyTreasurer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 360 $0.00 Strike: $6.41 $0.00
Disclosure

SEC source: 0001822966-23-000100 · wf-form4_168392178903682.xml · derivative · entry 4

Murgo Rudy · CIK 0001927295 · Treasurer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,969

Underlying: Class A Common Stock · 360 shares

Expires 2031-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option became exercisable for 25% of the shares on April 1, 2021, and for 1/48th of the shares at the end of each one-month period thereafter, so that the option will become fully exercisable on April 1, 2024.

Read SEC document
May 10, 2023 Filed May 12, 2023 20:03 UTC
Murgo RudyTreasurer
SaleClass A Common Stock 647 $7.71 $4,988.50
Disclosure

SEC source: 0001822966-23-000100 · wf-form4_168392178903682.xml · nonDerivative · entry 3

Murgo Rudy · CIK 0001927295 · Treasurer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 7,302

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.71 to $7.73, inclusive. The reporting person undertakes to provide to NuScale Power Corporation, any security holder of NuScale Power Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
May 10, 2023 Filed May 12, 2023 20:03 UTC
Murgo RudyTreasurer
Exercise / conversionClass A Common Stock 361 $6.41 $2,314.01
Disclosure

SEC source: 0001822966-23-000100 · wf-form4_168392178903682.xml · nonDerivative · entry 2

Murgo Rudy · CIK 0001927295 · Treasurer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 7,949

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 10, 2023 Filed May 12, 2023 20:03 UTC
Murgo RudyTreasurer
Exercise / conversionClass A Common Stock 360 $6.41 $2,307.60
Disclosure

SEC source: 0001822966-23-000100 · wf-form4_168392178903682.xml · nonDerivative · entry 1

Murgo Rudy · CIK 0001927295 · Treasurer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 7,588

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 08, 2023 Filed May 10, 2023 20:08 UTC
Temple Robert KGeneral Counsel
SaleClass A Common Stock 18,820 $7.98 $150,145.96
Disclosure

SEC source: 0001822966-23-000098 · wf-form4_168374926595376.xml · nonDerivative · entry 1

Temple Robert K · CIK 0001914614 · General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 2,001

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.86 to $8.10, inclusive. The reporting person undertakes to provide to NuScale Power Corporation, any security holder of NuScale Power Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
May 05, 2023 Filed May 8, 2023 20:58 UTC
Temple Robert KGeneral Counsel
SaleClass A Common Stock 13,859 $7.93 $109,860.29
Disclosure

SEC source: 0001822966-23-000087 · wf-form4_168357947168414.xml · nonDerivative · entry 2

Temple Robert K · CIK 0001914614 · General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 20,821

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.745 to $8.05, inclusive. The reporting person undertakes to provide to NuScale Power Corporation, any security holder of NuScale Power Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
May 04, 2023 Filed May 8, 2023 20:58 UTC
Temple Robert KGeneral Counsel
Exercise / conversionRestricted Stock Unit · Derivative 32,680 $0.00 $0.00
Disclosure

SEC source: 0001822966-23-000087 · wf-form4_168357947168414.xml · derivative · entry 3

Temple Robert K · CIK 0001914614 · General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 146,787

Underlying: Class A Common Stock · 32,680 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Restricted stock units convert into common stock on a one-for-one basis.

F3 · derivative.exercise_date: On July 8, 2022, the reporting person was granted restricted stock units vesting in three equal installments beginning on May 2, 2023.

F3 · derivative.expiration_date: On July 8, 2022, the reporting person was granted restricted stock units vesting in three equal installments beginning on May 2, 2023.

Read SEC document
May 04, 2023 Filed May 8, 2023 20:58 UTC
Temple Robert KGeneral Counsel
Exercise / conversionClass A Common Stock 32,680 $0.00 $0.00
Disclosure

SEC source: 0001822966-23-000087 · wf-form4_168357947168414.xml · nonDerivative · entry 1

Temple Robert K · CIK 0001914614 · General Counsel

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 34,680

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 03, 2023 Filed May 4, 2023 19:53 UTC
Reyes Jose N JrChief Technology Officer
SaleClass A Common Stock 72,724 $7.90 $574,643.23
Disclosure

SEC source: 0001822966-23-000084 · wf-form4_168322997205874.xml · nonDerivative · entry 5

Reyes Jose N Jr · CIK 0001912965 · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Indirect · By Jose N. Reyes, Jr. Trust, dated August 2, 2021

Disclosed balance after: 293,885

F3 · shares: The shares sold are to cover the stock option exercise costs and tax withholdings in conjunction with the exercise of 242,480 options granted on 2/19/2016 and the Restricted Stock Units that vested on 5/2/2023. The balance of unsold share are held as Class A. Shares.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.75 to $8.22, inclusive. The reporting person undertakes to provide to NuScale Power Corporation, any security holder of NuScale Power Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

Read SEC document
May 02, 2023 Filed May 4, 2023 19:53 UTC
Reyes Jose N JrChief Technology Officer
Exercise / conversionRestricted Stock Unit · Derivative 32,679 $0.00 $0.00
Disclosure

SEC source: 0001822966-23-000084 · wf-form4_168322997205874.xml · derivative · entry 8

Reyes Jose N Jr · CIK 0001912965 · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 146,788

Underlying: Class A Common Stock · 32,679 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_price: Restricted stock units convert into common stock on a one for one basis.

F8 · derivative.exercise_date: On July 8, 2022, the reporting person was granted 98,039 restricted stock units, vesting in three equal installments beginning on the first anniversary of the merger on May 2, 2023.

F8 · derivative.expiration_date: On July 8, 2022, the reporting person was granted 98,039 restricted stock units, vesting in three equal installments beginning on the first anniversary of the merger on May 2, 2023.

Read SEC document
May 02, 2023 Filed May 4, 2023 19:53 UTC
Reyes Jose N JrChief Technology Officer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 242,480 $0.00 Strike: $3.24 $0.00
Disclosure

SEC source: 0001822966-23-000084 · wf-form4_168322997205874.xml · derivative · entry 7

Reyes Jose N Jr · CIK 0001912965 · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Indirect · By Jose N. Reyes, Jr. Trust, dated August 2, 2021

Disclosed balance after: 0

Underlying: Class A Common Stock · 242,480 shares

Expires 2026-02-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 02, 2023 Filed May 4, 2023 19:53 UTC
Reyes Jose N JrChief Technology Officer
Exercise / conversionClass A Common Stock 32,679 $8.54 $279,078.66
Disclosure

SEC source: 0001822966-23-000084 · wf-form4_168322997205874.xml · nonDerivative · entry 4

Reyes Jose N Jr · CIK 0001912965 · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Indirect · By Jose N. Reyes, Jr. Trust, dated August 2, 2021

Disclosed balance after: 366,609

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 02, 2023 Filed May 4, 2023 19:53 UTC
Reyes Jose N JrChief Technology Officer
SaleClass A Common Stock 100,000 $8.07 $807,260.00
Disclosure

SEC source: 0001822966-23-000084 · wf-form4_168322997205874.xml · nonDerivative · entry 3

Reyes Jose N Jr · CIK 0001912965 · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Indirect · By Jose N. Reyes, Jr. Trust, dated August 2, 2021

Disclosed balance after: 333,930

F1 · shares: The shares sold are to cover the stock option exercise costs and tax withholdings in conjunction with the exercise of 242,480 options granted on 2/19/2016. The balance of unsold share are held as Class A. Shares.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.91 to $8.34, inclusive. The reporting person undertakes to provide to NuScale Power Corporation, any security holder of NuScale Power Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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May 02, 2023 Filed May 4, 2023 19:53 UTC
Reyes Jose N JrChief Technology Officer
Exercise / conversionClass A Common Stock 242,480 $3.24 $785,635.20
Disclosure

SEC source: 0001822966-23-000084 · wf-form4_168322997205874.xml · nonDerivative · entry 2

Reyes Jose N Jr · CIK 0001912965 · Chief Technology Officer

10b5-1 filing: Plan reported

Ownership: Indirect · By Jose N. Reyes, Jr. Trust, dated August 2, 2021

Disclosed balance after: 433,930

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 10, 2023 Filed Apr 11, 2023 14:54 UTC
Murgo RudyTreasurer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 361 $6.41 Strike: $6.41 $2,314.01
Disclosure

SEC source: 0001822966-23-000078 · wf-form4_168122485310104.xml · derivative · entry 5

Murgo Rudy · CIK 0001927295 · Treasurer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 10,826

Underlying: Class A Common Stock · 361 shares

Expires 2031-10-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option became exercisable for 25% of the shares on November 1, 2022, and for 1/48th of the shares at the end of each one-month period thereafter, so that the option will become fully exercisable on November 1, 2025.

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April 10, 2023 Filed Apr 11, 2023 14:54 UTC
Murgo RudyTreasurer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 361 $6.41 Strike: $6.41 $2,314.01
Disclosure

SEC source: 0001822966-23-000078 · wf-form4_168122485310104.xml · derivative · entry 4

Murgo Rudy · CIK 0001927295 · Treasurer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 4,329

Underlying: Class A Common Stock · 361 shares

Expires 2031-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option became exercisable for 25% of the shares on April 1, 2021, and for 1/48th of the shares at the end of each one-month period thereafter, so that the option will become fully exercisable on April 1, 2024.

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April 10, 2023 Filed Apr 11, 2023 14:54 UTC
Murgo RudyTreasurer
SaleClass A Common Stock 622 $8.25 $5,131.50
Disclosure

SEC source: 0001822966-23-000078 · wf-form4_168122485310104.xml · nonDerivative · entry 3

Murgo Rudy · CIK 0001927295 · Treasurer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 7,228

Read SEC document
April 10, 2023 Filed Apr 11, 2023 14:54 UTC
Murgo RudyTreasurer
Exercise / conversionClass A Common Stock 361 $6.41 $2,314.01
Disclosure

SEC source: 0001822966-23-000078 · wf-form4_168122485310104.xml · nonDerivative · entry 2

Murgo Rudy · CIK 0001927295 · Treasurer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 7,850

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 10, 2023 Filed Apr 11, 2023 14:54 UTC
Murgo RudyTreasurer
Exercise / conversionClass A Common Stock 361 $6.41 $2,314.01
Disclosure

SEC source: 0001822966-23-000078 · wf-form4_168122485310104.xml · nonDerivative · entry 1

Murgo Rudy · CIK 0001927295 · Treasurer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 7,489

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 10, 2023 Filed Mar 10, 2023 21:14 UTC
Murgo RudyTreasurer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 216 $0.00 Strike: $9.53 $0.00
Disclosure

SEC source: 0001822966-23-000047 · wf-form4_167848283470305.xml · derivative · entry 7

Murgo Rudy · CIK 0001927295 · Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,361

Underlying: Class A Common Stock · 216 shares

Expires 2032-01-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option became exercisable for 25% of the shares on January 4, 2023, and for 1/48th of the shares at the end of each one-month period thereafter, so that the option will become fully exercisable on January 4, 2026.

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March 10, 2023 Filed Mar 10, 2023 21:14 UTC
Murgo RudyTreasurer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 360 $0.00 Strike: $6.41 $0.00
Disclosure

SEC source: 0001822966-23-000047 · wf-form4_167848283470305.xml · derivative · entry 6

Murgo Rudy · CIK 0001927295 · Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,187

Underlying: Class A Common Stock · 360 shares

Expires 2031-10-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option became exercisable for 25% of the shares on November 1, 2022, and for 1/48th of the shares at the end of each one-month period thereafter, so that the option will become fully exercisable on November 1, 2025.

Read SEC document
March 10, 2023 Filed Mar 10, 2023 21:14 UTC
Murgo RudyTreasurer
Exercise / conversionEmployee Stock Option (right to buy) · Derivative 361 $0.00 Strike: $6.41 $0.00
Disclosure

SEC source: 0001822966-23-000047 · wf-form4_167848283470305.xml · derivative · entry 5

Murgo Rudy · CIK 0001927295 · Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,690

Underlying: Class A Common Stock · 361 shares

Expires 2031-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option became exercisable for 25% of the shares on April 1, 2021, and for 1/48th of the shares at the end of each one-month period thereafter, so that the option will become fully exercisable on April 1, 2024.

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March 10, 2023 Filed Mar 10, 2023 21:14 UTC
Murgo RudyTreasurer
SaleClass A Common Stock 800 $9.66 $7,727.12
Disclosure

SEC source: 0001822966-23-000047 · wf-form4_167848283470305.xml · nonDerivative · entry 4

Murgo Rudy · CIK 0001927295 · Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,128

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.60 to $9.66, inclusive. The reporting person undertakes to provide to NuScale Power Corporation, any security holder of NuScale Power Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.

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March 10, 2023 Filed Mar 10, 2023 21:14 UTC
Murgo RudyTreasurer
Exercise / conversionClass A Common Stock 216 $9.53 $2,058.48
Disclosure

SEC source: 0001822966-23-000047 · wf-form4_167848283470305.xml · nonDerivative · entry 3

Murgo Rudy · CIK 0001927295 · Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,928

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 10, 2023 Filed Mar 10, 2023 21:14 UTC
Murgo RudyTreasurer
Exercise / conversionClass A Common Stock 360 $6.41 $2,307.60
Disclosure

SEC source: 0001822966-23-000047 · wf-form4_167848283470305.xml · nonDerivative · entry 2

Murgo Rudy · CIK 0001927295 · Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,712

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 10, 2023 Filed Mar 10, 2023 21:14 UTC
Murgo RudyTreasurer
Exercise / conversionClass A Common Stock 361 $6.41 $2,314.01
Disclosure

SEC source: 0001822966-23-000047 · wf-form4_167848283470305.xml · nonDerivative · entry 1

Murgo Rudy · CIK 0001927295 · Treasurer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,352

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2023 Filed May 31, 2023 21:00 UTC Exercise / conversionRestricted Stock Unit · Derivative 2,676 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001822966-23-000148 · wk-form4_1685566792.xml · derivative · entry 4

Fujino Shinji · CIK 0001957490 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,983

Underlying: Class A Common Stock · 2,676 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.

F2 · derivative.exercise_date: On December 1, 2022, Mr. Fujino joined the board. The board awarded him 7,339 restricted stock units as the 2022 annual award that will vest quarterly beginning March 1, 2023, until it is vested after one year, and 10,091 restricted stock units as a one-time award that will vest quarterly beginning March 1, 2023, over three years. All units not vested and nonforfeitable will be forfeited to the Company upon termination of service. On May 26, 2023, the board approved the accelerated vesting of all shares under the annual award through May 26, 2023, and canceled the remainder of the award.

F2 · derivative.expiration_date: On December 1, 2022, Mr. Fujino joined the board. The board awarded him 7,339 restricted stock units as the 2022 annual award that will vest quarterly beginning March 1, 2023, until it is vested after one year, and 10,091 restricted stock units as a one-time award that will vest quarterly beginning March 1, 2023, over three years. All units not vested and nonforfeitable will be forfeited to the Company upon termination of service. On May 26, 2023, the board approved the accelerated vesting of all shares under the annual award through May 26, 2023, and canceled the remainder of the award.

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March 01, 2023 Filed May 31, 2023 21:00 UTC Exercise / conversionClass A Common Stock 2,676 $0.00 $0.00
Disclosure

SEC source: 0001822966-23-000148 · wk-form4_1685566792.xml · nonDerivative · entry 1

Fujino Shinji · CIK 0001957490 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,676

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 01, 2023 Filed May 31, 2023 21:01 UTC Exercise / conversionRestricted Stock Unit · Derivative 2,676 $0.00 $0.00
Disclosure

SEC source: 0001822966-23-000149 · wk-form4_1685566871.xml · derivative · entry 4

Chung Bum-Jin · CIK 0001956517 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,983

Underlying: Class A Common Stock · 1,835 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock.

F2 · derivative.exercise_date: On December 1, 2022, Mr. Chung joined the board. The board awarded him 7,339 restricted stock units as the 2022 annual award that will vest quarterly beginning March 1, 2023, until it is vested after one year, and 10,091 restricted stock units as a one-time award that will vest quarterly beginning March 1, 2023, over three years. All units not vested and nonforfeitable will be forfeited to the Company upon termination of service. On May 26, 2023, the board approved the accelerated vesting of all shares under the annual award through May 26, 2023, and canceled the remainder of the award.

F2 · derivative.expiration_date: On December 1, 2022, Mr. Chung joined the board. The board awarded him 7,339 restricted stock units as the 2022 annual award that will vest quarterly beginning March 1, 2023, until it is vested after one year, and 10,091 restricted stock units as a one-time award that will vest quarterly beginning March 1, 2023, over three years. All units not vested and nonforfeitable will be forfeited to the Company upon termination of service. On May 26, 2023, the board approved the accelerated vesting of all shares under the annual award through May 26, 2023, and canceled the remainder of the award.

F2 · balance_after: On December 1, 2022, Mr. Chung joined the board. The board awarded him 7,339 restricted stock units as the 2022 annual award that will vest quarterly beginning March 1, 2023, until it is vested after one year, and 10,091 restricted stock units as a one-time award that will vest quarterly beginning March 1, 2023, over three years. All units not vested and nonforfeitable will be forfeited to the Company upon termination of service. On May 26, 2023, the board approved the accelerated vesting of all shares under the annual award through May 26, 2023, and canceled the remainder of the award.

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March 01, 2023 Filed May 31, 2023 21:01 UTC Exercise / conversionClass A Common Stock 2,676 $0.00 $0.00
Disclosure

SEC source: 0001822966-23-000149 · wk-form4_1685566871.xml · nonDerivative · entry 1

Chung Bum-Jin · CIK 0001956517 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,676

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.