Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Sprouts Farmers Market, Inc.SFM · Entity 2456 | Interim Co-CEO,President & COO | March 04, 2019 | March 06, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Sprouts Farmers Market, Inc.
Report date March 04, 2019 · Filed March 06, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.001 per shareSEC Table I · non-derivative | Direct | 130,750 |
Reported balance
After 2019-03-04 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2019-03-04 · Sale · Disposed 13,535 · Balance 130,750 F1: This transaction was a broker-assisted sale of shares of common stock to satisfy the withholding tax liability incurred upon the vesting of restricted stock units, as mandated by the Issuer's election under its equity incentive plan documents, and does not represent a discretionary trade by the reporting person. F2: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.95 to $23.1367 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| Common Stock, par value $0.001 per shareSEC Table I · non-derivative | Direct | 160,867 |
Reported balance
After 2019-03-04 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2019-03-04 · Grant · Acquired 30,117 · Balance 160,867 F3: Consists of a grant of restricted stock units. Each restricted stock unit represents the right to receive, upon vesting, one share of common stock. These restricted stock units will vest over three years, with one-third vesting on March 4, 2020; one-third vesting on March 4, 2021; and the remaining one-third vesting on March 4, 2022, assuming continued employment through the applicable vest date. |
| Common Stock, par value $0.001 per shareSEC Table I · non-derivative | Direct | 157,135 |
Reported balance
After 2019-03-06 transaction · row 3
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 3 · 2019-03-06 · Sale · Disposed 3,732 · Balance 157,135 F1: This transaction was a broker-assisted sale of shares of common stock to satisfy the withholding tax liability incurred upon the vesting of restricted stock units, as mandated by the Issuer's election under its equity incentive plan documents, and does not represent a discretionary trade by the reporting person. F4: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.88 to $23.027 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F5: Includes, in addition to the 30,117 shares described in Note (3), 65,782 shares of common stock, 43,266 restricted shares and 17,970 performance share awards. Each restricted share and performance share award represents the right to receive, upon vesting, one share of common stock. 26,676 restricted shares will vest on March 3, 2020, and 16,590 restricted shares will vest evenly over two years on March 5, 2020 and March 5, 2021. The 17,970 performance shares will vest on March 3, 2020. All such vests assume continued employment through the applicable dates. |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction was a broker-assisted sale of shares of common stock to satisfy the withholding tax liability incurred upon the vesting of restricted stock units, as mandated by the Issuer's election under its equity incentive plan documents, and does not represent a discretionary trade by the reporting person.
F2: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.95 to $23.1367 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F3: Consists of a grant of restricted stock units. Each restricted stock unit represents the right to receive, upon vesting, one share of common stock. These restricted stock units will vest over three years, with one-third vesting on March 4, 2020; one-third vesting on March 4, 2021; and the remaining one-third vesting on March 4, 2022, assuming continued employment through the applicable vest date.
F4: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.88 to $23.027 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F5: Includes, in addition to the 30,117 shares described in Note (3), 65,782 shares of common stock, 43,266 restricted shares and 17,970 performance share awards. Each restricted share and performance share award represents the right to receive, upon vesting, one share of common stock. 26,676 restricted shares will vest on March 3, 2020, and 16,590 restricted shares will vest evenly over two years on March 5, 2020 and March 5, 2021. The 17,970 performance shares will vest on March 3, 2020. All such vests assume continued employment through the applicable dates.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 06, 2019 Filed Mar 6, 2019 23:21 UTC | Sprouts Farmers Market, Inc. SFM · Entity 2456 | SaleCommon Stock, par value $0.001 per share | 3,732 | $22.88 | $85,391.15 |
DisclosureSEC source: 0001209191-19-017499 · doc4.xml · nonDerivative · entry 3 Nielsen James Leroy · CIK 0001581623 · Interim Co-CEO,President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 157,135 F1 · kind: This transaction was a broker-assisted sale of shares of common stock to satisfy the withholding tax liability incurred upon the vesting of restricted stock units, as mandated by the Issuer's election under its equity incentive plan documents, and does not represent a discretionary trade by the reporting person. F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.88 to $23.027 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F5 · balance_after: Includes, in addition to the 30,117 shares described in Note (3), 65,782 shares of common stock, 43,266 restricted shares and 17,970 performance share awards. Each restricted share and performance share award represents the right to receive, upon vesting, one share of common stock. 26,676 restricted shares will vest on March 3, 2020, and 16,590 restricted shares will vest evenly over two years on March 5, 2020 and March 5, 2021. The 17,970 performance shares will vest on March 3, 2020. All such vests assume continued employment through the applicable dates. Read SEC document |
| March 04, 2019 Filed Mar 6, 2019 23:21 UTC | Sprouts Farmers Market, Inc. SFM · Entity 2456 | GrantCommon Stock, par value $0.001 per share | 30,117 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-017499 · doc4.xml · nonDerivative · entry 2 Nielsen James Leroy · CIK 0001581623 · Interim Co-CEO,President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 160,867 F3 · security: Consists of a grant of restricted stock units. Each restricted stock unit represents the right to receive, upon vesting, one share of common stock. These restricted stock units will vest over three years, with one-third vesting on March 4, 2020; one-third vesting on March 4, 2021; and the remaining one-third vesting on March 4, 2022, assuming continued employment through the applicable vest date. Read SEC document |
| March 04, 2019 Filed Mar 6, 2019 23:21 UTC | Sprouts Farmers Market, Inc. SFM · Entity 2456 | SaleCommon Stock, par value $0.001 per share | 13,535 | $22.95 | $310,641.79 |
DisclosureSEC source: 0001209191-19-017499 · doc4.xml · nonDerivative · entry 1 Nielsen James Leroy · CIK 0001581623 · Interim Co-CEO,President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,750 F1 · kind: This transaction was a broker-assisted sale of shares of common stock to satisfy the withholding tax liability incurred upon the vesting of restricted stock units, as mandated by the Issuer's election under its equity incentive plan documents, and does not represent a discretionary trade by the reporting person. F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.95 to $23.1367 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| December 26, 2018 Filed Dec 26, 2018 21:59 UTC | Sprouts Farmers Market, Inc. SFM · Entity 2456 | GrantStock Option (right to buy) · Derivative | 20,000 | $0.00 Strike: $23.21 | $0.00 |
DisclosureSEC source: 0001209191-18-064117 · doc4.xml · derivative · entry 1 Nielsen James Leroy · CIK 0001581623 · Interim Co-CEO,President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common stock, par value $0.001 per share · 20,000 shares Expires 2025-12-26 F1 · derivative.exercise_date: These options were granted in connection with the reporting person's appointment as Interim Co-Chief Executive Officer and become exercisable in three equal annual installments on December 26, 2019, December 26, 2020 and December 26, 2021. Read SEC document |
| September 10, 2018 Filed Sep 13, 2018 00:01 UTC | Sprouts Farmers Market, Inc. SFM · Entity 2456 | Exercise / conversionStock Option (right to buy) · Derivative | 466,561 | $0.00 Strike: $20.98 | $0.00 |
DisclosureSEC source: 0001209191-18-050730 · doc4.xml · derivative · entry 3 Nielsen James Leroy · CIK 0001581623 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common stock, par value $0.001 per share · 466,561 shares Expires 2022-08-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: All such options are presently exercisable. Read SEC document |
| September 10, 2018 Filed Sep 13, 2018 00:01 UTC | Sprouts Farmers Market, Inc. SFM · Entity 2456 | SaleCommon Stock, par value $0.001 per share | 466,561 | $29.26 | $13,649,288.71 |
DisclosureSEC source: 0001209191-18-050730 · doc4.xml · nonDerivative · entry 2 Nielsen James Leroy · CIK 0001581623 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 144,285 F1 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.00 to $29.62 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · balance_after: Includes 30,106 shares of common stock, 78,238 restricted shares and 35,941 performance share awards. Each restricted share and performance share award represents the right to receive, upon vesting, one share of common stock. 53,353 restricted shares will vest annually over two years on March 3, 2019 and 2020, and 24,885 will vest over three years, with one-third vesting on March 5, 2019; one-third vesting on March 5, 2020; and the remaining one-third vesting on March 5, 2021. The performance shares will vest annually over two years on March 3, 2019 and 2020. All such vests assume continued employment through the applicable dates. Read SEC document |
| September 10, 2018 Filed Sep 13, 2018 00:01 UTC | Sprouts Farmers Market, Inc. SFM · Entity 2456 | Exercise / conversionCommon Stock, par value $0.001 per share | 466,561 | $20.98 | $9,788,449.78 |
DisclosureSEC source: 0001209191-18-050730 · doc4.xml · nonDerivative · entry 1 Nielsen James Leroy · CIK 0001581623 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 610,846 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 02, 2018 Filed Jul 3, 2018 21:54 UTC | Sprouts Farmers Market, Inc. SFM · Entity 2456 | SaleCommon Stock, par value $0.001 per share | 1,165 | $22.03 | $25,664.95 |
DisclosureSEC source: 0001209191-18-041277 · doc4.xml · nonDerivative · entry 1 Nielsen James Leroy · CIK 0001581623 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 144,285 F1 · kind: This transaction was a broker-assisted sale of shares of common stock to satisfy the withholding tax liability incurred upon the vesting of restricted stock units, as mandated by the Issuer's election under its equity incentive plan documents, and does not represent a discretionary trade by the reporting person. F2 · balance_after: Includes 30,106 shares of common stock, 78,238 restricted shares and 35,941 performance share awards. Each restricted share and performance share award represents the right to receive, upon vesting, one share of common stock. 53,353 restricted shares will vest annually over two years on March 3, 2019 and 2020, and 24,885 will vest over three years, with one-third vesting on March 5, 2019; one-third vesting on March 5, 2020; and the remaining one-third vesting on March 5, 2021. The performance shares will vest annually over two years on March 3, 2019 and 2020. All such vests assume continued employment through the applicable dates. Read SEC document |
| March 12, 2018 Filed Mar 14, 2018 21:03 UTC | Sprouts Farmers Market, Inc. SFM · Entity 2456 | SaleCommon Stock, par value $0.001 per share | 1,933 | $25.33 | $48,962.89 |
DisclosureSEC source: 0001209191-18-019606 · doc4.xml · nonDerivative · entry 1 Nielsen James Leroy · CIK 0001581623 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,450 F1 · kind: This transaction was a broker-assisted sale of shares of common stock to satisfy the withholding tax liability incurred upon the vesting of restricted stock units, as mandated by the Issuer's election under its equity incentive plan documents, and does not represent a discretionary trade by the reporting person. F2 · balance_after: Includes 28,670 shares of common stock, 80,839 restricted shares and 35,941 performance share awards. Each restricted share and performance share award represents the right to receive, upon vesting, one share of common stock. 2,601 restricted shares will vest on June 30, 2018, 53,353 will vest annually over two years on March 3, 2019 and 2020, and 24,885 will vest over three years, with one-third vesting on March 5, 2019; one-third vesting on March 5, 2020; and the remaining one-third vesting on March 5, 2021. The performance shares will vest annually over two years on March 3, 2019 and 2020. All such vests assume continued employment through the applicable dates. Read SEC document |
| March 05, 2018 Filed Mar 7, 2018 23:22 UTC | Sprouts Farmers Market, Inc. SFM · Entity 2456 | SaleCommon Stock, par value $0.001 per share | 10,551 | $25.24 | $266,336.78 |
DisclosureSEC source: 0001209191-18-017819 · doc4.xml · nonDerivative · entry 2 Nielsen James Leroy · CIK 0001581623 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,383 F2 · kind: This transaction was a broker-assisted sale of shares of common stock to satisfy the withholding tax liability incurred upon the vesting of restricted stock units, as mandated by the Issuer's election under its equity incentive plan documents, and does not represent a discretionary trade by the reporting person. F3 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.24 to $25.5352 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F4 · balance_after: Includes, in addition to the 24,885 shares described in Note (1) 26,285 shares of common stock, 55,954 restricted shares and 40,259 performance share awards. Each restricted share and performance share award represent the right to receive, upon vesting, one share of common stock. 2,601 restricted shares will vest on June 30, 2018, and 53,353 will vest annually over two years on March 3, 2019 and 2020. 4,318 performance share awards will vest on March 11, 2018, and the remaining 35,941 performance shares will vest annually over two years on March 3, 2019 and 2020. All such vests assume continued employment through the applicable dates. Read SEC document |
| March 05, 2018 Filed Mar 7, 2018 23:22 UTC | Sprouts Farmers Market, Inc. SFM · Entity 2456 | GrantCommon Stock, par value $0.001 per share | 24,885 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-017819 · doc4.xml · nonDerivative · entry 1 Nielsen James Leroy · CIK 0001581623 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 157,934 F1 · security: Consists of a grant of restricted stock units. Each restricted stock unit represents the right to receive, upon vesting, one share of common stock. These restricted stock units will vest over three years, with one-third vesting on March 5, 2019; one-third vesting on March 5, 2020; and the remaining one-third vesting on March 5, 2021, assuming continued employment through the applicable vest date. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 23:06 UTC | Sprouts Farmers Market, Inc. SFM · Entity 2456 | GrantCommon Stock, par value $0.001 per share | 35,941 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-012587 · doc4.xml · nonDerivative · entry 1 Nielsen James Leroy · CIK 0001581623 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,049 F1 · shares: Represents performance share awards granted to the Reporting Person on March 3, 2017 under the Issuer's 2013 Incentive Plan, as amended. On February 20, 2018, the Compensation Committee of the Board of Directors of the Issuer determined that the performance conditions were met with respect to such performance share awards. 50% of such shares will vest on each of the second and third anniversaries of the grant date, subject to the Reporting Person's continuous service through such dates. F2 · balance_after: Includes, in addition to the 35,941 shares described in Note (1), 10,158 shares of common stock, 82,632 restricted shares and 4,318 performance share awards. Each restricted share and performance share award represent the right to receive, upon vesting, one share of common stock. 2,601 restricted shares will vest on June 30, 2018, and 80,031 will vest annually over three years on March 3, 2018, 2019 and 2020. The performance share awards will vest on March 11, 2018. All such vests assume continued employment through the applicable dates. Read SEC document |
| December 01, 2017 Filed Dec 1, 2017 22:54 UTC | Sprouts Farmers Market, Inc. SFM · Entity 2456 | Exercise / conversionStock Option (right to buy) · Derivative | 110,000 | $0.00 Strike: $18.00 | $0.00 |
DisclosureSEC source: 0001209191-17-063283 · doc4.xml · derivative · entry 3 Nielsen James Leroy · CIK 0001581623 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common stock, par value $0.001 per share · 110,000 shares Expires 2020-07-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: All such options are presently exercisable. Read SEC document |
| December 01, 2017 Filed Dec 1, 2017 22:54 UTC | Sprouts Farmers Market, Inc. SFM · Entity 2456 | SaleCommon Stock, par value $0.001 per share | 110,000 | $23.17 | $2,548,282.00 |
DisclosureSEC source: 0001209191-17-063283 · doc4.xml · nonDerivative · entry 2 Nielsen James Leroy · CIK 0001581623 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,108 F1 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.0000 to $23.36 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F2 · balance_after: Includes 10,158 shares of common stock, 82,632 restricted shares and 4,318 performance share awards. Each restricted share and performance share award represent the right to receive, upon vesting, one share of common stock. 2,601 restricted shares will vest on June 30, 2018, and 80,031 will vest annually over three years on March 3, 2018, 2019 and 2020. The performance share awards will vest on March 11, 2018. All such vests assume continued employment through the applicable dates. Read SEC document |
| December 01, 2017 Filed Dec 1, 2017 22:54 UTC | Sprouts Farmers Market, Inc. SFM · Entity 2456 | Exercise / conversionCommon Stock, par value $0.001 per share | 110,000 | $18.00 | $1,980,000.00 |
DisclosureSEC source: 0001209191-17-063283 · doc4.xml · nonDerivative · entry 1 Nielsen James Leroy · CIK 0001581623 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 207,108 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 25, 2017 Filed May 26, 2017 21:40 UTC | Sprouts Farmers Market, Inc. SFM · Entity 2456 | Exercise / conversionStock Option (right to buy) · Derivative | 55,322 | $0.00 Strike: $3.33 | $0.00 |
DisclosureSEC source: 0001209191-17-035972 · doc4.xml · derivative · entry 3 Nielsen James Leroy · CIK 0001581623 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common stock, par value $0.001 per share · 55,322 shares Expires 2018-05-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: All such options are presently exercisable. Read SEC document |
| May 25, 2017 Filed May 26, 2017 21:40 UTC | Sprouts Farmers Market, Inc. SFM · Entity 2456 | SaleCommon Stock, par value $0.001 per share | 55,322 | $23.74 | $1,313,443.86 |
DisclosureSEC source: 0001209191-17-035972 · doc4.xml · nonDerivative · entry 2 Nielsen James Leroy · CIK 0001581623 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,108 F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.505 to $23.89 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. F3 · balance_after: Includes 10,158 shares of common stock, 82,632 restricted shares and 4,318 performance share awards. Each restricted share and performance share award represent the right to receive, upon vesting, one share of common stock. 2,601 restricted shares will vest on June 30, 2018, and 80,031 will vest annually over three years on March 3, 2018, 2019 and 2020. The performance share awards will vest on March 11, 2018. All such vests assume continued employment through the applicable dates. Read SEC document |
| May 25, 2017 Filed May 26, 2017 21:40 UTC | Sprouts Farmers Market, Inc. SFM · Entity 2456 | Exercise / conversionCommon Stock, par value $0.001 per share | 55,322 | $3.33 | $183,973.31 |
DisclosureSEC source: 0001209191-17-035972 · doc4.xml · nonDerivative · entry 1 Nielsen James Leroy · CIK 0001581623 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,430 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 03, 2017 Filed Mar 7, 2017 22:31 UTC | Sprouts Farmers Market, Inc. SFM · Entity 2456 | GrantCommon Stock, par value $0.001 per share | 80,031 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-018891 · doc4.xml · nonDerivative · entry 1 Nielsen James Leroy · CIK 0001581623 · President & COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,108 F1 · security: Consists of a grant of restricted stock. Each restricted stock represents the right to receive, upon vesting, one share of common stock. These shares of restricted stock will vest over three years, with one-third vesting on March 3, 2018; one-third vesting on March 3, 2019; and the remaining one-third vesting on March 3, 2020, assuming continued employment through the applicable vest date. F2 · balance_after: Includes, in addition to the 80,031 restricted shares described in Note (1), 5,839 shares of common stock, 2,601 restricted shares and 8,637 performance share awards. Each restricted share and performance share award represent the right to receive, upon vesting, one share of common stock. The restricted shares will vest on June 30, 2018, and the performance share awards will vest one-half on March 11, 2017 and one-half on March 11, 2018, in each case, assuming continued employment through such dates. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.