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SMBK

SMARTFINANCIAL INC.

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5068
SEC CIK
0001038773
Parsed reports
303

Last 12 months

Inside the activity.

5 purchase rows · 6 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202501
Dec 202501
Jan 202610
Feb 202610
Mar 202600
Apr 202601
May 202610
Jun 202621
Jul 202600
Aug 202601
Sep 202601
Oct 202600

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 07, 2017 Filed Feb 7, 2017 22:42 UTC Exercise / conversionStock Option · Derivative 31,500 $0.00 Strike: $9.52 $0.00
Disclosure

SEC source: 0001652520-17-000001 · primary_doc.xml · derivative · entry 4

Wolpert Geoffrey Alan · CIK 0001652520 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 31,500 shares

Expires 2017-02-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 07, 2017 Filed Feb 7, 2017 22:42 UTC Exercise / conversionCommon Stock 8,042 $10.48 $84,280.16
Disclosure

SEC source: 0001652520-17-000001 · primary_doc.xml · nonDerivative · entry 2

Wolpert Geoffrey Alan · CIK 0001652520 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,784

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 07, 2017 Filed Feb 7, 2017 22:42 UTC Exercise / conversionCommon Stock 31,500 $9.52 $299,880.00
Disclosure

SEC source: 0001652520-17-000001 · primary_doc.xml · nonDerivative · entry 1

Wolpert Geoffrey Alan · CIK 0001652520 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,742

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 30, 2017 Filed Feb 1, 2017 23:02 UTC
Carroll William Young Jr.Director · President and CEO
Exercise / conversionStock Option · Derivative 8,042 $0.00 Strike: $10.48 $0.00
Disclosure

SEC source: 0001652510-17-000001 · primary_doc.xml · derivative · entry 7

Carroll William Young Jr. · CIK 0001652510 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,042 shares

Expires 2017-02-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 30, 2017 Filed Feb 1, 2017 23:02 UTC
Carroll William Young Jr.Director · President and CEO
Exercise / conversionStock Option · Derivative 31,500 $0.00 Strike: $9.52 $0.00
Disclosure

SEC source: 0001652510-17-000001 · primary_doc.xml · derivative · entry 6

Carroll William Young Jr. · CIK 0001652510 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 31,500 shares

Expires 2017-02-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 30, 2017 Filed Feb 1, 2017 23:02 UTC
Carroll William Young Jr.Director · President and CEO
Exercise / conversionManagement Stock Option · Derivative 52,500 $0.00 Strike: $9.52 $0.00
Disclosure

SEC source: 0001652510-17-000001 · primary_doc.xml · derivative · entry 5

Carroll William Young Jr. · CIK 0001652510 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 52,500 shares

Expires 2017-02-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 30, 2017 Filed Feb 1, 2017 23:02 UTC
Carroll William Young Jr.Director · President and CEO
SaleCommon Stock 67,042 $19.25 $1,290,558.50
Disclosure

SEC source: 0001652510-17-000001 · primary_doc.xml · nonDerivative · entry 4

Carroll William Young Jr. · CIK 0001652510 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,100

Read SEC document
January 30, 2017 Filed Feb 1, 2017 23:02 UTC
Carroll William Young Jr.Director · President and CEO
Exercise / conversionCommon Stock 8,042 $10.48 $84,280.16
Disclosure

SEC source: 0001652510-17-000001 · primary_doc.xml · nonDerivative · entry 3

Carroll William Young Jr. · CIK 0001652510 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,142

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 30, 2017 Filed Feb 1, 2017 23:02 UTC
Carroll William Young Jr.Director · President and CEO
Exercise / conversionCommon Stock 31,500 $9.52 $299,880.00
Disclosure

SEC source: 0001652510-17-000001 · primary_doc.xml · nonDerivative · entry 2

Carroll William Young Jr. · CIK 0001652510 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,100

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 30, 2017 Filed Feb 1, 2017 23:02 UTC
Carroll William Young Jr.Director · President and CEO
Exercise / conversionCommon Stock 52,500 $9.52 $499,800.00
Disclosure

SEC source: 0001652510-17-000001 · primary_doc.xml · nonDerivative · entry 1

Carroll William Young Jr. · CIK 0001652510 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,600

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 30, 2017 Filed Feb 1, 2017 22:42 UTC
Carroll William Young Sr.Director · Vice-Chairman
Exercise / conversionStock Option · Derivative 8,042 $0.00 Strike: $10.48 $0.00
Disclosure

SEC source: 0001652519-17-000001 · primary_doc.xml · derivative · entry 7

Carroll William Young Sr. · CIK 0001652519 · Director · Vice-Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,042 shares

Expires 2017-02-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 30, 2017 Filed Feb 1, 2017 22:42 UTC
Carroll William Young Sr.Director · Vice-Chairman
Exercise / conversionStock Option · Derivative 31,500 $0.00 Strike: $9.52 $0.00
Disclosure

SEC source: 0001652519-17-000001 · primary_doc.xml · derivative · entry 6

Carroll William Young Sr. · CIK 0001652519 · Director · Vice-Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 31,500 shares

Expires 2017-02-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 30, 2017 Filed Feb 1, 2017 22:42 UTC
Carroll William Young Sr.Director · Vice-Chairman
Exercise / conversionManagement Stock Option · Derivative 52,500 $0.00 Strike: $9.52 $0.00
Disclosure

SEC source: 0001652519-17-000001 · primary_doc.xml · derivative · entry 5

Carroll William Young Sr. · CIK 0001652519 · Director · Vice-Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 52,500 shares

Expires 2017-02-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 30, 2017 Filed Feb 1, 2017 22:42 UTC
Carroll William Young Sr.Director · Vice-Chairman
SaleCommon Stock 82,042 $19.25 $1,579,308.50
Disclosure

SEC source: 0001652519-17-000001 · primary_doc.xml · nonDerivative · entry 4

Carroll William Young Sr. · CIK 0001652519 · Director · Vice-Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 110,800

Read SEC document
January 30, 2017 Filed Feb 1, 2017 22:42 UTC
Carroll William Young Sr.Director · Vice-Chairman
Exercise / conversionCommon Stock 8,042 $10.48 $84,280.16
Disclosure

SEC source: 0001652519-17-000001 · primary_doc.xml · nonDerivative · entry 3

Carroll William Young Sr. · CIK 0001652519 · Director · Vice-Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192,842

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 30, 2017 Filed Feb 1, 2017 22:42 UTC
Carroll William Young Sr.Director · Vice-Chairman
Exercise / conversionCommon Stock 31,500 $9.52 $299,880.00
Disclosure

SEC source: 0001652519-17-000001 · primary_doc.xml · nonDerivative · entry 2

Carroll William Young Sr. · CIK 0001652519 · Director · Vice-Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184,800

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 30, 2017 Filed Feb 1, 2017 22:42 UTC
Carroll William Young Sr.Director · Vice-Chairman
Exercise / conversionCommon Stock 52,500 $9.52 $499,800.00
Disclosure

SEC source: 0001652519-17-000001 · primary_doc.xml · nonDerivative · entry 1

Carroll William Young Sr. · CIK 0001652519 · Director · Vice-Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 153,300

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 30, 2017 Filed Feb 1, 2017 22:04 UTC
Davis Gregory L.Chief Lending Officer and EVP
Exercise / conversionStock Option · Derivative 21,000 $0.00 Strike: $9.52 $0.00
Disclosure

SEC source: 0001652714-17-000001 · primary_doc.xml · derivative · entry 3

Davis Gregory L. · CIK 0001652714 · Chief Lending Officer and EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 21,000 shares

Expires 2017-02-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 30, 2017 Filed Feb 1, 2017 22:04 UTC
Davis Gregory L.Chief Lending Officer and EVP
SaleCommon Stock 21,000 $19.25 $404,250.00
Disclosure

SEC source: 0001652714-17-000001 · primary_doc.xml · nonDerivative · entry 2

Davis Gregory L. · CIK 0001652714 · Chief Lending Officer and EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,670

Read SEC document
January 30, 2017 Filed Feb 1, 2017 22:04 UTC
Davis Gregory L.Chief Lending Officer and EVP
Exercise / conversionCommon Stock 21,000 $9.52 $199,920.00
Disclosure

SEC source: 0001652714-17-000001 · primary_doc.xml · nonDerivative · entry 1

Davis Gregory L. · CIK 0001652714 · Chief Lending Officer and EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,670

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 17, 2017 Filed Jan 18, 2017 20:56 UTC Exercise / conversionStock Option · Derivative 31,500 $0.00 Strike: $9.52 $0.00
Disclosure

SEC source: 0001652511-17-000001 · primary_doc.xml · derivative · entry 4

Miller Ted Charles · CIK 0001652511 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 31,500 shares

Expires 2017-02-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This option was fully vested.

Read SEC document
January 17, 2017 Filed Jan 18, 2017 20:56 UTC Exercise / conversionStock Option · Derivative 8,042 $0.00 Strike: $10.48 $0.00
Disclosure

SEC source: 0001652511-17-000001 · primary_doc.xml · derivative · entry 3

Miller Ted Charles · CIK 0001652511 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,042 shares

Expires 2017-02-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This option was fully vested.

Read SEC document
January 17, 2017 Filed Jan 18, 2017 20:56 UTC Exercise / conversionCommon Stock 31,500 $9.52 $299,880.00
Disclosure

SEC source: 0001652511-17-000001 · primary_doc.xml · nonDerivative · entry 2

Miller Ted Charles · CIK 0001652511 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,747

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 17, 2017 Filed Jan 18, 2017 20:56 UTC Exercise / conversionCommon Stock 8,042 $10.48 $84,280.16
Disclosure

SEC source: 0001652511-17-000001 · primary_doc.xml · nonDerivative · entry 1

Miller Ted Charles · CIK 0001652511 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,247

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 17, 2017 Filed Jan 18, 2017 20:41 UTC Exercise / conversionStock Option · Derivative 31,500 $9.52 Strike: $9.52 $299,880.00
Disclosure

SEC source: 0001652321-17-000001 · primary_doc.xml · derivative · entry 5

Barrett Victor Lynn · CIK 0001652321 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 31,500 shares

Expires 2017-02-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This option was fully vested.

Read SEC document
January 17, 2017 Filed Jan 18, 2017 20:41 UTC Exercise / conversionStock Option · Derivative 8,042 $10.48 Strike: $10.48 $84,280.16
Disclosure

SEC source: 0001652321-17-000001 · primary_doc.xml · derivative · entry 4

Barrett Victor Lynn · CIK 0001652321 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,042 shares

Expires 2017-02-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This option was fully vested.

Read SEC document
January 17, 2017 Filed Jan 18, 2017 20:41 UTC PurchaseCommon Stock 31,500 $9.52 $299,880.00
Disclosure

SEC source: 0001652321-17-000001 · primary_doc.xml · nonDerivative · entry 2

Barrett Victor Lynn · CIK 0001652321 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 141,130

Read SEC document
January 17, 2017 Filed Jan 18, 2017 20:41 UTC Exercise / conversionCommon Stock 8,042 $10.48 $84,280.16
Disclosure

SEC source: 0001652321-17-000001 · primary_doc.xml · nonDerivative · entry 1

Barrett Victor Lynn · CIK 0001652321 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 109,630

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 09, 2017 Filed Jan 10, 2018 20:29 UTC
Johnson C BryanChief Financial Officer
Exercise / conversionCommon Stock 2,000 $11.67 $23,340.00
Disclosure

SEC source: 0001652517-18-000001 · primary_doc.xml · nonDerivative · entry 1

Johnson C Bryan · CIK 0001652517 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,250

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 29, 2016 Filed Dec 29, 2016 22:34 UTC
Johnson C BryanChief Financial Officer
Exercise / conversionManagement Stock Option · Derivative 2,000 $0.00 Strike: $11.67 $0.00
Disclosure

SEC source: 0001652517-16-000003 · primary_doc.xml · derivative · entry 2

Johnson C Bryan · CIK 0001652517 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,250

Underlying: Common Stock · 2,000 shares

Expires 2021-01-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 29, 2016 Filed Dec 29, 2016 22:34 UTC
Johnson C BryanChief Financial Officer
Exercise / conversionCommon Stock 2,000 $11.67 $23,340.00
Disclosure

SEC source: 0001652517-16-000003 · primary_doc.xml · nonDerivative · entry 1

Johnson C Bryan · CIK 0001652517 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 23, 2016 Filed Sep 26, 2016 18:09 UTC Exercise / conversionStock Option · Derivative 6,250 $0.00 Strike: $9.60 $0.00
Disclosure

SEC source: 0001553541-16-000006 · primary_doc.xml · derivative · entry 5

Coxwell John H Sr · CIK 0001553541 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,250 shares

Expires 2024-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: This option was fully vested.

Read SEC document
September 23, 2016 Filed Sep 26, 2016 18:09 UTC Exercise / conversionStock Option · Derivative 3,750 $0.00 Strike: $9.48 $0.00
Disclosure

SEC source: 0001553541-16-000006 · primary_doc.xml · derivative · entry 4

Coxwell John H Sr · CIK 0001553541 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,750 shares

Expires 2023-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This option was fully vested.

Read SEC document
September 23, 2016 Filed Sep 26, 2016 18:09 UTC SaleCommon Stock 10,000 $16.25 $162,500.00
Disclosure

SEC source: 0001553541-16-000006 · primary_doc.xml · nonDerivative · entry 3

Coxwell John H Sr · CIK 0001553541 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,387

Read SEC document
September 23, 2016 Filed Sep 26, 2016 18:09 UTC Exercise / conversionCommon Stock 6,250 $9.60 $60,000.00
Disclosure

SEC source: 0001553541-16-000006 · primary_doc.xml · nonDerivative · entry 2

Coxwell John H Sr · CIK 0001553541 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,387

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 23, 2016 Filed Sep 26, 2016 18:09 UTC Exercise / conversionCommon Stock 3,750 $9.48 $35,550.00
Disclosure

SEC source: 0001553541-16-000006 · primary_doc.xml · nonDerivative · entry 1

Coxwell John H Sr · CIK 0001553541 · EVP & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,137

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 30, 2015 Filed May 10, 2019 20:28 UTC Amendment GrantCommon Stock 512 $0.00 $0.00
Disclosure

SEC source: 0001652465-19-000002 · primary_doc.xml · nonDerivative · entry 1

Berke Monique · CIK 0001652465 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,012

F1 · shares: The original Form 4, filed October 16, 2015, (the "Original Form 4") inadvertently stated the number of securities acquired in Column 4 as 513 instead of 512. This amendment corrects the number of securities acquired in Column 4 of the Original Form 4.

F2 · balance_after: In connection with the error made in Column 4 of the Original Form 4, Column 5, depicting the amount of securities beneficially owned following reported transactions, inadvertently stated such number as 3,013 instead of 3,012. This amendment to the Original Form 4 is filed to correct the total number of securities beneficially owned by the reporting person in Column 5. The inadvertent error is reflected on the three Form 4s filed after the Original Form 4.

Read SEC document
August 31, 2015 Filed Feb 22, 2018 22:35 UTC Amendment GrantCommon Stock 38,640 Not disclosed Not disclosed
Disclosure

SEC source: 0001652521-18-000001 · primary_doc.xml · nonDerivative · entry 3

Ogle David Austin · CIK 0001652521 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Partnership

Disclosed balance after: 38,640

F1 · shares: The reporting person's original Form 4 filed 09/09/2015 incorrectly stated, due to a mathematical error, the number of shares acquired in Column 4. The mathematical error was failing to multiply the shares in Column 4 by an exchange ratio of 1.05, pursuant to the Merger.

F2 · price: Received in connection with the Merger.

F4 · ownership.nature: Shares owned by the Ogle Land General Partnership, of which Mr. Ogle is a partner.

Read SEC document
August 31, 2015 Filed Feb 22, 2018 22:35 UTC Amendment GrantCommon Stock 39,480 Not disclosed Not disclosed
Disclosure

SEC source: 0001652521-18-000001 · primary_doc.xml · nonDerivative · entry 2

Ogle David Austin · CIK 0001652521 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Spouse

Disclosed balance after: 39,480

F1 · shares: The reporting person's original Form 4 filed 09/09/2015 incorrectly stated, due to a mathematical error, the number of shares acquired in Column 4. The mathematical error was failing to multiply the shares in Column 4 by an exchange ratio of 1.05, pursuant to the Merger.

F2 · price: Received in connection with the Merger.

F3 · ownership.nature: The reporting person disclaims beneficial ownership of all shares except to the extent of his pecuniary interest, if any, therein.

Read SEC document
August 31, 2015 Filed Feb 22, 2018 22:35 UTC Amendment GrantCommon Stock 140,385 Not disclosed Not disclosed
Disclosure

SEC source: 0001652521-18-000001 · primary_doc.xml · nonDerivative · entry 1

Ogle David Austin · CIK 0001652521 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,385

F1 · shares: The reporting person's original Form 4 filed 09/09/2015 incorrectly stated, due to a mathematical error, the number of shares acquired in Column 4. The mathematical error was failing to multiply the shares in Column 4 by an exchange ratio of 1.05, pursuant to the Merger.

F2 · price: Received in connection with the Merger.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.