Tapewire

Nasdaq · USD

SFBC

Sound Financial Bancorp, Inc.

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Tapewire entity
6655
SEC CIK
0001541119
Parsed reports
253

Last 12 months

Inside the activity.

0 purchase rows · 3 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202601
Apr 202600
May 202600
Jun 202601
Jul 202600
Aug 202600
Sep 202601
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 07, 2021 Filed May 11, 2021 19:16 UTC
Sexton HeidiExecutive Vice President/COO
Exercise / conversionCommon Stock 4,414 $8.49 $37,474.86
Disclosure

SEC source: 0000927089-21-000141 · edgar.xml · nonDerivative · entry 1

Sexton Heidi · CIK 0001742333 · Executive Vice President/COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,897

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 24, 2021 Filed Feb 25, 2021 10:29 UTC SaleCommon Stock 1,131 $34.60 $39,132.60
Disclosure

SEC source: 0000927089-21-000093 · edgar.xml · nonDerivative · entry 2

Carney Robert F · CIK 0001410553 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,284

Read SEC document
February 24, 2021 Filed Feb 25, 2021 10:29 UTC SaleCommon Stock 269 $34.50 $9,280.50
Disclosure

SEC source: 0000927089-21-000093 · edgar.xml · nonDerivative · entry 1

Carney Robert F · CIK 0001410553 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,415

Read SEC document
February 24, 2021 Filed Feb 25, 2021 22:38 UTC
Kelley DaphneEVP/Chief Financial Officer
SaleCommon Stock 1,480 $35.98 $53,244.33
Disclosure

SEC source: 0000927089-21-000100 · edgar.xml · nonDerivative · entry 1

Kelley Daphne · CIK 0001746034 · EVP/Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,470

F1 · price: Represents the weighted average sales price per share. The shares were sold at prices ranging from $35.75 to $36.1050. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the issuer, or a security holder of the issuer.

Read SEC document
February 15, 2021 Filed Feb 16, 2021 17:34 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 1,400 $0.00 Strike: $16.80 $0.00
Disclosure

SEC source: 0000927089-21-000080 · edgar.xml · derivative · entry 3

Carney Robert F · CIK 0001410553 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,425

Underlying: Common Stock · 1,400 shares

Expires 2024-01-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options are fully exercisable.

Read SEC document
February 15, 2021 Filed Feb 16, 2021 17:34 UTC Exercise / conversionCommon Stock 1,400 $16.80 $23,520.00
Disclosure

SEC source: 0000927089-21-000080 · edgar.xml · nonDerivative · entry 1

Carney Robert F · CIK 0001410553 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,684

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 09, 2021 Filed Feb 10, 2021 15:53 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 2,004 $0.00 Strike: $16.80 $0.00
Disclosure

SEC source: 0001104659-21-019756 · tm216150-1_4seq1.xml · derivative · entry 3

Haddad David S Jr · CIK 0001410554 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,013

Underlying: Common Stock · 2,004 shares

Expires 2024-01-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options are fully exercisable.

Read SEC document
February 09, 2021 Filed Feb 10, 2021 15:53 UTC Exercise / conversionCommon Stock 2,004 $16.80 $33,667.20
Disclosure

SEC source: 0001104659-21-019756 · tm216150-1_4seq1.xml · nonDerivative · entry 1

Haddad David S Jr · CIK 0001410554 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,723

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 02, 2021 Filed Feb 2, 2021 18:46 UTC SaleCommon Stock 1,057 $33.39 $35,294.39
Disclosure

SEC source: 0000927089-21-000059 · edgar.xml · nonDerivative · entry 1

Haddad David S Jr · CIK 0001410554 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,719

Read SEC document
February 02, 2021 Filed Feb 3, 2021 18:17 UTC
Jones DebraDirector
Exercise / conversionStock Option (Right to Buy) · Derivative 862 $0.00 Strike: $18.36 $0.00
Disclosure

SEC source: 0000927089-21-000061 · edgar.xml · derivative · entry 4

Jones Debra · CIK 0001410549 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 862 shares

Expires 2025-01-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options are fully exercisable.

Read SEC document
February 02, 2021 Filed Feb 3, 2021 18:17 UTC
Jones DebraDirector
Exercise / conversionStock Option (Right to Buy) · Derivative 1,875 $0.00 Strike: $16.80 $0.00
Disclosure

SEC source: 0000927089-21-000061 · edgar.xml · derivative · entry 3

Jones Debra · CIK 0001410549 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,825 shares

Expires 2024-01-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options are fully exercisable.

Read SEC document
February 02, 2021 Filed Feb 3, 2021 18:17 UTC
Jones DebraDirector
Exercise / conversionCommon Stock 1,825 $16.80 $30,660.00
Disclosure

SEC source: 0000927089-21-000061 · edgar.xml · nonDerivative · entry 2

Jones Debra · CIK 0001410549 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,003

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 02, 2021 Filed Feb 3, 2021 18:17 UTC
Jones DebraDirector
Exercise / conversionCommon Stock 862 $18.36 $15,826.32
Disclosure

SEC source: 0000927089-21-000061 · edgar.xml · nonDerivative · entry 1

Jones Debra · CIK 0001410549 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,178

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 02, 2021 Filed Feb 3, 2021 21:33 UTC
Stewart Laura LeeDirector · President and CEO
Exercise / conversionStock Option (Right to Buy) · Derivative 4,579 $0.00 Strike: $16.80 $0.00
Disclosure

SEC source: 0000927089-21-000063 · edgar.xml · derivative · entry 5

Stewart Laura Lee · CIK 0001410558 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,737

Underlying: Common Stock · 4,579 shares

Expires 2024-01-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options are fully exercisable.

Read SEC document
February 02, 2021 Filed Feb 3, 2021 21:33 UTC
Stewart Laura LeeDirector · President and CEO
Tax withholdingCommon Stock 2,303 $33.40 $76,920.20
Disclosure

SEC source: 0000927089-21-000063 · edgar.xml · nonDerivative · entry 2

Stewart Laura Lee · CIK 0001410558 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,730

Read SEC document
February 02, 2021 Filed Feb 3, 2021 21:33 UTC
Stewart Laura LeeDirector · President and CEO
Exercise / conversionCommon Stock 4,579 $16.80 $76,927.20
Disclosure

SEC source: 0000927089-21-000063 · edgar.xml · nonDerivative · entry 1

Stewart Laura Lee · CIK 0001410558 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,033

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 27, 2021 Filed Jan 28, 2021 20:51 UTC
Jones DebraDirector
GrantStock Option (Right to Buy) · Derivative 300 $0.00 Strike: $32.46 $0.00
Disclosure

SEC source: 0001104659-21-008735 · tm214446-3_4seq1.xml · derivative · entry 6

Jones Debra · CIK 0001410549 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300

Underlying: Common Stock · 300 shares

Expires 2031-01-27

F4 · derivative.exercise_date: Options vest in four equal annual installments beginning on January 27, 2021.

Read SEC document
January 27, 2021 Filed Jan 28, 2021 20:51 UTC
Jones DebraDirector
GrantCommon Stock 148 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-008735 · tm214446-3_4seq1.xml · nonDerivative · entry 1

Jones Debra · CIK 0001410549 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,316

Read SEC document
January 27, 2021 Filed Jan 28, 2021 15:55 UTC GrantStock Option (Right to Buy) · Derivative 300 $0.00 Strike: $32.46 $0.00
Disclosure

SEC source: 0001104659-21-008741 · tm214446-7_4seq1.xml · derivative · entry 7

Sweeney James E · CIK 0001410547 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300

Underlying: Common Stock · 300 shares

Expires 2031-01-27

F5 · derivative.exercise_date: Options vest in four equal annual installments beginning on January 27, 2021.

Read SEC document
January 27, 2021 Filed Jan 28, 2021 15:55 UTC GrantCommon Stock 148 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-008741 · tm214446-7_4seq1.xml · nonDerivative · entry 1

Sweeney James E · CIK 0001410547 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,659

Read SEC document
January 27, 2021 Filed Jan 28, 2021 20:53 UTC GrantStock Option (Right to Buy) · Derivative 300 $0.00 Strike: $32.46 $0.00
Disclosure

SEC source: 0001104659-21-008738 · tm214446-5_4seq1.xml · derivative · entry 4

Riojas Rogelio · CIK 0001410551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300

Underlying: Common Stock · 300 shares

Expires 2031-01-27

F3 · derivative.exercise_date: Options vest in four equal annual installments beginning on January 27, 2021.

Read SEC document
January 27, 2021 Filed Jan 28, 2021 20:53 UTC GrantCommon Stock 148 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-008738 · tm214446-5_4seq1.xml · nonDerivative · entry 1

Riojas Rogelio · CIK 0001410551 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,694

Read SEC document
January 27, 2021 Filed Jan 28, 2021 15:51 UTC GrantStock Option (Right to Buy) · Derivative 300 $0.00 Strike: $32.46 $0.00
Disclosure

SEC source: 0001104659-21-008734 · tm214446-2_4seq1.xml · derivative · entry 7

Haddad David S Jr · CIK 0001410554 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300

Underlying: Common Stock · 300 shares

Expires 2031-01-27

F4 · derivative.exercise_date: Options vest in four equal annual installments beginning on January 27, 2021.

Read SEC document
January 27, 2021 Filed Jan 28, 2021 15:51 UTC GrantCommon Stock 148 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-008734 · tm214446-2_4seq1.xml · nonDerivative · entry 1

Haddad David S Jr · CIK 0001410554 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,776

Read SEC document
January 27, 2021 Filed Jan 28, 2021 15:55 UTC GrantStock Option (Right to Buy) · Derivative 300 $0.00 Strike: $32.46 $0.00
Disclosure

SEC source: 0001104659-21-008744 · tm214446-9_4seq1.xml · derivative · entry 9

Myers Tyler K · CIK 0001410555 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300

Underlying: Common Stock · 300 shares

Expires 2031-01-27

F4 · derivative.exercise_date: Options vest in four equal annual installments beginning on January 27, 2021.

Read SEC document
January 27, 2021 Filed Jan 28, 2021 15:55 UTC GrantCommon Stock 148 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-008744 · tm214446-9_4seq1.xml · nonDerivative · entry 1

Myers Tyler K · CIK 0001410555 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,478

Read SEC document
January 27, 2021 Filed Jan 28, 2021 15:50 UTC GrantStock Option (Right to Buy) · Derivative 300 $0.00 Strike: $32.46 $0.00
Disclosure

SEC source: 0001104659-21-008733 · tm214446-1_4seq1.xml · derivative · entry 7

Carney Robert F · CIK 0001410553 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300

Underlying: Common Stock · 300 shares

Expires 2031-01-27

F4 · derivative.exercise_date: Options vest in four equal annual installments beginning on January 27, 2021.

Read SEC document
January 27, 2021 Filed Jan 28, 2021 15:50 UTC GrantCommon Stock 148 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-008733 · tm214446-1_4seq1.xml · nonDerivative · entry 1

Carney Robert F · CIK 0001410553 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,284

Read SEC document
January 27, 2021 Filed Jan 28, 2021 20:56 UTC
Stewart Laura LeeDirector · President and CEO
GrantStock Option (Right to Buy) · Derivative 300 $0.00 Strike: $32.46 $0.00
Disclosure

SEC source: 0001104659-21-008746 · tm214446-10_4seq1.xml · derivative · entry 9

Stewart Laura Lee · CIK 0001410558 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300

Underlying: Common Stock · 300 shares

Expires 2031-01-28

F4 · derivative.exercise_date: Options vest in three equal annual installments beginning on January 27, 2021.

Read SEC document
January 27, 2021 Filed Jan 28, 2021 20:56 UTC
Stewart Laura LeeDirector · President and CEO
GrantCommon Stock 800 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-008746 · tm214446-10_4seq1.xml · nonDerivative · entry 1

Stewart Laura Lee · CIK 0001410558 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,454

Read SEC document
January 27, 2021 Filed Jan 28, 2021 15:55 UTC
Turner Charles LSVP, Chief Credit Officer
GrantCommon Stock (Right to Buy) · Derivative 1,900 $0.00 Strike: $32.46 $0.00
Disclosure

SEC source: 0001104659-21-008742 · tm214446-8_4seq1.xml · derivative · entry 2

Turner Charles L · CIK 0001404732 · SVP, Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,900

Underlying: Common Stock · 1,900 shares

Expires 2031-01-27

F1 · derivative.exercise_date: Options vest in five equal annual installments beginning on January 27, 2021.

Read SEC document
January 27, 2021 Filed Jan 28, 2021 15:55 UTC
Turner Charles LSVP, Chief Credit Officer
GrantCommon Stock 950 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-008742 · tm214446-8_4seq1.xml · nonDerivative · entry 1

Turner Charles L · CIK 0001404732 · SVP, Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 950

Read SEC document
January 27, 2021 Filed Jan 28, 2021 20:54 UTC
Sexton HeidiExecutive Vice President/COO
GrantStock Option (Right to Buy) · Derivative 1,900 $0.00 Strike: $32.46 $0.00
Disclosure

SEC source: 0001104659-21-008739 · tm214446-6_4seq1.xml · derivative · entry 10

Sexton Heidi · CIK 0001742333 · Executive Vice President/COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,900

Underlying: Common Stock · 1,900 shares

Expires 2031-01-27

F5 · derivative.exercise_date: Options vest in five equal annual installments beginning on January 27, 2021.

Read SEC document
January 27, 2021 Filed Jan 28, 2021 20:54 UTC
Sexton HeidiExecutive Vice President/COO
GrantCommon Stock 950 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-008739 · tm214446-6_4seq1.xml · nonDerivative · entry 1

Sexton Heidi · CIK 0001742333 · Executive Vice President/COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,483

Read SEC document
January 27, 2021 Filed Jan 28, 2021 20:53 UTC
Ochs WesExecutive Vice President
GrantCommon Stock (Right to Buy) · Derivative 1,900 $0.00 Strike: $32.46 $0.00
Disclosure

SEC source: 0001104659-21-008737 · tm214446-4_4seq1.xml · derivative · entry 7

Ochs Wes · CIK 0001831505 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,900

Underlying: Common Stock · 1,900 shares

Expires 2031-01-27

F4 · derivative.exercise_date: Options vest in five equal annual installments beginning on January 27, 2021.

Read SEC document
January 27, 2021 Filed Jan 28, 2021 20:53 UTC
Ochs WesExecutive Vice President
GrantCommon Stock 950 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-008737 · tm214446-4_4seq1.xml · nonDerivative · entry 1

Ochs Wes · CIK 0001831505 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,600

Read SEC document
January 27, 2021 Filed Feb 1, 2021 18:29 UTC Amendment
Turner Charles LSVP, Chief Credit Officer
GrantStock Option (Right to Buy) · Derivative 700 $0.00 Strike: $32.46 $0.00
Disclosure

SEC source: 0000927089-21-000057 · edgar.xml · derivative · entry 2

Turner Charles L · CIK 0001404732 · SVP, Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 700

Underlying: Common Stock · 700 shares

Expires 2031-01-27

F1 · derivative.exercise_date: Options vest in five equal annual installments beginning on January 27, 2021.

Read SEC document
January 27, 2021 Filed Feb 1, 2021 18:29 UTC Amendment
Turner Charles LSVP, Chief Credit Officer
GrantCommon Stock 350 $0.00 $0.00
Disclosure

SEC source: 0000927089-21-000057 · edgar.xml · nonDerivative · entry 1

Turner Charles L · CIK 0001404732 · SVP, Chief Credit Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 350

Read SEC document
October 05, 2020 Filed Oct 22, 2020 14:33 UTC PurchaseCommon Stock 2,946 $29.82 $87,847.95
Disclosure

SEC source: 0001104659-20-117109 · tm2034092-1_4.xml · nonDerivative · entry 2

STILWELL JOSEPH · CIK 0001113303 · 10% owner

Stilwell Value LLC · CIK 0001397076 · 10% owner

Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner

Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner

Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner

STILWELL PARTNERS L P · CIK 0001048212 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 125,967

F2 · ownership.nature: These shares are owned directly by Stilwell Activist Investments, L.P. ("SAI") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Value, which is the general partner of SAI. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein.

Read SEC document
October 05, 2020 Filed Oct 22, 2020 14:33 UTC PurchaseCommon Stock 2,054 $29.82 $61,249.05
Disclosure

SEC source: 0001104659-20-117109 · tm2034092-1_4.xml · nonDerivative · entry 1

STILWELL JOSEPH · CIK 0001113303 · 10% owner

Stilwell Value LLC · CIK 0001397076 · 10% owner

Stilwell Value Partners VII, L.P. · CIK 0001555931 · 10% owner

Stilwell Activist Fund, L.P. · CIK 0001564452 · 10% owner

Stilwell Activist Investments, L.P. · CIK 0001573720 · 10% owner

STILWELL PARTNERS L P · CIK 0001048212 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnote

Disclosed balance after: 22,854

F1 · ownership.nature: These shares are owned directly by Stilwell Value Partners VII, L.P. ("SVP VII") and indirectly by Joseph Stilwell in his capacity as the managing member and owner of Stilwell Value LLC ("Value"), which is the general partner of SVP VII. Joseph Stilwell disclaims beneficial ownership of all shares reported as owned indirectly except to the extent of his pecuniary interest therein.

Read SEC document
July 30, 2020 Filed Jul 31, 2020 16:25 UTC Exercise / conversionStock Option (Right to Buy) · Derivative 1,369 $0.00 Strike: $16.80 $0.00
Disclosure

SEC source: 0000927089-20-000408 · edgar.xml · derivative · entry 5

Myers Tyler K · CIK 0001410555 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,656

Underlying: Common Stock · 1,369 shares

Expires 2024-01-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options are fully exercisable.

Read SEC document
July 30, 2020 Filed Jul 31, 2020 16:25 UTC Exercise / conversionCommon Stock 1,369 $16.80 $22,999.20
Disclosure

SEC source: 0000927089-20-000408 · edgar.xml · nonDerivative · entry 1

Myers Tyler K · CIK 0001410555 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,330

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 27, 2020 Filed May 28, 2020 12:48 UTC SaleCommon Stock 431 $25.00 $10,775.00
Disclosure

SEC source: 0000927089-20-000356 · edgar.xml · nonDerivative · entry 1

Haddad David S Jr · CIK 0001410554 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,628

Read SEC document
May 12, 2020 Filed May 12, 2020 21:51 UTC
Kelley DaphneEVP/Chief Financial Officer
PurchaseCommon Stock 100 $25.27 $2,527.00
Disclosure

SEC source: 0000927089-20-000304 · edgar.xml · nonDerivative · entry 1

Kelley Daphne · CIK 0001746034 · EVP/Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,950

Read SEC document
May 11, 2020 Filed May 13, 2020 18:04 UTC SaleCommon Stock 336 $25.50 $8,568.00
Disclosure

SEC source: 0000927089-20-000307 · edgar.xml · nonDerivative · entry 1

Haddad David S Jr · CIK 0001410554 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,059

Read SEC document
May 07, 2020 Filed May 11, 2020 16:15 UTC SaleCommon Stock 33 $25.75 $849.75
Disclosure

SEC source: 0000927089-20-000293 · edgar.xml · nonDerivative · entry 2

Haddad David S Jr · CIK 0001410554 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,395

Read SEC document
May 07, 2020 Filed May 11, 2020 16:15 UTC SaleCommon Stock 200 $25.50 $5,100.00
Disclosure

SEC source: 0000927089-20-000293 · edgar.xml · nonDerivative · entry 1

Haddad David S Jr · CIK 0001410554 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,428

Read SEC document
April 29, 2020 Filed May 1, 2020 20:06 UTC
Stewart Laura LeeDirector · President and CEO
Exercise / conversionStock Option (Right to Buy) · Derivative 1,749 $0.00 Strike: $8.49 $0.00
Disclosure

SEC source: 0000927089-20-000266 · edgar.xml · derivative · entry 5

Stewart Laura Lee · CIK 0001410558 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,749 shares

Expires 2022-02-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: Options are fully exercisable.

Read SEC document
April 29, 2020 Filed May 1, 2020 20:06 UTC
Stewart Laura LeeDirector · President and CEO
Exercise / conversionCommon Stock 1,749 $8.49 $14,849.01
Disclosure

SEC source: 0000927089-20-000266 · edgar.xml · nonDerivative · entry 2

Stewart Laura Lee · CIK 0001410558 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 44,654

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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April 29, 2020 Filed May 1, 2020 20:06 UTC
Stewart Laura LeeDirector · President and CEO
Tax withholdingCommon Stock 581 $25.55 $14,844.55
Disclosure

SEC source: 0000927089-20-000266 · edgar.xml · nonDerivative · entry 1

Stewart Laura Lee · CIK 0001410558 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,905

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.