Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Sound Financial Bancorp, Inc.SFBC · Entity 6655 | Executive Vice President | November 01, 2020 | January 23, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Sound Financial Bancorp, Inc.
Report date November 01, 2020 · Filed January 23, 2026 · Amendment
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 2,650 |
Reported balance
Holding disclosure · report date 2020-11-01 · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · Balance 2,650 |
| Common StockSEC Table I · non-derivative | IndirectBy ESOP | 5,021.0299 |
Reported balance
Holding disclosure · report date 2020-11-01 · row 2
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 2 · Balance 5,021.0299 |
| Common StockSEC Table I · non-derivative | IndirectBy 401(k) Plan | 539 |
Reported balance
Holding disclosure · report date 2020-11-01 · row 3
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 3 · Balance 539 F4: This amendment is being filed to correct an inadvertent reporting error in the number of shares of common stock reported as beneficially owned by the reporting person in the original Form 3 filed on November 6, 2020. The amended filing reflects the correct number of shares beneficially owned as of the date of the original filing. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $28.34 · Expires 2027-01-27 | Direct | Not disclosed |
Reported balance
Holding disclosure · report date 2020-11-01 · row 4
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 4 · Balance Not disclosed F1: Fully Exercisable. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $33.50 · Expires 2029-01-25 | Direct | Not disclosed |
Reported balance
Holding disclosure · report date 2020-11-01 · row 5
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 5 · Balance Not disclosed F2: Options vest in five equal annual installments beginning on January 25, 2019. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $36.26 · Expires 2030-01-31 | Direct | Not disclosed |
Reported balance
Holding disclosure · report date 2020-11-01 · row 6
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 6 · Balance Not disclosed F3: Options vest in five equal annual installments beginning on January 31, 2020. |
Filing footnotes · ownership attribution and instrument terms
F1: Fully Exercisable.
F2: Options vest in five equal annual installments beginning on January 25, 2019.
F3: Options vest in five equal annual installments beginning on January 31, 2020.
F4: This amendment is being filed to correct an inadvertent reporting error in the number of shares of common stock reported as beneficially owned by the reporting person in the original Form 3 filed on November 6, 2020. The amended filing reflects the correct number of shares beneficially owned as of the date of the original filing.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 04, 2025 Filed Dec 5, 2025 21:22 UTC | Sound Financial Bancorp, Inc. SFBC · Entity 6655 | Exercise / conversionStock Option (Right to Buy) · Derivative | 900 | $0.00 Strike: $28.34 | $0.00 |
DisclosureSEC source: 0001437749-25-037035 · rdgdoc.xml · derivative · entry 5 Ochs Wes · CIK 0001831505 · President and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 300 Underlying: Common Stock · 900 shares Expires 2027-01-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Fully Exercisable. Read SEC document |
| December 04, 2025 Filed Dec 5, 2025 21:22 UTC | Sound Financial Bancorp, Inc. SFBC · Entity 6655 | Tax withholdingCommon Stock | 577 | $44.23 | $25,520.71 |
DisclosureSEC source: 0001437749-25-037035 · rdgdoc.xml · nonDerivative · entry 2 Ochs Wes · CIK 0001831505 · President and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,668 Read SEC document |
| December 04, 2025 Filed Dec 5, 2025 21:22 UTC | Sound Financial Bancorp, Inc. SFBC · Entity 6655 | Exercise / conversionCommon Stock | 900 | $28.34 | $25,506.00 |
DisclosureSEC source: 0001437749-25-037035 · rdgdoc.xml · nonDerivative · entry 1 Ochs Wes · CIK 0001831505 · President and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,245 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 26, 2024 Filed Jan 30, 2024 21:53 UTC | Sound Financial Bancorp, Inc. SFBC · Entity 6655 | GrantStock Option (Right to Buy) · Derivative | 900 | $0.00 Strike: $39.89 | $0.00 |
DisclosureSEC source: 0001437749-24-002565 · rdgdoc.xml · derivative · entry 10 Ochs Wes · CIK 0001831505 · EVP and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 900 Underlying: Common Stock · 900 shares Expires 2034-01-26 F5 · derivative.exercise_date: Options vest in three equal annual installments beginning on January 26, 2025. Read SEC document |
| January 26, 2024 Filed Jan 30, 2024 21:53 UTC | Sound Financial Bancorp, Inc. SFBC · Entity 6655 | GrantCommon Stock | 945 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-24-002565 · rdgdoc.xml · nonDerivative · entry 1 Ochs Wes · CIK 0001831505 · EVP and CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,345 Read SEC document |
| January 27, 2023 Filed Jan 31, 2023 22:29 UTC | Sound Financial Bancorp, Inc. SFBC · Entity 6655 | GrantStock Option (Right to Buy) · Derivative | 1,600 | $0.00 Strike: $40.13 | $0.00 |
DisclosureSEC source: 0001437749-23-002153 · rdgdoc.xml · derivative · entry 9 Ochs Wes · CIK 0001831505 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,600 Underlying: Common Stock · 1,600 shares Expires 2033-01-27 F5 · derivative.exercise_date: Options vest in five equal annual installments beginning on January 27, 2023. Read SEC document |
| January 27, 2023 Filed Jan 31, 2023 22:29 UTC | Sound Financial Bancorp, Inc. SFBC · Entity 6655 | GrantCommon Stock | 800 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-23-002153 · rdgdoc.xml · nonDerivative · entry 1 Ochs Wes · CIK 0001831505 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,400 Read SEC document |
| January 28, 2022 Filed Feb 1, 2022 17:48 UTC | Sound Financial Bancorp, Inc. SFBC · Entity 6655 | GrantStock Option (Right to Buy) · Derivative | 2,000 | $0.00 Strike: $42.85 | $0.00 |
DisclosureSEC source: 0001437749-22-002078 · rdgdoc.xml · derivative · entry 8 Ochs Wes · CIK 0001831505 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,000 Underlying: Common Stock · 2,000 shares Expires 2032-01-28 F5 · derivative.exercise_date: Options vest in five equal annual installments beginning on January 28, 2022. Read SEC document |
| January 28, 2022 Filed Feb 1, 2022 17:48 UTC | Sound Financial Bancorp, Inc. SFBC · Entity 6655 | GrantCommon Stock | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-22-002078 · rdgdoc.xml · nonDerivative · entry 1 Ochs Wes · CIK 0001831505 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,600 Read SEC document |
| January 27, 2021 Filed Jan 28, 2021 20:53 UTC | Sound Financial Bancorp, Inc. SFBC · Entity 6655 | GrantCommon Stock (Right to Buy) · Derivative | 1,900 | $0.00 Strike: $32.46 | $0.00 |
DisclosureSEC source: 0001104659-21-008737 · tm214446-4_4seq1.xml · derivative · entry 7 Ochs Wes · CIK 0001831505 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,900 Underlying: Common Stock · 1,900 shares Expires 2031-01-27 F4 · derivative.exercise_date: Options vest in five equal annual installments beginning on January 27, 2021. Read SEC document |
| January 27, 2021 Filed Jan 28, 2021 20:53 UTC | Sound Financial Bancorp, Inc. SFBC · Entity 6655 | GrantCommon Stock | 950 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-008737 · tm214446-4_4seq1.xml · nonDerivative · entry 1 Ochs Wes · CIK 0001831505 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,600 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.