Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Sprouts Farmers Market, Inc.SFM · Entity 2456 | Interim Co-CEO and CFO | March 01, 2019 | March 05, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Sprouts Farmers Market, Inc.
Report date March 01, 2019 · Filed March 05, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.001 per shareSEC Table I · non-derivative | Direct | 130,981 |
Reported balance
After 2019-03-01 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2019-03-01 · Tax withholding · Disposed 8,617 · Balance 130,981 F1: Shares were withheld to satisfy the withholding tax liability incurred upon the vesting of restricted stock. |
| Common Stock, par value $0.001 per shareSEC Table I · non-derivative | Direct | 129,163 |
Reported balance
After 2019-03-04 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2019-03-04 · Tax withholding · Disposed 1,818 · Balance 129,163 F1: Shares were withheld to satisfy the withholding tax liability incurred upon the vesting of restricted stock. |
| Common Stock, par value $0.001 per shareSEC Table I · non-derivative | Direct | 149,895 |
Reported balance
After 2019-03-04 transaction · row 3
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 3 · 2019-03-04 · Grant · Acquired 20,732 · Balance 149,895 F2: Consists of a grant of restricted stock units. Each restricted stock unit represents the right to receive, upon vesting, one share of common stock. These restricted stock units will vest over three years, with one-third vesting on March 4, 2020; one-third vesting on March 4, 2021; and the remaining one-third vesting on March 4, 2022, assuming continued employment through the applicable vest date. |
| Common Stock, par value $0.001 per shareSEC Table I · non-derivative | Direct | 147,237 |
Reported balance
After 2019-03-05 transaction · row 4
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 4 · 2019-03-05 · Tax withholding · Disposed 2,658 · Balance 147,237 F1: Shares were withheld to satisfy the withholding tax liability incurred upon the vesting of restricted stock. F3: Includes, in addition to the 20,732 shares described in Note (2), 85,229 shares of common stock, 24,055 restricted shares, and 17,221 performance share awards. Each restricted share and performance share award represents the right to receive, upon vesting, one share of common stock. 12,091 restricted shares will vest on March 3, 2020 and 11,964 restricted shares will vest evenly over two years on March 5, 2020 and March 5, 2021. The 17,221 performance shares will vest on March 3, 2020. All such vests assume continued employment through the applicable dates. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares were withheld to satisfy the withholding tax liability incurred upon the vesting of restricted stock.
F2: Consists of a grant of restricted stock units. Each restricted stock unit represents the right to receive, upon vesting, one share of common stock. These restricted stock units will vest over three years, with one-third vesting on March 4, 2020; one-third vesting on March 4, 2021; and the remaining one-third vesting on March 4, 2022, assuming continued employment through the applicable vest date.
F3: Includes, in addition to the 20,732 shares described in Note (2), 85,229 shares of common stock, 24,055 restricted shares, and 17,221 performance share awards. Each restricted share and performance share award represents the right to receive, upon vesting, one share of common stock. 12,091 restricted shares will vest on March 3, 2020 and 11,964 restricted shares will vest evenly over two years on March 5, 2020 and March 5, 2021. The 17,221 performance shares will vest on March 3, 2020. All such vests assume continued employment through the applicable dates.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 05, 2019 Filed Mar 5, 2019 21:08 UTC | Sprouts Farmers Market, Inc. SFM · Entity 2456 | Tax withholdingCommon Stock, par value $0.001 per share | 2,658 | $23.12 | $61,452.96 |
DisclosureSEC source: 0001209191-19-017203 · doc4.xml · nonDerivative · entry 4 Lukow Bradley · CIK 0001668133 · Interim Co-CEO and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,237 F1 · kind: Shares were withheld to satisfy the withholding tax liability incurred upon the vesting of restricted stock. F3 · balance_after: Includes, in addition to the 20,732 shares described in Note (2), 85,229 shares of common stock, 24,055 restricted shares, and 17,221 performance share awards. Each restricted share and performance share award represents the right to receive, upon vesting, one share of common stock. 12,091 restricted shares will vest on March 3, 2020 and 11,964 restricted shares will vest evenly over two years on March 5, 2020 and March 5, 2021. The 17,221 performance shares will vest on March 3, 2020. All such vests assume continued employment through the applicable dates. Read SEC document |
| March 04, 2019 Filed Mar 5, 2019 21:08 UTC | Sprouts Farmers Market, Inc. SFM · Entity 2456 | GrantCommon Stock, par value $0.001 per share | 20,732 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-017203 · doc4.xml · nonDerivative · entry 3 Lukow Bradley · CIK 0001668133 · Interim Co-CEO and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,895 F2 · security: Consists of a grant of restricted stock units. Each restricted stock unit represents the right to receive, upon vesting, one share of common stock. These restricted stock units will vest over three years, with one-third vesting on March 4, 2020; one-third vesting on March 4, 2021; and the remaining one-third vesting on March 4, 2022, assuming continued employment through the applicable vest date. Read SEC document |
| March 04, 2019 Filed Mar 5, 2019 21:08 UTC | Sprouts Farmers Market, Inc. SFM · Entity 2456 | Tax withholdingCommon Stock, par value $0.001 per share | 1,818 | $23.12 | $42,032.16 |
DisclosureSEC source: 0001209191-19-017203 · doc4.xml · nonDerivative · entry 2 Lukow Bradley · CIK 0001668133 · Interim Co-CEO and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,163 F1 · kind: Shares were withheld to satisfy the withholding tax liability incurred upon the vesting of restricted stock. Read SEC document |
| March 01, 2019 Filed Mar 5, 2019 21:08 UTC | Sprouts Farmers Market, Inc. SFM · Entity 2456 | Tax withholdingCommon Stock, par value $0.001 per share | 8,617 | $23.20 | $199,914.40 |
DisclosureSEC source: 0001209191-19-017203 · doc4.xml · nonDerivative · entry 1 Lukow Bradley · CIK 0001668133 · Interim Co-CEO and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,981 F1 · kind: Shares were withheld to satisfy the withholding tax liability incurred upon the vesting of restricted stock. Read SEC document |
| December 26, 2018 Filed Dec 26, 2018 16:58 UTC | Sprouts Farmers Market, Inc. SFM · Entity 2456 | GrantStock Option (right to buy) · Derivative | 20,000 | $0.00 Strike: $23.21 | $0.00 |
DisclosureSEC source: 0001209191-18-064115 · doc4.xml · derivative · entry 1 Lukow Bradley · CIK 0001668133 · Interim Co-CEO and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common stock, par value $0.001 per share · 20,000 shares Expires 2025-12-26 F1 · derivative.exercise_date: These options were granted in connection with the reporting person's appointment as Interim Co-Chief Executive Officer and become exercisable in three equal annual installments on December 26, 2019, December 26, 2020 and December 26, 2021. Read SEC document |
| November 30, 2018 Filed Nov 30, 2018 16:38 UTC | Sprouts Farmers Market, Inc. SFM · Entity 2456 | PurchaseCommon Stock, par value $0.001 per share | 10,000 | $23.09 | $230,864.00 |
DisclosureSEC source: 0001209191-18-060376 · doc4.xml · nonDerivative · entry 1 Lukow Bradley · CIK 0001668133 · Interim Co-CEO and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,598 F1 · price: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $23.0850 to $23.0900 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F2 · balance_after: Includes 56,851 shares of common stock, 48,303 restricted shares, and 34,444 performance share awards. Each restricted share and performance share award represent the right to receive, upon vesting, one share of common stock. 6,175 restricted shares will vest on March 4, 2019, 24,182 restricted shares will vest evenly over two years, March 3, 2019 and 2020 and 17,946 restricted shares will vest over three years, with one-third vesting on March 5, 2019; one-third vesting on March 5, 2020; and the remaining one-third vesting on March 5, 2021. The 34,444 performance shares will vest annually over two years on March 3, 2019 and 2020. All such vests assume continued employment through the applicable dates. Read SEC document |
| March 06, 2018 Filed Mar 7, 2018 18:23 UTC | Sprouts Farmers Market, Inc. SFM · Entity 2456 | SaleCommon Stock, par value $0.001 per share | 6,592 | $25.26 | $166,513.92 |
DisclosureSEC source: 0001209191-18-017823 · doc4.xml · nonDerivative · entry 2 Lukow Bradley · CIK 0001668133 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,598 F2 · kind: This transaction was a broker-assisted sale of shares of common stock to satisfy the withholding tax liability incurred upon the vesting of restricted stock units, as mandated by the Issuer's election under its equity incentive plan documents, and does not represent a discretionary trade by the reporting person. F3 · balance_after: Includes, in addition to the 17,946 shares described in Note (1), 46,851 shares of common stock, 30,357 shares of restricted stock, and 34,444 performance share awards. Each restricted share and performance share award represent the right to receive, upon vesting, one share of common stock. 6,175 restricted shares will vest on March 4, 2019 and 24,182 restricted shares will vest evenly over two years, March 3, 2019 and 2020. The 34,444 performance shares will vest annually over two years on March 3, 2019 and 2020. All such vests assume continued employment through the applicable dates. Read SEC document |
| March 05, 2018 Filed Mar 7, 2018 18:23 UTC | Sprouts Farmers Market, Inc. SFM · Entity 2456 | GrantCommon Stock, par value $0.001 per share | 17,946 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-017823 · doc4.xml · nonDerivative · entry 1 Lukow Bradley · CIK 0001668133 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,190 F1 · security: Consists of a grant of restricted stock unit. Each restricted stock unit represents the right to receive, upon vesting, one share of common stock. These restricted stock units will vest over three years, with one-third vesting on March 5, 2019; one-third vesting on March 5, 2020; and the remaining one-third vesting on March 5, 2021, assuming continued employment through the applicable vest date. Read SEC document |
| February 20, 2018 Filed Feb 22, 2018 18:07 UTC | Sprouts Farmers Market, Inc. SFM · Entity 2456 | GrantCommon Stock, par value $0.001 per share | 34,444 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-012590 · doc4.xml · nonDerivative · entry 1 Lukow Bradley · CIK 0001668133 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,244 F1 · shares: Represents performance share awards granted to the Reporting Person on March 3, 2017 under the Issuer's 2013 Incentive Plan, as amended. On February 20, 2018, the Compensation Committee of the Board of Directors of the Issuer determined that the performance conditions were met with respect to such performance share awards. 50% of such shares will vest on each of the second and third anniversaries of the grant date, subject to the Reporting Person's continuous service through such dates. F2 · balance_after: Includes, in addition to the 34,444 shares described in Note (1), 35,175 shares of common stock, 36,275 shares of restricted stock, and 12,350 restricted stock units. Each share of restricted stock will vest over three years, with one-third vesting on March 3, 2018; one-third vesting on March 3, 2019; and the remaining one-third vesting on March 3, 2020. Each restricted stock unit represents the right to receive, upon vesting, one share of common stock and will vest evenly on March 4, 2018 and March 4, 2019. All such vests assume continued employment through the applicable dates. Read SEC document |
| August 29, 2017 Filed Aug 29, 2017 16:08 UTC | Sprouts Farmers Market, Inc. SFM · Entity 2456 | PurchaseCommon Stock, par value $0.001 per share | 7,000 | $19.80 | $138,588.80 |
DisclosureSEC source: 0001209191-17-050550 · doc4.xml · nonDerivative · entry 1 Lukow Bradley · CIK 0001668133 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,800 F1 · price: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $19.7950 to $19.7999 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F2 · balance_after: Includes 35,175 shares of common stock, 36,275 shares of restricted stock, and 12,350 restricted stock units. Each share of restricted stock will vest over three years, with one-third vesting on March 3, 2018; one-third vesting on March 3, 2019; and the remaining one-third vesting on March 3, 2020. Each restricted stock unit represents the right to receive, upon vesting, one share of common stock and will vest evenly on March 4, 2018 and March 4, 2019. All such vests assume continued employment through the applicable dates. Read SEC document |
| March 03, 2017 Filed Mar 7, 2017 17:38 UTC | Sprouts Farmers Market, Inc. SFM · Entity 2456 | GrantCommon Stock, par value $0.001 per share | 36,275 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-018921 · doc4.xml · nonDerivative · entry 1 Lukow Bradley · CIK 0001668133 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,800 F1 · security: Consists of a grant of restricted stock. Each restricted stock represents the right to receive, upon vesting, one share of common stock. These shares of restricted stock will vest over three years, with one-third vesting on March 3, 2018; one-third vesting on March 3, 2019; and the remaining one-third vesting on March 3, 2020, assuming continued employment through the applicable vest date. F2 · balance_after: Includes, in addition to the 36,275 restricted shares described in Note (1), 28,175 shares of common stock and 12,350 restricted stock units. Each restricted stock unit represents the right to receive, upon vesting, one share of common stock. The remaining restricted stock units will vest evenly on March 4, 2018 and March 4, 2019, assuming continued employment through such dates. Read SEC document |
| September 16, 2016 Filed Sep 19, 2016 09:07 UTC | Sprouts Farmers Market, Inc. SFM · Entity 2456 | PurchaseCommon Stock, par value $0.001 per share | 2,000 | $20.05 | $40,092.40 |
DisclosureSEC source: 0001209191-16-141898 · doc4.xml · nonDerivative · entry 1 Lukow Bradley · CIK 0001668133 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,525 F1 · balance_after: Includes 18,525 restricted stock units. Each restricted stock unit represents the right to receive, upon vesting, one share of common stock. These restricted stock units will vest over three years, with one-third vesting on March 4, 2017; one-third vesting on March 4, 2018; and the remaining one-third vesting on March 4, 2019, assuming continued employment through the applicable vest date. Read SEC document |
| September 12, 2016 Filed Sep 13, 2016 09:15 UTC | Sprouts Farmers Market, Inc. SFM · Entity 2456 | PurchaseCommon Stock, par value $0.001 per share | 10,000 | $19.45 | $194,455.00 |
DisclosureSEC source: 0001209191-16-141033 · doc4.xml · nonDerivative · entry 1 Lukow Bradley · CIK 0001668133 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,525 F1 · price: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $19.4195 to $19.4715 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F2 · balance_after: Includes 18,525 restricted stock units. Each restricted stock unit represents the right to receive, upon vesting, one share of common stock. These restricted stock units will vest over three years, with one-third vesting on March 4, 2017; one-third vesting on March 4, 2018; and the remaining one-third vesting on March 4, 2019, assuming continued employment through the applicable vest date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.