Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Sprouts Farmers Market, Inc.SFM · Entity 2456 | Chief Information Officer | March 12, 2018 | March 14, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Sprouts Farmers Market, Inc.
Report date March 12, 2018 · Filed March 14, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.001 per shareSEC Table I · non-derivative | Direct | 50,812 |
Reported balance
After 2018-03-12 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2018-03-12 · Tax withholding · Disposed 484 · Balance 50,812 F1: Shares were withheld to satisfy the withholding tax liability incurred upon the vesting of restricted stock. F2: Includes 23,015 shares of common stock, 16,825 shares of restricted stock and 10,972 performance share awards. Each restricted share and performance share award represents the right to receive, upon vesting, one share of common stock. 10,702 shares of restricted stock will vest annually over two years on March 3, 2019 and 2020; 840 shares of restricted stock will vest on March 4, 2019; and 5,283 will vest over three years, with one-third vesting on March 5, 2019; one-third vesting on March 5, 2020; and the remaining one-third vesting on March 5, 2021,. The performance shares will vest annually over two years on March 3, 2019 and 2020. All such vests assume continued employment through the applicable dates. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares were withheld to satisfy the withholding tax liability incurred upon the vesting of restricted stock.
F2: Includes 23,015 shares of common stock, 16,825 shares of restricted stock and 10,972 performance share awards. Each restricted share and performance share award represents the right to receive, upon vesting, one share of common stock. 10,702 shares of restricted stock will vest annually over two years on March 3, 2019 and 2020; 840 shares of restricted stock will vest on March 4, 2019; and 5,283 will vest over three years, with one-third vesting on March 5, 2019; one-third vesting on March 5, 2020; and the remaining one-third vesting on March 5, 2021,. The performance shares will vest annually over two years on March 3, 2019 and 2020. All such vests assume continued employment through the applicable dates.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 12, 2018 Filed Mar 14, 2018 21:05 UTC | Sprouts Farmers Market, Inc. SFM · Entity 2456 | Tax withholdingCommon Stock, par value $0.001 per share | 484 | $25.23 | $12,211.32 |
DisclosureSEC source: 0001209191-18-019616 · doc4.xml · nonDerivative · entry 1 Bruni Daniel · CIK 0001631514 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,812 F1 · kind: Shares were withheld to satisfy the withholding tax liability incurred upon the vesting of restricted stock. F2 · balance_after: Includes 23,015 shares of common stock, 16,825 shares of restricted stock and 10,972 performance share awards. Each restricted share and performance share award represents the right to receive, upon vesting, one share of common stock. 10,702 shares of restricted stock will vest annually over two years on March 3, 2019 and 2020; 840 shares of restricted stock will vest on March 4, 2019; and 5,283 will vest over three years, with one-third vesting on March 5, 2019; one-third vesting on March 5, 2020; and the remaining one-third vesting on March 5, 2021,. The performance shares will vest annually over two years on March 3, 2019 and 2020. All such vests assume continued employment through the applicable dates. Read SEC document |
| March 05, 2018 Filed Mar 7, 2018 23:26 UTC | Sprouts Farmers Market, Inc. SFM · Entity 2456 | Tax withholdingCommon Stock, par value $0.001 per share | 1,825 | $25.64 | $46,793.00 |
DisclosureSEC source: 0001209191-18-017835 · doc4.xml · nonDerivative · entry 2 Bruni Daniel · CIK 0001631514 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,296 F2 · kind: Shares were withheld to satisfy the withholding tax liability incurred upon the vesting of restricted stock. F3 · balance_after: Includes, in addition to the 5,283 shares described in Note (1), 21,854 shares of common stock, 11,542 shares of restricted stock and 12,617 performance share awards. Each restricted share and performance share award represent the right to receive, upon vesting, one share of common stock. 10,702 shares of restricted stock will vest annually over two years on March 3, 2019 and 2020. The remaining 840 shares of restricted stock will vest on March 4, 2019. 1,645 performance share awards will vest on March 11, 2018. The remaining 10,972 performance shares will vest annually over two years on March 3, 2019 and 2020. All such vests assume continued employment through the applicable dates. Read SEC document |
| March 05, 2018 Filed Mar 7, 2018 23:26 UTC | Sprouts Farmers Market, Inc. SFM · Entity 2456 | GrantCommon Stock, par value $0.001 per share | 5,283 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-017835 · doc4.xml · nonDerivative · entry 1 Bruni Daniel · CIK 0001631514 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,121 F1 · security: Consists of a grant of restricted stock units. Each restricted stock unit represents the right to receive, upon vesting, one share of common stock. These restricted stock units will vest over three years, with one-third vesting on March 5, 2019; one-third vesting on March 5, 2020; and the remaining one-third vesting on March 5, 2021, assuming continued employment through the applicable vest date. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 23:24 UTC | Sprouts Farmers Market, Inc. SFM · Entity 2456 | GrantCommon Stock, par value $0.001 per share | 10,972 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-012636 · doc4.xml · nonDerivative · entry 1 Bruni Daniel · CIK 0001631514 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,838 F1 · shares: Represents performance share awards granted to the Reporting Person on March 3, 2017 under the Issuer's 2013 Incentive Plan, as amended. On February 20, 2018, the Compensation Committee of the Board of Directors of the Issuer determined that the performance conditions were met with respect to such performance share awards. 50% of such shares will vest on each of the second and third anniversaries of the grant date, subject to the Reporting Person's continuous service through such dates. F2 · balance_after: Includes, in addition to the 10,972 shares described in Note (1), 17,486 shares of common stock, 16,054 shares of restricted stock, 1,681 restricted stock units, and 1,645 shares of performance stock. Each share of restricted stock will vest over three years, with one-third vesting on March 3, 2018; one-third vesting on March 3, 2019; and the remaining one-third vesting on March 3, 2020. Each restricted stock unit represents the right to receive, upon vesting, one share of common stock and will vest evenly on March 4, 2018 and March 4, 2019. The remaining performance stock awards will vest on March 11, 2018. All such vests assume continued employment through the applicable dates. Read SEC document |
| September 15, 2017 Filed Sep 18, 2017 20:58 UTC | Sprouts Farmers Market, Inc. SFM · Entity 2456 | PurchaseCommon Stock, par value $0.001 per share | 15,000 | $19.00 | $285,070.50 |
DisclosureSEC source: 0001209191-17-053182 · doc4.xml · nonDerivative · entry 1 Bruni Daniel · CIK 0001631514 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,866 F1 · price: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $19.00 to $19.009 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F2 · balance_after: Includes 17,486 shares of common stock, 16,054 shares of restricted stock, 1,681 restricted stock units, and 1,645 shares of performance stock. Each share of restricted stock will vest over three years, with one-third vesting on March 3, 2018; one-third vesting on March 3, 2019; and the remaining one-third vesting on March 3, 2020. Each restricted stock unit represents the right to receive, upon vesting, one share of common stock and will vest evenly on March 4, 2018 and March 4, 2019. The remaining performance stock awards will vest on March 11, 2018. All such vests assume continued employment through the applicable dates. Read SEC document |
| March 03, 2017 Filed Mar 7, 2017 22:37 UTC | Sprouts Farmers Market, Inc. SFM · Entity 2456 | GrantCommon Stock, par value $0.001 per share | 16,054 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-018917 · doc4.xml · nonDerivative · entry 1 Bruni Daniel · CIK 0001631514 · Chief Information Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,866 F1 · security: Consists of a grant of restricted stock. Each restricted stock represents the right to receive, upon vesting, one share of common stock. These shares of restricted stock will vest over three years, with one-third vesting on March 3, 2018; one-third vesting on March 3, 2019; and the remaining one-third vesting on March 3, 2020, assuming continued employment through the applicable vest date. F2 · balance_after: Includes, in addition to the 16,054 restricted shares described in Note (1), 841 shares of common stock, 1,681 restricted stock units and 3,290 performance share awards. Each restricted stock unit and performance share award represents the right to receive, upon vesting, one share of common stock. The remaining restricted stock units will vest evenly on March 4, 2018 and March 4, 2019, and the performance share awards will vest over two years, with one-half vesting March 11, 2017 and the remaining one-half vesting on March 11, 2018, in each case, assuming continued employment through such dates. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.