Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| SIEBERT FINANCIAL CORPSIEB · Entity 6790 | 10% owner · Member of 10% owner group | September 28, 2026 | September 30, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
SIEBERT FINANCIAL CORP
Report date September 28, 2026 · Filed September 30, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $0.01 par value per shareSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2026-09-28 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 F1: The Reporting Person does not directly own any shares of Issuer common stock. |
| Common Stock, $0.01 par value per shareSEC Table I · non-derivative | IndirectSee footnote | 9,794,994 |
Reported balance
Holding disclosure · report date 2026-09-28 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 9,794,994 F2: The Reporting Person and the Reporting Person's spouse, John J. Gebbia, jointly own the John J & Gloria E Gebbia TTEESS UAD 12/8/94 ("Gebbia Living Trust"). The Reporting Person indirectly owns 9,794,994 shares of Issuer common stock owned by the Gebbia Living Trust. |
| Common Stock, $0.01 par value per shareSEC Table I · non-derivative | IndirectControl Group | 17,119,963 |
Reported balance
Holding disclosure · report date 2026-09-28 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 17,119,963 F3: The Reporting Person is part of a control group consisting of family members of the Reporting Person. A limited liability company owned by various family members not in the control group gifted an aggregate of 69,360 shares of Issuer common stock to family members of the control group, resulting in a net increase of 69,360 shares of Issuer common stock to the control group. The Reporting Person disclaims beneficial ownership of such shares of Issuer common stock, except to the extent of the Reporting Person's pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: The Reporting Person does not directly own any shares of Issuer common stock.
F2: The Reporting Person and the Reporting Person's spouse, John J. Gebbia, jointly own the John J & Gloria E Gebbia TTEESS UAD 12/8/94 ("Gebbia Living Trust"). The Reporting Person indirectly owns 9,794,994 shares of Issuer common stock owned by the Gebbia Living Trust.
F3: The Reporting Person is part of a control group consisting of family members of the Reporting Person. A limited liability company owned by various family members not in the control group gifted an aggregate of 69,360 shares of Issuer common stock to family members of the control group, resulting in a net increase of 69,360 shares of Issuer common stock to the control group. The Reporting Person disclaims beneficial ownership of such shares of Issuer common stock, except to the extent of the Reporting Person's pecuniary interest therein.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 02, 2026 Filed Sep 4, 2026 20:30 UTC | SIEBERT FINANCIAL CORP SIEB · Entity 6790 | GiftCommon Stock, $0.01 par value per share | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-26-097697 · ownership.xml · nonDerivative · entry 2 Gebbia Gloria E · CIK 0001692471 · Director · 10% owner · Member of 10% owner group 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 9,794,994 F2 · ownership.nature: The Reporting Person and the Reporting Person's spouse, John J. Gebbia, jointly own the John J & Gloria E Gebbia TTEESS UAD 12/8/94 ("Gebbia Living Trust"). The Gebbia Living Trust gifted 10,000 shares of Issuer common stock to an individual which resulted in a net decrease of 10,000 shares of issuer common stock to the Reporting Person's indirect ownership. The Reporting Person indirectly owns 9,794,994 shares of Issuer common stock owned by the Gebbia Living Trust. Read SEC document |
| August 26, 2026 Filed Aug 28, 2026 15:00 UTC | SIEBERT FINANCIAL CORP SIEB · Entity 6790 | GiftCommon Stock, $0.01 par value per share | 22,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-26-094973 · ownership.xml · nonDerivative · entry 2 Gebbia Gloria E · CIK 0001692471 · Director · 10% owner · Member of 10% owner group 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 9,804,994 F2 · ownership.nature: The Reporting Person and the Reporting Person's spouse, John J. Gebbia, jointly own the John J & Gloria E Gebbia TTEESS UAD 12/8/94 ("Gebbia Living Trust"). The Gebbia Living Trust gifted 22,500 shares of Issuer common stock to family members and individuals which resulted in a net decrease of 22,500 shares of issuer common stock to the Reporting Person's indirect ownership. The Reporting Person indirectly owns 9,804,994 shares of Issuer common stock owned by the Gebbia Living Trust. Read SEC document |
| March 09, 2026 Filed Mar 12, 2026 22:31 UTC | SIEBERT FINANCIAL CORP SIEB · Entity 6790 | GiftCommon Stock, $0.01 par value per share | 6,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-26-027151 · ownership.xml · nonDerivative · entry 2 Gebbia Gloria E · CIK 0001692471 · Director · 10% owner · Member of 10% owner group 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 9,827,494 F2 · ownership.nature: The Reporting Person and the Reporting Person's husband, John J. Gebbia, jointly own the John J & Gloria E Gebbia TTEESS UAD 12/8/94 ("Gebbia Living Trust"). The Gebbia Living Trust gifted 6,000 shares of Issuer common stock to individuals which resulted in a net decrease of 6,000 shares of issuer common stock to the Reporting Person's indirect ownership. The Reporting Person indirectly owns 9,827,494 shares of Issuer common stock owned by the Gebbia Living Trust. Read SEC document |
| January 20, 2026 Filed Jan 22, 2026 21:30 UTC | SIEBERT FINANCIAL CORP SIEB · Entity 6790 | GiftCommon Stock, $0.01 par value per share | 140,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-26-006702 · ownership.xml · nonDerivative · entry 2 Gebbia Gloria E · CIK 0001692471 · Director · 10% owner · Member of 10% owner group 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 9,833,494 F2 · balance_after: The Reporting Person's indirect ownership of Issuer common stock was previously underreported by 403,780 shares. These shares represent shares of Issuer common stock underlying a warrant issued by the Reporting Person to BCW Securities LLC, a Delaware limited liability company on May 22, 2023, which were previously omitted from the Reporting Persons' beneficial ownership. F3 · ownership.nature: The Reporting Person and the Reporting Person's husband, John J. Gebbia, jointly own the John J & Gloria E Gebbia TTEESS UAD 12/8/94 ("Gebbia Living Trust"). The Gebbia Living Trust gifted 140,000 shares of Issuer common stock to family members and subsequent transactions resulted in a net decrease of 140,000 shares of issuer common stock to the Reporting Person's indirect ownership. The Reporting Person indirectly owns 9,833,494 shares of Issuer common stock owned by the Gebbia Living Trust. Read SEC document |
| November 20, 2025 Filed Nov 24, 2025 22:31 UTC | SIEBERT FINANCIAL CORP SIEB · Entity 6790 | GiftCommon Stock, $0.01 par value per share | 128,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-25-114247 · ownership.xml · nonDerivative · entry 2 Gebbia Gloria E · CIK 0001692471 · Director · 10% owner · Member of 10% owner group 10b5-1 filing: No plan indicated Ownership: Indirect · See footnote Disclosed balance after: 9,569,714 F2 · ownership.nature: The Reporting Person and the Reporting Person's husband, John J. Gebbia, jointly own the John J & Gloria E Gebbia TTEESS UAD 12/8/94 ("Gebbia Living Trust"). The Gebbia Living Trust gifted 128,000 shares of Issuer common stock to family members and subsequent transactions resulted in a net decrease of 128,000 shares of issuer common stock to the Reporting Person's indirect ownership. The Reporting Person indirectly owns 9,569,714 shares of Issuer common stock owned by the Gebbia Living Trust. Read SEC document |
| June 10, 2025 Filed Jun 12, 2025 23:30 UTC | SIEBERT FINANCIAL CORP SIEB · Entity 6790 | OtherCommon Stock, $0.01 par value per share | 9,697,714 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-25-053959 · ownership.xml · nonDerivative · entry 2 Gebbia Gloria E · CIK 0001692471 · Director · 10% owner · Member of 10% owner group 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 9,697,714 F2 · ownership.direct: The Reporting Person indirectly owns 9,697,714 shares of Issuer common stock owned by the Gebbia Living Trust. Read SEC document |
| June 10, 2025 Filed Jun 12, 2025 23:30 UTC | SIEBERT FINANCIAL CORP SIEB · Entity 6790 | OtherCommon Stock, $0.01 par value per share | 9,697,714 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-25-053959 · ownership.xml · nonDerivative · entry 1 Gebbia Gloria E · CIK 0001692471 · Director · 10% owner · Member of 10% owner group 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · ownership.direct: The Reporting Person transferred 9,697,714 shares of Issuer common stock to the John J & Gloria E Gebbia TTEESS UAD 12/8/94 which is jointly owned by Gloria E. Gebbia and John J. Gebbia ("Gebbia Living Trust"). The Reporting Person does not directly own any share of Issuer common stock. Read SEC document |
| May 21, 2025 Filed May 22, 2025 19:55 UTC | SIEBERT FINANCIAL CORP SIEB · Entity 6790 | GiftCommon Stock, $0.01 par value per share | 18,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-25-046827 · ownership.xml · nonDerivative · entry 1 Gebbia Gloria E · CIK 0001692471 · Director · 10% owner · Member of 10% owner group 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,697,714 F1 · ownership.direct: The Reporting Person gifted 18,000 shares of Issuer common stock to various family members. The Reporting Person directly owns 9,697,714 of Issuer common stock. Read SEC document |
| March 03, 2025 Filed Mar 6, 2025 02:05 UTC | SIEBERT FINANCIAL CORP SIEB · Entity 6790 | GiftCommon Stock, $0.01 par value per share | 361,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-25-020895 · ownership.xml · nonDerivative · entry 1 Gebbia Gloria E · CIK 0001692471 · Director · 10% owner · Member of 10% owner group 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,715,714 F1 · ownership.direct: The Reporting Person gifted 361,000 shares of Issuer common stock to various family members. Read SEC document |
| January 19, 2024 Filed Jan 23, 2024 20:50 UTC | SIEBERT FINANCIAL CORP SIEB · Entity 6790 | GiftCommon Stock, $0.01 par value per share | 108,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-24-005700 · ownership.xml · nonDerivative · entry 1 Gebbia Gloria E · CIK 0001692471 · Director · 10% owner · Member of 10% owner group 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,076,714 F1 · ownership.direct: The Reporting Person gifted 108,000 shares of Issuer common stock to various family members of which 72,000 shares remained in the Reporting Person's indirect ownership. The Reporting Person disclaims beneficial ownership of such shares of Issuer common stock, except to the extent of the Reporting Person's pecuniary interest therein. Read SEC document |
| December 14, 2023 Filed Dec 18, 2023 20:00 UTC | SIEBERT FINANCIAL CORP SIEB · Entity 6790 | GiftCommon Stock, $0.01 par value per share | 72,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-23-096451 · ownership.xml · nonDerivative · entry 1 Gebbia Gloria E · CIK 0001692471 · Director · 10% owner · Member of 10% owner group 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,184,714 F1 · ownership.direct: The Reporting Person gifted 72,000 shares of Issuer common stock to various family members included in the Reporting Person's indirect ownership. The Reporting Person disclaims beneficial ownership of such shares of Issuer common stock, except to the extent of the Reporting Person's pecuniary interest therein. Read SEC document |
| May 22, 2023 Filed May 24, 2023 23:40 UTC | SIEBERT FINANCIAL CORP SIEB · Entity 6790 | OtherWarrant · Derivative | 403,780 | $0.00 Strike: $2.15 | $0.00 |
DisclosureSEC source: 0001213900-23-042806 · ownership.xml · derivative · entry 1 Gebbia Gloria E · CIK 0001692471 · Member of 10% owner group 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common stock · 403,780 shares Expires 2028-05-22 F1 · kind: On May 22, 2023, the Reporting Person issued a warrant to BCW Securities LLC, a Delaware limited liability company ("BCW"), to purchase Four Hundred Three Thousand, Seven Hundred Eighty (403,780) shares of common stock of the Company held by the Reporting Person at an exercise price of $2.15 per share. The Reporting Person issued the warrant pursuant to that certain agreement, dated March 27, 2023, by and among the Reporting Person, the Company and BCW to resolve compensation potentially owed by the Company to BCW arising out of BCW's introduction of Kakaopay Corp. to the Company and the subsequent investment by Kakaopay Corp. in the Company. The Reporting Person is part of a control group consisting of family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of such shares of Issuer common stock, except to the extent of the Reporting Person's pecuniary interest therein. Read SEC document |
| December 14, 2022 Filed Dec 16, 2022 22:15 UTC | SIEBERT FINANCIAL CORP SIEB · Entity 6790 | GiftCommon Stock, $0.01 par value per share | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-22-080584 · ownership.xml · nonDerivative · entry 3 Gebbia Gloria E · CIK 0001692471 · Director · 10% owner · Member of 10% owner group 10b5-1 filing: Not disclosed Ownership: Indirect · Control Group Disclosed balance after: 17,539,200 F3 · ownership.nature: The Reporting Person is part of a control group consisting of family members of the Reporting Person. Shares of Issuer common stock were gifted to family members of people within the control group, the net effect of which resulted in a decrease of 100,000 shares of Issuer common stock to the control group. The Reporting Person disclaims beneficial ownership of such shares of Issuer common stock, except to the extent of the Reporting Person's pecuniary interest therein. Read SEC document |
| December 14, 2022 Filed Dec 16, 2022 22:15 UTC | SIEBERT FINANCIAL CORP SIEB · Entity 6790 | GiftCommon Stock, $0.01 par value per share | 200,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-22-080584 · ownership.xml · nonDerivative · entry 1 Gebbia Gloria E · CIK 0001692471 · Director · 10% owner · Member of 10% owner group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,544,054 F1 · ownership.direct: The Reporting Person gifted 200,000 shares of Issuer common stock to certain family members. Read SEC document |
| April 01, 2021 Filed Apr 5, 2021 23:29 UTC | SIEBERT FINANCIAL CORP SIEB · Entity 6790 | OtherCommon Stock, $0.01 par value per share | 3,177,283 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001157523-21-000425 · form4.xml · nonDerivative · entry 3 Gebbia Gloria E · CIK 0001692471 · Director · 10% owner · MEMBER OF 10% OWNER GROUP 10b5-1 filing: Not disclosed Ownership: Indirect · By KCA Disclosed balance after: 0 F3 · price: The Reporting Person is the Managing Member of KCA and effective April 1, 2021, KCA completed a distribution to its members, pro-rata without consideration, of 3,177,283 shares of Issuer common stock. F3 · ownership.nature: The Reporting Person is the Managing Member of KCA and effective April 1, 2021, KCA completed a distribution to its members, pro-rata without consideration, of 3,177,283 shares of Issuer common stock. Read SEC document |
| April 01, 2021 Filed Apr 5, 2021 23:29 UTC | SIEBERT FINANCIAL CORP SIEB · Entity 6790 | OtherCommon Stock, $0.01 par value per share | 701,003 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001157523-21-000425 · form4.xml · nonDerivative · entry 2 Gebbia Gloria E · CIK 0001692471 · Director · 10% owner · MEMBER OF 10% OWNER GROUP 10b5-1 filing: Not disclosed Ownership: Indirect · By family Disclosed balance after: 5,661,202 F2 · price: Certain family members of the Reporting Person received 701,003 shares of Issuer common stock from a distribution from KCA. The Reporting Person disclaims beneficial ownership of such shares of Issuer common stock, except to the extent of the Reporting Person's pecuniary interest therein. F2 · ownership.nature: Certain family members of the Reporting Person received 701,003 shares of Issuer common stock from a distribution from KCA. The Reporting Person disclaims beneficial ownership of such shares of Issuer common stock, except to the extent of the Reporting Person's pecuniary interest therein. Read SEC document |
| April 01, 2021 Filed Apr 5, 2021 23:29 UTC | SIEBERT FINANCIAL CORP SIEB · Entity 6790 | OtherCommon Stock, $0.01 par value per share | 794,318 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001157523-21-000425 · form4.xml · nonDerivative · entry 1 Gebbia Gloria E · CIK 0001692471 · Director · 10% owner · MEMBER OF 10% OWNER GROUP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,744,054 F1 · price: The Reporting Person received 794,318 shares of Issuer common stock from a distribution from Kennedy Cabot Acquisition, LLC ("KCA"). F1 · ownership.direct: The Reporting Person received 794,318 shares of Issuer common stock from a distribution from Kennedy Cabot Acquisition, LLC ("KCA"). Read SEC document |
| February 12, 2021 Filed Feb 17, 2021 20:51 UTC | SIEBERT FINANCIAL CORP SIEB · Entity 6790 | GiftCommon Stock, $0.01 par value per share | 18,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001157523-21-000202 · form4.xml · nonDerivative · entry 2 Gebbia Gloria E · CIK 0001692471 · Director · 10% owner · MEMBER OF 10% OWNER GROUP 10b5-1 filing: Not disclosed Ownership: Indirect · By family Disclosed balance after: 4,960,199 F2 · ownership.nature: The Reporting Person gifted 18,000 shares of Issuer common stock to various family members included in the Reporting Person's indirect ownership. The Reporting Person disclaims beneficial ownership of such shares of Issuer common stock, except to the extent of the Reporting Person's pecuniary interest therein. Read SEC document |
| February 12, 2021 Filed Feb 17, 2021 20:51 UTC | SIEBERT FINANCIAL CORP SIEB · Entity 6790 | GiftCommon Stock, $0.01 par value per share | 81,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001157523-21-000202 · form4.xml · nonDerivative · entry 1 Gebbia Gloria E · CIK 0001692471 · Director · 10% owner · MEMBER OF 10% OWNER GROUP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,949,736 F1 · ownership.direct: The Reporting Person gifted 81,500 shares of Issuer common stock to certain family members and other persons. Read SEC document |
| April 16, 2020 Filed Apr 20, 2020 17:00 UTC | SIEBERT FINANCIAL CORP SIEB · Entity 6790 | SaleCommon Stock, $0.01 par value per share | 2,181,621 | $5.60 | $12,217,077.60 |
DisclosureSEC source: 0001157523-20-000539 · form4.xml · nonDerivative · entry 2 Gebbia Gloria E · CIK 0001692471 · Director · 10% owner · MEMBER OF 10% OWNER GROUP 10b5-1 filing: Not disclosed Ownership: Indirect · By family Disclosed balance after: 6,013,280 F2 · ownership.nature: John M Gebbia, Richard Gebbia, and David J Gebbia sold a total of 2,181,621 shares of Issuer common stock to the Reporting Person in a private transaction, resulting in a decrease of 2,181,621 shares of Issuer common stock to the Reporting Person's indirect ownership. The Reporting Person disclaims beneficial ownership of such shares of Issuer common stock, except to the extent of the Reporting Person's pecuniary interest therein. Read SEC document |
| April 16, 2020 Filed Apr 20, 2020 17:00 UTC | SIEBERT FINANCIAL CORP SIEB · Entity 6790 | PurchaseCommon Stock, $0.01 par value per share | 2,181,621 | $5.60 | $12,217,077.60 |
DisclosureSEC source: 0001157523-20-000539 · form4.xml · nonDerivative · entry 1 Gebbia Gloria E · CIK 0001692471 · Director · 10% owner · MEMBER OF 10% OWNER GROUP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,031,236 F1 · ownership.direct: The Reporting Person is filing this Form 4 to report the acquisition in a private transaction of 2,181,621 shares of Issuer common stock by the Reporting Person from John M Gebbia, Richard Gebbia, and David J Gebbia. Read SEC document |
| January 24, 2020 Filed Jan 28, 2020 02:34 UTC | SIEBERT FINANCIAL CORP SIEB · Entity 6790 | SaleCommon Stock, $0.01 par value per share | 350,000 | $1.90 | $665,000.00 |
DisclosureSEC source: 0001157523-20-000111 · form4.xml · nonDerivative · entry 1 Gebbia Gloria E · CIK 0001692471 · Director · 10% owner · MEMBER OF 10% OWNER GROUP 10b5-1 filing: Not disclosed Ownership: Indirect · By KCA Disclosed balance after: 3,177,283 F1 · ownership.nature: The Reporting Person is the Managing Member of KCA and may be deemed to be the indirect beneficial owner of 3,177,283 shares of Issuer common stock directly owned by KCA. On January 24, 2020, KCA sold 350,000 shares of Issuer common stock pursuant to an exercise of warrants. The Reporting Person disclaims beneficial ownership of the shares of Issuer common stock owned by KCA, except to the extent of the Reporting Person's pecuniary interest therein. Read SEC document |
| January 07, 2020 Filed Jan 11, 2020 01:58 UTC | SIEBERT FINANCIAL CORP SIEB · Entity 6790 | GiftCommon Stock, $0.01 par value per share | 16,800 | $0.00 | $0.00 |
DisclosureSEC source: 0001157523-20-000055 · form4.xml · nonDerivative · entry 2 Gebbia Gloria E · CIK 0001692471 · Director · 10% owner · MEMBER OF 10% OWNER GROUP 10b5-1 filing: Not disclosed Ownership: Indirect · By Family Disclosed balance after: 8,194,901 F2 · ownership.nature: Various family members and family trusts included in Gloria E. Gebbia's indirect ownership have received and given shares of Issuer common stock, resulting in a net increase of 16,800 shares of Issuer common stock to Gloria's indirect ownership. The Reporting Person disclaims beneficial ownership of such shares of Issuer common stock, except to the extent of the Reporting Person's pecuniary interest therein. Read SEC document |
| January 07, 2020 Filed Jan 11, 2020 01:58 UTC | SIEBERT FINANCIAL CORP SIEB · Entity 6790 | GiftCommon Stock, $0.01 par value per share | 78,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001157523-20-000055 · form4.xml · nonDerivative · entry 1 Gebbia Gloria E · CIK 0001692471 · Director · 10% owner · MEMBER OF 10% OWNER GROUP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,849,615 F1 · ownership.direct: The Reporting Person gifted 78,750 shares of Issuer common stock to certain family members and other persons. Read SEC document |
| January 01, 2020 Filed Jan 4, 2020 01:52 UTC | SIEBERT FINANCIAL CORP SIEB · Entity 6790 | OtherCommon Stock, $0.01 par value per share | 2,276,907 | $9.02 | $20,537,701.14 |
DisclosureSEC source: 0001157523-20-000009 · form4.xml · nonDerivative · entry 2 Gebbia Gloria E · CIK 0001692471 · Director · 10% owner · MEMBER OF 10% OWNER GROUP 10b5-1 filing: Not disclosed Ownership: Indirect · By family Disclosed balance after: 8,178,101 F2 · ownership.nature: Pursuant to the Merger Agreement, the Issuer issued 2,276,907 shares of Issuer restricted common stock, to various family members of the Reporting Person, valued at $9.02 per share, in exchange for all of the shares of StockCross common stock owned by such family members. The Reporting Person may be deemed to be the indirect beneficial owner of a total of 8,178,101 shares of Issuer common stock owned by family trusts and certain family members. The Reporting Person disclaims beneficial ownership of such shares of Issuer common stock, except to the extent of the Reporting Person's pecuniary interest therein. Read SEC document |
| January 01, 2020 Filed Jan 4, 2020 01:52 UTC | SIEBERT FINANCIAL CORP SIEB · Entity 6790 | OtherCommon Stock, $0.01 par value per share | 269,865 | $9.02 | $2,434,182.30 |
DisclosureSEC source: 0001157523-20-000009 · form4.xml · nonDerivative · entry 1 Gebbia Gloria E · CIK 0001692471 · Director · 10% owner · MEMBER OF 10% OWNER GROUP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,928,365 F1 · ownership.direct: Pursuant to the terms of an Agreement and Plan of Merger, effective as of January 1, 2020, by and between Siebert Financial Corp. (the "Issuer), StockCross Financial Services, Inc. ("StockCross") and the shareholders of StockCross (the "Merger Agreement"), the Issuer issued the Reporting Person a total of 269,865 shares of Issuer restricted common stock, valued at $9.02 per share, in exchange for all of the shares of common stock of StockCross owned by the Reporting Person. Read SEC document |
| December 16, 2019 Filed Dec 18, 2019 14:01 UTC | SIEBERT FINANCIAL CORP SIEB · Entity 6790 | SaleCommon Stock, $0.01 par value per share | 50,000 | $1.90 | $95,000.00 |
DisclosureSEC source: 0001157523-19-002356 · form4.xml · nonDerivative · entry 1 Gebbia Gloria E · CIK 0001692471 · Director · 10% owner · MEMBER OF 10% OWNER GROUP 10b5-1 filing: Not disclosed Ownership: Indirect · By KCA Disclosed balance after: 3,527,283 F1 · ownership.nature: The Reporting Person is the Managing Member of KCA and may be deemed to be the indirect beneficial owner of 3,527,283 shares of Issuer common stock directly owned by KCA. On December 16, 2019, KCA sold 50,000 shares of Issuer common stock pursuant to an exercise of a warrant. The Reporting Person disclaims beneficial ownership of the shares of Issuer common stock owned by KCA, except to the extent of the Reporting Person's pecuniary interest therein. Read SEC document |
| September 25, 2019 Filed Sep 27, 2019 19:02 UTC | SIEBERT FINANCIAL CORP SIEB · Entity 6790 | SaleCommon Stock, $0.01 par value per share | 50,000 | $1.90 | $95,000.00 |
DisclosureSEC source: 0001157523-19-002016 · form4.xml · nonDerivative · entry 1 Gebbia Gloria E · CIK 0001692471 · Director · 10% owner · MEMBER OF 10% OWNER GROUP 10b5-1 filing: Not disclosed Ownership: Indirect · By KCA Disclosed balance after: 3,577,283 F1 · ownership.nature: The Reporting Person is the Managing Member of KCA and may be deemed to be the indirect beneficial owner of 3,577,283 shares of Issuer common stock directly owned by KCA. On September 25, 2019, KCA sold 50,000 shares of Issuer common stock pursuant to an exercise of a warrant. The Reporting Person disclaims beneficial ownership of the shares of Issuer common stock owned by KCA, except to the extent of the Reporting Person's pecuniary interest therein. Read SEC document |
| May 03, 2019 Filed May 8, 2019 00:33 UTC | SIEBERT FINANCIAL CORP SIEB · Entity 6790 | GiftCommon Stock, $0.01 par value per share | 20,900 | $0.00 | $0.00 |
DisclosureSEC source: 0001157523-19-001137 · form4.xml · nonDerivative · entry 3 Gebbia Gloria E · CIK 0001692471 · Director · 10% owner · MEMBER OF 10% OWNER GROUP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,658,500 Read SEC document |
| May 03, 2019 Filed May 8, 2019 00:33 UTC | SIEBERT FINANCIAL CORP SIEB · Entity 6790 | GiftCommon Stock, $0.01 par value per share | 12,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001157523-19-001137 · form4.xml · nonDerivative · entry 2 Gebbia Gloria E · CIK 0001692471 · Director · 10% owner · MEMBER OF 10% OWNER GROUP 10b5-1 filing: Not disclosed Ownership: Indirect · By family Disclosed balance after: 5,901,194 F2 · ownership.nature: Various family members have received gifts from the Reporting Person; therefore, the Reporting Person may be deemed to be the indirect beneficial owner of a total of 5,901,994 shares of Issuer common stock owned by family trusts and certain family members. The Reporting Person disclaims beneficial ownership of such shares of Issuer common stock, except to the extent of the Reporting Person's pecuniary interest therein. Read SEC document |
| March 28, 2019 Filed Apr 4, 2019 19:02 UTC | SIEBERT FINANCIAL CORP SIEB · Entity 6790 | SaleCommon Stock, $0.01 par value per share | 50,000 | $1.90 | $95,000.00 |
DisclosureSEC source: 0001157523-19-000762 · form4.xml · nonDerivative · entry 1 Gebbia Gloria E · CIK 0001692471 · Director · 10% owner · MEMBER OF 10% OWNER GROUP 10b5-1 filing: Not disclosed Ownership: Indirect · By KCA Disclosed balance after: 3,627,283 F1 · ownership.nature: The Reporting Person is the Managing Member of KCA and may be deemed to be the indirect beneficial owner of 3,627,283 shares of Issuer common stock directly owned by KCA. On March 28, 2019, KCA sold 50,000 shares of Issuer common stock pursuant to an exercise of a warrant. The Reporting Person disclaims beneficial ownership of the shares of Issuer common stock owned by KCA, except to the extent of the Reporting Person's pecuniary interest therein. Read SEC document |
| December 28, 2018 Filed Jan 2, 2019 18:11 UTC | SIEBERT FINANCIAL CORP SIEB · Entity 6790 | GiftCommon Stock, $0.01 par value per share | 28,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-000011 · doc1.xml · nonDerivative · entry 3 Gebbia Gloria E · CIK 0001692471 · Director · 10% owner · MEMBER OF 10% OWNER GROUP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,679,400 Read SEC document |
| December 28, 2018 Filed Jan 2, 2019 18:11 UTC | SIEBERT FINANCIAL CORP SIEB · Entity 6790 | GiftCommon Stock, $0.01 par value per share | 9,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001567619-19-000011 · doc1.xml · nonDerivative · entry 2 Gebbia Gloria E · CIK 0001692471 · Director · 10% owner · MEMBER OF 10% OWNER GROUP 10b5-1 filing: Not disclosed Ownership: Indirect · By family Disclosed balance after: 5,888,694 F2 · ownership.nature: The Reporting Person no longer has a reportable beneficial interest in 162,100 shares of Issuer common stock owned by one of the Reporting Person's grandchildren, which was included in the Reporting Person's prior ownership reports. Various family members have received gifts from the Reporting Person; therefore, the Reporting Person may be deemed to be the indirect beneficial owner of a total of 5,888,694 shares of Issuer common stock owned by family trusts and certain family members. The Reporting Person disclaims beneficial ownership of such shares of Issuer common stock, except to the extent of the Reporting Person's pecuniary interest therein. Read SEC document |
| September 11, 2018 Filed Sep 11, 2018 17:23 UTC | SIEBERT FINANCIAL CORP SIEB · Entity 6790 | GiftCommon Stock, $0.01 par value per share | 150,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001019056-18-000996 · gebbia_4.xml · nonDerivative · entry 1 Gebbia Gloria E · CIK 0001692471 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By KCA Disclosed balance after: 3,677,283 F1 · ownership.nature: The Reporting Person is the Managing Member of KCA and may be deemed to be the indirect beneficial owner of 3,677,283 shares of Issuer common stock directly owned by KCA. The Reporting Person disclaims beneficial ownership of the shares of Issuer common stock owned by KCA, except to the extent of the Reporting Person's pecuniary interest therein. Read SEC document |
| February 14, 2018 Filed Feb 16, 2018 21:42 UTC | SIEBERT FINANCIAL CORP SIEB · Entity 6790 | OtherCommon Stock, $0.01 par value per share | 9,090,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001019056-18-000391 · gebbia_4.xml · nonDerivative · entry 3 Gebbia Gloria E · CIK 0001692471 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By KCA Disclosed balance after: 3,827,283 F1 · kind: Effective February 14, 2018, Kennedy Cabot Acquisition, LLC ("KCA") completed a distribution to its members, pro-rata without consideration, of 9,090,000 shares of Issuer common stock (the "Distribution"). The Reporting Person received 4,410,000 shares based upon her ownership of KCA class A member interests. F3 · kind: The Reporting Person is the Managing Member of KCA and may be deemed to be the indirect beneficial owner of 3,827,283 shares of Issuer common stock directly owned by KCA. The Reporting Person disclaims beneficial ownership of the shares of Issuer common stock owned by KCA, except to the extent of the Reporting Person's pecuniary interest therein. F1 · price: Effective February 14, 2018, Kennedy Cabot Acquisition, LLC ("KCA") completed a distribution to its members, pro-rata without consideration, of 9,090,000 shares of Issuer common stock (the "Distribution"). The Reporting Person received 4,410,000 shares based upon her ownership of KCA class A member interests. F3 · ownership.direct: The Reporting Person is the Managing Member of KCA and may be deemed to be the indirect beneficial owner of 3,827,283 shares of Issuer common stock directly owned by KCA. The Reporting Person disclaims beneficial ownership of the shares of Issuer common stock owned by KCA, except to the extent of the Reporting Person's pecuniary interest therein. F3 · ownership.nature: The Reporting Person is the Managing Member of KCA and may be deemed to be the indirect beneficial owner of 3,827,283 shares of Issuer common stock directly owned by KCA. The Reporting Person disclaims beneficial ownership of the shares of Issuer common stock owned by KCA, except to the extent of the Reporting Person's pecuniary interest therein. Read SEC document |
| February 14, 2018 Filed Feb 16, 2018 21:42 UTC | SIEBERT FINANCIAL CORP SIEB · Entity 6790 | OtherCommon Stock, $0.01 par value per share | 900,318 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001019056-18-000391 · gebbia_4.xml · nonDerivative · entry 2 Gebbia Gloria E · CIK 0001692471 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By family Disclosed balance after: 5,879,494 F1 · kind: Effective February 14, 2018, Kennedy Cabot Acquisition, LLC ("KCA") completed a distribution to its members, pro-rata without consideration, of 9,090,000 shares of Issuer common stock (the "Distribution"). The Reporting Person received 4,410,000 shares based upon her ownership of KCA class A member interests. F2 · kind: Certain members of the Reporting Person's family received a total of 1,530,000 shares of Issuer common stock in the Distribution. The Reporting Person may be deemed to be the indirect beneficial owner of a total of 5,879,494 shares of Issuer common stock owned by a family trust and certain family members. The Reporting Person disclaims beneficial ownership of such shares of Issuer common stock, except to the extent of the Reporting Person's pecuniary interest therein. F1 · price: Effective February 14, 2018, Kennedy Cabot Acquisition, LLC ("KCA") completed a distribution to its members, pro-rata without consideration, of 9,090,000 shares of Issuer common stock (the "Distribution"). The Reporting Person received 4,410,000 shares based upon her ownership of KCA class A member interests. F2 · ownership.direct: Certain members of the Reporting Person's family received a total of 1,530,000 shares of Issuer common stock in the Distribution. The Reporting Person may be deemed to be the indirect beneficial owner of a total of 5,879,494 shares of Issuer common stock owned by a family trust and certain family members. The Reporting Person disclaims beneficial ownership of such shares of Issuer common stock, except to the extent of the Reporting Person's pecuniary interest therein. F2 · ownership.nature: Certain members of the Reporting Person's family received a total of 1,530,000 shares of Issuer common stock in the Distribution. The Reporting Person may be deemed to be the indirect beneficial owner of a total of 5,879,494 shares of Issuer common stock owned by a family trust and certain family members. The Reporting Person disclaims beneficial ownership of such shares of Issuer common stock, except to the extent of the Reporting Person's pecuniary interest therein. Read SEC document |
| February 14, 2018 Filed Feb 16, 2018 21:42 UTC | SIEBERT FINANCIAL CORP SIEB · Entity 6790 | OtherCommon Stock, $0.01 par value per share | 4,410,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001019056-18-000391 · gebbia_4.xml · nonDerivative · entry 1 Gebbia Gloria E · CIK 0001692471 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,707,800 F1 · kind: Effective February 14, 2018, Kennedy Cabot Acquisition, LLC ("KCA") completed a distribution to its members, pro-rata without consideration, of 9,090,000 shares of Issuer common stock (the "Distribution"). The Reporting Person received 4,410,000 shares based upon her ownership of KCA class A member interests. F1 · price: Effective February 14, 2018, Kennedy Cabot Acquisition, LLC ("KCA") completed a distribution to its members, pro-rata without consideration, of 9,090,000 shares of Issuer common stock (the "Distribution"). The Reporting Person received 4,410,000 shares based upon her ownership of KCA class A member interests. Read SEC document |
| February 02, 2018 Filed Feb 6, 2018 22:46 UTC | SIEBERT FINANCIAL CORP SIEB · Entity 6790 | SaleCommon Stock, $0.01 par value per share | 70,000 | $5.04 | $352,800.00 |
DisclosureSEC source: 0001019056-18-000283 · gebbia_4.xml · nonDerivative · entry 3 Gebbia Gloria E · CIK 0001692471 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By KCA Disclosed balance after: 12,917,283 F2 · ownership.direct: Pursuant to a Securities Purchase Agreement dated January 31, 2018, on February 2, 2018, Kennedy Cabot Acquisition, LLC ("KCA") sold 70,000 shares of Issuer common stock in a private transaction. The Reporting Person is the Managing Member of KCA and may be deemed to be the indirect beneficial owner of 12,917,283 shares of Issuer common stock directly owned by KCA. The Reporting Person disclaims beneficial ownership of the shares of Issuer common stock owned by KCA, except to the extent of the Reporting Person's pecuniary interest therein. F2 · ownership.nature: Pursuant to a Securities Purchase Agreement dated January 31, 2018, on February 2, 2018, Kennedy Cabot Acquisition, LLC ("KCA") sold 70,000 shares of Issuer common stock in a private transaction. The Reporting Person is the Managing Member of KCA and may be deemed to be the indirect beneficial owner of 12,917,283 shares of Issuer common stock directly owned by KCA. The Reporting Person disclaims beneficial ownership of the shares of Issuer common stock owned by KCA, except to the extent of the Reporting Person's pecuniary interest therein. Read SEC document |
| February 02, 2018 Filed Feb 6, 2018 22:46 UTC | SIEBERT FINANCIAL CORP SIEB · Entity 6790 | SaleCommon Stock, $0.01 par value per share | 900,318 | $5.04 | $4,537,602.72 |
DisclosureSEC source: 0001019056-18-000283 · gebbia_4.xml · nonDerivative · entry 2 Gebbia Gloria E · CIK 0001692471 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By family Disclosed balance after: 4,349,494 F1 · ownership.direct: Pursuant to a Common Stock Purchase Agreement dated January 31, 2018, on February 2, 2018, the Reporting Person and certain members of the Reporting Person's family sold Issuer common stock in a private transaction. The Reporting Person may be deemed to be the indirect beneficial owner of a total of 4,349,494 shares of Issuer common stock owned by a family trust and certain family members. The Reporting Person disclaims beneficial ownership of such shares of Issuer common stock, except to the extent of the Reporting Person's pecuniary interest therein. F1 · ownership.nature: Pursuant to a Common Stock Purchase Agreement dated January 31, 2018, on February 2, 2018, the Reporting Person and certain members of the Reporting Person's family sold Issuer common stock in a private transaction. The Reporting Person may be deemed to be the indirect beneficial owner of a total of 4,349,494 shares of Issuer common stock owned by a family trust and certain family members. The Reporting Person disclaims beneficial ownership of such shares of Issuer common stock, except to the extent of the Reporting Person's pecuniary interest therein. Read SEC document |
| February 02, 2018 Filed Feb 6, 2018 22:46 UTC | SIEBERT FINANCIAL CORP SIEB · Entity 6790 | SaleCommon Stock, $0.01 par value per share | 288,537 | $5.04 | $1,454,226.48 |
DisclosureSEC source: 0001019056-18-000283 · gebbia_4.xml · nonDerivative · entry 1 Gebbia Gloria E · CIK 0001692471 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,297,800 Read SEC document |
| January 18, 2018 Filed Jan 22, 2018 15:54 UTC | SIEBERT FINANCIAL CORP SIEB · Entity 6790 | OtherCommon Stock, $0.01 par value per share | 2,000,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001019056-18-000163 · gebbia_4.xml · nonDerivative · entry 2 Gebbia Gloria E · CIK 0001692471 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 18,190,795 F1 · kind: Effective January 18, 2018, Kennedy Cabot Acquisition, LLC ("KCA") completed a distribution to its members, pro-rata without consideration, of 2,000,000 shares of Issuer common stock. The Reporting Person received 980,000 shares based upon her ownership of KCA class A member interests. The Reporting Person is the managing member of KCA and may be deemed to be the indirect beneficial owner of 12,987,283 shares of Issuer common stock directly owned by KCA. The Reporting Person may also be deemed to be the indirect beneficial owner of a total of 5,203,512 shares of Issuer common stock owned by a family trust and certain family members. F1 · shares: Effective January 18, 2018, Kennedy Cabot Acquisition, LLC ("KCA") completed a distribution to its members, pro-rata without consideration, of 2,000,000 shares of Issuer common stock. The Reporting Person received 980,000 shares based upon her ownership of KCA class A member interests. The Reporting Person is the managing member of KCA and may be deemed to be the indirect beneficial owner of 12,987,283 shares of Issuer common stock directly owned by KCA. The Reporting Person may also be deemed to be the indirect beneficial owner of a total of 5,203,512 shares of Issuer common stock owned by a family trust and certain family members. F1 · price: Effective January 18, 2018, Kennedy Cabot Acquisition, LLC ("KCA") completed a distribution to its members, pro-rata without consideration, of 2,000,000 shares of Issuer common stock. The Reporting Person received 980,000 shares based upon her ownership of KCA class A member interests. The Reporting Person is the managing member of KCA and may be deemed to be the indirect beneficial owner of 12,987,283 shares of Issuer common stock directly owned by KCA. The Reporting Person may also be deemed to be the indirect beneficial owner of a total of 5,203,512 shares of Issuer common stock owned by a family trust and certain family members. F1 · acquired: Effective January 18, 2018, Kennedy Cabot Acquisition, LLC ("KCA") completed a distribution to its members, pro-rata without consideration, of 2,000,000 shares of Issuer common stock. The Reporting Person received 980,000 shares based upon her ownership of KCA class A member interests. The Reporting Person is the managing member of KCA and may be deemed to be the indirect beneficial owner of 12,987,283 shares of Issuer common stock directly owned by KCA. The Reporting Person may also be deemed to be the indirect beneficial owner of a total of 5,203,512 shares of Issuer common stock owned by a family trust and certain family members. F1 · ownership.direct: Effective January 18, 2018, Kennedy Cabot Acquisition, LLC ("KCA") completed a distribution to its members, pro-rata without consideration, of 2,000,000 shares of Issuer common stock. The Reporting Person received 980,000 shares based upon her ownership of KCA class A member interests. The Reporting Person is the managing member of KCA and may be deemed to be the indirect beneficial owner of 12,987,283 shares of Issuer common stock directly owned by KCA. The Reporting Person may also be deemed to be the indirect beneficial owner of a total of 5,203,512 shares of Issuer common stock owned by a family trust and certain family members. F1 · ownership.nature: Effective January 18, 2018, Kennedy Cabot Acquisition, LLC ("KCA") completed a distribution to its members, pro-rata without consideration, of 2,000,000 shares of Issuer common stock. The Reporting Person received 980,000 shares based upon her ownership of KCA class A member interests. The Reporting Person is the managing member of KCA and may be deemed to be the indirect beneficial owner of 12,987,283 shares of Issuer common stock directly owned by KCA. The Reporting Person may also be deemed to be the indirect beneficial owner of a total of 5,203,512 shares of Issuer common stock owned by a family trust and certain family members. Read SEC document |
| January 18, 2018 Filed Jan 22, 2018 15:54 UTC | SIEBERT FINANCIAL CORP SIEB · Entity 6790 | OtherCommon Stock, $0.01 par value per share | 980,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001019056-18-000163 · gebbia_4.xml · nonDerivative · entry 1 Gebbia Gloria E · CIK 0001692471 · Director · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,586,337 F1 · kind: Effective January 18, 2018, Kennedy Cabot Acquisition, LLC ("KCA") completed a distribution to its members, pro-rata without consideration, of 2,000,000 shares of Issuer common stock. The Reporting Person received 980,000 shares based upon her ownership of KCA class A member interests. The Reporting Person is the managing member of KCA and may be deemed to be the indirect beneficial owner of 12,987,283 shares of Issuer common stock directly owned by KCA. The Reporting Person may also be deemed to be the indirect beneficial owner of a total of 5,203,512 shares of Issuer common stock owned by a family trust and certain family members. F1 · shares: Effective January 18, 2018, Kennedy Cabot Acquisition, LLC ("KCA") completed a distribution to its members, pro-rata without consideration, of 2,000,000 shares of Issuer common stock. The Reporting Person received 980,000 shares based upon her ownership of KCA class A member interests. The Reporting Person is the managing member of KCA and may be deemed to be the indirect beneficial owner of 12,987,283 shares of Issuer common stock directly owned by KCA. The Reporting Person may also be deemed to be the indirect beneficial owner of a total of 5,203,512 shares of Issuer common stock owned by a family trust and certain family members. F1 · price: Effective January 18, 2018, Kennedy Cabot Acquisition, LLC ("KCA") completed a distribution to its members, pro-rata without consideration, of 2,000,000 shares of Issuer common stock. The Reporting Person received 980,000 shares based upon her ownership of KCA class A member interests. The Reporting Person is the managing member of KCA and may be deemed to be the indirect beneficial owner of 12,987,283 shares of Issuer common stock directly owned by KCA. The Reporting Person may also be deemed to be the indirect beneficial owner of a total of 5,203,512 shares of Issuer common stock owned by a family trust and certain family members. F1 · acquired: Effective January 18, 2018, Kennedy Cabot Acquisition, LLC ("KCA") completed a distribution to its members, pro-rata without consideration, of 2,000,000 shares of Issuer common stock. The Reporting Person received 980,000 shares based upon her ownership of KCA class A member interests. The Reporting Person is the managing member of KCA and may be deemed to be the indirect beneficial owner of 12,987,283 shares of Issuer common stock directly owned by KCA. The Reporting Person may also be deemed to be the indirect beneficial owner of a total of 5,203,512 shares of Issuer common stock owned by a family trust and certain family members. F1 · ownership.direct: Effective January 18, 2018, Kennedy Cabot Acquisition, LLC ("KCA") completed a distribution to its members, pro-rata without consideration, of 2,000,000 shares of Issuer common stock. The Reporting Person received 980,000 shares based upon her ownership of KCA class A member interests. The Reporting Person is the managing member of KCA and may be deemed to be the indirect beneficial owner of 12,987,283 shares of Issuer common stock directly owned by KCA. The Reporting Person may also be deemed to be the indirect beneficial owner of a total of 5,203,512 shares of Issuer common stock owned by a family trust and certain family members. Read SEC document |
| December 29, 2017 Filed Jan 3, 2018 21:15 UTC | SIEBERT FINANCIAL CORP SIEB · Entity 6790 | OtherCommon Stock, $0.01 par value per share | 3,957,075 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001019056-18-000007 · gebbia_4.xml · nonDerivative · entry 2 Gebbia Gloria E · CIK 0001692471 · Director · 10% owner · 10% Owner(1) 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 20,074,295 F1 · kind: On December 29, 2017, StockCross Financial Services, Inc., a Massachusetts corporation ("StockCross") transferred to its shareholders, in accordance with Mass. Gen. Laws Ann. ch. 156D, ? 6.40 (Distributions to shareholders) (the "Transfer"), an aggregate of 5,072,062 shares of common stock ("Common Stock") of Siebert Financial Corp. ("Issuer"), which shares were received by StockCross on December 29, 2017 pursuant to an Asset Purchase Agreement. In accordance with the Transfer, the Reporting Person received 288,537 shares of Common Stock of the Issuer from StockCross. No consideration was paid for such shares received in the Transfer. F3 · kind: Represents shares of Issuer Common Stock issued to members of the Gebbia family in the Transfer. No consideration was paid for such shares. F3 · shares: Represents shares of Issuer Common Stock issued to members of the Gebbia family in the Transfer. No consideration was paid for such shares. F3 · price: Represents shares of Issuer Common Stock issued to members of the Gebbia family in the Transfer. No consideration was paid for such shares. F2 · acquired: Such aggregate 20,074,294 shares of Issuer Common Stock may be deemed to be beneficially owned by the Reporting Person and represents (a) 14,987,283 shares of Issuer Common Stock directly owned by Kennedy Cabot Acquisition, LLC ("KCA"), which the Reporting Person is the managing member, (b) 136,537 shares of Issuer Common Stock owned by StockCross, an entity which the Reporting Person is a director of and has an ownership interest in and (c) 4,932,075 shares of Issuer Common Stock held by various members of the Gebbia family. The Reporting Person expressly disclaims beneficial ownership of the securities reported herein except to the extent of her pecuniary interest therein. F3 · acquired: Represents shares of Issuer Common Stock issued to members of the Gebbia family in the Transfer. No consideration was paid for such shares. F2 · balance_after: Such aggregate 20,074,294 shares of Issuer Common Stock may be deemed to be beneficially owned by the Reporting Person and represents (a) 14,987,283 shares of Issuer Common Stock directly owned by Kennedy Cabot Acquisition, LLC ("KCA"), which the Reporting Person is the managing member, (b) 136,537 shares of Issuer Common Stock owned by StockCross, an entity which the Reporting Person is a director of and has an ownership interest in and (c) 4,932,075 shares of Issuer Common Stock held by various members of the Gebbia family. The Reporting Person expressly disclaims beneficial ownership of the securities reported herein except to the extent of her pecuniary interest therein. F2 · ownership.direct: Such aggregate 20,074,294 shares of Issuer Common Stock may be deemed to be beneficially owned by the Reporting Person and represents (a) 14,987,283 shares of Issuer Common Stock directly owned by Kennedy Cabot Acquisition, LLC ("KCA"), which the Reporting Person is the managing member, (b) 136,537 shares of Issuer Common Stock owned by StockCross, an entity which the Reporting Person is a director of and has an ownership interest in and (c) 4,932,075 shares of Issuer Common Stock held by various members of the Gebbia family. The Reporting Person expressly disclaims beneficial ownership of the securities reported herein except to the extent of her pecuniary interest therein. F3 · ownership.direct: Represents shares of Issuer Common Stock issued to members of the Gebbia family in the Transfer. No consideration was paid for such shares. F2 · ownership.nature: Such aggregate 20,074,294 shares of Issuer Common Stock may be deemed to be beneficially owned by the Reporting Person and represents (a) 14,987,283 shares of Issuer Common Stock directly owned by Kennedy Cabot Acquisition, LLC ("KCA"), which the Reporting Person is the managing member, (b) 136,537 shares of Issuer Common Stock owned by StockCross, an entity which the Reporting Person is a director of and has an ownership interest in and (c) 4,932,075 shares of Issuer Common Stock held by various members of the Gebbia family. The Reporting Person expressly disclaims beneficial ownership of the securities reported herein except to the extent of her pecuniary interest therein. F3 · ownership.nature: Represents shares of Issuer Common Stock issued to members of the Gebbia family in the Transfer. No consideration was paid for such shares. Read SEC document |
| December 29, 2017 Filed Jan 3, 2018 21:15 UTC | SIEBERT FINANCIAL CORP SIEB · Entity 6790 | OtherCommon Stock, $0.01 par value per share | 288,537 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001019056-18-000007 · gebbia_4.xml · nonDerivative · entry 1 Gebbia Gloria E · CIK 0001692471 · Director · 10% owner · 10% Owner(1) 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,581,337 F1 · kind: On December 29, 2017, StockCross Financial Services, Inc., a Massachusetts corporation ("StockCross") transferred to its shareholders, in accordance with Mass. Gen. Laws Ann. ch. 156D, ? 6.40 (Distributions to shareholders) (the "Transfer"), an aggregate of 5,072,062 shares of common stock ("Common Stock") of Siebert Financial Corp. ("Issuer"), which shares were received by StockCross on December 29, 2017 pursuant to an Asset Purchase Agreement. In accordance with the Transfer, the Reporting Person received 288,537 shares of Common Stock of the Issuer from StockCross. No consideration was paid for such shares received in the Transfer. F1 · shares: On December 29, 2017, StockCross Financial Services, Inc., a Massachusetts corporation ("StockCross") transferred to its shareholders, in accordance with Mass. Gen. Laws Ann. ch. 156D, ? 6.40 (Distributions to shareholders) (the "Transfer"), an aggregate of 5,072,062 shares of common stock ("Common Stock") of Siebert Financial Corp. ("Issuer"), which shares were received by StockCross on December 29, 2017 pursuant to an Asset Purchase Agreement. In accordance with the Transfer, the Reporting Person received 288,537 shares of Common Stock of the Issuer from StockCross. No consideration was paid for such shares received in the Transfer. F1 · price: On December 29, 2017, StockCross Financial Services, Inc., a Massachusetts corporation ("StockCross") transferred to its shareholders, in accordance with Mass. Gen. Laws Ann. ch. 156D, ? 6.40 (Distributions to shareholders) (the "Transfer"), an aggregate of 5,072,062 shares of common stock ("Common Stock") of Siebert Financial Corp. ("Issuer"), which shares were received by StockCross on December 29, 2017 pursuant to an Asset Purchase Agreement. In accordance with the Transfer, the Reporting Person received 288,537 shares of Common Stock of the Issuer from StockCross. No consideration was paid for such shares received in the Transfer. F1 · acquired: On December 29, 2017, StockCross Financial Services, Inc., a Massachusetts corporation ("StockCross") transferred to its shareholders, in accordance with Mass. Gen. Laws Ann. ch. 156D, ? 6.40 (Distributions to shareholders) (the "Transfer"), an aggregate of 5,072,062 shares of common stock ("Common Stock") of Siebert Financial Corp. ("Issuer"), which shares were received by StockCross on December 29, 2017 pursuant to an Asset Purchase Agreement. In accordance with the Transfer, the Reporting Person received 288,537 shares of Common Stock of the Issuer from StockCross. No consideration was paid for such shares received in the Transfer. F1 · ownership.direct: On December 29, 2017, StockCross Financial Services, Inc., a Massachusetts corporation ("StockCross") transferred to its shareholders, in accordance with Mass. Gen. Laws Ann. ch. 156D, ? 6.40 (Distributions to shareholders) (the "Transfer"), an aggregate of 5,072,062 shares of common stock ("Common Stock") of Siebert Financial Corp. ("Issuer"), which shares were received by StockCross on December 29, 2017 pursuant to an Asset Purchase Agreement. In accordance with the Transfer, the Reporting Person received 288,537 shares of Common Stock of the Issuer from StockCross. No consideration was paid for such shares received in the Transfer. Read SEC document |
| December 22, 2017 Filed Dec 27, 2017 21:23 UTC | SIEBERT FINANCIAL CORP SIEB · Entity 6790 | OtherCommon Stock, $0.01 par value per share | 5,000,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001019056-17-000813 · gebbia_4.xml · nonDerivative · entry 2 Gebbia Gloria E · CIK 0001692471 · Director · 10% owner · 10% Owner(1)(2) 10b5-1 filing: Not disclosed Ownership: Indirect · See footnotes Disclosed balance after: 16,117,220 F1 · kind: Effective December 22, 2017, KCA completed a distribution to its members, pro-rata without consideration, of 5,000,000 shares of Issuer common stock. In addition, the reporting person gifted 157,000 of the shares received from KCA. Following the distribution and gifts, the reporting person had direct ownership of 2,292,800 shares of Issuer common stock. Gloria E. Gebbia is the managing member of Kennedy Cabot Acquisition, LLC ("KCA") and therefore may be deemed to be the indirect beneficial owner of 16,142,220 shares of Issuer common stock directly owned by KCA. Cont'd in Footnote 2. F2 · kind: Footnote 1 cont'd - The Reporting Person is a director of and has an ownership interest in StockCross Financial Services, Inc. ("StockCross") and may be deemed to share indirect beneficial ownership of 136,537 shares of Issuer common stock owned by StockCross. In addition, the Reporting Person may be deemed to share indirect beneficial ownership of 1,018,400 shares of Issuer common stock held by various members of the Gebbia family. The Reporting Person expressly disclaims beneficial ownership of the securities reported herein except to the extent of her pecuniary interest therein. F1 · shares: Effective December 22, 2017, KCA completed a distribution to its members, pro-rata without consideration, of 5,000,000 shares of Issuer common stock. In addition, the reporting person gifted 157,000 of the shares received from KCA. Following the distribution and gifts, the reporting person had direct ownership of 2,292,800 shares of Issuer common stock. Gloria E. Gebbia is the managing member of Kennedy Cabot Acquisition, LLC ("KCA") and therefore may be deemed to be the indirect beneficial owner of 16,142,220 shares of Issuer common stock directly owned by KCA. Cont'd in Footnote 2. F1 · price: Effective December 22, 2017, KCA completed a distribution to its members, pro-rata without consideration, of 5,000,000 shares of Issuer common stock. In addition, the reporting person gifted 157,000 of the shares received from KCA. Following the distribution and gifts, the reporting person had direct ownership of 2,292,800 shares of Issuer common stock. Gloria E. Gebbia is the managing member of Kennedy Cabot Acquisition, LLC ("KCA") and therefore may be deemed to be the indirect beneficial owner of 16,142,220 shares of Issuer common stock directly owned by KCA. Cont'd in Footnote 2. F2 · price: Footnote 1 cont'd - The Reporting Person is a director of and has an ownership interest in StockCross Financial Services, Inc. ("StockCross") and may be deemed to share indirect beneficial ownership of 136,537 shares of Issuer common stock owned by StockCross. In addition, the Reporting Person may be deemed to share indirect beneficial ownership of 1,018,400 shares of Issuer common stock held by various members of the Gebbia family. The Reporting Person expressly disclaims beneficial ownership of the securities reported herein except to the extent of her pecuniary interest therein. F1 · acquired: Effective December 22, 2017, KCA completed a distribution to its members, pro-rata without consideration, of 5,000,000 shares of Issuer common stock. In addition, the reporting person gifted 157,000 of the shares received from KCA. Following the distribution and gifts, the reporting person had direct ownership of 2,292,800 shares of Issuer common stock. Gloria E. Gebbia is the managing member of Kennedy Cabot Acquisition, LLC ("KCA") and therefore may be deemed to be the indirect beneficial owner of 16,142,220 shares of Issuer common stock directly owned by KCA. Cont'd in Footnote 2. F2 · acquired: Footnote 1 cont'd - The Reporting Person is a director of and has an ownership interest in StockCross Financial Services, Inc. ("StockCross") and may be deemed to share indirect beneficial ownership of 136,537 shares of Issuer common stock owned by StockCross. In addition, the Reporting Person may be deemed to share indirect beneficial ownership of 1,018,400 shares of Issuer common stock held by various members of the Gebbia family. The Reporting Person expressly disclaims beneficial ownership of the securities reported herein except to the extent of her pecuniary interest therein. F1 · ownership.nature: Effective December 22, 2017, KCA completed a distribution to its members, pro-rata without consideration, of 5,000,000 shares of Issuer common stock. In addition, the reporting person gifted 157,000 of the shares received from KCA. Following the distribution and gifts, the reporting person had direct ownership of 2,292,800 shares of Issuer common stock. Gloria E. Gebbia is the managing member of Kennedy Cabot Acquisition, LLC ("KCA") and therefore may be deemed to be the indirect beneficial owner of 16,142,220 shares of Issuer common stock directly owned by KCA. Cont'd in Footnote 2. F2 · ownership.nature: Footnote 1 cont'd - The Reporting Person is a director of and has an ownership interest in StockCross Financial Services, Inc. ("StockCross") and may be deemed to share indirect beneficial ownership of 136,537 shares of Issuer common stock owned by StockCross. In addition, the Reporting Person may be deemed to share indirect beneficial ownership of 1,018,400 shares of Issuer common stock held by various members of the Gebbia family. The Reporting Person expressly disclaims beneficial ownership of the securities reported herein except to the extent of her pecuniary interest therein. Read SEC document |
| December 22, 2017 Filed Dec 27, 2017 21:23 UTC | SIEBERT FINANCIAL CORP SIEB · Entity 6790 | OtherCommon Stock, $0.01 par value per share | 2,292,800 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001019056-17-000813 · gebbia_4.xml · nonDerivative · entry 1 Gebbia Gloria E · CIK 0001692471 · Director · 10% owner · 10% Owner(1)(2) 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,292,800 F1 · kind: Effective December 22, 2017, KCA completed a distribution to its members, pro-rata without consideration, of 5,000,000 shares of Issuer common stock. In addition, the reporting person gifted 157,000 of the shares received from KCA. Following the distribution and gifts, the reporting person had direct ownership of 2,292,800 shares of Issuer common stock. Gloria E. Gebbia is the managing member of Kennedy Cabot Acquisition, LLC ("KCA") and therefore may be deemed to be the indirect beneficial owner of 16,142,220 shares of Issuer common stock directly owned by KCA. Cont'd in Footnote 2. F2 · kind: Footnote 1 cont'd - The Reporting Person is a director of and has an ownership interest in StockCross Financial Services, Inc. ("StockCross") and may be deemed to share indirect beneficial ownership of 136,537 shares of Issuer common stock owned by StockCross. In addition, the Reporting Person may be deemed to share indirect beneficial ownership of 1,018,400 shares of Issuer common stock held by various members of the Gebbia family. The Reporting Person expressly disclaims beneficial ownership of the securities reported herein except to the extent of her pecuniary interest therein. F1 · price: Effective December 22, 2017, KCA completed a distribution to its members, pro-rata without consideration, of 5,000,000 shares of Issuer common stock. In addition, the reporting person gifted 157,000 of the shares received from KCA. Following the distribution and gifts, the reporting person had direct ownership of 2,292,800 shares of Issuer common stock. Gloria E. Gebbia is the managing member of Kennedy Cabot Acquisition, LLC ("KCA") and therefore may be deemed to be the indirect beneficial owner of 16,142,220 shares of Issuer common stock directly owned by KCA. Cont'd in Footnote 2. F2 · price: Footnote 1 cont'd - The Reporting Person is a director of and has an ownership interest in StockCross Financial Services, Inc. ("StockCross") and may be deemed to share indirect beneficial ownership of 136,537 shares of Issuer common stock owned by StockCross. In addition, the Reporting Person may be deemed to share indirect beneficial ownership of 1,018,400 shares of Issuer common stock held by various members of the Gebbia family. The Reporting Person expressly disclaims beneficial ownership of the securities reported herein except to the extent of her pecuniary interest therein. F1 · acquired: Effective December 22, 2017, KCA completed a distribution to its members, pro-rata without consideration, of 5,000,000 shares of Issuer common stock. In addition, the reporting person gifted 157,000 of the shares received from KCA. Following the distribution and gifts, the reporting person had direct ownership of 2,292,800 shares of Issuer common stock. Gloria E. Gebbia is the managing member of Kennedy Cabot Acquisition, LLC ("KCA") and therefore may be deemed to be the indirect beneficial owner of 16,142,220 shares of Issuer common stock directly owned by KCA. Cont'd in Footnote 2. F2 · acquired: Footnote 1 cont'd - The Reporting Person is a director of and has an ownership interest in StockCross Financial Services, Inc. ("StockCross") and may be deemed to share indirect beneficial ownership of 136,537 shares of Issuer common stock owned by StockCross. In addition, the Reporting Person may be deemed to share indirect beneficial ownership of 1,018,400 shares of Issuer common stock held by various members of the Gebbia family. The Reporting Person expressly disclaims beneficial ownership of the securities reported herein except to the extent of her pecuniary interest therein. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.