Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| SIEBERT FINANCIAL CORPSIEB · Entity 6790 | Member of 10% owner group | September 28, 2026 | September 30, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
SIEBERT FINANCIAL CORP
Report date September 28, 2026 · Filed September 30, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $0.01 par value per shareSEC Table I · non-derivative | IndirectSee Footnote | 593,613 |
Reported balance
After 2026-09-28 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2026-09-28 · Gift · Acquired 17,340 · Balance 593,613 F2: The Reporting Person's family member was gifted 17,340 shares of Issuer common stock, resulting in a net increase of 17,340 shares of Issuer common stock to the Reporting Person's indirect ownership. The Reporting Person's various family members own 576,273 shares of Issuer common stock. These shares are included in the Reporting Person's indirect beneficial ownership holdings. The Reporting Person disclaims beneficial ownership of such shares of Issuer common stock, except to the extent of the Reporting Person's pecuniary interest therein. |
| Common Stock, $0.01 par value per shareSEC Table I · non-derivative | Direct | 3,078,127 |
Reported balance
Holding disclosure · report date 2026-09-28 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 3,078,127 F1: The Reporting Person owns 3,078,127 shares of Issuer common stock. |
| Common Stock, $0.01 par value per shareSEC Table I · non-derivative | IndirectControl Group | 17,119,963 |
Reported balance
Holding disclosure · report date 2026-09-28 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 17,119,963 F3: The Reporting Person is part of a control group consisting of family members of the Reporting Person. A limited liability company owned by various family members not in the control group gifted an aggregate of 69,360 shares of Issuer common stock to family members of the control group, resulting in a net increase of 69,360 shares of Issuer common stock to the control group. The Reporting Person disclaims beneficial ownership of such shares of Issuer common stock, except to the extent of the Reporting Person's pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: The Reporting Person owns 3,078,127 shares of Issuer common stock.
F2: The Reporting Person's family member was gifted 17,340 shares of Issuer common stock, resulting in a net increase of 17,340 shares of Issuer common stock to the Reporting Person's indirect ownership. The Reporting Person's various family members own 576,273 shares of Issuer common stock. These shares are included in the Reporting Person's indirect beneficial ownership holdings. The Reporting Person disclaims beneficial ownership of such shares of Issuer common stock, except to the extent of the Reporting Person's pecuniary interest therein.
F3: The Reporting Person is part of a control group consisting of family members of the Reporting Person. A limited liability company owned by various family members not in the control group gifted an aggregate of 69,360 shares of Issuer common stock to family members of the control group, resulting in a net increase of 69,360 shares of Issuer common stock to the control group. The Reporting Person disclaims beneficial ownership of such shares of Issuer common stock, except to the extent of the Reporting Person's pecuniary interest therein.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 28, 2026 Filed Sep 30, 2026 19:00 UTC | SIEBERT FINANCIAL CORP SIEB · Entity 6790 | GiftCommon Stock, $0.01 par value per share | 17,340 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-26-105166 · ownership.xml · nonDerivative · entry 2 Gebbia Richard · CIK 0001727711 · Member of 10% owner group 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 593,613 F2 · ownership.nature: The Reporting Person's family member was gifted 17,340 shares of Issuer common stock, resulting in a net increase of 17,340 shares of Issuer common stock to the Reporting Person's indirect ownership. The Reporting Person's various family members own 576,273 shares of Issuer common stock. These shares are included in the Reporting Person's indirect beneficial ownership holdings. The Reporting Person disclaims beneficial ownership of such shares of Issuer common stock, except to the extent of the Reporting Person's pecuniary interest therein. Read SEC document |
| May 28, 2026 Filed Aug 28, 2026 15:00 UTC | SIEBERT FINANCIAL CORP SIEB · Entity 6790 | PurchaseCommon Stock, $0.01 par value per share | 15,000 | $1.86 | $27,900.00 |
DisclosureSEC source: 0001213900-26-094972 · ownership.xml · nonDerivative · entry 2 Gebbia Richard · CIK 0001727711 · Member of 10% owner group 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 576,273 F2 · ownership.nature: The Reporting Person's various family members own 576,273 shares of Issuer common stock. A family member of the Reporting Person acquired 15,000 shares of Issuer common stock. These shares are included in the Reporting Person's indirect beneficial ownership holdings. The Reporting Person disclaims beneficial ownership of such shares of Issuer common stock, except to the extent of the Reporting Person's pecuniary interest therein. Read SEC document |
| January 20, 2026 Filed Jan 22, 2026 21:30 UTC | SIEBERT FINANCIAL CORP SIEB · Entity 6790 | OtherCommon Stock, $0.01 par value per share | 13,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-26-006704 · ownership.xml · nonDerivative · entry 3 Gebbia Richard · CIK 0001727711 · Member of 10% owner group 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 561,273 F2 · ownership.nature: The Reporting Person's minor family members were gifted 13,000 shares of Issuer common stock, resulting in a net increase of 13,000 shares of Issuer common stock to the Reporting Person's indirect ownership. The Reporting Person's family members transferred 13,000 shares of Issuer common stock to a limited liability company owned by various family members, resulting in a net decrease of 13,000 shares of Issuer common stock to the Reporting Person's indirect ownership. Various family members included in the Reporting Person's indirect ownership own 561,273 shares of Issuer common stock. The Reporting Person disclaims beneficial ownership of such shares of Issuer common stock, except to the extent of the Reporting Person's pecuniary interest therein. Read SEC document |
| January 20, 2026 Filed Jan 22, 2026 21:30 UTC | SIEBERT FINANCIAL CORP SIEB · Entity 6790 | GiftCommon Stock, $0.01 par value per share | 13,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-26-006704 · ownership.xml · nonDerivative · entry 2 Gebbia Richard · CIK 0001727711 · Member of 10% owner group 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 574,273 F2 · ownership.nature: The Reporting Person's minor family members were gifted 13,000 shares of Issuer common stock, resulting in a net increase of 13,000 shares of Issuer common stock to the Reporting Person's indirect ownership. The Reporting Person's family members transferred 13,000 shares of Issuer common stock to a limited liability company owned by various family members, resulting in a net decrease of 13,000 shares of Issuer common stock to the Reporting Person's indirect ownership. Various family members included in the Reporting Person's indirect ownership own 561,273 shares of Issuer common stock. The Reporting Person disclaims beneficial ownership of such shares of Issuer common stock, except to the extent of the Reporting Person's pecuniary interest therein. Read SEC document |
| November 20, 2025 Filed Nov 24, 2025 22:31 UTC | SIEBERT FINANCIAL CORP SIEB · Entity 6790 | OtherCommon Stock, $0.01 par value per share | 13,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-25-114248 · ownership.xml · nonDerivative · entry 3 Gebbia Richard · CIK 0001727711 · Member of 10% owner group 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 561,273 F2 · ownership.nature: The Reporting Person's minor family member was gifted 13,000 shares of Issuer common stock, resulting in a net increase of 13,000 shares of Issuer common stock to the Reporting Person's indirect ownership. The Reporting Person's family member transferred 13,000 shares of Issuer common stock to a limited liability company owned by various family members, resulting in a net decrease of 13,000 shares of Issuer common stock to the Reporting Person's indirect ownership. Various family members included in the Reporting Person's indirect ownership own 561,273 shares of Issuer common stock. The Reporting Person disclaims beneficial ownership of such shares of Issuer common stock, except to the extent of the Reporting Person's pecuniary interest therein. Read SEC document |
| November 20, 2025 Filed Nov 24, 2025 22:31 UTC | SIEBERT FINANCIAL CORP SIEB · Entity 6790 | GiftCommon Stock, $0.01 par value per share | 13,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-25-114248 · ownership.xml · nonDerivative · entry 2 Gebbia Richard · CIK 0001727711 · Member of 10% owner group 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 574,273 F2 · ownership.nature: The Reporting Person's minor family member was gifted 13,000 shares of Issuer common stock, resulting in a net increase of 13,000 shares of Issuer common stock to the Reporting Person's indirect ownership. The Reporting Person's family member transferred 13,000 shares of Issuer common stock to a limited liability company owned by various family members, resulting in a net decrease of 13,000 shares of Issuer common stock to the Reporting Person's indirect ownership. Various family members included in the Reporting Person's indirect ownership own 561,273 shares of Issuer common stock. The Reporting Person disclaims beneficial ownership of such shares of Issuer common stock, except to the extent of the Reporting Person's pecuniary interest therein. Read SEC document |
| June 11, 2025 Filed Jun 12, 2025 23:31 UTC | SIEBERT FINANCIAL CORP SIEB · Entity 6790 | OtherCommon Stock, $0.01 par value per share | 300,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-25-053961 · ownership.xml · nonDerivative · entry 2 Gebbia Richard · CIK 0001727711 · Member of 10% owner group 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 561,273 F2 · ownership.nature: Various family members transferred in aggregate 300,000 shares of Issuer common stock to a company owned and controlled by such family members, which resulted in a 300,000 share increase in the Reporting Person's indirectly owned shares of Issuer common stock. Various family members included in the Reporting Person's indirect ownership own 561,273 shares of Issuer common stock, of which 300,000 of these shares are owned by a company owned and controlled by various family members. The Reporting Person disclaims beneficial ownership of such shares of Issuer common stock, except to the extent of the Reporting Person's pecuniary interest therein. Read SEC document |
| June 11, 2025 Filed Jun 12, 2025 23:31 UTC | SIEBERT FINANCIAL CORP SIEB · Entity 6790 | OtherCommon Stock, $0.01 par value per share | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-25-053961 · ownership.xml · nonDerivative · entry 1 Gebbia Richard · CIK 0001727711 · Member of 10% owner group 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,078,127 F1 · ownership.direct: The Reporting Person transferred 100,000 shares of Issuer common stock to a company owned and controlled by various family members, which resulted in a 100,000 share decrease in the Reporting Person's directly owned shares of Issuer common stock. Read SEC document |
| May 27, 2025 Filed May 29, 2025 20:31 UTC | SIEBERT FINANCIAL CORP SIEB · Entity 6790 | GiftCommon Stock, $0.01 par value per share | 2,589,592 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-25-048944 · ownership.xml · nonDerivative · entry 2 Gebbia Richard · CIK 0001727711 · Member of 10% owner group 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 261,273 F2 · ownership.nature: The wife of the Reporting Person gifted 2,589,592 shares of Issuer common stock to the Reporting Person, which resulted in a 2,589,592 share decrease in the Reporting Person's indirectly owned shares of Issuer common stock. The Reporting Person's indirect beneficial ownership includes 261,273 shares held by various family members of the Reporting Person. The Reporting Person disclaims beneficial ownership of such shares of Issuer common stock, except to the extent of the Reporting Person's pecuniary interest therein. Read SEC document |
| May 27, 2025 Filed May 29, 2025 20:31 UTC | SIEBERT FINANCIAL CORP SIEB · Entity 6790 | GiftCommon Stock, $0.01 par value per share | 2,589,592 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-25-048944 · ownership.xml · nonDerivative · entry 1 Gebbia Richard · CIK 0001727711 · Member of 10% owner group 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,178,127 F1 · ownership.direct: The wife of the Reporting Person gifted 2,589,592 shares of Issuer common stock to the Reporting Person, which resulted in a 2,589,592 share increase in the Reporting Person's directly owned shares of Issuer common stock. Read SEC document |
| March 03, 2025 Filed Mar 6, 2025 02:03 UTC | SIEBERT FINANCIAL CORP SIEB · Entity 6790 | GiftCommon Stock, $0.01 par value per share | 125,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-25-020891 · ownership.xml · nonDerivative · entry 1 Gebbia Richard · CIK 0001727711 · Member of 10% owner group 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 588,535 F1 · ownership.direct: The Reporting Person received 125,000 shares of Issuer common stock. Read SEC document |
| January 19, 2024 Filed Jan 23, 2024 20:51 UTC | SIEBERT FINANCIAL CORP SIEB · Entity 6790 | GiftCommon Stock, $0.01 par value per share | 18,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-24-005702 · ownership.xml · nonDerivative · entry 2 Gebbia Richard · CIK 0001727711 · Member of 10% owner group 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 261,273 F1 · ownership.nature: Various family members included in the Reporting Person's indirect ownership received 18,000 shares of Issuer common stock. The Reporting Person disclaims beneficial ownership of such shares of Issuer common stock, except to the extent of the Reporting Person's pecuniary interest therein. Read SEC document |
| December 14, 2023 Filed Dec 18, 2023 20:00 UTC | SIEBERT FINANCIAL CORP SIEB · Entity 6790 | GiftCommon Stock, $0.01 par value per share | 18,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-23-096448 · ownership.xml · nonDerivative · entry 2 Gebbia Richard · CIK 0001727711 · Member of 10% owner group 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 243,273 F1 · ownership.direct: Various family members included in the Reporting Person's indirect ownership received 18,000 shares of Issuer common stock. The Reporting Person disclaims beneficial ownership of such shares of Issuer common stock, except to the extent of the Reporting Person's pecuniary interest therein. Read SEC document |
| June 22, 2023 Filed Jun 29, 2023 01:00 UTC | SIEBERT FINANCIAL CORP SIEB · Entity 6790 | OtherCommon Stock, $0.01 par value per share | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-23-052586 · ownership.xml · nonDerivative · entry 3 Gebbia Richard · CIK 0001727711 · Member of 10% owner group 10b5-1 filing: No plan indicated Ownership: Indirect · Control Group Disclosed balance after: 16,996,323 F1 · kind: The Reporting Person received 100,000 shares from the Reporting Person's spouse, Kimberly Gebbia. F3 · ownership.nature: The Reporting Person is part of a control group consisting of family members of the Reporting Person. The transactions listed above did not change the number of shares in the control group. The Reporting Person disclaims beneficial ownership of such shares of Issuer common stock, except to the extent of the Reporting Person's pecuniary interest therein. Read SEC document |
| June 22, 2023 Filed Jun 29, 2023 01:00 UTC | SIEBERT FINANCIAL CORP SIEB · Entity 6790 | OtherCommon Stock, $0.01 par value per share | 100,000 | $2.44 | $244,000.00 |
DisclosureSEC source: 0001213900-23-052586 · ownership.xml · nonDerivative · entry 2 Gebbia Richard · CIK 0001727711 · Member of 10% owner group 10b5-1 filing: No plan indicated Ownership: Indirect · See Footnote Disclosed balance after: 2,589,592 F1 · kind: The Reporting Person received 100,000 shares from the Reporting Person's spouse, Kimberly Gebbia. F2 · ownership.nature: 2,689,592 shares of Issuer common stock were owned by the spouse of the Reporting Person and was included in the Reporting Person's total indirect beneficial ownership. The Reporting Person disclaims beneficial ownership of such shares of Issuer common stock, except to the extent of the Reporting Person's pecuniary interest therein. Read SEC document |
| June 22, 2023 Filed Jun 29, 2023 01:00 UTC | SIEBERT FINANCIAL CORP SIEB · Entity 6790 | OtherCommon Stock, $0.01 par value per share | 100,000 | $2.44 | $244,000.00 |
DisclosureSEC source: 0001213900-23-052586 · ownership.xml · nonDerivative · entry 1 Gebbia Richard · CIK 0001727711 · Member of 10% owner group 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 463,535 F1 · kind: The Reporting Person received 100,000 shares from the Reporting Person's spouse, Kimberly Gebbia. F1 · ownership.direct: The Reporting Person received 100,000 shares from the Reporting Person's spouse, Kimberly Gebbia. Read SEC document |
| December 14, 2022 Filed Dec 19, 2022 22:19 UTC | SIEBERT FINANCIAL CORP SIEB · Entity 6790 | GiftCommon Stock, $0.01 par value per share | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-22-081020 · ownership.xml · nonDerivative · entry 3 Gebbia Richard · CIK 0001727711 · Member of 10% owner group 10b5-1 filing: Not disclosed Ownership: Indirect · Control Group Disclosed balance after: 17,539,200 F3 · ownership.nature: The Reporting Person is part of a control group consisting of family members of the Reporting Person. Shares of Issuer common stock were gifted to family members of people within the control group, the net effect of which resulted in a decrease of 100,000 shares of Issuer common stock to the control group. The Reporting Person disclaims beneficial ownership of such shares of Issuer common stock, except to the extent of the Reporting Person's pecuniary interest therein. Read SEC document |
| December 14, 2022 Filed Dec 19, 2022 22:19 UTC | SIEBERT FINANCIAL CORP SIEB · Entity 6790 | OtherCommon Stock, $0.01 par value per share | 179,273 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-22-081020 · ownership.xml · nonDerivative · entry 2 Gebbia Richard · CIK 0001727711 · Member of 10% owner group 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 2,914,865 F2 · ownership.nature: A member of the Reporting Person's household received a gift of 20,000 shares of Issuer common stock, and 199,273 shares of Issuer common stock owned by a member of the Reporting Person's household was deemed to no longer be indirectly beneficially owned by the Reporting Person. In addition, 2,689,592 shares of Issuer common stock were owned by the wife of the Reporting Person and was included in his total indirect beneficial ownership. The Reporting Person disclaims beneficial ownership of such shares of Issuer common stock, except to the extent of the Reporting Person's pecuniary interest therein. Read SEC document |
| January 06, 2022 Filed Jan 10, 2022 22:22 UTC | SIEBERT FINANCIAL CORP SIEB · Entity 6790 | GiftCommon Stock, $0.01 par value per share | 2,689,593 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001214659-22-000516 · marketforms-55033.xml · nonDerivative · entry 2 Gebbia Richard · CIK 0001727711 · Member of 10% owner group 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 2,689,593 F1 · price: The Reporting Person transferred 2,689,593 shares of Issuer common stock to his wife. F1 · ownership.nature: The Reporting Person transferred 2,689,593 shares of Issuer common stock to his wife. Read SEC document |
| January 06, 2022 Filed Jan 10, 2022 22:22 UTC | SIEBERT FINANCIAL CORP SIEB · Entity 6790 | GiftCommon Stock, $0.01 par value per share | 2,689,593 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001214659-22-000516 · marketforms-55033.xml · nonDerivative · entry 1 Gebbia Richard · CIK 0001727711 · Member of 10% owner group 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 363,535 F1 · price: The Reporting Person transferred 2,689,593 shares of Issuer common stock to his wife. Read SEC document |
| April 01, 2021 Filed Apr 5, 2021 23:33 UTC | SIEBERT FINANCIAL CORP SIEB · Entity 6790 | OtherCommon Stock, $0.01 par value per share | 63,546 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001157523-21-000426 · form4.xml · nonDerivative · entry 2 Gebbia Richard · CIK 0001727711 · 10% owner · MEMBER OF 10% OWNER GROUP 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 404,546 F2 · kind: Various family members included in the Reporting Person's indirect ownership received 63,546 shares of Issuer common stock from a distribution from Kennedy Cabot Acquisition, LLC. The Reporting Person disclaims beneficial ownership of such shares of Issuer common stock, except to the extent of the Reporting Person's pecuniary interest therein. F2 · shares: Various family members included in the Reporting Person's indirect ownership received 63,546 shares of Issuer common stock from a distribution from Kennedy Cabot Acquisition, LLC. The Reporting Person disclaims beneficial ownership of such shares of Issuer common stock, except to the extent of the Reporting Person's pecuniary interest therein. F2 · price: Various family members included in the Reporting Person's indirect ownership received 63,546 shares of Issuer common stock from a distribution from Kennedy Cabot Acquisition, LLC. The Reporting Person disclaims beneficial ownership of such shares of Issuer common stock, except to the extent of the Reporting Person's pecuniary interest therein. F2 · acquired: Various family members included in the Reporting Person's indirect ownership received 63,546 shares of Issuer common stock from a distribution from Kennedy Cabot Acquisition, LLC. The Reporting Person disclaims beneficial ownership of such shares of Issuer common stock, except to the extent of the Reporting Person's pecuniary interest therein. F2 · ownership.direct: Various family members included in the Reporting Person's indirect ownership received 63,546 shares of Issuer common stock from a distribution from Kennedy Cabot Acquisition, LLC. The Reporting Person disclaims beneficial ownership of such shares of Issuer common stock, except to the extent of the Reporting Person's pecuniary interest therein. F2 · ownership.nature: Various family members included in the Reporting Person's indirect ownership received 63,546 shares of Issuer common stock from a distribution from Kennedy Cabot Acquisition, LLC. The Reporting Person disclaims beneficial ownership of such shares of Issuer common stock, except to the extent of the Reporting Person's pecuniary interest therein. Read SEC document |
| April 01, 2021 Filed Apr 5, 2021 23:33 UTC | SIEBERT FINANCIAL CORP SIEB · Entity 6790 | OtherCommon Stock, $0.01 par value per share | 413,047 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001157523-21-000426 · form4.xml · nonDerivative · entry 1 Gebbia Richard · CIK 0001727711 · 10% owner · MEMBER OF 10% OWNER GROUP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,053,128 F1 · kind: The Reporting Person received 413,047 shares of Issuer common stock from a distribution from Kennedy Cabot Acquisition, LLC. F1 · shares: The Reporting Person received 413,047 shares of Issuer common stock from a distribution from Kennedy Cabot Acquisition, LLC. F1 · price: The Reporting Person received 413,047 shares of Issuer common stock from a distribution from Kennedy Cabot Acquisition, LLC. F1 · acquired: The Reporting Person received 413,047 shares of Issuer common stock from a distribution from Kennedy Cabot Acquisition, LLC. F1 · ownership.direct: The Reporting Person received 413,047 shares of Issuer common stock from a distribution from Kennedy Cabot Acquisition, LLC. Read SEC document |
| February 12, 2021 Filed Feb 17, 2021 20:42 UTC | SIEBERT FINANCIAL CORP SIEB · Entity 6790 | GiftCommon Stock, $0.01 par value per share | 6,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001157523-21-000199 · form4.xml · nonDerivative · entry 2 Gebbia Richard · CIK 0001727711 · MEMBER OF 10% OWNER GROUP 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 341,000 F1 · ownership.nature: Various family members included in the Reporting Person's indirect ownership received 6,000 shares of Issuer common stock. The Reporting Person disclaims beneficial ownership of such shares of Issuer common stock, except to the extent of the Reporting Person's pecuniary interest therein. Read SEC document |
| April 16, 2020 Filed Apr 20, 2020 20:56 UTC | SIEBERT FINANCIAL CORP SIEB · Entity 6790 | SaleCommon Stock, $0.01 par value per share | 748,233 | $5.60 | $4,190,104.80 |
DisclosureSEC source: 0001157523-20-000544 · form4.xml · nonDerivative · entry 1 Gebbia Richard · CIK 0001727711 · MEMBER OF 10% OWNER GROUP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,640,081 F1 · ownership.direct: The Reporting Person is filing this Form 4 to report the sale by the Reporting Person of 748,233 shares of Issuer common stock in a private transaction to Gloria E. Gebbia. Read SEC document |
| January 07, 2020 Filed Jan 11, 2020 01:41 UTC | SIEBERT FINANCIAL CORP SIEB · Entity 6790 | GiftCommon Stock, $0.01 par value per share | 6,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001157523-20-000050 · form4.xml · nonDerivative · entry 2 Gebbia Richard · CIK 0001727711 · MEMBER OF 10% OWNER GROUP 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 335,000 F1 · ownership.nature: Various family members included in the Reporting Person's indirect ownership received 6,000 shares of Issuer common stock. The Reporting Person disclaims beneficial ownership of such shares of Issuer common stock, except to the extent of the Reporting Person's pecuniary interest therein. Read SEC document |
| January 01, 2020 Filed Jan 4, 2020 01:57 UTC | SIEBERT FINANCIAL CORP SIEB · Entity 6790 | OtherCommon Stock, $0.01 par value per share | 779,995 | $9.02 | $7,035,554.90 |
DisclosureSEC source: 0001157523-20-000011 · form4.xml · nonDerivative · entry 1 Gebbia Richard · CIK 0001727711 · MEMBER OF 10% OWNER GROUP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,388,314 F1 · ownership.direct: Pursuant to the terms of an Agreement and Plan of Merger, effective as of January 1, 2020, by and between Siebert Financial Corp. (the "Issuer), StockCross Financial Services, Inc. ("StockCross") and the shareholders of StockCross (the "Merger Agreement"), the Issuer issued the Reporting Person a total of 779,995 shares of Issuer restricted common stock, valued at $9.02 per share, in exchange for all of the shares of common stock of StockCross owned by the Reporting Person. Read SEC document |
| May 03, 2019 Filed May 8, 2019 00:13 UTC | SIEBERT FINANCIAL CORP SIEB · Entity 6790 | GiftCommon Stock, $0.01 par value per share | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001157523-19-001132 · form4.xml · nonDerivative · entry 1 Gebbia Richard · CIK 0001727711 · MEMBER OF 10% OWNER GROUP 10b5-1 filing: Not disclosed Ownership: Indirect · By family Disclosed balance after: 329,000 F1 · ownership.nature: The Reporting Person's children have received an additional 5,000 shares of Issuer common stock from Gloria E. Gebbia. The Reporting Person may be deemed to be the indirect beneficial owner of a total of 329,000 shares of Issuer common stock owned by certain family members. The Reporting Person disclaims beneficial ownership of such shares of Issuer common stock, except to the extent of the Reporting Person's pecuniary interest therein. Read SEC document |
| December 28, 2018 Filed Jan 2, 2019 19:45 UTC | SIEBERT FINANCIAL CORP SIEB · Entity 6790 | GiftCommon Stock, $0.01 par value per share | 4,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001157523-19-000013 · form4.xml · nonDerivative · entry 2 Gebbia Richard · CIK 0001727711 · MEMBER OF 10% OWNER GROUP 10b5-1 filing: Not disclosed Ownership: Indirect · By family Disclosed balance after: 324,000 F1 · ownership.nature: The Reporting Person no longer has a reportable beneficial interest in 162,100 shares of Issuer common stock owned by one of the Reporting Person's children, which was included in the Reporting Person's prior ownership reports, and his children received an additional 4,000 shares of Issuer common stock from Gloria E. Gebbia. The Reporting Person may be deemed to be the indirect beneficial owner of a total of 324,000 shares of Issuer common stock owned by certain family members. The Reporting Person disclaims beneficial ownership of such shares of Issuer common stock, except to the extent of the Reporting Person's pecuniary interest therein. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.