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Nasdaq · USD

SFM

Sprouts Farmers Market, Inc.

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2456
SEC CIK
0001575515
Parsed reports
497

Last 12 months

Inside the activity.

2 purchase rows · 63 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202504
Jan 202600
Feb 202600
Mar 2026245
Apr 202600
May 202601
Jun 202603
Jul 202602
Aug 202603
Sep 202603
Oct 202602

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
January 26, 2018 Filed Jan 26, 2018 22:38 UTC Exercise / conversionCommon Stock, par value $0.001 per share 235,000 $3.33 $781,492.50
Disclosure

SEC source: 0001209191-18-005662 · doc4.xml · nonDerivative · entry 5

Boney Shon A. · CIK 0001581606 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 236,370

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 25, 2018 Filed Jan 26, 2018 22:38 UTC Exercise / conversionStock Option (right to buy) · Derivative 50,325 $0.00 Strike: $3.33 $0.00
Disclosure

SEC source: 0001209191-18-005662 · doc4.xml · derivative · entry 8

Boney Shon A. · CIK 0001581606 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 310,442

Underlying: Common stock, par value $0.001 per share · 50,352 shares

Expires 2018-05-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: All such options are presently exercisable.

Read SEC document
January 25, 2018 Filed Jan 26, 2018 22:38 UTC SaleCommon Stock, par value $0.001 per share 50,325 $28.01 $1,409,512.67
Disclosure

SEC source: 0001209191-18-005662 · doc4.xml · nonDerivative · entry 4

Boney Shon A. · CIK 0001581606 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,370

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.00 to $28.07 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
January 25, 2018 Filed Jan 26, 2018 22:38 UTC Exercise / conversionCommon Stock, par value $0.001 per share 50,325 $3.33 $167,355.79
Disclosure

SEC source: 0001209191-18-005662 · doc4.xml · nonDerivative · entry 3

Boney Shon A. · CIK 0001581606 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,695

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 24, 2018 Filed Jan 26, 2018 22:38 UTC Exercise / conversionStock Option (right to buy) · Derivative 5,902 $0.00 Strike: $3.33 $0.00
Disclosure

SEC source: 0001209191-18-005662 · doc4.xml · derivative · entry 7

Boney Shon A. · CIK 0001581606 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 360,767

Underlying: Common stock, par value $0.001 per share · 5,902 shares

Expires 2018-05-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: All such options are presently exercisable.

Read SEC document
January 24, 2018 Filed Jan 26, 2018 22:38 UTC SaleCommon Stock, par value $0.001 per share 5,902 $28.00 $165,264.85
Disclosure

SEC source: 0001209191-18-005662 · doc4.xml · nonDerivative · entry 2

Boney Shon A. · CIK 0001581606 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,370

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.00 to $28.02 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
January 24, 2018 Filed Jan 26, 2018 22:38 UTC Exercise / conversionCommon Stock, par value $0.001 per share 5,902 $3.33 $19,627.10
Disclosure

SEC source: 0001209191-18-005662 · doc4.xml · nonDerivative · entry 1

Boney Shon A. · CIK 0001581606 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,272

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 12, 2018 Filed Jan 13, 2018 00:01 UTC
Lombardi Brandon F.Chief HR & Legal Officer
SaleCommon Stock, par value $0.001 per share 8,557 $25.74 $220,257.18
Disclosure

SEC source: 0001209191-18-003477 · doc4.xml · nonDerivative · entry 1

Lombardi Brandon F. · CIK 0001581625 · Chief HR & Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,204

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · balance_after: Amount includes 5,004 shares of common stock, 1,734 restricted stock units, 35,143 shares of restricted stock and 3,323 performance share awards. Each share of restricted stock and performance share award represents the right to receive, upon vesting, one share of common stock. The restricted stock units will vest evenly on March 4, 2018 and March 4, 2019. The restricted stock will vest annually over three years on March 3, 2018, 2019 and 2020. The performance share awards will vest on March 11, 2018. All such vests assume continued employment through the applicable dates.

Read SEC document
January 03, 2018 Filed Jan 4, 2018 21:58 UTC Exercise / conversionStock Option (right to buy) · Derivative 370,814 $0.00 Strike: $3.33 $0.00
Disclosure

SEC source: 0001209191-18-002005 · doc4.xml · derivative · entry 6

Boney Shon A. · CIK 0001581606 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 366,669

Underlying: Common stock, par value $0.001 per share · 370,814 shares

Expires 2018-05-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: All such options are presently exercisable.

Read SEC document
January 03, 2018 Filed Jan 4, 2018 21:58 UTC SaleCommon Stock, par value $0.001 per share 370,814 $24.61 $9,125,547.13
Disclosure

SEC source: 0001209191-18-002005 · doc4.xml · nonDerivative · entry 4

Boney Shon A. · CIK 0001581606 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,370

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.44 to $24.98 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F4 · balance_after: Includes 914 shares of common stock and 456 restricted stock units. Each restricted stock unit represents the right to receive, upon vesting, one share of common stock. The restricted stock units will vest on November 10, 2018, assuming continued service through the vest date.

Read SEC document
January 03, 2018 Filed Jan 4, 2018 21:58 UTC Exercise / conversionCommon Stock, par value $0.001 per share 370,814 $3.33 $1,233,141.96
Disclosure

SEC source: 0001209191-18-002005 · doc4.xml · nonDerivative · entry 3

Boney Shon A. · CIK 0001581606 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 372,184

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 02, 2018 Filed Jan 4, 2018 21:58 UTC Exercise / conversionStock Option (right to buy) · Derivative 477,595 $0.00 Strike: $3.33 $0.00
Disclosure

SEC source: 0001209191-18-002005 · doc4.xml · derivative · entry 5

Boney Shon A. · CIK 0001581606 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 737,483

Underlying: Common stock, par value $0.001 per share · 477,595 shares

Expires 2018-05-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: All such options are presently exercisable.

Read SEC document
January 02, 2018 Filed Jan 4, 2018 21:58 UTC SaleCommon Stock, par value $0.001 per share 477,595 $24.80 $11,843,782.89
Disclosure

SEC source: 0001209191-18-002005 · doc4.xml · nonDerivative · entry 2

Boney Shon A. · CIK 0001581606 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,370

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.32 to $24.94 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
January 02, 2018 Filed Jan 4, 2018 21:58 UTC Exercise / conversionCommon Stock, par value $0.001 per share 477,595 $3.33 $1,588,242.17
Disclosure

SEC source: 0001209191-18-002005 · doc4.xml · nonDerivative · entry 1

Boney Shon A. · CIK 0001581606 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 478,965

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 02, 2018 Filed Jan 4, 2018 21:59 UTC
Maredia Amin N.Director · Chief Executive Officer
SaleCommon Stock, par value $0.001 per share 12,301 $24.33 $299,283.33
Disclosure

SEC source: 0001209191-18-002009 · doc4.xml · nonDerivative · entry 1

Maredia Amin N. · CIK 0001581624 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 257,144

F1 · kind: This transaction was a broker-assisted sale of shares of common stock to satisfy the withholding tax liability incurred upon the vesting of restricted stock, as mandated by the Issuer's election under its equity incentive plan documents, and does not represent a discretionary trade by the reporting person.

F2 · balance_after: Includes 127,429 shares of common stock, 125,397 restricted shares and 4,318 performance share awards. Each restricted share and performance share award represent the right to receive, upon vesting, one share of common stock. 61,500 of such restricted shares will vest in two equal quarterly installments at the end of each calendar quarter beginning March 31, 2018 and continuing through June 30, 2018, and the remaining 63,897 restricted shares will vest annually over three years on March 3, 2018, 2019 and 2020. The performance share awards will vest on March 11, 2018. All such vestings assume continued employment through such dates.

Read SEC document
December 01, 2017 Filed Dec 1, 2017 22:54 UTC
Nielsen James LeroyPresident & COO
Exercise / conversionStock Option (right to buy) · Derivative 110,000 $0.00 Strike: $18.00 $0.00
Disclosure

SEC source: 0001209191-17-063283 · doc4.xml · derivative · entry 3

Nielsen James Leroy · CIK 0001581623 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock, par value $0.001 per share · 110,000 shares

Expires 2020-07-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: All such options are presently exercisable.

Read SEC document
December 01, 2017 Filed Dec 1, 2017 22:54 UTC
Nielsen James LeroyPresident & COO
SaleCommon Stock, par value $0.001 per share 110,000 $23.17 $2,548,282.00
Disclosure

SEC source: 0001209191-17-063283 · doc4.xml · nonDerivative · entry 2

Nielsen James Leroy · CIK 0001581623 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,108

F1 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.0000 to $23.36 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · balance_after: Includes 10,158 shares of common stock, 82,632 restricted shares and 4,318 performance share awards. Each restricted share and performance share award represent the right to receive, upon vesting, one share of common stock. 2,601 restricted shares will vest on June 30, 2018, and 80,031 will vest annually over three years on March 3, 2018, 2019 and 2020. The performance share awards will vest on March 11, 2018. All such vests assume continued employment through the applicable dates.

Read SEC document
December 01, 2017 Filed Dec 1, 2017 22:54 UTC
Nielsen James LeroyPresident & COO
Exercise / conversionCommon Stock, par value $0.001 per share 110,000 $18.00 $1,980,000.00
Disclosure

SEC source: 0001209191-17-063283 · doc4.xml · nonDerivative · entry 1

Nielsen James Leroy · CIK 0001581623 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 207,108

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 30, 2017 Filed Dec 1, 2017 22:52 UTC
Lombardi Brandon F.Chief HR & Legal Officer
Exercise / conversionStock Option (right to buy) · Derivative 25,834 $0.00 Strike: $3.78 $0.00
Disclosure

SEC source: 0001209191-17-063280 · doc4.xml · derivative · entry 3

Lombardi Brandon F. · CIK 0001581625 · Chief HR & Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock, par value $0.001 per share · 25,834 shares

Expires 2019-07-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: All such options are presently exercisable.

Read SEC document
November 30, 2017 Filed Dec 1, 2017 22:52 UTC
Lombardi Brandon F.Chief HR & Legal Officer
SaleCommon Stock, par value $0.001 per share 25,834 $23.69 $611,917.04
Disclosure

SEC source: 0001209191-17-063280 · doc4.xml · nonDerivative · entry 2

Lombardi Brandon F. · CIK 0001581625 · Chief HR & Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,761

F1 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.67 to $23.745 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · balance_after: Amount includes 13,561 shares of common stock, 1,734 restricted stock units, 35,143 shares of restricted stock and 3,323 performance share awards. Each share of restricted stock and performance share award represents the right to receive, upon vesting, one share of common stock. The restricted stock units will vest evenly on March 4, 2018 and March 4, 2019. The restricted stock will vest annually over three years on March 3, 2018, 2019 and 2020. The performance share awards will vest on March 11, 2018. All such vests assume continued employment through the applicable dates.

Read SEC document
November 30, 2017 Filed Dec 1, 2017 22:52 UTC
Lombardi Brandon F.Chief HR & Legal Officer
Exercise / conversionCommon Stock, par value $0.001 per share 25,834 $3.78 $97,536.27
Disclosure

SEC source: 0001209191-17-063280 · doc4.xml · nonDerivative · entry 1

Lombardi Brandon F. · CIK 0001581625 · Chief HR & Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,595

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 30, 2017 Filed Dec 1, 2017 22:51 UTC
Frumkin Theodore Edward IIChief Development Officer
Exercise / conversionStock Option (right to buy) · Derivative 36,667 $0.00 Strike: $6.92 $0.00
Disclosure

SEC source: 0001209191-17-063276 · doc4.xml · derivative · entry 3

Frumkin Theodore Edward II · CIK 0001581628 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,333

Underlying: Common stock, par value $0.001 per share · 36,667 shares

Expires 2019-12-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: All such options are presently exercisable.

Read SEC document
November 30, 2017 Filed Dec 1, 2017 22:51 UTC
Frumkin Theodore Edward IIChief Development Officer
SaleCommon Stock, par value $0.001 per share 36,667 $23.93 $877,257.98
Disclosure

SEC source: 0001209191-17-063276 · doc4.xml · nonDerivative · entry 2

Frumkin Theodore Edward II · CIK 0001581628 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,245

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.75 to $24.10 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · balance_after: Amount includes 4,230 shares of common stock, 14,855 shares of restricted stock, 1,576 restricted stock units and 1,584 performance share awards. Each restricted stock unit and performance share award represents the right to receive, upon vesting, one share of common stock. The restricted stock will vest annually over three years on March 3, 2018, 2019, and 2020. The restricted stock units will vest evenly on March 4, 2018 and March 4, 2019. The performance share awards will vest on March 11, 2018. All such vests assume continued employment through the applicable dates.

Read SEC document
November 30, 2017 Filed Dec 1, 2017 22:51 UTC
Frumkin Theodore Edward IIChief Development Officer
Exercise / conversionCommon Stock, par value $0.001 per share 36,667 $6.92 $253,570.64
Disclosure

SEC source: 0001209191-17-063276 · doc4.xml · nonDerivative · entry 1

Frumkin Theodore Edward II · CIK 0001581628 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,912

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 10, 2017 Filed Nov 13, 2017 22:55 UTC GrantCommon Stock, par value $0.001 per share 2,586 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-060413 · doc4.xml · nonDerivative · entry 1

O'Leary Joseph D · CIK 0001373817 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,586

F1 · security: Consists of a grant of restricted stock units. Each restricted stock unit represents the right to receive, upon vesting, one share of common stock. These restricted stock units will vest on November 10, 2018, assuming continued service through the vest date.

Read SEC document
September 15, 2017 Filed Sep 18, 2017 20:58 UTC
Bruni DanielChief Information Officer
PurchaseCommon Stock, par value $0.001 per share 15,000 $19.00 $285,070.50
Disclosure

SEC source: 0001209191-17-053182 · doc4.xml · nonDerivative · entry 1

Bruni Daniel · CIK 0001631514 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,866

F1 · price: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $19.00 to $19.009 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F2 · balance_after: Includes 17,486 shares of common stock, 16,054 shares of restricted stock, 1,681 restricted stock units, and 1,645 shares of performance stock. Each share of restricted stock will vest over three years, with one-third vesting on March 3, 2018; one-third vesting on March 3, 2019; and the remaining one-third vesting on March 3, 2020. Each restricted stock unit represents the right to receive, upon vesting, one share of common stock and will vest evenly on March 4, 2018 and March 4, 2019. The remaining performance stock awards will vest on March 11, 2018. All such vests assume continued employment through the applicable dates.

Read SEC document
August 29, 2017 Filed Aug 29, 2017 16:08 UTC
Lukow BradleyChief Financial Officer
PurchaseCommon Stock, par value $0.001 per share 7,000 $19.80 $138,588.80
Disclosure

SEC source: 0001209191-17-050550 · doc4.xml · nonDerivative · entry 1

Lukow Bradley · CIK 0001668133 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,800

F1 · price: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $19.7950 to $19.7999 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F2 · balance_after: Includes 35,175 shares of common stock, 36,275 shares of restricted stock, and 12,350 restricted stock units. Each share of restricted stock will vest over three years, with one-third vesting on March 3, 2018; one-third vesting on March 3, 2019; and the remaining one-third vesting on March 3, 2020. Each restricted stock unit represents the right to receive, upon vesting, one share of common stock and will vest evenly on March 4, 2018 and March 4, 2019. All such vests assume continued employment through the applicable dates.

Read SEC document
August 17, 2017 Filed Aug 18, 2017 18:22 UTC SaleCommon Stock, par value $0.001 per share 15,000 $24.42 $366,246.00
Disclosure

SEC source: 0001209191-17-049657 · doc4.xml · nonDerivative · entry 1

TOWNSEND STEVEN H · CIK 0001240672 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,939

F1 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.41 to $24.47 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · balance_after: Includes 19,251 shares of common stock and 4,688 restricted stock units. 4,364 restricted stock units will vest on May 12, 2018 and 324 restricted stock units will vest on May 21, 2018 assuming continued service through the vest dates.

Read SEC document
August 07, 2017 Filed Aug 8, 2017 22:09 UTC
Lombardi Brandon F.Chief HR & Legal Officer
Exercise / conversionStock Option (right to buy) · Derivative 20,000 $0.00 Strike: $3.78 $0.00
Disclosure

SEC source: 0001209191-17-048154 · doc4.xml · derivative · entry 3

Lombardi Brandon F. · CIK 0001581625 · Chief HR & Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,834

Underlying: Common stock, par value $0.001 per share · 20,000 shares

Expires 2019-07-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: All such options are presently exercisable.

Read SEC document
August 07, 2017 Filed Aug 8, 2017 22:09 UTC
Lombardi Brandon F.Chief HR & Legal Officer
SaleCommon Stock, par value $0.001 per share 20,000 $24.34 $486,872.00
Disclosure

SEC source: 0001209191-17-048154 · doc4.xml · nonDerivative · entry 2

Lombardi Brandon F. · CIK 0001581625 · Chief HR & Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,761

F1 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.33 to $24.365 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · balance_after: Amount includes 13,561 shares of common stock, 1,734 restricted stock units, 35,143 shares of restricted stock and 3,323 performance share awards. Each share of restricted stock and performance share award represents the right to receive, upon vesting, one share of common stock. The restricted stock units will vest evenly on March 4, 2018 and March 4, 2019. The restricted stock will vest annually over three years on March 3, 2018, 2019 and 2020. The performance share awards will vest on March 11, 2018. All such vests assume continued employment through the applicable dates.

Read SEC document
August 07, 2017 Filed Aug 8, 2017 22:09 UTC
Lombardi Brandon F.Chief HR & Legal Officer
Exercise / conversionCommon Stock, par value $0.001 per share 20,000 $3.78 $75,510.00
Disclosure

SEC source: 0001209191-17-048154 · doc4.xml · nonDerivative · entry 1

Lombardi Brandon F. · CIK 0001581625 · Chief HR & Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,761

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 03, 2017 Filed Jul 3, 2017 20:26 UTC
Maredia Amin N.Director · Chief Executive Officer
SaleCommon Stock, par value $0.001 per share 13,448 $22.71 $305,404.08
Disclosure

SEC source: 0001209191-17-042836 · doc4.xml · nonDerivative · entry 1

Maredia Amin N. · CIK 0001581624 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 269,445

F1 · kind: This transaction was a broker-assisted sale of shares of common stock to satisfy the withholding tax liability incurred upon the vesting of restricted stock, as mandated by the Issuer's election under its equity incentive plan documents, and does not represent a discretionary trade by the reporting person.

F2 · balance_after: Includes 78,230 shares of common stock, 186,897 restricted shares and 4,318 performance share awards. Each restricted share and performance share award represent the right to receive, upon vesting, one share of common stock. 123,000 of such restricted shares will vest in four equal quarterly installments at the end of each calendar quarter beginning September 30, 2017 and continuing through June 30, 2018, and the remaining 63,897 restricted shares will vest annually over three years on March 3, 2018, 2019 and 2020. The performance share awards will vest on March 11, 2018. All such vestings assume continued employment through such dates.

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June 01, 2017 Filed Jun 2, 2017 18:01 UTC
Sanders Dan JChief Operations Officer
Exercise / conversionStock Option (right to buy) · Derivative 21,161 $0.00 Strike: $20.98 $0.00
Disclosure

SEC source: 0001209191-17-037408 · doc4.xml · derivative · entry 4

Sanders Dan J · CIK 0001686510 · Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,117

Underlying: Common stock, par value $0.001 per share · 21,161 shares

Expires 2022-08-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The remaining options become exercisable in five equal quarterly installments at the end of each calendar quarter beginning June 30, 2017 and continuing through June 30, 2018.

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June 01, 2017 Filed Jun 2, 2017 18:01 UTC
Sanders Dan JChief Operations Officer
SaleCommon Stock, par value $0.001 per share 21,161 $24.23 $512,830.49
Disclosure

SEC source: 0001209191-17-037408 · doc4.xml · nonDerivative · entry 3

Sanders Dan J · CIK 0001686510 · Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,771

F1 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.21 to $24.25 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · balance_after: Amount consists of 36,771 shares of restricted stock. Each share of restricted stock represents the right to receive, upon vesting, one share of common stock. 1,628 shares of restricted stock will vest evenly on March 4, 2018 and March 4, 2019. 35,143 shares of restricted stock will vest over three years, with one-third vesting on March 3, 2018; one-third vesting on March 3, 2019; and the remaining one-third vesting on March 3, 2020. All such vests assume continued employment through the applicable dates.

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June 01, 2017 Filed Jun 2, 2017 18:01 UTC
Sanders Dan JChief Operations Officer
Exercise / conversionCommon Stock, par value $0.001 per share 21,161 $20.98 $443,957.78
Disclosure

SEC source: 0001209191-17-037408 · doc4.xml · nonDerivative · entry 2

Sanders Dan J · CIK 0001686510 · Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,932

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 01, 2017 Filed Jun 2, 2017 18:01 UTC
Sanders Dan JChief Operations Officer
SaleCommon Stock, par value $0.001 per share 815 $24.18 $19,706.70
Disclosure

SEC source: 0001209191-17-037408 · doc4.xml · nonDerivative · entry 1

Sanders Dan J · CIK 0001686510 · Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,771

Read SEC document
May 25, 2017 Filed May 26, 2017 21:40 UTC
Nielsen James LeroyPresident & COO
Exercise / conversionStock Option (right to buy) · Derivative 55,322 $0.00 Strike: $3.33 $0.00
Disclosure

SEC source: 0001209191-17-035972 · doc4.xml · derivative · entry 3

Nielsen James Leroy · CIK 0001581623 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock, par value $0.001 per share · 55,322 shares

Expires 2018-05-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: All such options are presently exercisable.

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May 25, 2017 Filed May 26, 2017 21:40 UTC
Nielsen James LeroyPresident & COO
SaleCommon Stock, par value $0.001 per share 55,322 $23.74 $1,313,443.86
Disclosure

SEC source: 0001209191-17-035972 · doc4.xml · nonDerivative · entry 2

Nielsen James Leroy · CIK 0001581623 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 97,108

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.505 to $23.89 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · balance_after: Includes 10,158 shares of common stock, 82,632 restricted shares and 4,318 performance share awards. Each restricted share and performance share award represent the right to receive, upon vesting, one share of common stock. 2,601 restricted shares will vest on June 30, 2018, and 80,031 will vest annually over three years on March 3, 2018, 2019 and 2020. The performance share awards will vest on March 11, 2018. All such vests assume continued employment through the applicable dates.

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May 25, 2017 Filed May 26, 2017 21:40 UTC
Nielsen James LeroyPresident & COO
Exercise / conversionCommon Stock, par value $0.001 per share 55,322 $3.33 $183,973.31
Disclosure

SEC source: 0001209191-17-035972 · doc4.xml · nonDerivative · entry 1

Nielsen James Leroy · CIK 0001581623 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 152,430

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 12, 2017 Filed May 15, 2017 22:21 UTC GrantCommon Stock, par value $0.001 per share 4,364 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-032434 · doc4.xml · nonDerivative · entry 1

Molloy Lawrence · CIK 0001412065 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,939

F1 · security: Consists of a grant of restricted stock units. Each restricted stock unit represents the right to receive, upon vesting, one share of common stock. These restricted stock units will vest on May 12, 2018, assuming continued service through such vest date.

F2 · balance_after: Includes, in addition to the 4,364 restricted stock units described in Note (1), 28,926 shares of common stock and 649 restricted stock units. The remaining restricted stock units will vest evenly on May 21, 2017 and 2018 assuming continued service through the vest dates.

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May 12, 2017 Filed May 15, 2017 18:20 UTC GrantCommon Stock, par value $0.001 per share 4,364 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-032432 · doc4.xml · nonDerivative · entry 1

TOWNSEND STEVEN H · CIK 0001240672 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,939

F1 · security: Consists of a grant of restricted stock units. Each restricted stock unit represents the right to receive, upon vesting, one share of common stock. These restricted stock units will vest on May 12, 2018, assuming continued service through such vest date.

F2 · balance_after: Includes, in addition to the 4,364 restricted stock units described in Note (1), 33,926 shares of common stock and 649 restricted stock units. The remaining restricted stock units will vest evenly on May 21, 2017 and 2018 assuming continued service through the vest dates.

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May 12, 2017 Filed May 15, 2017 18:22 UTC GrantCommon Stock, par value $0.001 per share 4,364 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-032436 · doc4.xml · nonDerivative · entry 1

GRAHAM TERRI F · CIK 0001189952 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,939

F1 · security: Consists of a grant of restricted stock units. Each restricted stock unit represents the right to receive, upon vesting, one share of common stock. These restricted stock units will vest on May 12, 2018, assuming continued service through such vest date.

F2 · balance_after: Includes, in addition to the 4,364 restricted stock units described in Note (1), 8,926 shares of common stock and 649 restricted stock units. The remaining restricted stock units will vest evenly on May 21, 2017 and 2018 assuming continued service through the vest dates.

Read SEC document
May 12, 2017 Filed May 15, 2017 18:15 UTC GrantCommon Stock, par value $0.001 per share 4,364 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-032426 · doc4.xml · nonDerivative · entry 1

Fortunato Joe · CIK 0001372127 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,439

F1 · security: Consists of a grant of restricted stock units. Each restricted stock unit represents the right to receive, upon vesting, one share of common stock. These restricted stock units will vest on May 12, 2018, assuming continued service through such vest date.

F2 · balance_after: Includes, in addition to the 4,364 restricted stock units described in Note (1), 11,426 shares of common stock and 649 restricted stock units. The remaining restricted stock units will vest evenly on May 21, 2017 and 2018 assuming continued service through the vest dates.

Read SEC document
May 12, 2017 Filed May 15, 2017 22:16 UTC GrantCommon Stock, par value $0.001 per share 4,364 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-032428 · doc4.xml · nonDerivative · entry 1

Blum Kristen E · CIK 0001681247 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,713

F1 · security: Consists of a grant of restricted stock units. Each restricted stock unit represents the right to receive, upon vesting, one share of common stock. These restricted stock units will vest on May 12, 2018, assuming continued service through such vest date.

F2 · balance_after: Includes, in addition to the 4,364 restricted stock units described in Note (1), 4,349 restricted stock units that will vest on August 18, 2017, assuming continued service through the vest date.

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May 11, 2017 Filed May 15, 2017 22:14 UTC
Lombardi Brandon F.Chief HR & Legal Officer
Exercise / conversionStock Option (right to buy) · Derivative 28,500 $0.00 Strike: $6.01 $0.00
Disclosure

SEC source: 0001209191-17-032423 · doc4.xml · derivative · entry 3

Lombardi Brandon F. · CIK 0001581625 · Chief HR & Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,000

Underlying: Common stock, par value $0.001 per share · 28,500 shares

Expires 2019-07-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: All such options are presently exercisable.

Read SEC document
May 11, 2017 Filed May 15, 2017 22:14 UTC
Lombardi Brandon F.Chief HR & Legal Officer
SaleCommon Stock, par value $0.001 per share 28,500 $24.20 $689,560.35
Disclosure

SEC source: 0001209191-17-032423 · doc4.xml · nonDerivative · entry 2

Lombardi Brandon F. · CIK 0001581625 · Chief HR & Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,761

F1 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.18 to $24.22 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · balance_after: Amount includes 13,561 shares of common stock, 1,734 restricted stock units, 35,143 shares of restricted stock and 3,323 performance share awards. Each share of restricted stock and performance share award represents the right to receive, upon vesting, one share of common stock. The restricted stock units will vest evenly on March 4, 2018 and March 4, 2019. The restricted stock will vest annually over three years on March 3, 2018, 2019 and 2020. The performance share awards will vest on March 11, 2018. All such vests assume continued employment through the applicable dates.

Read SEC document
May 11, 2017 Filed May 15, 2017 22:14 UTC
Lombardi Brandon F.Chief HR & Legal Officer
Exercise / conversionCommon Stock, par value $0.001 per share 28,500 $6.01 $171,413.25
Disclosure

SEC source: 0001209191-17-032423 · doc4.xml · nonDerivative · entry 1

Lombardi Brandon F. · CIK 0001581625 · Chief HR & Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 82,261

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 03, 2017 Filed Apr 4, 2017 21:20 UTC
Maredia Amin N.Director · Chief Executive Officer
SaleCommon Stock, par value $0.001 per share 10,043 $23.01 $231,089.43
Disclosure

SEC source: 0001209191-17-025098 · doc4.xml · nonDerivative · entry 1

Maredia Amin N. · CIK 0001581624 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 282,893

F1 · kind: This transaction was a broker-assisted sale of shares of common stock to satisfy the withholding tax liability incurred upon the vesting of restricted stock, as mandated by the Issuer's election under its equity incentive plan documents, and does not represent a discretionary trade by the reporting person.

F2 · balance_after: Includes 60,928 shares of common stock, 217,647 restricted shares and 4,318 performance share awards. Each restricted share and performance share award represent the right to receive, upon vesting, one share of common stock. 153,750 of such restricted shares will vest in five equal quarterly installments at the end of each calendar quarter beginning June 30, 2017 and continuing through June 30, 2018, and the remaining 63,897 restricted shares will vest annually over three years on March 3, 2018, 2019 and 2020. The performance share awards will vest on March 11, 2018. All such vestings assume continued employment through such dates.

Read SEC document
March 03, 2017 Filed Mar 7, 2017 17:34 UTC
Sanders Dan JChief Operations Officer
GrantCommon Stock, par value $0.001 per share 35,143 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-018901 · doc4.xml · nonDerivative · entry 1

Sanders Dan J · CIK 0001686510 · Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,586

F1 · security: Consists of a grant of restricted stock. Each restricted stock represents the right to receive, upon vesting, one share of common stock. These shares of restricted stock will vest over three years, with one-third vesting on March 3, 2018; one-third vesting on March 3, 2019; and the remaining one-third vesting on March 3, 2020, assuming continued employment through the applicable vest date.

F2 · balance_after: Includes, in addition to the 35,143 restricted shares described in Note (1), 815 shares of common stock and 1,628 restricted stock units. Each restricted stock unit represents the right to receive, upon vesting, one share of common stock. The remaining restricted stock units will vest evenly on March 4, 2018 and March 4, 2019, assuming continued employment through such dates.

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March 03, 2017 Filed Mar 7, 2017 17:38 UTC
Lukow BradleyChief Financial Officer
GrantCommon Stock, par value $0.001 per share 36,275 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-018921 · doc4.xml · nonDerivative · entry 1

Lukow Bradley · CIK 0001668133 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,800

F1 · security: Consists of a grant of restricted stock. Each restricted stock represents the right to receive, upon vesting, one share of common stock. These shares of restricted stock will vest over three years, with one-third vesting on March 3, 2018; one-third vesting on March 3, 2019; and the remaining one-third vesting on March 3, 2020, assuming continued employment through the applicable vest date.

F2 · balance_after: Includes, in addition to the 36,275 restricted shares described in Note (1), 28,175 shares of common stock and 12,350 restricted stock units. Each restricted stock unit represents the right to receive, upon vesting, one share of common stock. The remaining restricted stock units will vest evenly on March 4, 2018 and March 4, 2019, assuming continued employment through such dates.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.