Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Sound Financial Bancorp, Inc.SFBC · Entity 6655 | EVP/Chief Financial Officer | February 24, 2021 | February 25, 2021 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Sound Financial Bancorp, Inc.
Report date February 24, 2021 · Filed February 25, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,470 |
Reported balance
After 2021-02-24 transaction · row 1
1 source rowRow 1 · 2021-02-24 · Sale · Disposed 1,480 · Balance 1,470 F1: Represents the weighted average sales price per share. The shares were sold at prices ranging from $35.75 to $36.1050. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the issuer, or a security holder of the issuer. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $33.50 · Expires 2029-01-25 | Direct | 800 |
Reported balance
Holding disclosure · report date 2021-02-24 · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · Balance 800 F2: Options vest in five equal annual installments beginning on January 25, 2019. |
| Stock Option (Right to BuySEC Table II · derivative / convertible security · Conversion / exercise price $36.26 · Expires 2030-01-21 | Direct | 1,000 |
Reported balance
Holding disclosure · report date 2021-02-24 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 1,000 F3: Options vest in four equal annual installments beginning on January 31, 2020. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the weighted average sales price per share. The shares were sold at prices ranging from $35.75 to $36.1050. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the issuer, or a security holder of the issuer.
F2: Options vest in five equal annual installments beginning on January 25, 2019.
F3: Options vest in four equal annual installments beginning on January 31, 2020.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 24, 2021 Filed Feb 25, 2021 22:38 UTC | Sound Financial Bancorp, Inc. SFBC · Entity 6655 | SaleCommon Stock | 1,480 | $35.98 | $53,244.33 |
DisclosureSEC source: 0000927089-21-000100 · edgar.xml · nonDerivative · entry 1 Kelley Daphne · CIK 0001746034 · EVP/Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,470 F1 · price: Represents the weighted average sales price per share. The shares were sold at prices ranging from $35.75 to $36.1050. Full information regarding the number of shares sold at each price shall be provided upon request to the staff of the U.S. Securities and Exchange Commission, the issuer, or a security holder of the issuer. Read SEC document |
| May 12, 2020 Filed May 12, 2020 21:51 UTC | Sound Financial Bancorp, Inc. SFBC · Entity 6655 | PurchaseCommon Stock | 100 | $25.27 | $2,527.00 |
DisclosureSEC source: 0000927089-20-000304 · edgar.xml · nonDerivative · entry 1 Kelley Daphne · CIK 0001746034 · EVP/Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,950 Read SEC document |
| January 31, 2020 Filed Feb 4, 2020 18:02 UTC | Sound Financial Bancorp, Inc. SFBC · Entity 6655 | GrantStock Option (Right to Buy) · Derivative | 1,650 | $0.00 Strike: $36.26 | $0.00 |
DisclosureSEC source: 0000927089-20-000073 · edgar.xml · derivative · entry 3 Kelley Daphne · CIK 0001746034 · EVP/Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 Underlying: Common Stock · 1,000 shares Expires 2030-01-31 F2 · derivative.exercise_date: Options vest in five equal annual installments beginning on January 31, 2020. Read SEC document |
| January 31, 2020 Filed Feb 4, 2020 18:02 UTC | Sound Financial Bancorp, Inc. SFBC · Entity 6655 | GrantCommon Stock | 1,650 | $0.00 | $0.00 |
DisclosureSEC source: 0000927089-20-000073 · edgar.xml · nonDerivative · entry 1 Kelley Daphne · CIK 0001746034 · EVP/Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,850 Read SEC document |
| January 25, 2019 Filed Jan 29, 2019 17:52 UTC | Sound Financial Bancorp, Inc. SFBC · Entity 6655 | GrantStock Option (Right to Buy) · Derivative | 800 | $0.00 Strike: $33.50 | $0.00 |
DisclosureSEC source: 0000927089-19-000065 · edgar.xml · derivative · entry 2 Kelley Daphne · CIK 0001746034 · EVP/Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 800 Underlying: Common Stock · 800 shares Expires 2029-01-25 F1 · derivative.exercise_date: Options vest in five equal annual installments beginning on January 25, 2019. Read SEC document |
| January 25, 2019 Filed Jan 29, 2019 17:52 UTC | Sound Financial Bancorp, Inc. SFBC · Entity 6655 | GrantCommon Stock | 1,200 | $0.00 | $0.00 |
DisclosureSEC source: 0000927089-19-000065 · edgar.xml · nonDerivative · entry 1 Kelley Daphne · CIK 0001746034 · EVP/Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,200 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.