Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| SIEBERT FINANCIAL CORPSIEB · Entity 6790 | Director · EVP, COO CFO and Secretary | November 20, 2025 | November 24, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
SIEBERT FINANCIAL CORP
Report date November 20, 2025 · Filed November 24, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $0.01 par value per shareSEC Table I · non-derivative | Direct | 589,574 |
Reported balance
After 2025-11-20 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2025-11-20 · Gift · Disposed 20,000 · Balance 589,574 F1: The Reporting Person gifted 20,000 shares of Issuer common stock to an adult family member, resulting in a net decrease of 20,000 shares of Issuer common stock to the Reporting Person's direct ownership. |
| Common Stock, $0.01 par value per shareSEC Table I · non-derivative | IndirectSee Footnote | 28,000 |
Reported balance
Holding disclosure · report date 2025-11-20 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 28,000 F2: The Reporting Person holds 28,000 shares of Issuer common stock for the benefit of the Reporting Person's minor children. The Reporting Person disclaims beneficial ownership of such shares of Issuer common stock, except to the extent of the Reporting Person's pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: The Reporting Person gifted 20,000 shares of Issuer common stock to an adult family member, resulting in a net decrease of 20,000 shares of Issuer common stock to the Reporting Person's direct ownership.
F2: The Reporting Person holds 28,000 shares of Issuer common stock for the benefit of the Reporting Person's minor children. The Reporting Person disclaims beneficial ownership of such shares of Issuer common stock, except to the extent of the Reporting Person's pecuniary interest therein.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 20, 2025 Filed Nov 24, 2025 22:31 UTC | SIEBERT FINANCIAL CORP SIEB · Entity 6790 | GiftCommon Stock, $0.01 par value per share | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-25-114250 · ownership.xml · nonDerivative · entry 1 Reich Andrew H · CIK 0001692715 · Director · EVP, COO CFO and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 589,574 F1 · ownership.direct: The Reporting Person gifted 20,000 shares of Issuer common stock to an adult family member, resulting in a net decrease of 20,000 shares of Issuer common stock to the Reporting Person's direct ownership. Read SEC document |
| May 01, 2025 Filed May 2, 2025 20:30 UTC | SIEBERT FINANCIAL CORP SIEB · Entity 6790 | GiftCommon Stock, $0.01 par value per share | 60,664 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-25-039194 · ownership.xml · nonDerivative · entry 1 Reich Andrew H · CIK 0001692715 · Director · EVP, COO CFO and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 609,574 F1 · ownership.direct: The Reporting Person gifted 60,664 shares of Issuer common stock to an adult family member, resulting in a net decrease of 60,664 shares of Issuer common stock to the Reporting Person's direct ownership. Read SEC document |
| April 17, 2025 Filed Apr 21, 2025 19:30 UTC | SIEBERT FINANCIAL CORP SIEB · Entity 6790 | GiftCommon Stock, $0.01 par value per share | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-25-033705 · ownership.xml · nonDerivative · entry 1 Reich Andrew H · CIK 0001692715 · Director · EVP, COO CFO and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 670,238 F1 · ownership.direct: The Reporting Person gifted 50,000 shares of Issuer common stock to an adult family member, resulting in a net decrease of 50,000 shares of Issuer common stock to the Reporting Person's direct ownership. Read SEC document |
| June 03, 2024 Filed Jun 5, 2024 19:53 UTC | SIEBERT FINANCIAL CORP SIEB · Entity 6790 | GiftCommon Stock, $0.01 par value per share | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001213900-24-050041 · ownership.xml · nonDerivative · entry 1 Reich Andrew H · CIK 0001692715 · Director · EVP, COO CFO and Secretary 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 720,238 F1 · ownership.direct: The Reporting Person gifted 10,000 shares of Issuer common stock to an adult family member, resulting in a net decrease of 10,000 shares of Issuer common stock to the Reporting Person's direct ownership. Read SEC document |
| April 01, 2021 Filed Apr 5, 2021 23:36 UTC | SIEBERT FINANCIAL CORP SIEB · Entity 6790 | OtherCommon Stock, $0.01 par value per share | 111,204 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001157523-21-000427 · form4.xml · nonDerivative · entry 1 Reich Andrew H · CIK 0001692715 · Director · EVP, COO CFO, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 705,238 F1 · kind: The Reporting Person received 111,204 shares of Issuer common stock from a distribution from Kennedy Cabot Acquisition, LLC. F1 · shares: The Reporting Person received 111,204 shares of Issuer common stock from a distribution from Kennedy Cabot Acquisition, LLC. F1 · price: The Reporting Person received 111,204 shares of Issuer common stock from a distribution from Kennedy Cabot Acquisition, LLC. F1 · acquired: The Reporting Person received 111,204 shares of Issuer common stock from a distribution from Kennedy Cabot Acquisition, LLC. F1 · ownership.direct: The Reporting Person received 111,204 shares of Issuer common stock from a distribution from Kennedy Cabot Acquisition, LLC. Read SEC document |
| February 12, 2021 Filed Feb 17, 2021 20:46 UTC | SIEBERT FINANCIAL CORP SIEB · Entity 6790 | GiftCommon Stock, $0.01 par value per share | 12,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001157523-21-000200 · form4.xml · nonDerivative · entry 2 Reich Andrew H · CIK 0001692715 · Director · EVP, COO CFO, Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · By family Disclosed balance after: 28,000 F1 · ownership.nature: The Reporting Person gifted 18,100 shares of Issuer common stock to various people, of which 12,000 shares were gifted to various family members included in the Reporting Person's indirect ownership. The Reporting Person disclaims beneficial ownership of such shares of Issuer common stock, except to the extent of the Reporting Person's pecuniary interest therein. Read SEC document |
| February 12, 2021 Filed Feb 17, 2021 20:46 UTC | SIEBERT FINANCIAL CORP SIEB · Entity 6790 | GiftCommon Stock, $0.01 par value per share | 18,100 | $0.00 | $0.00 |
DisclosureSEC source: 0001157523-21-000200 · form4.xml · nonDerivative · entry 1 Reich Andrew H · CIK 0001692715 · Director · EVP, COO CFO, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 594,034 Read SEC document |
| January 07, 2020 Filed Jan 11, 2020 01:55 UTC | SIEBERT FINANCIAL CORP SIEB · Entity 6790 | GiftCommon Stock, $0.01 par value per share | 11,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001157523-20-000054 · form4.xml · nonDerivative · entry 2 Reich Andrew H · CIK 0001692715 · Director · EVP, COO CFO, Secretary 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 16,000 F2 · ownership.nature: Various family members included in the Reporting Person's indirect ownership received 11,000 shares of Issuer common stock. The Reporting Person disclaims beneficial ownership of such shares of Issuer common stock, except to the extent of the Reporting Person's pecuniary interest therein. Read SEC document |
| January 07, 2020 Filed Jan 11, 2020 01:55 UTC | SIEBERT FINANCIAL CORP SIEB · Entity 6790 | GiftCommon Stock, $0.01 par value per share | 2,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001157523-20-000054 · form4.xml · nonDerivative · entry 1 Reich Andrew H · CIK 0001692715 · Director · EVP, COO CFO, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 612,134 F1 · ownership.direct: The Reporting Person gifted and received shares of Issuer common stock, resulting in a net decrease of 2,000 shares of Issuer common stock to the Reporting Person's direct ownership. Read SEC document |
| January 01, 2020 Filed Jan 4, 2020 02:10 UTC | SIEBERT FINANCIAL CORP SIEB · Entity 6790 | OtherCommon Stock, $0.01 par value per share | 34,902 | $9.02 | $314,816.04 |
DisclosureSEC source: 0001157523-20-000012 · form4.xml · nonDerivative · entry 1 Reich Andrew H · CIK 0001692715 · Director · EVP, COO CFO, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 614,134 F1 · ownership.direct: Pursuant to the terms of an Agreement and Plan of Merger, effective as of January 1, 2020, by and between Siebert Financial Corp. (the "Issuer), StockCross Financial Services, Inc. ("StockCross") and the shareholders of StockCross (the "Merger Agreement"), the Issuer issued the Reporting Person a total of 34,902 shares of Issuer restricted common stock, valued at $9.02 per share, in exchange for all of the shares of common stock of StockCross owned by the Reporting Person. Read SEC document |
| December 23, 2019 Filed Jan 4, 2020 01:56 UTC | SIEBERT FINANCIAL CORP SIEB · Entity 6790 | GiftCommon Stock, $0.01 par value per share | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001157523-20-000010 · form4.xml · nonDerivative · entry 1 Reich Andrew H · CIK 0001692715 · Director · EVP, COO CFO, Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 579,232 Read SEC document |
| February 14, 2018 Filed Feb 16, 2018 21:46 UTC | SIEBERT FINANCIAL CORP SIEB · Entity 6790 | OtherCommon Stock, $0.01 par value per share | 270,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001019056-18-000397 · reich_4.xml · nonDerivative · entry 1 Reich Andrew H · CIK 0001692715 · Director · EVP, COO, CFO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 589,232 F1 · kind: Effective February 14, 2018, Kennedy Cabot Acquisition, LLC ("KCA") completed a distribution to its members, pro-rata without consideration, of 9,090,000 shares of Issuer common stock. Of such shares, 270,000 shares were distributed to the Reporting Person based upon his ownership of class A member interests of KCA. F1 · price: Effective February 14, 2018, Kennedy Cabot Acquisition, LLC ("KCA") completed a distribution to its members, pro-rata without consideration, of 9,090,000 shares of Issuer common stock. Of such shares, 270,000 shares were distributed to the Reporting Person based upon his ownership of class A member interests of KCA. F1 · ownership.direct: Effective February 14, 2018, Kennedy Cabot Acquisition, LLC ("KCA") completed a distribution to its members, pro-rata without consideration, of 9,090,000 shares of Issuer common stock. Of such shares, 270,000 shares were distributed to the Reporting Person based upon his ownership of class A member interests of KCA. Read SEC document |
| January 18, 2018 Filed Jan 22, 2018 15:58 UTC | SIEBERT FINANCIAL CORP SIEB · Entity 6790 | OtherCommon Stock, $0.01 par value per share | 60,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001019056-18-000169 · reich_4.xml · nonDerivative · entry 1 Reich Andrew H · CIK 0001692715 · Director · EVP, COO, CFO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 319,232 F1 · kind: Effective January 18, 2018, Kennedy Cabot Acquisition, LLC ("KCA") completed a distribution to its members, pro-rata without consideration, of 2,000,000 shares of Issuer common stock. Of such shares, 60,000 shares were distributed to the Reporting Person based upon his ownership of class A member interests of KCA. F1 · price: Effective January 18, 2018, Kennedy Cabot Acquisition, LLC ("KCA") completed a distribution to its members, pro-rata without consideration, of 2,000,000 shares of Issuer common stock. Of such shares, 60,000 shares were distributed to the Reporting Person based upon his ownership of class A member interests of KCA. F1 · ownership.direct: Effective January 18, 2018, Kennedy Cabot Acquisition, LLC ("KCA") completed a distribution to its members, pro-rata without consideration, of 2,000,000 shares of Issuer common stock. Of such shares, 60,000 shares were distributed to the Reporting Person based upon his ownership of class A member interests of KCA. Read SEC document |
| December 29, 2017 Filed Jan 3, 2018 21:18 UTC | SIEBERT FINANCIAL CORP SIEB · Entity 6790 | OtherCommon Stock, $0.01 par value per share | 109,232 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001019056-18-000009 · reich_4.xml · nonDerivative · entry 1 Reich Andrew H · CIK 0001692715 · Director · EVP, COO, CFO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 259,232 F1 · kind: On December 29, 2017, StockCross Financial Services, Inc., a Massachusetts corporation ("StockCross") transferred to its shareholders, in accordance with Mass. Gen. Laws Ann. ch. 156D, ? 6.40 (Distributions to shareholders) (the "Transfer"), an aggregate of 5,072,062 shares of common stock ("Common Stock") of Siebert Financial Corp. ("Issuer"), which shares were received by StockCross on December 29, 2017 pursuant to an Asset Purchase Agreement. In accordance with the Transfer, the Reporting Person received 109,232 shares of Common Stock of the Issuer from StockCross. No consideration was paid for such shares received in the Transfer. F1 · price: On December 29, 2017, StockCross Financial Services, Inc., a Massachusetts corporation ("StockCross") transferred to its shareholders, in accordance with Mass. Gen. Laws Ann. ch. 156D, ? 6.40 (Distributions to shareholders) (the "Transfer"), an aggregate of 5,072,062 shares of common stock ("Common Stock") of Siebert Financial Corp. ("Issuer"), which shares were received by StockCross on December 29, 2017 pursuant to an Asset Purchase Agreement. In accordance with the Transfer, the Reporting Person received 109,232 shares of Common Stock of the Issuer from StockCross. No consideration was paid for such shares received in the Transfer. F1 · ownership.direct: On December 29, 2017, StockCross Financial Services, Inc., a Massachusetts corporation ("StockCross") transferred to its shareholders, in accordance with Mass. Gen. Laws Ann. ch. 156D, ? 6.40 (Distributions to shareholders) (the "Transfer"), an aggregate of 5,072,062 shares of common stock ("Common Stock") of Siebert Financial Corp. ("Issuer"), which shares were received by StockCross on December 29, 2017 pursuant to an Asset Purchase Agreement. In accordance with the Transfer, the Reporting Person received 109,232 shares of Common Stock of the Issuer from StockCross. No consideration was paid for such shares received in the Transfer. Read SEC document |
| December 22, 2017 Filed Dec 27, 2017 21:24 UTC | SIEBERT FINANCIAL CORP SIEB · Entity 6790 | OtherCommon Stock, $0.01 par value per share | 150,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001019056-17-000815 · reich_4.xml · nonDerivative · entry 1 Reich Andrew H · CIK 0001692715 · Director · EVP, COO, CFO and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,000 F1 · kind: Effective December 22, 2017, KCA completed a distribution to its members, pro-rata without consideration, of 5,000,000 shares of Issuer common stock. Of such shares, 150,000 shares were distributed to the Reporting Person based upon his ownership of class A member interests of KCA. F1 · price: Effective December 22, 2017, KCA completed a distribution to its members, pro-rata without consideration, of 5,000,000 shares of Issuer common stock. Of such shares, 150,000 shares were distributed to the Reporting Person based upon his ownership of class A member interests of KCA. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.