Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| SIEBERT FINANCIAL CORPSIEB · Entity 6790 | Director | July 28, 2025 | July 30, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
SIEBERT FINANCIAL CORP
Report date July 28, 2025 · Filed July 30, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $0.01 par value per shareSEC Table I · non-derivative | Direct | 20,000 |
Reported balance
After 2025-07-28 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2025-07-28 · Gift · Disposed 180,000 · Balance 20,000 F1: The Reporting Person gifted 180,000 shares of Issuer common stock to the wife of the Reporting Person, which resulted in a 180,000 share decrease in the Reporting Person's directly owned shares of Issuer common stock. |
| Common Stock, $0.01 par value per shareSEC Table I · non-derivative | IndirectSee Footnote | 530,439 |
Reported balance
After 2025-07-28 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2025-07-28 · Gift · Acquired 180,000 · Balance 530,439 F2: The Reporting Person gifted 180,000 shares of Issuer common stock to the wife of the Reporting Person, which resulted in a 180,000 share increase in the Reporting Person's indirectly owned shares of Issuer common stock. The Reporting Person's indirect beneficial ownership includes 530,439 shares held by the wife of the Reporting Person. The Reporting Person disclaims beneficial ownership of such shares of Issuer common stock, except to the extent of the Reporting Person's pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: The Reporting Person gifted 180,000 shares of Issuer common stock to the wife of the Reporting Person, which resulted in a 180,000 share decrease in the Reporting Person's directly owned shares of Issuer common stock.
F2: The Reporting Person gifted 180,000 shares of Issuer common stock to the wife of the Reporting Person, which resulted in a 180,000 share increase in the Reporting Person's indirectly owned shares of Issuer common stock. The Reporting Person's indirect beneficial ownership includes 530,439 shares held by the wife of the Reporting Person. The Reporting Person disclaims beneficial ownership of such shares of Issuer common stock, except to the extent of the Reporting Person's pecuniary interest therein.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 28, 2025 Filed Jul 30, 2025 16:00 UTC | SIEBERT FINANCIAL CORP SIEB · Entity 6790 | GiftCommon Stock, $0.01 par value per share | 180,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-25-069042 · ownership.xml · nonDerivative · entry 2 ZABATTA CHARLES · CIK 0001157617 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 530,439 F2 · ownership.nature: The Reporting Person gifted 180,000 shares of Issuer common stock to the wife of the Reporting Person, which resulted in a 180,000 share increase in the Reporting Person's indirectly owned shares of Issuer common stock. The Reporting Person's indirect beneficial ownership includes 530,439 shares held by the wife of the Reporting Person. The Reporting Person disclaims beneficial ownership of such shares of Issuer common stock, except to the extent of the Reporting Person's pecuniary interest therein. Read SEC document |
| July 28, 2025 Filed Jul 30, 2025 16:00 UTC | SIEBERT FINANCIAL CORP SIEB · Entity 6790 | GiftCommon Stock, $0.01 par value per share | 180,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-25-069042 · ownership.xml · nonDerivative · entry 1 ZABATTA CHARLES · CIK 0001157617 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,000 F1 · ownership.direct: The Reporting Person gifted 180,000 shares of Issuer common stock to the wife of the Reporting Person, which resulted in a 180,000 share decrease in the Reporting Person's directly owned shares of Issuer common stock. Read SEC document |
| May 21, 2025 Filed May 21, 2025 20:00 UTC | SIEBERT FINANCIAL CORP SIEB · Entity 6790 | GiftCommon Stock, $0.01 par value per share | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-25-046433 · ownership.xml · nonDerivative · entry 2 ZABATTA CHARLES · CIK 0001157617 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 350,439 F2 · ownership.nature: The wife of the Reporting Person gifted 100,000 shares of Issuer common stock to the Reporting Person, which resulted in a 100,000 share decrease in the Reporting Person's indirectly owned shares of Issuer common stock. The Reporting Person's indirect beneficial ownership includes 350,439 shares held by the wife of the Reporting Person. The Reporting Person disclaims beneficial ownership of such shares of Issuer common stock, except to the extent of the Reporting Person's pecuniary interest therein. Read SEC document |
| May 21, 2025 Filed May 21, 2025 20:00 UTC | SIEBERT FINANCIAL CORP SIEB · Entity 6790 | GiftCommon Stock, $0.01 par value per share | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-25-046433 · ownership.xml · nonDerivative · entry 1 ZABATTA CHARLES · CIK 0001157617 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 200,000 F1 · ownership.direct: The wife of the Reporting Person gifted 100,000 shares to the Reporting Person, which resulted in a 100,000 share increase in the Reporting Person's directly owned shares of Issuer common stock. Read SEC document |
| January 07, 2025 Filed Jan 7, 2025 22:59 UTC | SIEBERT FINANCIAL CORP SIEB · Entity 6790 | GiftCommon Stock, $0.01 par value per share | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-25-001737 · ownership.xml · nonDerivative · entry 2 ZABATTA CHARLES · CIK 0001157617 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 450,439 F2 · ownership.nature: The wife of the Reporting Person gifted 20,000 shares of Issuer common stock to family members of the Reporting Person. The Reporting Person's indirect beneficial ownership includes shares held by the wife of the Reporting Person. The Reporting Person disclaims beneficial ownership of such shares of Issuer common stock, except to the extent of the Reporting Person's pecuniary interest therein. Read SEC document |
| November 12, 2024 Filed Nov 14, 2024 02:47 UTC | SIEBERT FINANCIAL CORP SIEB · Entity 6790 | GiftCommon Stock, $0.01 par value per share | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-24-097741 · ownership.xml · nonDerivative · entry 3 ZABATTA CHARLES · CIK 0001157617 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 470,439 F2 · ownership.nature: The wife of the Reporting Person gifted 20,000 shares of Issuer common stock to family members of the Reporting Person. The Reporting Person's indirect beneficial ownership includes shares held by the wife of the Reporting Person. The Reporting Person disclaims beneficial ownership of such shares of Issuer common stock, except to the extent of the Reporting Person's pecuniary interest therein. Read SEC document |
| November 11, 2024 Filed Nov 14, 2024 02:47 UTC | SIEBERT FINANCIAL CORP SIEB · Entity 6790 | GiftCommon Stock, $0.01 par value per share | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-24-097741 · ownership.xml · nonDerivative · entry 2 ZABATTA CHARLES · CIK 0001157617 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 480,439 F2 · ownership.nature: The wife of the Reporting Person gifted 20,000 shares of Issuer common stock to family members of the Reporting Person. The Reporting Person's indirect beneficial ownership includes shares held by the wife of the Reporting Person. The Reporting Person disclaims beneficial ownership of such shares of Issuer common stock, except to the extent of the Reporting Person's pecuniary interest therein. Read SEC document |
| December 19, 2023 Filed Dec 21, 2023 13:00 UTC | SIEBERT FINANCIAL CORP SIEB · Entity 6790 | GiftCommon Stock, $0.01 par value per share | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-23-097469 · ownership.xml · nonDerivative · entry 2 ZABATTA CHARLES · CIK 0001157617 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 490,439 F2 · ownership.nature: The wife of the Reporting Person gifted 10,000 shares of Issuer common stock to family members of the Reporting Person. The wife of the Reporting Person is included in the Reporting Person's indirect beneficial ownership. The Reporting Person disclaims beneficial ownership of such shares of Issuer common stock, except to the extent of the Reporting Person's pecuniary interest therein. Read SEC document |
| December 16, 2022 Filed Dec 20, 2022 22:10 UTC | SIEBERT FINANCIAL CORP SIEB · Entity 6790 | GiftCommon Stock, $0.01 par value per share | 8,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-22-081450 · ownership.xml · nonDerivative · entry 2 ZABATTA CHARLES · CIK 0001157617 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 500,439 F2 · ownership.nature: The wife of the Reporting Person gifted 8,000 shares of Issuer common stock to family members of the Reporting Person. The wife of the Reporting Person is included in the Reporting Person's indirect beneficial ownership. The Reporting Person disclaims beneficial ownership of such shares of Issuer common stock, except to the extent of the Reporting Person's pecuniary interest therein. Read SEC document |
| January 06, 2022 Filed Jan 10, 2022 22:22 UTC | SIEBERT FINANCIAL CORP SIEB · Entity 6790 | GiftCommon Stock, $0.01 par value per share | 508,440 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001214659-22-000517 · marketforms-55034.xml · nonDerivative · entry 2 ZABATTA CHARLES · CIK 0001157617 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote (1) Disclosed balance after: 508,440 F1 · price: The Reporting Person transferred 508,440 shares of Issuer common stock to his wife. Read SEC document |
| January 06, 2022 Filed Jan 10, 2022 22:22 UTC | SIEBERT FINANCIAL CORP SIEB · Entity 6790 | GiftCommon Stock, $0.01 par value per share | 508,440 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001214659-22-000517 · marketforms-55034.xml · nonDerivative · entry 1 ZABATTA CHARLES · CIK 0001157617 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100,000 F1 · price: The Reporting Person transferred 508,440 shares of Issuer common stock to his wife. Read SEC document |
| April 01, 2021 Filed Apr 5, 2021 23:19 UTC | SIEBERT FINANCIAL CORP SIEB · Entity 6790 | OtherCommon Stock, $0.01 par value per share | 254,183 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001157523-21-000423 · form4.xml · nonDerivative · entry 1 ZABATTA CHARLES · CIK 0001157617 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 608,440 F1 · price: The Reporting Person received 254,183 shares of Issuer common stock from a distribution from Kennedy Cabot Acquisition, LLC. F1 · ownership.direct: The Reporting Person received 254,183 shares of Issuer common stock from a distribution from Kennedy Cabot Acquisition, LLC. Read SEC document |
| February 12, 2021 Filed Feb 17, 2021 20:48 UTC | SIEBERT FINANCIAL CORP SIEB · Entity 6790 | GiftCommon Stock, $0.01 par value per share | 24,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001157523-21-000201 · form4.xml · nonDerivative · entry 1 ZABATTA CHARLES · CIK 0001157617 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 354,257 Read SEC document |
| January 07, 2020 Filed Jan 11, 2020 01:48 UTC | SIEBERT FINANCIAL CORP SIEB · Entity 6790 | GiftCommon Stock, $0.01 par value per share | 2,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001157523-20-000052 · form4.xml · nonDerivative · entry 1 ZABATTA CHARLES · CIK 0001157617 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 378,257 F1 · ownership.direct: The Reporting Person gifted and received shares of Issuer common stock, resulting in a net decrease of 2,000 shares of Issuer common stock to the Reporting Person's direct ownership. Read SEC document |
| January 01, 2020 Filed Jan 4, 2020 01:47 UTC | SIEBERT FINANCIAL CORP SIEB · Entity 6790 | OtherCommon Stock, $0.01 par value per share | 119,808 | $9.02 | $1,080,668.16 |
DisclosureSEC source: 0001157523-20-000007 · form4.xml · nonDerivative · entry 1 ZABATTA CHARLES · CIK 0001157617 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 380,257 F1 · ownership.direct: Pursuant to the terms of an Agreement and Plan of Merger, effective as of January 1, 2020, by and between Siebert Financial Corp. (the "Issuer), StockCross Financial Services, Inc. ("StockCross") and the shareholders of StockCross (the "Merger Agreement"), the Issuer issued the Reporting Person a total of 119,808 shares of Issuer restricted common stock, valued at $9.02 per share, in exchange for all of the shares of common stock of StockCross owned by the Reporting Person. Read SEC document |
| December 18, 2019 Filed Dec 20, 2019 14:00 UTC | SIEBERT FINANCIAL CORP SIEB · Entity 6790 | GiftCommon Stock, $0.01 par value per share | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001157523-19-002365 · form4.xml · nonDerivative · entry 1 ZABATTA CHARLES · CIK 0001157617 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 260,449 Read SEC document |
| December 28, 2018 Filed Jan 2, 2019 18:02 UTC | SIEBERT FINANCIAL CORP SIEB · Entity 6790 | GiftCommon Stock, $0.01 par value per share | 3,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001157523-19-000008 · form4.xml · nonDerivative · entry 2 ZABATTA CHARLES · CIK 0001157617 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 265,449 Read SEC document |
| December 28, 2018 Filed Jan 2, 2019 18:02 UTC | SIEBERT FINANCIAL CORP SIEB · Entity 6790 | GiftCommon Stock, $0.01 par value per share | 2,400 | $0.00 | $0.00 |
DisclosureSEC source: 0001157523-19-000008 · form4.xml · nonDerivative · entry 1 ZABATTA CHARLES · CIK 0001157617 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 268,849 Read SEC document |
| February 14, 2018 Filed Feb 16, 2018 21:45 UTC | SIEBERT FINANCIAL CORP SIEB · Entity 6790 | OtherCommon Stock, $0.01 par value per share | 90,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001019056-18-000395 · zabatta_4.xml · nonDerivative · entry 1 ZABATTA CHARLES · CIK 0001157617 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 266,449 F1 · kind: Effective February 14, 2018, Kennedy Cabot Acquisition, LLC ("KCA") completed a distribution to its members, pro-rata without consideration, of 9,090,000 shares of Issuer common stock. Of such shares, 90,000 shares were distributed to the Reporting Person based upon his ownership of class A member interests of KCA. F1 · price: Effective February 14, 2018, Kennedy Cabot Acquisition, LLC ("KCA") completed a distribution to its members, pro-rata without consideration, of 9,090,000 shares of Issuer common stock. Of such shares, 90,000 shares were distributed to the Reporting Person based upon his ownership of class A member interests of KCA. Read SEC document |
| February 06, 2018 Filed Feb 6, 2018 20:27 UTC | SIEBERT FINANCIAL CORP SIEB · Entity 6790 | GiftCommon Stock, $0.01 par value per share | 2,800 | $0.00 | $0.00 |
DisclosureSEC source: 0001019056-18-000281 · zabatta_4.xml · nonDerivative · entry 1 ZABATTA CHARLES · CIK 0001157617 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 176,449 F1 · kind: This transaction involved a gift of Issuer common stock to the Reporting Person's grandchildren. Read SEC document |
| January 18, 2018 Filed Jan 22, 2018 16:00 UTC | SIEBERT FINANCIAL CORP SIEB · Entity 6790 | OtherCommon Stock, $0.01 par value per share | 20,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001019056-18-000171 · zabatta_4.xml · nonDerivative · entry 1 ZABATTA CHARLES · CIK 0001157617 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 179,249 F1 · kind: Effective January 18, 2018, Kennedy Cabot Acquisition, LLC ("KCA") completed a distribution to its members, pro-rata without consideration, of 2,000,000 shares of Issuer common stock. Of such shares, 20,000 shares were distributed to the Reporting Person based upon his ownership of class A member interests of KCA. F1 · price: Effective January 18, 2018, Kennedy Cabot Acquisition, LLC ("KCA") completed a distribution to its members, pro-rata without consideration, of 2,000,000 shares of Issuer common stock. Of such shares, 20,000 shares were distributed to the Reporting Person based upon his ownership of class A member interests of KCA. Read SEC document |
| December 29, 2017 Filed Jan 3, 2018 21:19 UTC | SIEBERT FINANCIAL CORP SIEB · Entity 6790 | OtherCommon Stock, $0.01 par value per share | 103,049 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001019056-18-000011 · zabatta_4.xml · nonDerivative · entry 1 ZABATTA CHARLES · CIK 0001157617 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 159,249 F1 · kind: On December 29, 2017, StockCross Financial Services, Inc., a Massachusetts corporation ("StockCross") transferred to its shareholders, in accordance with Mass. Gen. Laws Ann. ch. 156D, ? 6.40 (Distributions to shareholders) (the "Transfer"), an aggregate of 5,072,062 shares of common stock ("Common Stock") of Siebert Financial Corp. ("Issuer"), which shares were received by StockCross on December 29, 2017 pursuant to an Asset Purchase Agreement. In accordance with the Transfer, the Reporting Person received 103,049 shares of Common Stock of the Issuer from StockCross. No consideration was paid for such shares received in the Transfer. F1 · price: On December 29, 2017, StockCross Financial Services, Inc., a Massachusetts corporation ("StockCross") transferred to its shareholders, in accordance with Mass. Gen. Laws Ann. ch. 156D, ? 6.40 (Distributions to shareholders) (the "Transfer"), an aggregate of 5,072,062 shares of common stock ("Common Stock") of Siebert Financial Corp. ("Issuer"), which shares were received by StockCross on December 29, 2017 pursuant to an Asset Purchase Agreement. In accordance with the Transfer, the Reporting Person received 103,049 shares of Common Stock of the Issuer from StockCross. No consideration was paid for such shares received in the Transfer. Read SEC document |
| December 27, 2017 Filed Dec 27, 2017 21:25 UTC | SIEBERT FINANCIAL CORP SIEB · Entity 6790 | GiftCommon Stock, $0.01 par value per share | 6,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001019056-17-000819 · zabatta_4.xml · nonDerivative · entry 2 ZABATTA CHARLES · CIK 0001157617 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,200 Read SEC document |
| December 22, 2017 Filed Dec 27, 2017 21:25 UTC | SIEBERT FINANCIAL CORP SIEB · Entity 6790 | OtherCommon Stock, $0.01 par value per share | 50,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001019056-17-000819 · zabatta_4.xml · nonDerivative · entry 1 ZABATTA CHARLES · CIK 0001157617 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,000 F1 · kind: Effective December 22, 2017, KCA completed a distribution to its members, pro-rata without consideration, of 5,000,000 shares of Issuer common stock. Of such shares, 50,000 shares were distributed to the Reporting Person based upon his ownership of class A member interests of KCA. F1 · price: Effective December 22, 2017, KCA completed a distribution to its members, pro-rata without consideration, of 5,000,000 shares of Issuer common stock. Of such shares, 50,000 shares were distributed to the Reporting Person based upon his ownership of class A member interests of KCA. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.