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Nasdaq · USD

SFM

Sprouts Farmers Market, Inc.

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2456
SEC CIK
0001575515
Parsed reports
497

Last 12 months

Inside the activity.

2 purchase rows · 63 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202504
Jan 202600
Feb 202600
Mar 2026245
Apr 202600
May 202601
Jun 202603
Jul 202602
Aug 202603
Sep 202603
Oct 202602

Latest available

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
February 19, 2019 Filed Feb 19, 2019 19:22 UTC Exercise / conversionCommon Stock, par value $0.001 per share 778 $18.00 $14,004.00
Disclosure

SEC source: 0001209191-19-011354 · doc4.xml · nonDerivative · entry 1

Fortunato Joe · CIK 0001372127 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,485

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 26, 2018 Filed Dec 26, 2018 16:58 UTC
Lukow BradleyInterim Co-CEO and CFO
GrantStock Option (right to buy) · Derivative 20,000 $0.00 Strike: $23.21 $0.00
Disclosure

SEC source: 0001209191-18-064115 · doc4.xml · derivative · entry 1

Lukow Bradley · CIK 0001668133 · Interim Co-CEO and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common stock, par value $0.001 per share · 20,000 shares

Expires 2025-12-26

F1 · derivative.exercise_date: These options were granted in connection with the reporting person's appointment as Interim Co-Chief Executive Officer and become exercisable in three equal annual installments on December 26, 2019, December 26, 2020 and December 26, 2021.

Read SEC document
December 26, 2018 Filed Dec 26, 2018 21:59 UTC
Nielsen James LeroyInterim Co-CEO,President & COO
GrantStock Option (right to buy) · Derivative 20,000 $0.00 Strike: $23.21 $0.00
Disclosure

SEC source: 0001209191-18-064117 · doc4.xml · derivative · entry 1

Nielsen James Leroy · CIK 0001581623 · Interim Co-CEO,President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common stock, par value $0.001 per share · 20,000 shares

Expires 2025-12-26

F1 · derivative.exercise_date: These options were granted in connection with the reporting person's appointment as Interim Co-Chief Executive Officer and become exercisable in three equal annual installments on December 26, 2019, December 26, 2020 and December 26, 2021.

Read SEC document
December 10, 2018 Filed Dec 10, 2018 23:02 UTC PurchaseCommon Stock, par value $0.001 per share 2,000 $24.00 $48,000.00
Disclosure

SEC source: 0001209191-18-061856 · doc4.xml · nonDerivative · entry 2

Blum Kristen E · CIK 0001681247 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,981

F1 · balance_after: Consists of 12,713 shares of common stock and 4,268 restricted stock units. Each restricted stock unit represents the right to receive, upon vesting, one share of common stock. The restricted stock units will vest on May 14, 2019, assuming continued service through the vest date.

Read SEC document
December 07, 2018 Filed Dec 10, 2018 23:02 UTC PurchaseCommon Stock, par value $0.001 per share 2,000 $24.40 $48,800.00
Disclosure

SEC source: 0001209191-18-061856 · doc4.xml · nonDerivative · entry 1

Blum Kristen E · CIK 0001681247 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,981

Read SEC document
December 04, 2018 Filed Dec 4, 2018 16:05 UTC PurchaseCommon Stock, par value $0.001 per share 2,000 $24.31 $48,629.40
Disclosure

SEC source: 0001209191-18-060818 · doc4.xml · nonDerivative · entry 1

TOWNSEND STEVEN H · CIK 0001240672 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,207

F1 · price: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $24.30 to $24.34 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F2 · balance_after: Includes, in addition to the 2,000 shares of common stock described in Note (1), 23,939 shares of common stock and 4,268 restricted stock units. The restricted stock units will vest on May 14, 2019 assuming continued service through the vest date.

Read SEC document
November 30, 2018 Filed Nov 30, 2018 16:38 UTC
Lukow BradleyInterim Co-CEO and CFO
PurchaseCommon Stock, par value $0.001 per share 10,000 $23.09 $230,864.00
Disclosure

SEC source: 0001209191-18-060376 · doc4.xml · nonDerivative · entry 1

Lukow Bradley · CIK 0001668133 · Interim Co-CEO and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 139,598

F1 · price: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $23.0850 to $23.0900 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F2 · balance_after: Includes 56,851 shares of common stock, 48,303 restricted shares, and 34,444 performance share awards. Each restricted share and performance share award represent the right to receive, upon vesting, one share of common stock. 6,175 restricted shares will vest on March 4, 2019, 24,182 restricted shares will vest evenly over two years, March 3, 2019 and 2020 and 17,946 restricted shares will vest over three years, with one-third vesting on March 5, 2019; one-third vesting on March 5, 2020; and the remaining one-third vesting on March 5, 2021. The 34,444 performance shares will vest annually over two years on March 3, 2019 and 2020. All such vests assume continued employment through the applicable dates.

Read SEC document
November 30, 2018 Filed Nov 30, 2018 21:40 UTC PurchaseCommon Stock, par value $0.001 per share 88,500 $22.83 $2,020,154.10
Disclosure

SEC source: 0001209191-18-060383 · doc4.xml · nonDerivative · entry 1

Boney Shon A. · CIK 0001581606 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,138

F1 · price: The reported price in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $22.6550 to $23.0000 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F2 · balance_after: Includes, in addition to the 88,500 shares of common stock in Note (1), 1,370 shares of common stock and 4,268 restricted stock units. Each restricted stock unit represents the right to receive, upon vesting, one share of common stock. These restricted stock units will vest on May 14, 2019, assuming continued service through the vest date.

Read SEC document
November 30, 2018 Filed Nov 30, 2018 21:39 UTC
McGlinchey DavidChief Merchandising Officer
PurchaseCommon Stock, par value $0.001 per share 5,000 $23.10 $115,500.00
Disclosure

SEC source: 0001209191-18-060380 · doc4.xml · nonDerivative · entry 1

McGlinchey David · CIK 0001747971 · Chief Merchandising Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,034

F1 · balance_after: Consists of 5,000 shares of common stock and 7,034 restricted stock units. Each restricted stock unit represents the right to receive, upon vesting, one share of common stock. These restricted stock units will vest over three years, with one-third vesting on March 5, 2019; one-third vesting on March 5, 2020; and the remaining one-third vesting on March 5, 2021, assuming continued employment through the applicable vest date.

Read SEC document
November 19, 2018 Filed Nov 22, 2018 00:17 UTC
Frumkin Theodore Edward IIChief Development Officer
Exercise / conversionStock Option (right to buy) · Derivative 30,000 $0.00 Strike: $20.98 $0.00
Disclosure

SEC source: 0001209191-18-059833 · doc4.xml · derivative · entry 5

Frumkin Theodore Edward II · CIK 0001581628 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock, par value $0.001 per share · 30,000 shares

Expires 2022-08-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: All such options are presently exercisable.

Read SEC document
November 19, 2018 Filed Nov 22, 2018 00:17 UTC
Frumkin Theodore Edward IIChief Development Officer
Exercise / conversionStock Option (right to buy) · Derivative 23,333 $0.00 Strike: $6.92 $0.00
Disclosure

SEC source: 0001209191-18-059833 · doc4.xml · derivative · entry 4

Frumkin Theodore Edward II · CIK 0001581628 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Common stock, par value $0.001 per share · 23,333 shares

Expires 2019-12-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: All such options are presently exercisable.

Read SEC document
November 19, 2018 Filed Nov 22, 2018 00:17 UTC
Frumkin Theodore Edward IIChief Development Officer
SaleCommon Stock, par value $0.001 per share 53,333 $27.52 $1,467,580.16
Disclosure

SEC source: 0001209191-18-059833 · doc4.xml · nonDerivative · entry 3

Frumkin Theodore Edward II · CIK 0001581628 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,932

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.99 to $27.74 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · balance_after: Includes 9,361 shares of common stock, 15,668 shares of restricted stock, and 9,903 performance share awards. Each restricted stock unit and performance share award represents the right to receive, upon vesting, one share of common stock. 9,903 shares of restricted stock will vest annually over two years on March 3, 2019, and 2020; 788 shares of restricted stock will vest on March 4, 2019; and the remaining 4,977 will vest over three years, with one-third vesting on March 5, 2019; one-third vesting on March 5, 2020; and the remaining one-third vesting on March 5, 2021. The performance shares will vest annually over two years on March 3, 2019 and 2020. All such vests assume continued employment through the applicable dates.

Read SEC document
November 19, 2018 Filed Nov 22, 2018 00:17 UTC
Frumkin Theodore Edward IIChief Development Officer
Exercise / conversionCommon Stock, par value $0.001 per share 30,000 $20.98 $629,400.00
Disclosure

SEC source: 0001209191-18-059833 · doc4.xml · nonDerivative · entry 2

Frumkin Theodore Edward II · CIK 0001581628 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,265

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 19, 2018 Filed Nov 22, 2018 00:17 UTC
Frumkin Theodore Edward IIChief Development Officer
Exercise / conversionCommon Stock, par value $0.001 per share 23,333 $6.92 $161,359.36
Disclosure

SEC source: 0001209191-18-059833 · doc4.xml · nonDerivative · entry 1

Frumkin Theodore Edward II · CIK 0001581628 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,265

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 19, 2018 Filed Nov 22, 2018 00:16 UTC
Maredia Amin N.Director · Chief Executive Officer
SaleCommon Stock, par value $0.001 per share 65,000 $27.52 $1,788,852.00
Disclosure

SEC source: 0001209191-18-059831 · doc4.xml · nonDerivative · entry 2

Maredia Amin N. · CIK 0001581624 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 192,998

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F3 · shares: These shares of common stock were held by Amin Maredia Family Growth Fund, L.P., an entity established by the reporting person for estate planning purposes. The reporting person (i) may be deemed to have beneficial ownership of the shares owned of record thereby, and (ii) has shared voting and investment power with respect to such shares.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.99 to $27.74 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F4 · balance_after: Includes 97,153 restricted shares and 95,845 performance share awards. Each restricted share and performance share award represents the right to receive, upon vesting, one share of common stock. 42,598 of such restricted shares will vest annually over two years on March 3, 2019 and 2020, and the remaining 54,555 restricted shares will vest annually over three years, with one-third vesting on March 5, 2019; one-third vesting on March 5, 2020; and the remaining one-third vesting on March 5, 2021. The performance share awards will vest annually over two years on March 3, 2019 and 2020. All such vestings assume continued employment through such dates.

Read SEC document
November 19, 2018 Filed Nov 22, 2018 00:16 UTC
Maredia Amin N.Director · Chief Executive Officer
SaleCommon Stock, par value $0.001 per share 100,213 $27.52 $2,757,941.93
Disclosure

SEC source: 0001209191-18-059831 · doc4.xml · nonDerivative · entry 1

Maredia Amin N. · CIK 0001581624 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 257,998

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.99 to $27.74 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 21, 2018 Filed Sep 21, 2018 19:33 UTC Exercise / conversionStock Option (right to buy) · Derivative 1,000 $0.00 Strike: $18.00 $0.00
Disclosure

SEC source: 0001209191-18-052002 · doc4.xml · derivative · entry 3

Fortunato Joe · CIK 0001372127 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 778

Underlying: Common stock, par value $0.001 per share · 1,000 shares

Expires 2020-07-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: All such options are presently exercisable.

Read SEC document
September 21, 2018 Filed Sep 21, 2018 19:33 UTC SaleCommon Stock, par value $0.001 per share 1,000 $27.52 $27,516.00
Disclosure

SEC source: 0001209191-18-052002 · doc4.xml · nonDerivative · entry 2

Fortunato Joe · CIK 0001372127 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,707

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.51 to $27.52 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F3 · balance_after: Includes 16,439 shares of common stock and 4,268 restricted stock units. The restricted stock units will vest on May 14, 2019 assuming continued service through the vest date.

Read SEC document
September 21, 2018 Filed Sep 21, 2018 19:33 UTC Exercise / conversionCommon Stock, par value $0.001 per share 1,000 $18.00 $18,000.00
Disclosure

SEC source: 0001209191-18-052002 · doc4.xml · nonDerivative · entry 1

Fortunato Joe · CIK 0001372127 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,707

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 11, 2018 Filed Sep 12, 2018 20:02 UTC
Sanders Dan JChief Operations Officer
Exercise / conversionStock Option (right to buy) · Derivative 4,812 $0.00 Strike: $28.21 $0.00
Disclosure

SEC source: 0001209191-18-050731 · doc4.xml · derivative · entry 6

Sanders Dan J · CIK 0001686510 · Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,405

Underlying: Common stock, par value $0.001 per share · 4,812 shares

Expires 2023-03-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The reporting person is exercising options that are presently exercisable. After giving effect to this transaction, the remaining options become exercisable on March 4, 2019.

Read SEC document
September 11, 2018 Filed Sep 12, 2018 20:02 UTC
Sanders Dan JChief Operations Officer
Exercise / conversionStock Option (right to buy) · Derivative 15,117 $0.00 Strike: $20.98 $0.00
Disclosure

SEC source: 0001209191-18-050731 · doc4.xml · derivative · entry 5

Sanders Dan J · CIK 0001686510 · Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock, par value $0.001 per share · 15,117 shares

Expires 2022-08-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: All such options are presently exercisable.

Read SEC document
September 11, 2018 Filed Sep 12, 2018 20:02 UTC
Sanders Dan JChief Operations Officer
SaleCommon Stock, par value $0.001 per share 4,812 $28.91 $139,122.62
Disclosure

SEC source: 0001209191-18-050731 · doc4.xml · nonDerivative · entry 4

Sanders Dan J · CIK 0001686510 · Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,528

F1 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.90 to $28.95 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · balance_after: Includes 30,750 shares of restricted stock and 12,778 performance share awards. Each share of restricted stock and performance share awards represents the right to receive, upon vesting, one share of common stock. 23,428 shares of restricted stock will vest evenly over two years on March 3, 2019 and 2020. 814 shares of restricted stock will vest on March 4, 2019. The remaining 6,508 restricted shares will vest over three years, with one-third vesting on March 5, 2019; one-third vesting on March 5, 2020; and the remaining one-third vesting on March 5, 2021. The 12,778 performance shares will vest annually over two years on March 3, 2019 and 2020. All such vests assume continued employment through the applicable dates.

Read SEC document
September 11, 2018 Filed Sep 12, 2018 20:02 UTC
Sanders Dan JChief Operations Officer
Exercise / conversionCommon Stock, par value $0.001 per share 4,812 $28.21 $135,746.52
Disclosure

SEC source: 0001209191-18-050731 · doc4.xml · nonDerivative · entry 3

Sanders Dan J · CIK 0001686510 · Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,340

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 11, 2018 Filed Sep 12, 2018 20:02 UTC
Sanders Dan JChief Operations Officer
SaleCommon Stock, par value $0.001 per share 15,117 $28.91 $437,056.66
Disclosure

SEC source: 0001209191-18-050731 · doc4.xml · nonDerivative · entry 2

Sanders Dan J · CIK 0001686510 · Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,528

F1 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.90 to $28.95 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 11, 2018 Filed Sep 12, 2018 20:02 UTC
Sanders Dan JChief Operations Officer
Exercise / conversionCommon Stock, par value $0.001 per share 15,117 $20.98 $317,154.66
Disclosure

SEC source: 0001209191-18-050731 · doc4.xml · nonDerivative · entry 1

Sanders Dan J · CIK 0001686510 · Chief Operations Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,645

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 10, 2018 Filed Sep 13, 2018 00:01 UTC
Nielsen James LeroyPresident & COO
Exercise / conversionStock Option (right to buy) · Derivative 466,561 $0.00 Strike: $20.98 $0.00
Disclosure

SEC source: 0001209191-18-050730 · doc4.xml · derivative · entry 3

Nielsen James Leroy · CIK 0001581623 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock, par value $0.001 per share · 466,561 shares

Expires 2022-08-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: All such options are presently exercisable.

Read SEC document
September 10, 2018 Filed Sep 13, 2018 00:01 UTC
Nielsen James LeroyPresident & COO
SaleCommon Stock, par value $0.001 per share 466,561 $29.26 $13,649,288.71
Disclosure

SEC source: 0001209191-18-050730 · doc4.xml · nonDerivative · entry 2

Nielsen James Leroy · CIK 0001581623 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,285

F1 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.00 to $29.62 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · balance_after: Includes 30,106 shares of common stock, 78,238 restricted shares and 35,941 performance share awards. Each restricted share and performance share award represents the right to receive, upon vesting, one share of common stock. 53,353 restricted shares will vest annually over two years on March 3, 2019 and 2020, and 24,885 will vest over three years, with one-third vesting on March 5, 2019; one-third vesting on March 5, 2020; and the remaining one-third vesting on March 5, 2021. The performance shares will vest annually over two years on March 3, 2019 and 2020. All such vests assume continued employment through the applicable dates.

Read SEC document
September 10, 2018 Filed Sep 13, 2018 00:01 UTC
Nielsen James LeroyPresident & COO
Exercise / conversionCommon Stock, par value $0.001 per share 466,561 $20.98 $9,788,449.78
Disclosure

SEC source: 0001209191-18-050730 · doc4.xml · nonDerivative · entry 1

Nielsen James Leroy · CIK 0001581623 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 610,846

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 07, 2018 Filed Sep 7, 2018 22:13 UTC
Lombardi Brandon F.Chief HR & Legal Officer
Exercise / conversionStock Option (right to buy) · Derivative 50,000 $0.00 Strike: $20.98 $0.00
Disclosure

SEC source: 0001209191-18-050129 · doc4.xml · derivative · entry 3

Lombardi Brandon F. · CIK 0001581625 · Chief HR & Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock, par value $0.001 per share · 50,000 shares

Expires 2022-08-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: All such options are presently exercisable.

Read SEC document
September 07, 2018 Filed Sep 7, 2018 22:13 UTC
Lombardi Brandon F.Chief HR & Legal Officer
SaleCommon Stock, par value $0.001 per share 50,000 $28.28 $1,414,180.00
Disclosure

SEC source: 0001209191-18-050129 · doc4.xml · nonDerivative · entry 2

Lombardi Brandon F. · CIK 0001581625 · Chief HR & Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,581

F1 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.23 to $28.48 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · balance_after: Includes 30,803 shares of restricted stock and 12,778 performance share awards. Each restricted share and performance share award represents the right to receive, upon vesting, one share of common stock. 867 shares of restricted stock will vest on March 4, 2019; 23,428 shares of restricted stock will vest annually over two years on March 3, 2019 and 2020; and the remaining 6,508 will vest over three years, with one-third vesting on March 5, 2019; one-third vesting on March 5, 2020; and the remaining one-third vesting on March 5, 2021. The performance shares will vest annually over two years on March 3, 2019 and 2020. All such vests assume continued employment through the applicable dates.

Read SEC document
September 07, 2018 Filed Sep 7, 2018 22:13 UTC
Lombardi Brandon F.Chief HR & Legal Officer
Exercise / conversionCommon Stock, par value $0.001 per share 50,000 $20.98 $1,049,000.00
Disclosure

SEC source: 0001209191-18-050129 · doc4.xml · nonDerivative · entry 1

Lombardi Brandon F. · CIK 0001581625 · Chief HR & Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,581

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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August 24, 2018 Filed Aug 24, 2018 17:58 UTC Exercise / conversionStock Option (right to buy) · Derivative 1,000 $0.00 Strike: $18.00 $0.00
Disclosure

SEC source: 0001209191-18-048419 · doc4.xml · derivative · entry 3

Fortunato Joe · CIK 0001372127 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,778

Underlying: Common stock, par value $0.001 per share · 1,000 shares

Expires 2020-07-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: All such options are presently exercisable.

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August 24, 2018 Filed Aug 24, 2018 17:58 UTC SaleCommon Stock, par value $0.001 per share 1,000 $25.00 $25,000.00
Disclosure

SEC source: 0001209191-18-048419 · doc4.xml · nonDerivative · entry 2

Fortunato Joe · CIK 0001372127 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,707

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · balance_after: Includes 16,439 shares of common stock and 4,268 restricted stock units. The restricted stock units will vest on May 14, 2019 assuming continued service through the vest date.

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August 24, 2018 Filed Aug 24, 2018 17:58 UTC Exercise / conversionCommon Stock, par value $0.001 per share 1,000 $18.00 $18,000.00
Disclosure

SEC source: 0001209191-18-048419 · doc4.xml · nonDerivative · entry 1

Fortunato Joe · CIK 0001372127 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,707

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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August 14, 2018 Filed Aug 16, 2018 22:34 UTC
Lombardi Brandon F.Chief HR & Legal Officer
Exercise / conversionStock Option (right to buy) · Derivative 45,000 $0.00 Strike: $6.01 $0.00
Disclosure

SEC source: 0001209191-18-047182 · doc4.xml · derivative · entry 3

Lombardi Brandon F. · CIK 0001581625 · Chief HR & Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common stock, par value $0.001 per share · 45,000 shares

Expires 2019-07-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: All such options are presently exercisable.

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August 14, 2018 Filed Aug 16, 2018 22:34 UTC
Lombardi Brandon F.Chief HR & Legal Officer
SaleCommon Stock, par value $0.001 per share 45,000 $24.34 $1,095,192.00
Disclosure

SEC source: 0001209191-18-047182 · doc4.xml · nonDerivative · entry 2

Lombardi Brandon F. · CIK 0001581625 · Chief HR & Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,581

F1 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.29 to $24.425 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F2 · balance_after: Includes 30,803 shares of restricted stock and 12,778 performance share awards. Each restricted share and performance share award represents the right to receive, upon vesting, one share of common stock. 867 shares of restricted stock will vest on March 4, 2019; 23,428 shares of restricted stock will vest annually over two years on March 3, 2019 and 2020; and the remaining 6,508 will vest over three years, with one-third vesting on March 5, 2019; one-third vesting on March 5, 2020; and the remaining one-third vesting on March 5, 2021. The performance shares will vest annually over two years on March 3, 2019 and 2020. All such vests assume continued employment through the applicable dates.

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August 14, 2018 Filed Aug 16, 2018 22:34 UTC
Lombardi Brandon F.Chief HR & Legal Officer
Exercise / conversionCommon Stock, par value $0.001 per share 45,000 $6.01 $270,652.50
Disclosure

SEC source: 0001209191-18-047182 · doc4.xml · nonDerivative · entry 1

Lombardi Brandon F. · CIK 0001581625 · Chief HR & Legal Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,581

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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July 02, 2018 Filed Jul 3, 2018 21:54 UTC
Nielsen James LeroyPresident & COO
SaleCommon Stock, par value $0.001 per share 1,165 $22.03 $25,664.95
Disclosure

SEC source: 0001209191-18-041277 · doc4.xml · nonDerivative · entry 1

Nielsen James Leroy · CIK 0001581623 · President & COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 144,285

F1 · kind: This transaction was a broker-assisted sale of shares of common stock to satisfy the withholding tax liability incurred upon the vesting of restricted stock units, as mandated by the Issuer's election under its equity incentive plan documents, and does not represent a discretionary trade by the reporting person.

F2 · balance_after: Includes 30,106 shares of common stock, 78,238 restricted shares and 35,941 performance share awards. Each restricted share and performance share award represents the right to receive, upon vesting, one share of common stock. 53,353 restricted shares will vest annually over two years on March 3, 2019 and 2020, and 24,885 will vest over three years, with one-third vesting on March 5, 2019; one-third vesting on March 5, 2020; and the remaining one-third vesting on March 5, 2021. The performance shares will vest annually over two years on March 3, 2019 and 2020. All such vests assume continued employment through the applicable dates.

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July 02, 2018 Filed Jul 3, 2018 21:53 UTC
Maredia Amin N.Director · Chief Executive Officer
SaleCommon Stock, par value $0.001 per share 12,303 $22.03 $271,035.09
Disclosure

SEC source: 0001209191-18-041275 · doc4.xml · nonDerivative · entry 1

Maredia Amin N. · CIK 0001581624 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 293,211

F1 · kind: This transaction was a broker-assisted sale of shares of common stock to satisfy the withholding tax liability incurred upon the vesting of restricted stock, as mandated by the Issuer's election under its equity incentive plan documents, and does not represent a discretionary trade by the reporting person.

F2 · balance_after: Includes 100,213 shares of common stock, 97,153 restricted shares and 95,845 performance share awards. Each restricted share and performance share award represents the right to receive, upon vesting, one share of common stock. 42,598 of such restricted shares will vest annually over two years on March 3, 2019 and 2020, and the remaining 54,555 restricted shares will vest annually over three years, with one-third vesting on March 5, 2019; one-third vesting on March 5, 2020; and the remaining one-third vesting on March 5, 2021. The performance share awards will vest annually over two years on March 3, 2019 and 2020. All such vestings assume continued employment through such dates.

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May 14, 2018 Filed May 16, 2018 22:13 UTC GrantCommon Stock, par value $0.001 per share 4,268 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-030672 · doc4.xml · nonDerivative · entry 1

Molloy Lawrence · CIK 0001412065 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,207

F1 · security: Consists of a grant of restricted stock units. Each restricted stock unit represents the right to receive, upon vesting, one share of common stock. These restricted stock units will vest on May 14, 2019, assuming continued service through such vest date.

F2 · balance_after: Includes, in addition to the 4,268 restricted stock units described in Note (1), 33,615 shares of common stock and 324 restricted stock units. The remaining restricted stock units will vest on May 21, 2018 assuming continued service through the vest date.

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May 14, 2018 Filed May 16, 2018 18:09 UTC GrantCommon Stock, par value $0.001 per share 4,268 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-030664 · doc4.xml · nonDerivative · entry 1

TOWNSEND STEVEN H · CIK 0001240672 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,207

F1 · security: Consists of a grant of restricted stock units. Each restricted stock unit represents the right to receive, upon vesting, one share of common stock. These restricted stock units will vest on May 14, 2019, assuming continued service through such vest date.

F2 · balance_after: Includes, in addition to the 4,268 restricted units described in Note (1), 23,615 shares of common stock and 324 restricted stock units. The remaining restricted stock units will vest on May 21, 2018 assuming continued service through the vest date.

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May 14, 2018 Filed May 16, 2018 18:08 UTC GrantCommon Stock, par value $0.001 per share 4,268 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-030662 · doc4.xml · nonDerivative · entry 1

GRAHAM TERRI F · CIK 0001189952 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,207

F1 · security: Consists of a grant of restricted stock units. Each restricted stock unit represents the right to receive, upon vesting, one share of common stock. These restricted stock units will vest on May 14, 2019, assuming continued service through such vest date.

F2 · balance_after: Includes, in addition to the 4,268 restricted stock units described in Note (1), 13,615 shares of common stock and 324 restricted stock units. The remaining restricted stock units will vest on May 21, 2018 assuming continued service through the vest date.

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May 14, 2018 Filed May 16, 2018 18:07 UTC GrantCommon Stock, par value $0.001 per share 4,268 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-030660 · doc4.xml · nonDerivative · entry 1

Fortunato Joe · CIK 0001372127 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,707

F1 · security: Consists of a grant of restricted stock units. Each restricted stock unit represents the right to receive, upon vesting, one share of common stock. These restricted stock units will vest on May 14, 2019, assuming continued service through such vest date.

F2 · balance_after: Includes, in addition to the 4,268 restricted stock units described in Note (1), 16,115 shares of common stock and 324 restricted stock units. The remaining restricted stock units will vest on May 21, 2018 assuming continued service through the vest date.

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May 14, 2018 Filed May 16, 2018 22:11 UTC GrantCommon Stock, par value $0.001 per share 4,268 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-030670 · doc4.xml · nonDerivative · entry 1

O'Leary Joseph D · CIK 0001373817 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,854

F1 · security: Consists of a grant of restricted stock units. Each restricted stock unit represents the right to receive, upon vesting, one share of common stock. These restricted stock units will vest on May 14, 2019, assuming continued service through the vest date.

F2 · balance_after: Includes, in addition to the 4,268 restricted stock units described in Note (1), 2,586 restricted stock units. The remaining restricted stock units will vest November 10, 2018 assuming continued service through the vest dates.

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May 14, 2018 Filed May 16, 2018 22:14 UTC GrantCommon Stock, par value $0.001 per share 4,268 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-030674 · doc4.xml · nonDerivative · entry 1

Boney Shon A. · CIK 0001581606 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,638

F1 · security: Consists of a grant of restricted stock units. Each restricted stock unit represents the right to receive, upon vesting, one share of common stock. These restricted stock units will vest on May 14, 2019, assuming continued service through the vest date.

F2 · balance_after: Includes, in addition to the 4,268 restricted stock units in Note (1), 914 shares of common stock and 456 restricted stock units. The remaining restricted stock units will vest on November 10, 2018, assuming continued service through the vest date.

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May 14, 2018 Filed May 16, 2018 22:06 UTC GrantCommon Stock, par value $0.001 per share 4,268 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-030658 · doc4.xml · nonDerivative · entry 1

Blum Kristen E · CIK 0001681247 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,981

F1 · security: Consists of a grant of restricted stock units. Each restricted stock unit represents the right to receive, upon vesting, one share of common stock. These restricted stock units will vest on May 14, 2019, assuming continued service through such vest date.

F2 · balance_after: Includes, in addition to the 4,268 restricted stock units described in Note (1), 8,713 shares of common stock.

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April 02, 2018 Filed Apr 4, 2018 23:17 UTC
Maredia Amin N.Director · Chief Executive Officer
SaleCommon Stock, par value $0.001 per share 27,245 $23.04 $627,858.30
Disclosure

SEC source: 0001209191-18-023929 · doc4.xml · nonDerivative · entry 2

Maredia Amin N. · CIK 0001581624 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 305,514

F3 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F4 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.79 to $23.33 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F5 · balance_after: Includes 81,766 shares of common stock, 127,903 restricted shares and 95,845 performance share awards. Each restricted share and performance share award represents the right to receive, upon vesting, one share of common stock. 30,750 of such restricted shares will vest on June 30, 2018, 42,598 will vest annually over two years on March 3, 2019 and 2020, and the remaining 54,555 restricted shares will vest annually over three years, with one-third vesting on March 5, 2019; one-third vesting on March 5, 2020; and the remaining one-third vesting on March 5, 2021. The performance share awards will vest annually over two years on March 3, 2019 and 2020. All such vestings assume continued employment through such dates.

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April 02, 2018 Filed Apr 4, 2018 23:17 UTC
Maredia Amin N.Director · Chief Executive Officer
SaleCommon Stock, par value $0.001 per share 12,314 $23.33 $287,283.16
Disclosure

SEC source: 0001209191-18-023929 · doc4.xml · nonDerivative · entry 1

Maredia Amin N. · CIK 0001581624 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 332,759

F1 · kind: This transaction was a broker-assisted sale of shares of common stock to satisfy the withholding tax liability incurred upon the vesting of restricted stock, as mandated by the Issuer's election under its equity incentive plan documents, and does not represent a discretionary trade by the reporting person.

F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $23.1082 to $23.33 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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March 12, 2018 Filed Mar 14, 2018 21:04 UTC
Frumkin Theodore Edward IIChief Development Officer
SaleCommon Stock, par value $0.001 per share 471 $25.33 $11,930.43
Disclosure

SEC source: 0001209191-18-019614 · doc4.xml · nonDerivative · entry 1

Frumkin Theodore Edward II · CIK 0001581628 · Chief Development Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,932

F1 · kind: This transaction was a broker-assisted sale of shares of common stock to satisfy the withholding tax liability incurred upon the vesting of restricted stock units, as mandated by the Issuer's election under its equity incentive plan documents, and does not represent a discretionary trade by the reporting person.

F2 · balance_after: Includes 9,361 shares of common stock, 15,668 shares of restricted stock, and 9,903 performance share awards. Each restricted stock unit and performance share award represents the right to receive, upon vesting, one share of common stock. 9,903 shares of restricted stock will vest annually over two years on March 3, 2019, and 2020; 788 shares of restricted stock will vest on March 4, 2019; and the remaining 4,977 will vest over three years, with one-third vesting on March 5, 2019; one-third vesting on March 5, 2020; and the remaining one-third vesting on March 5, 2021. The performance shares will vest annually over two years on March 3, 2019 and 2020. All such vests assume continued employment through the applicable dates.

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March 12, 2018 Filed Mar 14, 2018 21:05 UTC
Bruni DanielChief Information Officer
Tax withholdingCommon Stock, par value $0.001 per share 484 $25.23 $12,211.32
Disclosure

SEC source: 0001209191-18-019616 · doc4.xml · nonDerivative · entry 1

Bruni Daniel · CIK 0001631514 · Chief Information Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,812

F1 · kind: Shares were withheld to satisfy the withholding tax liability incurred upon the vesting of restricted stock.

F2 · balance_after: Includes 23,015 shares of common stock, 16,825 shares of restricted stock and 10,972 performance share awards. Each restricted share and performance share award represents the right to receive, upon vesting, one share of common stock. 10,702 shares of restricted stock will vest annually over two years on March 3, 2019 and 2020; 840 shares of restricted stock will vest on March 4, 2019; and 5,283 will vest over three years, with one-third vesting on March 5, 2019; one-third vesting on March 5, 2020; and the remaining one-third vesting on March 5, 2021,. The performance shares will vest annually over two years on March 3, 2019 and 2020. All such vests assume continued employment through the applicable dates.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.