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Frumkin Theodore Edward II

Disclosed activity across 1 company

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150898
SEC CIK
0001581628

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Sprouts Farmers Market, Inc.SFM · Entity 2456Chief Development OfficerMarch 04, 2020March 06, 2020

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Sprouts Farmers Market, Inc.

Report date March 04, 2020 · Filed March 06, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, par value $0.001 per shareSEC Table I · non-derivativeDirect33,699 Reported balance After 2020-03-04 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2020-03-04 · Sale · Disposed 3,145 · Balance 33,699

F1: This transaction was a broker-assisted sale of shares of common stock to satisfy the withholding tax liability incurred upon the vesting of restricted stock, as mandated by the Issuer's election under its equity incentive plan documents, and does not represent a discretionary trade by the reporting person.

Common Stock, par value $0.001 per shareSEC Table I · non-derivativeDirect33,122 Reported balance After 2020-03-05 transaction · row 2 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 2 · 2020-03-05 · Sale · Disposed 577 · Balance 33,122

F1: This transaction was a broker-assisted sale of shares of common stock to satisfy the withholding tax liability incurred upon the vesting of restricted stock, as mandated by the Issuer's election under its equity incentive plan documents, and does not represent a discretionary trade by the reporting person.

F2: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.53 to $16.6475 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Common Stock, par value $0.001 per shareSEC Table I · non-derivativeDirect32,623 Reported balance After 2020-03-06 transaction · row 3 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 3 · 2020-03-06 · Sale · Disposed 499 · Balance 32,623

F1: This transaction was a broker-assisted sale of shares of common stock to satisfy the withholding tax liability incurred upon the vesting of restricted stock, as mandated by the Issuer's election under its equity incentive plan documents, and does not represent a discretionary trade by the reporting person.

F3: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.96 to $17.0401 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F4: Includes 27,132 shares of common stock and 5,491 restricted shares. Each restricted share and performance share award represents the right to receive, upon vesting, one share of common stock. 1,659 restricted shares will vest on March 5, 2021; and 3,832 will vest evenly over two years on March 4, 2021 and March 4, 2022. All such vests assume continued employment through the applicable dates.

Filing footnotes · ownership attribution and instrument terms

F1: This transaction was a broker-assisted sale of shares of common stock to satisfy the withholding tax liability incurred upon the vesting of restricted stock, as mandated by the Issuer's election under its equity incentive plan documents, and does not represent a discretionary trade by the reporting person.

F2: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.53 to $16.6475 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.96 to $17.0401 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F4: Includes 27,132 shares of common stock and 5,491 restricted shares. Each restricted share and performance share award represents the right to receive, upon vesting, one share of common stock. 1,659 restricted shares will vest on March 5, 2021; and 3,832 will vest evenly over two years on March 4, 2021 and March 4, 2022. All such vests assume continued employment through the applicable dates.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 06, 2020 Filed Mar 6, 2020 22:44 UTC Sprouts Farmers Market, Inc. SFM · Entity 2456 SaleCommon Stock, par value $0.001 per share 499 $16.96 $8,463.44
Disclosure

SEC source: 0001209191-20-016996 · doc4.xml · nonDerivative · entry 3

Frumkin Theodore Edward II · CIK 0001581628 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,623

F1 · kind: This transaction was a broker-assisted sale of shares of common stock to satisfy the withholding tax liability incurred upon the vesting of restricted stock, as mandated by the Issuer's election under its equity incentive plan documents, and does not represent a discretionary trade by the reporting person.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.96 to $17.0401 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F4 · balance_after: Includes 27,132 shares of common stock and 5,491 restricted shares. Each restricted share and performance share award represents the right to receive, upon vesting, one share of common stock. 1,659 restricted shares will vest on March 5, 2021; and 3,832 will vest evenly over two years on March 4, 2021 and March 4, 2022. All such vests assume continued employment through the applicable dates.

Read SEC document
March 05, 2020 Filed Mar 6, 2020 22:44 UTC Sprouts Farmers Market, Inc. SFM · Entity 2456 SaleCommon Stock, par value $0.001 per share 577 $16.53 $9,538.62
Disclosure

SEC source: 0001209191-20-016996 · doc4.xml · nonDerivative · entry 2

Frumkin Theodore Edward II · CIK 0001581628 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,122

F1 · kind: This transaction was a broker-assisted sale of shares of common stock to satisfy the withholding tax liability incurred upon the vesting of restricted stock, as mandated by the Issuer's election under its equity incentive plan documents, and does not represent a discretionary trade by the reporting person.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.53 to $16.6475 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
March 04, 2020 Filed Mar 6, 2020 22:44 UTC Sprouts Farmers Market, Inc. SFM · Entity 2456 SaleCommon Stock, par value $0.001 per share 3,145 $16.58 $52,144.10
Disclosure

SEC source: 0001209191-20-016996 · doc4.xml · nonDerivative · entry 1

Frumkin Theodore Edward II · CIK 0001581628 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,699

F1 · kind: This transaction was a broker-assisted sale of shares of common stock to satisfy the withholding tax liability incurred upon the vesting of restricted stock, as mandated by the Issuer's election under its equity incentive plan documents, and does not represent a discretionary trade by the reporting person.

Read SEC document
December 03, 2019 Filed Dec 5, 2019 22:09 UTC Sprouts Farmers Market, Inc. SFM · Entity 2456 Exercise / conversionStock Option (right to buy) · Derivative 50,000 $0.00 Strike: $6.92 $0.00
Disclosure

SEC source: 0001209191-19-059342 · doc4.xml · derivative · entry 3

Frumkin Theodore Edward II · CIK 0001581628 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock, par value $0.001 per share · 50,000 shares

Expires 2019-12-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: All such options are presently exercisable.

Read SEC document
December 03, 2019 Filed Dec 5, 2019 22:09 UTC Sprouts Farmers Market, Inc. SFM · Entity 2456 SaleCommon Stock, par value $0.001 per share 50,000 $20.13 $1,006,350.00
Disclosure

SEC source: 0001209191-19-059342 · doc4.xml · nonDerivative · entry 2

Frumkin Theodore Edward II · CIK 0001581628 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,844

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.915 to $20.285 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · balance_after: Includes 17,875 shares of common stock, 14,018 restricted shares, and 4,951 performance share awards. Each restricted share and performance share award represents the right to receive, upon vesting, one share of common stock. 4,951 restricted shares will vest on March 3, 2020; 3,318 restricted shares will vest evenly over two years on March 5, 2020 and March 5, 2021; and 5,749 will vest evenly over three years on March 4, 2020, March 4, 2021 and March 4, 2022. The 4,951 performance shares will vest on March 3, 2020. All such vests assume continued employment through the applicable dates.

Read SEC document
December 03, 2019 Filed Dec 5, 2019 22:09 UTC Sprouts Farmers Market, Inc. SFM · Entity 2456 Exercise / conversionCommon Stock, par value $0.001 per share 50,000 $6.92 $345,775.00
Disclosure

SEC source: 0001209191-19-059342 · doc4.xml · nonDerivative · entry 1

Frumkin Theodore Edward II · CIK 0001581628 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,844

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 06, 2019 Filed Mar 6, 2019 23:22 UTC Sprouts Farmers Market, Inc. SFM · Entity 2456 SaleCommon Stock, par value $0.001 per share 496 $22.88 $11,348.93
Disclosure

SEC source: 0001209191-19-017504 · doc4.xml · nonDerivative · entry 4

Frumkin Theodore Edward II · CIK 0001581628 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,844

F1 · kind: This transaction was a broker-assisted sale of shares of common stock to satisfy the withholding tax liability incurred upon the vesting of restricted stock units, as mandated by the Issuer's election under its equity incentive plan documents, and does not represent a discretionary trade by the reporting person.

F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.88 to $23.0281 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F5 · balance_after: Includes, in addition to the 5,749 shares described in Note (3), 17,875 shares of common stock, 8,269 restricted shares, and 4,951 performance share awards. Each restricted share and performance share award represents the right to receive, upon vesting, one share of common stock. 4,951 restricted shares will vest on March 3, 2020, and 3,318 restricted shares will vest evenly over two years on March 5, 2020 and March 5, 2021. The 4,951 performance shares will vest on March 3, 2020. All such vests assume continued employment through the applicable dates.

Read SEC document
March 05, 2019 Filed Mar 6, 2019 23:22 UTC Sprouts Farmers Market, Inc. SFM · Entity 2456 SaleCommon Stock, par value $0.001 per share 235 $23.18 $5,447.30
Disclosure

SEC source: 0001209191-19-017504 · doc4.xml · nonDerivative · entry 3

Frumkin Theodore Edward II · CIK 0001581628 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,340

F1 · kind: This transaction was a broker-assisted sale of shares of common stock to satisfy the withholding tax liability incurred upon the vesting of restricted stock units, as mandated by the Issuer's election under its equity incentive plan documents, and does not represent a discretionary trade by the reporting person.

Read SEC document
March 04, 2019 Filed Mar 6, 2019 23:22 UTC Sprouts Farmers Market, Inc. SFM · Entity 2456 GrantStock Option (right to buy) · Derivative 8,945 $0.00 Strike: $23.12 $0.00
Disclosure

SEC source: 0001209191-19-017504 · doc4.xml · derivative · entry 5

Frumkin Theodore Edward II · CIK 0001581628 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,945

Underlying: Common stock, par value $0.001 per share · 8,945 shares

Expires 2026-03-04

F6 · derivative.exercise_date: These options become exercisable in three equal annual installments on March 4, 2020, March 4, 2021, and March 4, 2022, assuming continued employment through the vest dates.

Read SEC document
March 04, 2019 Filed Mar 6, 2019 23:22 UTC Sprouts Farmers Market, Inc. SFM · Entity 2456 GrantCommon Stock, par value $0.001 per share 5,749 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-017504 · doc4.xml · nonDerivative · entry 2

Frumkin Theodore Edward II · CIK 0001581628 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,575

F3 · security: Consists of a grant of restricted stock units. Each restricted stock unit represents the right to receive, upon vesting, one share of common stock. These restricted stock units will vest over three years, with one-third vesting on March 4, 2020; one-third vesting on March 4, 2021; and the remaining one-third vesting on March 4, 2022, assuming continued employment through the applicable vest date.

Read SEC document
March 04, 2019 Filed Mar 6, 2019 23:22 UTC Sprouts Farmers Market, Inc. SFM · Entity 2456 SaleCommon Stock, par value $0.001 per share 3,106 $22.95 $71,285.18
Disclosure

SEC source: 0001209191-19-017504 · doc4.xml · nonDerivative · entry 1

Frumkin Theodore Edward II · CIK 0001581628 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,826

F1 · kind: This transaction was a broker-assisted sale of shares of common stock to satisfy the withholding tax liability incurred upon the vesting of restricted stock units, as mandated by the Issuer's election under its equity incentive plan documents, and does not represent a discretionary trade by the reporting person.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.95 to $23.1245 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
November 19, 2018 Filed Nov 22, 2018 00:17 UTC Sprouts Farmers Market, Inc. SFM · Entity 2456 Exercise / conversionStock Option (right to buy) · Derivative 30,000 $0.00 Strike: $20.98 $0.00
Disclosure

SEC source: 0001209191-18-059833 · doc4.xml · derivative · entry 5

Frumkin Theodore Edward II · CIK 0001581628 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock, par value $0.001 per share · 30,000 shares

Expires 2022-08-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: All such options are presently exercisable.

Read SEC document
November 19, 2018 Filed Nov 22, 2018 00:17 UTC Sprouts Farmers Market, Inc. SFM · Entity 2456 Exercise / conversionStock Option (right to buy) · Derivative 23,333 $0.00 Strike: $6.92 $0.00
Disclosure

SEC source: 0001209191-18-059833 · doc4.xml · derivative · entry 4

Frumkin Theodore Edward II · CIK 0001581628 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common stock, par value $0.001 per share · 23,333 shares

Expires 2019-12-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: All such options are presently exercisable.

Read SEC document
November 19, 2018 Filed Nov 22, 2018 00:17 UTC Sprouts Farmers Market, Inc. SFM · Entity 2456 SaleCommon Stock, par value $0.001 per share 53,333 $27.52 $1,467,580.16
Disclosure

SEC source: 0001209191-18-059833 · doc4.xml · nonDerivative · entry 3

Frumkin Theodore Edward II · CIK 0001581628 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,932

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.99 to $27.74 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · balance_after: Includes 9,361 shares of common stock, 15,668 shares of restricted stock, and 9,903 performance share awards. Each restricted stock unit and performance share award represents the right to receive, upon vesting, one share of common stock. 9,903 shares of restricted stock will vest annually over two years on March 3, 2019, and 2020; 788 shares of restricted stock will vest on March 4, 2019; and the remaining 4,977 will vest over three years, with one-third vesting on March 5, 2019; one-third vesting on March 5, 2020; and the remaining one-third vesting on March 5, 2021. The performance shares will vest annually over two years on March 3, 2019 and 2020. All such vests assume continued employment through the applicable dates.

Read SEC document
November 19, 2018 Filed Nov 22, 2018 00:17 UTC Sprouts Farmers Market, Inc. SFM · Entity 2456 Exercise / conversionCommon Stock, par value $0.001 per share 30,000 $20.98 $629,400.00
Disclosure

SEC source: 0001209191-18-059833 · doc4.xml · nonDerivative · entry 2

Frumkin Theodore Edward II · CIK 0001581628 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,265

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 19, 2018 Filed Nov 22, 2018 00:17 UTC Sprouts Farmers Market, Inc. SFM · Entity 2456 Exercise / conversionCommon Stock, par value $0.001 per share 23,333 $6.92 $161,359.36
Disclosure

SEC source: 0001209191-18-059833 · doc4.xml · nonDerivative · entry 1

Frumkin Theodore Edward II · CIK 0001581628 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,265

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 12, 2018 Filed Mar 14, 2018 21:04 UTC Sprouts Farmers Market, Inc. SFM · Entity 2456 SaleCommon Stock, par value $0.001 per share 471 $25.33 $11,930.43
Disclosure

SEC source: 0001209191-18-019614 · doc4.xml · nonDerivative · entry 1

Frumkin Theodore Edward II · CIK 0001581628 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,932

F1 · kind: This transaction was a broker-assisted sale of shares of common stock to satisfy the withholding tax liability incurred upon the vesting of restricted stock units, as mandated by the Issuer's election under its equity incentive plan documents, and does not represent a discretionary trade by the reporting person.

F2 · balance_after: Includes 9,361 shares of common stock, 15,668 shares of restricted stock, and 9,903 performance share awards. Each restricted stock unit and performance share award represents the right to receive, upon vesting, one share of common stock. 9,903 shares of restricted stock will vest annually over two years on March 3, 2019, and 2020; 788 shares of restricted stock will vest on March 4, 2019; and the remaining 4,977 will vest over three years, with one-third vesting on March 5, 2019; one-third vesting on March 5, 2020; and the remaining one-third vesting on March 5, 2021. The performance shares will vest annually over two years on March 3, 2019 and 2020. All such vests assume continued employment through the applicable dates.

Read SEC document
March 05, 2018 Filed Mar 7, 2018 23:27 UTC Sprouts Farmers Market, Inc. SFM · Entity 2456 SaleCommon Stock, par value $0.001 per share 1,722 $25.24 $43,467.76
Disclosure

SEC source: 0001209191-18-017837 · doc4.xml · nonDerivative · entry 2

Frumkin Theodore Edward II · CIK 0001581628 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,403

F2 · kind: This transaction was a broker-assisted sale of shares of common stock to satisfy the withholding tax liability incurred upon the vesting of restricted stock units, as mandated by the Issuer's election under its equity incentive plan documents, and does not represent a discretionary trade by the reporting person.

F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.24 to $25.5552 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F4 · balance_after: Includes, in addition to the 4,977 shares described in Note (1), 8,248 shares of common stock, 10,691 shares of restricted stock, and 11,487 performance share awards. Each restricted stock unit and performance share award represents the right to receive, upon vesting, one share of common stock. 9,903 shares of restricted stock will vest annually over two years on March 3, 2019, and 2020. The remaining 788 shares of restricted stock will vest on March 4, 2019. 1,584 of the performance share awards will vest on March 11, 2018. The remaining 9,903 of the performance shares will vest annually over two years on March 3, 2019 and 2020. All such vests assume continued employment through the applicable dates.

Read SEC document
March 05, 2018 Filed Mar 7, 2018 23:27 UTC Sprouts Farmers Market, Inc. SFM · Entity 2456 GrantCommon Stock, par value $0.001 per share 4,977 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-017837 · doc4.xml · nonDerivative · entry 1

Frumkin Theodore Edward II · CIK 0001581628 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,125

F1 · security: Consists of a grant of restricted stock units. Each restricted stock unit represents the right to receive, upon vesting, one share of common stock. These restricted stock units will vest over three years, with one-third vesting on March 5, 2019; one-third vesting on March 5, 2020; and the remaining one-third vesting on March 5, 2021, assuming continued employment through the applicable vest date.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 23:11 UTC Sprouts Farmers Market, Inc. SFM · Entity 2456 GrantCommon Stock, par value $0.001 per share 9,903 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-012600 · doc4.xml · nonDerivative · entry 1

Frumkin Theodore Edward II · CIK 0001581628 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,148

F1 · shares: Represents performance share awards granted to the Reporting Person on March 3, 2017 under the Issuer's 2013 Incentive Plan, as amended. On February 20, 2018, the Compensation Committee of the Board of Directors of the Issuer determined that the performance conditions were met with respect to such performance share awards. 50% of such shares will vest on each of the second and third anniversaries of the grant date, subject to the Reporting Person's continuous service through such dates.

F2 · balance_after: Includes, in addition to the 9,903 shares described in Note (1), 4,230 shares of common stock, 14,855 shares of restricted stock, 1,576 restricted stock units and 1,584 performance share awards. Each restricted stock unit and performance share award represents the right to receive, upon vesting, one share of common stock. The restricted stock will vest annually over three years on March 3, 2018, 2019, and 2020. The restricted stock units will vest evenly on March 4, 2018 and March 4, 2019. The performance share awards will vest on March 11, 2018. All such vests assume continued employment through the applicable dates.

Read SEC document
November 30, 2017 Filed Dec 1, 2017 22:51 UTC Sprouts Farmers Market, Inc. SFM · Entity 2456 Exercise / conversionStock Option (right to buy) · Derivative 36,667 $0.00 Strike: $6.92 $0.00
Disclosure

SEC source: 0001209191-17-063276 · doc4.xml · derivative · entry 3

Frumkin Theodore Edward II · CIK 0001581628 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,333

Underlying: Common stock, par value $0.001 per share · 36,667 shares

Expires 2019-12-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: All such options are presently exercisable.

Read SEC document
November 30, 2017 Filed Dec 1, 2017 22:51 UTC Sprouts Farmers Market, Inc. SFM · Entity 2456 SaleCommon Stock, par value $0.001 per share 36,667 $23.93 $877,257.98
Disclosure

SEC source: 0001209191-17-063276 · doc4.xml · nonDerivative · entry 2

Frumkin Theodore Edward II · CIK 0001581628 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,245

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.75 to $24.10 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · balance_after: Amount includes 4,230 shares of common stock, 14,855 shares of restricted stock, 1,576 restricted stock units and 1,584 performance share awards. Each restricted stock unit and performance share award represents the right to receive, upon vesting, one share of common stock. The restricted stock will vest annually over three years on March 3, 2018, 2019, and 2020. The restricted stock units will vest evenly on March 4, 2018 and March 4, 2019. The performance share awards will vest on March 11, 2018. All such vests assume continued employment through the applicable dates.

Read SEC document
November 30, 2017 Filed Dec 1, 2017 22:51 UTC Sprouts Farmers Market, Inc. SFM · Entity 2456 Exercise / conversionCommon Stock, par value $0.001 per share 36,667 $6.92 $253,570.64
Disclosure

SEC source: 0001209191-17-063276 · doc4.xml · nonDerivative · entry 1

Frumkin Theodore Edward II · CIK 0001581628 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,912

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 03, 2017 Filed Mar 7, 2017 22:35 UTC Sprouts Farmers Market, Inc. SFM · Entity 2456 GrantCommon Stock, par value $0.001 per share 14,855 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-018910 · doc4.xml · nonDerivative · entry 1

Frumkin Theodore Edward II · CIK 0001581628 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,245

F1 · security: Consists of a grant of restricted stock. Each restricted stock represents the right to receive, upon vesting, one share of common stock. These shares of restricted stock will vest over three years, with one-third vesting on March 3, 2018; one-third vesting on March 3, 2019; and the remaining one-third vesting on March 3, 2020, assuming continued employment through the applicable vest date.

F2 · balance_after: Includes, in addition to the 14,855 restricted shares described in Note (1), 2,645 shares of common stock, 1,576 restricted stock units and 3,169 performance share awards. Each restricted stock unit and performance share award represents the right to receive, upon vesting, one share of common stock. The remaining restricted stock units will vest evenly on March 4, 2018 and March 4, 2019, and the performance share awards will vest over two years, with one-half vesting March 11, 2017 and the remaining one-half vesting on March 11, 2018, in each case, assuming continued employment through such dates.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.