Last 12 months
Inside the activity.
1 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 1 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 12, 2021 Filed Feb 17, 2021 20:37 UTC |
Gebbia John M.MEMBER OF 10% OWNER GROUP
|
GiftCommon Stock, $0.01 par value per share | 12,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001157523-21-000197 · form4.xml · nonDerivative · entry 2 Gebbia John M. · CIK 0001727425 · MEMBER OF 10% OWNER GROUP 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 36,000 F1 · ownership.direct: Various family members included in the Reporting Person's indirect ownership received 12,000 shares of Issuer common stock. The Reporting Person disclaims beneficial ownership of such shares of Issuer common stock, except to the extent of the Reporting Person's pecuniary interest therein. Read SEC document |
| April 16, 2020 Filed Apr 20, 2020 20:56 UTC |
Gebbia RichardMEMBER OF 10% OWNER GROUP
|
SaleCommon Stock, $0.01 par value per share | 748,233 | $5.60 | $4,190,104.80 |
DisclosureSEC source: 0001157523-20-000544 · form4.xml · nonDerivative · entry 1 Gebbia Richard · CIK 0001727711 · MEMBER OF 10% OWNER GROUP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,640,081 F1 · ownership.direct: The Reporting Person is filing this Form 4 to report the sale by the Reporting Person of 748,233 shares of Issuer common stock in a private transaction to Gloria E. Gebbia. Read SEC document |
| April 16, 2020 Filed Apr 20, 2020 20:51 UTC |
Gebbia DavidMEMBER OF 10% OWNER GROUP
|
SaleCommon Stock, $0.01 par value per share | 748,233 | $5.60 | $4,190,104.80 |
DisclosureSEC source: 0001157523-20-000543 · form4.xml · nonDerivative · entry 1 Gebbia David · CIK 0001737859 · MEMBER OF 10% OWNER GROUP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,035,281 F1 · ownership.direct: The Reporting Person is filing this Form 4 to report the sale by the Reporting Person of 748,233 shares of Issuer common stock in a private transaction to Gloria E. Gebbia. Read SEC document |
| April 16, 2020 Filed Apr 20, 2020 20:46 UTC |
Gebbia John M.MEMBER OF 10% OWNER GROUP
|
SaleCommon Stock, $0.01 par value per share | 685,155 | $5.60 | $3,836,868.00 |
DisclosureSEC source: 0001157523-20-000542 · form4.xml · nonDerivative · entry 1 Gebbia John M. · CIK 0001727425 · MEMBER OF 10% OWNER GROUP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,826,681 F1 · ownership.direct: The Reporting Person is filing this Form 4 to report the sale by the Reporting Person of 685,155 shares of Issuer common stock in a private transaction to Gloria E. Gebbia. Read SEC document |
| April 16, 2020 Filed Apr 20, 2020 17:00 UTC |
Gebbia Gloria EDirector · 10% owner · MEMBER OF 10% OWNER GROUP
|
SaleCommon Stock, $0.01 par value per share | 2,181,621 | $5.60 | $12,217,077.60 |
DisclosureSEC source: 0001157523-20-000539 · form4.xml · nonDerivative · entry 2 Gebbia Gloria E · CIK 0001692471 · Director · 10% owner · MEMBER OF 10% OWNER GROUP 10b5-1 filing: Not disclosed Ownership: Indirect · By family Disclosed balance after: 6,013,280 F2 · ownership.nature: John M Gebbia, Richard Gebbia, and David J Gebbia sold a total of 2,181,621 shares of Issuer common stock to the Reporting Person in a private transaction, resulting in a decrease of 2,181,621 shares of Issuer common stock to the Reporting Person's indirect ownership. The Reporting Person disclaims beneficial ownership of such shares of Issuer common stock, except to the extent of the Reporting Person's pecuniary interest therein. Read SEC document |
| April 16, 2020 Filed Apr 20, 2020 17:00 UTC |
Gebbia Gloria EDirector · 10% owner · MEMBER OF 10% OWNER GROUP
|
PurchaseCommon Stock, $0.01 par value per share | 2,181,621 | $5.60 | $12,217,077.60 |
DisclosureSEC source: 0001157523-20-000539 · form4.xml · nonDerivative · entry 1 Gebbia Gloria E · CIK 0001692471 · Director · 10% owner · MEMBER OF 10% OWNER GROUP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,031,236 F1 · ownership.direct: The Reporting Person is filing this Form 4 to report the acquisition in a private transaction of 2,181,621 shares of Issuer common stock by the Reporting Person from John M Gebbia, Richard Gebbia, and David J Gebbia. Read SEC document |
| January 24, 2020 Filed Jan 28, 2020 02:34 UTC |
Gebbia Gloria EDirector · 10% owner · MEMBER OF 10% OWNER GROUP
|
SaleCommon Stock, $0.01 par value per share | 350,000 | $1.90 | $665,000.00 |
DisclosureSEC source: 0001157523-20-000111 · form4.xml · nonDerivative · entry 1 Gebbia Gloria E · CIK 0001692471 · Director · 10% owner · MEMBER OF 10% OWNER GROUP 10b5-1 filing: Not disclosed Ownership: Indirect · By KCA Disclosed balance after: 3,177,283 F1 · ownership.nature: The Reporting Person is the Managing Member of KCA and may be deemed to be the indirect beneficial owner of 3,177,283 shares of Issuer common stock directly owned by KCA. On January 24, 2020, KCA sold 350,000 shares of Issuer common stock pursuant to an exercise of warrants. The Reporting Person disclaims beneficial ownership of the shares of Issuer common stock owned by KCA, except to the extent of the Reporting Person's pecuniary interest therein. Read SEC document |
| January 24, 2020 Filed Jan 28, 2020 02:23 UTC |
Kennedy Cabot Acquisition, LLC10% owner · Member of 10% owner group
|
SaleCommon Stock, $0.01 par value per share | 350,000 | $1.90 | $665,000.00 |
DisclosureSEC source: 0001157523-20-000110 · form4.xml · nonDerivative · entry 1 Kennedy Cabot Acquisition, LLC · CIK 0001683285 · 10% owner · Member of 10% owner group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,177,283 F1 · ownership.direct: On January 24, 2020, KCA sold 350,000 shares of Issuer common stock pursuant to an exercise of warrants. Read SEC document |
| January 07, 2020 Filed Jan 11, 2020 01:58 UTC |
Gebbia Gloria EDirector · 10% owner · MEMBER OF 10% OWNER GROUP
|
GiftCommon Stock, $0.01 par value per share | 16,800 | $0.00 | $0.00 |
DisclosureSEC source: 0001157523-20-000055 · form4.xml · nonDerivative · entry 2 Gebbia Gloria E · CIK 0001692471 · Director · 10% owner · MEMBER OF 10% OWNER GROUP 10b5-1 filing: Not disclosed Ownership: Indirect · By Family Disclosed balance after: 8,194,901 F2 · ownership.nature: Various family members and family trusts included in Gloria E. Gebbia's indirect ownership have received and given shares of Issuer common stock, resulting in a net increase of 16,800 shares of Issuer common stock to Gloria's indirect ownership. The Reporting Person disclaims beneficial ownership of such shares of Issuer common stock, except to the extent of the Reporting Person's pecuniary interest therein. Read SEC document |
| January 07, 2020 Filed Jan 11, 2020 01:58 UTC |
Gebbia Gloria EDirector · 10% owner · MEMBER OF 10% OWNER GROUP
|
GiftCommon Stock, $0.01 par value per share | 78,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001157523-20-000055 · form4.xml · nonDerivative · entry 1 Gebbia Gloria E · CIK 0001692471 · Director · 10% owner · MEMBER OF 10% OWNER GROUP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,849,615 F1 · ownership.direct: The Reporting Person gifted 78,750 shares of Issuer common stock to certain family members and other persons. Read SEC document |
| January 07, 2020 Filed Jan 11, 2020 01:55 UTC |
Reich Andrew HDirector · EVP, COO CFO, Secretary
|
GiftCommon Stock, $0.01 par value per share | 11,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001157523-20-000054 · form4.xml · nonDerivative · entry 2 Reich Andrew H · CIK 0001692715 · Director · EVP, COO CFO, Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 16,000 F2 · ownership.nature: Various family members included in the Reporting Person's indirect ownership received 11,000 shares of Issuer common stock. The Reporting Person disclaims beneficial ownership of such shares of Issuer common stock, except to the extent of the Reporting Person's pecuniary interest therein. Read SEC document |
| January 07, 2020 Filed Jan 11, 2020 01:55 UTC |
Reich Andrew HDirector · EVP, COO CFO, Secretary
|
GiftCommon Stock, $0.01 par value per share | 2,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001157523-20-000054 · form4.xml · nonDerivative · entry 1 Reich Andrew H · CIK 0001692715 · Director · EVP, COO CFO, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 612,134 F1 · ownership.direct: The Reporting Person gifted and received shares of Issuer common stock, resulting in a net decrease of 2,000 shares of Issuer common stock to the Reporting Person's direct ownership. Read SEC document |
| January 07, 2020 Filed Jan 11, 2020 01:50 UTC |
Gebbia DavidMEMBER OF 10% OWNER GROUP
|
GiftCommon Stock, $0.01 par value per share | 13,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001157523-20-000053 · form4.xml · nonDerivative · entry 2 Gebbia David · CIK 0001737859 · MEMBER OF 10% OWNER GROUP 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 35,800 F2 · ownership.nature: Various family members included in the Reporting Person's indirect ownership received 13,000 shares of Issuer common stock. The Reporting Person disclaims beneficial ownership of such shares of Issuer common stock, except to the extent of the Reporting Person's pecuniary interest therein. Read SEC document |
| January 07, 2020 Filed Jan 11, 2020 01:50 UTC |
Gebbia DavidMEMBER OF 10% OWNER GROUP
|
GiftCommon Stock, $0.01 par value per share | 8,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001157523-20-000053 · form4.xml · nonDerivative · entry 1 Gebbia David · CIK 0001737859 · MEMBER OF 10% OWNER GROUP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,783,514 F1 · ownership.direct: The Reporting Person gifted 8,200 shares of Issuer common stock to certain family members and other persons. Read SEC document |
| January 07, 2020 Filed Jan 11, 2020 01:48 UTC |
ZABATTA CHARLESDirector
|
GiftCommon Stock, $0.01 par value per share | 2,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001157523-20-000052 · form4.xml · nonDerivative · entry 1 ZABATTA CHARLES · CIK 0001157617 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 378,257 F1 · ownership.direct: The Reporting Person gifted and received shares of Issuer common stock, resulting in a net decrease of 2,000 shares of Issuer common stock to the Reporting Person's direct ownership. Read SEC document |
| January 07, 2020 Filed Jan 11, 2020 01:44 UTC |
Gebbia John M.MEMBER OF 10% OWNER GROUP
|
GiftCommon Stock, $0.01 par value per share | 6,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001157523-20-000051 · form4.xml · nonDerivative · entry 2 Gebbia John M. · CIK 0001727425 · MEMBER OF 10% OWNER GROUP 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 24,000 F1 · ownership.nature: Various family members included in the Reporting Person's indirect ownership received 6,000 shares of Issuer common stock. The Reporting Person disclaims beneficial ownership of such shares of Issuer common stock, except to the extent of the Reporting Person's pecuniary interest therein. Read SEC document |
| January 07, 2020 Filed Jan 11, 2020 01:41 UTC |
Gebbia RichardMEMBER OF 10% OWNER GROUP
|
GiftCommon Stock, $0.01 par value per share | 6,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001157523-20-000050 · form4.xml · nonDerivative · entry 2 Gebbia Richard · CIK 0001727711 · MEMBER OF 10% OWNER GROUP 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 335,000 F1 · ownership.nature: Various family members included in the Reporting Person's indirect ownership received 6,000 shares of Issuer common stock. The Reporting Person disclaims beneficial ownership of such shares of Issuer common stock, except to the extent of the Reporting Person's pecuniary interest therein. Read SEC document |
| January 01, 2020 Filed Jan 4, 2020 02:10 UTC |
Reich Andrew HDirector · EVP, COO CFO, Secretary
|
OtherCommon Stock, $0.01 par value per share | 34,902 | $9.02 | $314,816.04 |
DisclosureSEC source: 0001157523-20-000012 · form4.xml · nonDerivative · entry 1 Reich Andrew H · CIK 0001692715 · Director · EVP, COO CFO, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 614,134 F1 · ownership.direct: Pursuant to the terms of an Agreement and Plan of Merger, effective as of January 1, 2020, by and between Siebert Financial Corp. (the "Issuer), StockCross Financial Services, Inc. ("StockCross") and the shareholders of StockCross (the "Merger Agreement"), the Issuer issued the Reporting Person a total of 34,902 shares of Issuer restricted common stock, valued at $9.02 per share, in exchange for all of the shares of common stock of StockCross owned by the Reporting Person. Read SEC document |
| January 01, 2020 Filed Jan 4, 2020 01:57 UTC |
Gebbia RichardMEMBER OF 10% OWNER GROUP
|
OtherCommon Stock, $0.01 par value per share | 779,995 | $9.02 | $7,035,554.90 |
DisclosureSEC source: 0001157523-20-000011 · form4.xml · nonDerivative · entry 1 Gebbia Richard · CIK 0001727711 · MEMBER OF 10% OWNER GROUP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,388,314 F1 · ownership.direct: Pursuant to the terms of an Agreement and Plan of Merger, effective as of January 1, 2020, by and between Siebert Financial Corp. (the "Issuer), StockCross Financial Services, Inc. ("StockCross") and the shareholders of StockCross (the "Merger Agreement"), the Issuer issued the Reporting Person a total of 779,995 shares of Issuer restricted common stock, valued at $9.02 per share, in exchange for all of the shares of common stock of StockCross owned by the Reporting Person. Read SEC document |
| January 01, 2020 Filed Jan 4, 2020 01:52 UTC |
Gebbia Gloria EDirector · 10% owner · MEMBER OF 10% OWNER GROUP
|
OtherCommon Stock, $0.01 par value per share | 2,276,907 | $9.02 | $20,537,701.14 |
DisclosureSEC source: 0001157523-20-000009 · form4.xml · nonDerivative · entry 2 Gebbia Gloria E · CIK 0001692471 · Director · 10% owner · MEMBER OF 10% OWNER GROUP 10b5-1 filing: Not disclosed Ownership: Indirect · By family Disclosed balance after: 8,178,101 F2 · ownership.nature: Pursuant to the Merger Agreement, the Issuer issued 2,276,907 shares of Issuer restricted common stock, to various family members of the Reporting Person, valued at $9.02 per share, in exchange for all of the shares of StockCross common stock owned by such family members. The Reporting Person may be deemed to be the indirect beneficial owner of a total of 8,178,101 shares of Issuer common stock owned by family trusts and certain family members. The Reporting Person disclaims beneficial ownership of such shares of Issuer common stock, except to the extent of the Reporting Person's pecuniary interest therein. Read SEC document |
| January 01, 2020 Filed Jan 4, 2020 01:52 UTC |
Gebbia Gloria EDirector · 10% owner · MEMBER OF 10% OWNER GROUP
|
OtherCommon Stock, $0.01 par value per share | 269,865 | $9.02 | $2,434,182.30 |
DisclosureSEC source: 0001157523-20-000009 · form4.xml · nonDerivative · entry 1 Gebbia Gloria E · CIK 0001692471 · Director · 10% owner · MEMBER OF 10% OWNER GROUP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,928,365 F1 · ownership.direct: Pursuant to the terms of an Agreement and Plan of Merger, effective as of January 1, 2020, by and between Siebert Financial Corp. (the "Issuer), StockCross Financial Services, Inc. ("StockCross") and the shareholders of StockCross (the "Merger Agreement"), the Issuer issued the Reporting Person a total of 269,865 shares of Issuer restricted common stock, valued at $9.02 per share, in exchange for all of the shares of common stock of StockCross owned by the Reporting Person. Read SEC document |
| January 01, 2020 Filed Jan 4, 2020 01:47 UTC |
ZABATTA CHARLESDirector
|
OtherCommon Stock, $0.01 par value per share | 119,808 | $9.02 | $1,080,668.16 |
DisclosureSEC source: 0001157523-20-000007 · form4.xml · nonDerivative · entry 1 ZABATTA CHARLES · CIK 0001157617 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 380,257 F1 · ownership.direct: Pursuant to the terms of an Agreement and Plan of Merger, effective as of January 1, 2020, by and between Siebert Financial Corp. (the "Issuer), StockCross Financial Services, Inc. ("StockCross") and the shareholders of StockCross (the "Merger Agreement"), the Issuer issued the Reporting Person a total of 119,808 shares of Issuer restricted common stock, valued at $9.02 per share, in exchange for all of the shares of common stock of StockCross owned by the Reporting Person. Read SEC document |
| January 01, 2020 Filed Jan 4, 2020 01:48 UTC |
Gebbia DavidMEMBER OF 10% OWNER GROUP
|
OtherCommon Stock, $0.01 par value per share | 779,995 | $9.02 | $7,035,554.90 |
DisclosureSEC source: 0001157523-20-000008 · form4.xml · nonDerivative · entry 1 Gebbia David · CIK 0001737859 · MEMBER OF 10% OWNER GROUP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,791,714 F1 · ownership.direct: Pursuant to the terms of an Agreement and Plan of Merger, effective as of January 1, 2020, by and between Siebert Financial Corp. (the "Issuer), StockCross Financial Services, Inc. ("StockCross") and the shareholders of StockCross (the "Merger Agreement"), the Issuer issued the Reporting Person a total of 779,995 shares of Issuer restricted common stock, valued at $9.02 per share, in exchange for all of the shares of common stock of StockCross owned by the Reporting Person. Read SEC document |
| January 01, 2020 Filed Jan 4, 2020 01:41 UTC |
Gebbia John M.MEMBER OF 10% OWNER GROUP
|
OtherCommon Stock, $0.01 par value per share | 716,917 | $9.02 | $6,466,591.34 |
DisclosureSEC source: 0001157523-20-000006 · form4.xml · nonDerivative · entry 1 Gebbia John M. · CIK 0001727425 · MEMBER OF 10% OWNER GROUP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,511,836 F1 · ownership.direct: Pursuant to the terms of an Agreement and Plan of Merger, effective as of January 1, 2020, by and between Siebert Financial Corp. (the "Issuer), StockCross Financial Services, Inc. ("StockCross") and the shareholders of StockCross (the "Merger Agreement"), the Issuer issued the Reporting Person a total of 716,917 shares of Issuer restricted common stock, valued at $9.02 per share, in exchange for all of the shares of common stock of StockCross owned by the Reporting Person. Read SEC document |
| December 23, 2019 Filed Jan 4, 2020 01:56 UTC |
Reich Andrew HDirector · EVP, COO CFO, Secretary
|
GiftCommon Stock, $0.01 par value per share | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001157523-20-000010 · form4.xml · nonDerivative · entry 1 Reich Andrew H · CIK 0001692715 · Director · EVP, COO CFO, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 579,232 Read SEC document |
| December 18, 2019 Filed Dec 20, 2019 14:00 UTC |
ZABATTA CHARLESDirector
|
GiftCommon Stock, $0.01 par value per share | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001157523-19-002365 · form4.xml · nonDerivative · entry 1 ZABATTA CHARLES · CIK 0001157617 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 260,449 Read SEC document |
| December 16, 2019 Filed Dec 18, 2019 14:00 UTC |
Kennedy Cabot Acquisition, LLC10% owner · Member of 10% owner group
|
SaleCommon Stock, $0.01 par value per share | 50,000 | $1.90 | $95,000.00 |
DisclosureSEC source: 0001157523-19-002355 · form4.xml · nonDerivative · entry 1 Kennedy Cabot Acquisition, LLC · CIK 0001683285 · 10% owner · Member of 10% owner group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,527,283 F1 · ownership.direct: (1) On December 16, 2019, KCA sold 50,000 shares of Issuer common stock pursuant to an exercise of a warrant. Read SEC document |
| December 16, 2019 Filed Dec 18, 2019 14:01 UTC |
Gebbia Gloria EDirector · 10% owner · MEMBER OF 10% OWNER GROUP
|
SaleCommon Stock, $0.01 par value per share | 50,000 | $1.90 | $95,000.00 |
DisclosureSEC source: 0001157523-19-002356 · form4.xml · nonDerivative · entry 1 Gebbia Gloria E · CIK 0001692471 · Director · 10% owner · MEMBER OF 10% OWNER GROUP 10b5-1 filing: Not disclosed Ownership: Indirect · By KCA Disclosed balance after: 3,527,283 F1 · ownership.nature: The Reporting Person is the Managing Member of KCA and may be deemed to be the indirect beneficial owner of 3,527,283 shares of Issuer common stock directly owned by KCA. On December 16, 2019, KCA sold 50,000 shares of Issuer common stock pursuant to an exercise of a warrant. The Reporting Person disclaims beneficial ownership of the shares of Issuer common stock owned by KCA, except to the extent of the Reporting Person's pecuniary interest therein. Read SEC document |
| September 25, 2019 Filed Sep 27, 2019 19:00 UTC |
Kennedy Cabot Acquisition, LLC10% owner · Member of 10% owner group
|
SaleCommon Stock, $0.01 par value per share | 50,000 | $1.90 | $95,000.00 |
DisclosureSEC source: 0001157523-19-002015 · form4.xml · nonDerivative · entry 1 Kennedy Cabot Acquisition, LLC · CIK 0001683285 · 10% owner · Member of 10% owner group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,577,283 F1 · ownership.direct: On September 25, 2019, KCA sold 50,000 shares of Issuer common stock pursuant to an exercise of a warrant. Read SEC document |
| September 25, 2019 Filed Sep 27, 2019 19:02 UTC |
Gebbia Gloria EDirector · 10% owner · MEMBER OF 10% OWNER GROUP
|
SaleCommon Stock, $0.01 par value per share | 50,000 | $1.90 | $95,000.00 |
DisclosureSEC source: 0001157523-19-002016 · form4.xml · nonDerivative · entry 1 Gebbia Gloria E · CIK 0001692471 · Director · 10% owner · MEMBER OF 10% OWNER GROUP 10b5-1 filing: Not disclosed Ownership: Indirect · By KCA Disclosed balance after: 3,577,283 F1 · ownership.nature: The Reporting Person is the Managing Member of KCA and may be deemed to be the indirect beneficial owner of 3,577,283 shares of Issuer common stock directly owned by KCA. On September 25, 2019, KCA sold 50,000 shares of Issuer common stock pursuant to an exercise of a warrant. The Reporting Person disclaims beneficial ownership of the shares of Issuer common stock owned by KCA, except to the extent of the Reporting Person's pecuniary interest therein. Read SEC document |
| May 03, 2019 Filed May 8, 2019 00:13 UTC |
Gebbia RichardMEMBER OF 10% OWNER GROUP
|
GiftCommon Stock, $0.01 par value per share | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001157523-19-001132 · form4.xml · nonDerivative · entry 1 Gebbia Richard · CIK 0001727711 · MEMBER OF 10% OWNER GROUP 10b5-1 filing: Not disclosed Ownership: Indirect · By family Disclosed balance after: 329,000 F1 · ownership.nature: The Reporting Person's children have received an additional 5,000 shares of Issuer common stock from Gloria E. Gebbia. The Reporting Person may be deemed to be the indirect beneficial owner of a total of 329,000 shares of Issuer common stock owned by certain family members. The Reporting Person disclaims beneficial ownership of such shares of Issuer common stock, except to the extent of the Reporting Person's pecuniary interest therein. Read SEC document |
| May 03, 2019 Filed May 8, 2019 00:37 UTC |
Gebbia DavidMEMBER OF 10% OWNER GROUP
|
GiftCommon Stock, $0.01 par value per share | 7,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001157523-19-001138 · form4.xml · nonDerivative · entry 1 Gebbia David · CIK 0001737859 · MEMBER OF 10% OWNER GROUP 10b5-1 filing: Not disclosed Ownership: Indirect · By family Disclosed balance after: 22,800 F1 · ownership.nature: The Reporting Person' children received 7,500 shares of Issuer common stock from Gloria E. Gebbia. The Reporting Person may be deemed to be the indirect beneficial owner of a total of 22,800 shares of Issuer common stock owned by certain family members. The Reporting Person disclaims beneficial ownership of such shares of Issuer common stock, except to the extent of the Reporting Person's pecuniary interest therein. Read SEC document |
| May 03, 2019 Filed May 8, 2019 00:33 UTC |
Gebbia Gloria EDirector · 10% owner · MEMBER OF 10% OWNER GROUP
|
GiftCommon Stock, $0.01 par value per share | 20,900 | $0.00 | $0.00 |
DisclosureSEC source: 0001157523-19-001137 · form4.xml · nonDerivative · entry 3 Gebbia Gloria E · CIK 0001692471 · Director · 10% owner · MEMBER OF 10% OWNER GROUP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,658,500 Read SEC document |
| May 03, 2019 Filed May 8, 2019 00:33 UTC |
Gebbia Gloria EDirector · 10% owner · MEMBER OF 10% OWNER GROUP
|
GiftCommon Stock, $0.01 par value per share | 12,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001157523-19-001137 · form4.xml · nonDerivative · entry 2 Gebbia Gloria E · CIK 0001692471 · Director · 10% owner · MEMBER OF 10% OWNER GROUP 10b5-1 filing: Not disclosed Ownership: Indirect · By family Disclosed balance after: 5,901,194 F2 · ownership.nature: Various family members have received gifts from the Reporting Person; therefore, the Reporting Person may be deemed to be the indirect beneficial owner of a total of 5,901,994 shares of Issuer common stock owned by family trusts and certain family members. The Reporting Person disclaims beneficial ownership of such shares of Issuer common stock, except to the extent of the Reporting Person's pecuniary interest therein. Read SEC document |
| May 03, 2019 Filed May 8, 2019 00:27 UTC |
Gebbia John M.MEMBER OF 10% OWNER GROUP
|
GiftCommon Stock, $0.01 par value per share | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001157523-19-001135 · form4.xml · nonDerivative · entry 1 Gebbia John M. · CIK 0001727425 · MEMBER OF 10% OWNER GROUP 10b5-1 filing: Not disclosed Ownership: Indirect · By family Disclosed balance after: 18,000 F1 · ownership.nature: The Reporting Person's children and his children received 5,000 shares of Issuer common stock from Gloria E. Gebbia. The Reporting Person may be deemed to be the indirect beneficial owner of a total of 18,000 shares of Issuer common stock owned by certain family members. The Reporting Person disclaims beneficial ownership of such shares of Issuer common stock, except to the extent of the Reporting Person's pecuniary interest therein. Read SEC document |
| March 28, 2019 Filed Apr 4, 2019 19:09 UTC |
Kennedy Cabot Acquisition, LLC10% owner · Member of 10% owner group
|
SaleCommon Stock, $0.01 par value per share | 50,000 | $1.90 | $95,000.00 |
DisclosureSEC source: 0001157523-19-000763 · form4.xml · nonDerivative · entry 1 Kennedy Cabot Acquisition, LLC · CIK 0001683285 · 10% owner · Member of 10% owner group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,627,283 F1 · ownership.direct: On March 28, 2019, KCA sold 50,000 shares of Issuer common stock pursuant to an exercise of a warrant. Read SEC document |
| March 28, 2019 Filed Apr 4, 2019 19:02 UTC |
Gebbia Gloria EDirector · 10% owner · MEMBER OF 10% OWNER GROUP
|
SaleCommon Stock, $0.01 par value per share | 50,000 | $1.90 | $95,000.00 |
DisclosureSEC source: 0001157523-19-000762 · form4.xml · nonDerivative · entry 1 Gebbia Gloria E · CIK 0001692471 · Director · 10% owner · MEMBER OF 10% OWNER GROUP 10b5-1 filing: Not disclosed Ownership: Indirect · By KCA Disclosed balance after: 3,627,283 F1 · ownership.nature: The Reporting Person is the Managing Member of KCA and may be deemed to be the indirect beneficial owner of 3,627,283 shares of Issuer common stock directly owned by KCA. On March 28, 2019, KCA sold 50,000 shares of Issuer common stock pursuant to an exercise of a warrant. The Reporting Person disclaims beneficial ownership of the shares of Issuer common stock owned by KCA, except to the extent of the Reporting Person's pecuniary interest therein. Read SEC document |
| December 28, 2018 Filed Jan 2, 2019 19:45 UTC |
Gebbia RichardMEMBER OF 10% OWNER GROUP
|
GiftCommon Stock, $0.01 par value per share | 4,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001157523-19-000013 · form4.xml · nonDerivative · entry 2 Gebbia Richard · CIK 0001727711 · MEMBER OF 10% OWNER GROUP 10b5-1 filing: Not disclosed Ownership: Indirect · By family Disclosed balance after: 324,000 F1 · ownership.nature: The Reporting Person no longer has a reportable beneficial interest in 162,100 shares of Issuer common stock owned by one of the Reporting Person's children, which was included in the Reporting Person's prior ownership reports, and his children received an additional 4,000 shares of Issuer common stock from Gloria E. Gebbia. The Reporting Person may be deemed to be the indirect beneficial owner of a total of 324,000 shares of Issuer common stock owned by certain family members. The Reporting Person disclaims beneficial ownership of such shares of Issuer common stock, except to the extent of the Reporting Person's pecuniary interest therein. Read SEC document |
| December 28, 2018 Filed Jan 2, 2019 19:20 UTC |
Gebbia John M.MEMBER OF 10% OWNER GROUP
|
GiftCommon Stock, $0.01 par value per share | 8,800 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-000027 · doc1.xml · nonDerivative · entry 2 Gebbia John M. · CIK 0001727425 · MEMBER OF 10% OWNER GROUP 10b5-1 filing: Not disclosed Ownership: Indirect · By family Disclosed balance after: 13,000 F1 · ownership.nature: The Reporting Person gifted 4,800 shares of Issuer common stock to his children and his children received an additional 4,000 shares of Issuer common stock from Gloria E. Gebbia. The Reporting Person may be deemed to be the indirect beneficial owner of a total of 13,000 shares of Issuer common stock owned by certain family members. The Reporting Person disclaims beneficial ownership of such shares of Issuer common stock, except to the extent of the Reporting Person's pecuniary interest therein. Read SEC document |
| December 28, 2018 Filed Jan 2, 2019 19:20 UTC |
Gebbia John M.MEMBER OF 10% OWNER GROUP
|
GiftCommon Stock, $0.01 par value per share | 9,600 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-000027 · doc1.xml · nonDerivative · entry 1 Gebbia John M. · CIK 0001727425 · MEMBER OF 10% OWNER GROUP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,794,919 Read SEC document |
| December 28, 2018 Filed Jan 2, 2019 18:18 UTC |
Schneider Jerry MDirector
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GiftCommon Stock, $0.01 par value per share | 1,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001157523-19-000009 · form4.xml · nonDerivative · entry 1 Schneider Jerry M · CIK 0001694063 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,000 Read SEC document |
| December 28, 2018 Filed Jan 2, 2019 18:11 UTC |
Gebbia Gloria EDirector · 10% owner · MEMBER OF 10% OWNER GROUP
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GiftCommon Stock, $0.01 par value per share | 28,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-000011 · doc1.xml · nonDerivative · entry 3 Gebbia Gloria E · CIK 0001692471 · Director · 10% owner · MEMBER OF 10% OWNER GROUP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,679,400 Read SEC document |
| December 28, 2018 Filed Jan 2, 2019 18:11 UTC |
Gebbia Gloria EDirector · 10% owner · MEMBER OF 10% OWNER GROUP
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GiftCommon Stock, $0.01 par value per share | 9,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-000011 · doc1.xml · nonDerivative · entry 2 Gebbia Gloria E · CIK 0001692471 · Director · 10% owner · MEMBER OF 10% OWNER GROUP 10b5-1 filing: Not disclosed Ownership: Indirect · By family Disclosed balance after: 5,888,694 F2 · ownership.nature: The Reporting Person no longer has a reportable beneficial interest in 162,100 shares of Issuer common stock owned by one of the Reporting Person's grandchildren, which was included in the Reporting Person's prior ownership reports. Various family members have received gifts from the Reporting Person; therefore, the Reporting Person may be deemed to be the indirect beneficial owner of a total of 5,888,694 shares of Issuer common stock owned by family trusts and certain family members. The Reporting Person disclaims beneficial ownership of such shares of Issuer common stock, except to the extent of the Reporting Person's pecuniary interest therein. Read SEC document |
| December 28, 2018 Filed Jan 2, 2019 18:06 UTC |
Gebbia DavidMEMBER OF 10% OWNER GROUP
|
GiftCommon Stock, $0.01 par value per share | 13,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-000009 · doc1.xml · nonDerivative · entry 2 Gebbia David · CIK 0001737859 · MEMBER OF 10% OWNER GROUP 10b5-1 filing: Not disclosed Ownership: Indirect · By family Disclosed balance after: 15,300 F1 · ownership.nature: The Reporting Person gifted 7,200 shares of Issuer common stock to his children and his children received an additional 6,000 shares of Issuer common stock from Gloria E. Gebbia. The Reporting Person may be deemed to be the indirect beneficial owner of a total of 15,300 shares of Issuer common stock owned by certain family members. The Reporting Person disclaims beneficial ownership of such shares of Issuer common stock, except to the extent of the Reporting Person's pecuniary interest therein. Read SEC document |
| December 28, 2018 Filed Jan 2, 2019 18:06 UTC |
Gebbia DavidMEMBER OF 10% OWNER GROUP
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GiftCommon Stock, $0.01 par value per share | 7,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-000009 · doc1.xml · nonDerivative · entry 1 Gebbia David · CIK 0001737859 · MEMBER OF 10% OWNER GROUP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,011,719 Read SEC document |
| December 28, 2018 Filed Jan 2, 2019 18:02 UTC |
ZABATTA CHARLESDirector
|
GiftCommon Stock, $0.01 par value per share | 3,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001157523-19-000008 · form4.xml · nonDerivative · entry 2 ZABATTA CHARLES · CIK 0001157617 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 265,449 Read SEC document |
| December 28, 2018 Filed Jan 2, 2019 18:02 UTC |
ZABATTA CHARLESDirector
|
GiftCommon Stock, $0.01 par value per share | 2,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001157523-19-000008 · form4.xml · nonDerivative · entry 1 ZABATTA CHARLES · CIK 0001157617 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 268,849 Read SEC document |
| September 11, 2018 Filed Sep 11, 2018 17:27 UTC |
Kennedy Cabot Acquisition, LLC10% owner
|
GiftCommon Stock, $0.01 par value per share | 150,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001019056-18-000998 · kennedy_4.xml · nonDerivative · entry 1 Kennedy Cabot Acquisition, LLC · CIK 0001683285 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,677,283 Read SEC document |
| September 11, 2018 Filed Sep 11, 2018 17:23 UTC |
Gebbia Gloria EDirector · 10% owner
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GiftCommon Stock, $0.01 par value per share | 150,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001019056-18-000996 · gebbia_4.xml · nonDerivative · entry 1 Gebbia Gloria E · CIK 0001692471 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By KCA Disclosed balance after: 3,677,283 F1 · ownership.nature: The Reporting Person is the Managing Member of KCA and may be deemed to be the indirect beneficial owner of 3,677,283 shares of Issuer common stock directly owned by KCA. The Reporting Person disclaims beneficial ownership of the shares of Issuer common stock owned by KCA, except to the extent of the Reporting Person's pecuniary interest therein. Read SEC document |
| May 22, 2018 Filed May 22, 2018 19:02 UTC |
Cuttita Francis VDirector
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SaleCommon Stock, $0.01 par value per share | 3,489 | $9.20 | $32,098.80 |
DisclosureSEC source: 0001019056-18-000715 · cuttita_4.xml · nonDerivative · entry 3 Cuttita Francis V · CIK 0001692748 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 156,000 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.