Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Sound Financial Bancorp, Inc.SFBC · Entity 6655 | Director | June 10, 2026 | June 11, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Sound Financial Bancorp, Inc.
Report date June 10, 2026 · Filed June 11, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 7,427 |
Reported balance
After 2026-06-10 transaction · row 1
1 source rowRow 1 · 2026-06-10 · Gift · Disposed 28,916 · Balance 7,427 F3: The reported transaction consists of bona fide gift to the reporting person's children undertaken in connection with the reporting person's estate, tax and retirement planning. Although the gifts represent a substantial portion of the reporting person's directly held shares, the transaction was not a sale and was effected solely for purposes of such planning. Following the reported gifts, the reporting person continues to maintain a meaningful equity interest in the Company through remaining share ownership and outstanding equity awards. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $39.89 · Expires 2034-01-26 | Direct | 265 |
Reported balance
After 2024-01-26 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2024-01-26 · Grant · Acquired 265 · Balance 265 F2: Options vest in three equal annual installments beginning on January 26, 2025. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $33.50 · Expires 2029-01-25 | Direct | 250 |
Reported balance
Holding disclosure · report date 2026-06-10 · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · Balance 250 F1: Options are fully vested. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $36.26 · Expires 2030-01-31 | Direct | 120 |
Reported balance
Holding disclosure · report date 2026-06-10 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 120 F1: Options are fully vested. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $32.46 · Expires 2031-01-27 | Direct | 300 |
Reported balance
Holding disclosure · report date 2026-06-10 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 300 F1: Options are fully vested. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $42.85 · Expires 2032-01-28 | Direct | 320 |
Reported balance
Holding disclosure · report date 2026-06-10 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 320 F1: Options are fully vested. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $40.13 · Expires 2033-01-27 | Direct | 320 |
Reported balance
Holding disclosure · report date 2026-06-10 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 320 F1: Options are fully vested. |
Filing footnotes · ownership attribution and instrument terms
F1: Options are fully vested.
F2: Options vest in three equal annual installments beginning on January 26, 2025.
F3: The reported transaction consists of bona fide gift to the reporting person's children undertaken in connection with the reporting person's estate, tax and retirement planning. Although the gifts represent a substantial portion of the reporting person's directly held shares, the transaction was not a sale and was effected solely for purposes of such planning. Following the reported gifts, the reporting person continues to maintain a meaningful equity interest in the Company through remaining share ownership and outstanding equity awards.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 10, 2026 Filed Jun 11, 2026 22:54 UTC | Sound Financial Bancorp, Inc. SFBC · Entity 6655 | GiftCommon Stock | 28,916 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-26-020356 · rdgdoc.xml · nonDerivative · entry 1 Riojas Rogelio · CIK 0001410551 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,427 F3 · kind: The reported transaction consists of bona fide gift to the reporting person's children undertaken in connection with the reporting person's estate, tax and retirement planning. Although the gifts represent a substantial portion of the reporting person's directly held shares, the transaction was not a sale and was effected solely for purposes of such planning. Following the reported gifts, the reporting person continues to maintain a meaningful equity interest in the Company through remaining share ownership and outstanding equity awards. Read SEC document |
| January 26, 2024 Filed Jan 30, 2024 21:56 UTC | Sound Financial Bancorp, Inc. SFBC · Entity 6655 | GrantStock Option (Right to Buy) · Derivative | 265 | $0.00 Strike: $39.89 | $0.00 |
DisclosureSEC source: 0001437749-24-002570 · rdgdoc.xml · derivative · entry 7 Riojas Rogelio · CIK 0001410551 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 265 Underlying: Common Stock · 265 shares Expires 2034-01-26 F4 · derivative.exercise_date: Options vest in three equal annual installments beginning on January 26, 2025. Read SEC document |
| January 26, 2024 Filed Jan 30, 2024 21:56 UTC | Sound Financial Bancorp, Inc. SFBC · Entity 6655 | GrantCommon Stock | 250 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-24-002570 · rdgdoc.xml · nonDerivative · entry 1 Riojas Rogelio · CIK 0001410551 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 36,344 Read SEC document |
| January 26, 2024 Filed Jun 11, 2026 22:54 UTC | Sound Financial Bancorp, Inc. SFBC · Entity 6655 | GrantStock Option (Right to Buy) · Derivative | 265 | $0.00 Strike: $39.89 | $0.00 |
DisclosureSEC source: 0001437749-26-020356 · rdgdoc.xml · derivative · entry 7 Riojas Rogelio · CIK 0001410551 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 265 Underlying: Common Stock · 265 shares Expires 2034-01-26 F2 · derivative.exercise_date: Options vest in three equal annual installments beginning on January 26, 2025. Read SEC document |
| January 27, 2023 Filed Jan 31, 2023 22:27 UTC | Sound Financial Bancorp, Inc. SFBC · Entity 6655 | GrantStock Option (Right to Buy) · Derivative | 320 | $0.00 Strike: $40.13 | $0.00 |
DisclosureSEC source: 0001437749-23-002147 · rdgdoc.xml · derivative · entry 6 Riojas Rogelio · CIK 0001410551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 320 Underlying: Common Stock · 320 shares Expires 2033-01-27 F4 · derivative.exercise_date: Options vest in four equal annual installments beginning on January 27, 2023. Read SEC document |
| January 27, 2023 Filed Jan 31, 2023 22:27 UTC | Sound Financial Bancorp, Inc. SFBC · Entity 6655 | GrantCommon Stock | 200 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-23-002147 · rdgdoc.xml · nonDerivative · entry 1 Riojas Rogelio · CIK 0001410551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,094 Read SEC document |
| January 28, 2022 Filed Feb 1, 2022 16:02 UTC | Sound Financial Bancorp, Inc. SFBC · Entity 6655 | GrantStock Option (Right to Buy) · Derivative | 320 | $0.00 Strike: $42.85 | $0.00 |
DisclosureSEC source: 0001437749-22-002065 · rdgdoc.xml · derivative · entry 5 Riojas Rogelio · CIK 0001410551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 320 Underlying: Common Stock · 320 shares Expires 2032-01-28 F4 · derivative.exercise_date: Options vest in four equal annual installments beginning on January 28, 2022. Read SEC document |
| January 28, 2022 Filed Feb 1, 2022 16:02 UTC | Sound Financial Bancorp, Inc. SFBC · Entity 6655 | GrantCommon Stock | 200 | $0.00 | $0.00 |
DisclosureSEC source: 0001437749-22-002065 · rdgdoc.xml · nonDerivative · entry 1 Riojas Rogelio · CIK 0001410551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,894 Read SEC document |
| January 27, 2021 Filed Jan 28, 2021 20:53 UTC | Sound Financial Bancorp, Inc. SFBC · Entity 6655 | GrantStock Option (Right to Buy) · Derivative | 300 | $0.00 Strike: $32.46 | $0.00 |
DisclosureSEC source: 0001104659-21-008738 · tm214446-5_4seq1.xml · derivative · entry 4 Riojas Rogelio · CIK 0001410551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300 Underlying: Common Stock · 300 shares Expires 2031-01-27 F3 · derivative.exercise_date: Options vest in four equal annual installments beginning on January 27, 2021. Read SEC document |
| January 27, 2021 Filed Jan 28, 2021 20:53 UTC | Sound Financial Bancorp, Inc. SFBC · Entity 6655 | GrantCommon Stock | 148 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-008738 · tm214446-5_4seq1.xml · nonDerivative · entry 1 Riojas Rogelio · CIK 0001410551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,694 Read SEC document |
| March 24, 2020 Filed Mar 25, 2020 16:09 UTC | Sound Financial Bancorp, Inc. SFBC · Entity 6655 | Exercise / conversionStock Option (Right to Buy) · Derivative | 6,025 | $0.00 Strike: $16.80 | $0.00 |
DisclosureSEC source: 0000927089-20-000198 · edgar.xml · derivative · entry 4 Riojas Rogelio · CIK 0001410551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,025 shares Expires 2024-01-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Options are fully exercisable. Read SEC document |
| March 24, 2020 Filed Mar 25, 2020 16:09 UTC | Sound Financial Bancorp, Inc. SFBC · Entity 6655 | Exercise / conversionStock Option (Right to Buy) · Derivative | 862 | $0.00 Strike: $18.36 | $0.00 |
DisclosureSEC source: 0000927089-20-000198 · edgar.xml · derivative · entry 3 Riojas Rogelio · CIK 0001410551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 862 shares Expires 2025-01-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Options are fully exercisable. Read SEC document |
| March 24, 2020 Filed Mar 25, 2020 16:09 UTC | Sound Financial Bancorp, Inc. SFBC · Entity 6655 | Exercise / conversionCommon Stock | 862 | $18.36 | $15,826.32 |
DisclosureSEC source: 0000927089-20-000198 · edgar.xml · nonDerivative · entry 2 Riojas Rogelio · CIK 0001410551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,546 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 24, 2020 Filed Mar 25, 2020 16:09 UTC | Sound Financial Bancorp, Inc. SFBC · Entity 6655 | Exercise / conversionCommon Stock | 6,025 | $16.80 | $101,220.00 |
DisclosureSEC source: 0000927089-20-000198 · edgar.xml · nonDerivative · entry 1 Riojas Rogelio · CIK 0001410551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,684 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 31, 2020 Filed Feb 4, 2020 17:58 UTC | Sound Financial Bancorp, Inc. SFBC · Entity 6655 | GrantStock Option (Right to Buy) · Derivative | 120 | $0.00 Strike: $36.26 | $0.00 |
DisclosureSEC source: 0000927089-20-000069 · edgar.xml · derivative · entry 5 Riojas Rogelio · CIK 0001410551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120 Underlying: Common Stock · 120 shares Expires 2030-01-31 F4 · derivative.exercise_date: Options vest in four equal annual installments beginning on January 31, 2020. Read SEC document |
| January 31, 2020 Filed Feb 4, 2020 17:58 UTC | Sound Financial Bancorp, Inc. SFBC · Entity 6655 | GrantCommon Stock | 200 | $0.00 | $0.00 |
DisclosureSEC source: 0000927089-20-000069 · edgar.xml · nonDerivative · entry 1 Riojas Rogelio · CIK 0001410551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,659 Read SEC document |
| January 25, 2019 Filed Jan 29, 2019 17:52 UTC | Sound Financial Bancorp, Inc. SFBC · Entity 6655 | GrantStock Option (Right to Buy) · Derivative | 250 | $0.00 Strike: $33.50 | $0.00 |
DisclosureSEC source: 0000927089-19-000064 · edgar.xml · derivative · entry 4 Riojas Rogelio · CIK 0001410551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250 Underlying: Common Stock · 250 shares Expires 2029-01-25 F3 · derivative.exercise_date: Options vest in five equal annual installments begiinning on January 25, 2019. Read SEC document |
| January 25, 2019 Filed Jan 29, 2019 17:52 UTC | Sound Financial Bancorp, Inc. SFBC · Entity 6655 | GrantCommon Stock | 300 | $0.00 | $0.00 |
DisclosureSEC source: 0000927089-19-000064 · edgar.xml · nonDerivative · entry 1 Riojas Rogelio · CIK 0001410551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,459 Read SEC document |
| January 29, 2018 Filed Jan 29, 2018 21:28 UTC | Sound Financial Bancorp, Inc. SFBC · Entity 6655 | Exercise / conversionStock Option (Right to Buy) · Derivative | 1,623 | $0.00 Strike: $9.72 | $0.00 |
DisclosureSEC source: 0001140361-18-003560 · doc1.xml · derivative · entry 4 Riojas Rogelio · CIK 0001410551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,623 shares Expires 2019-01-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Options vest in five equal annual installments beginning on January 27, 2010. Read SEC document |
| January 29, 2018 Filed Jan 29, 2018 21:28 UTC | Sound Financial Bancorp, Inc. SFBC · Entity 6655 | Exercise / conversionStock Option (Right to Buy) · Derivative | 1,623 | $0.00 Strike: $8.41 | $0.00 |
DisclosureSEC source: 0001140361-18-003560 · doc1.xml · derivative · entry 3 Riojas Rogelio · CIK 0001410551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,623 shares Expires 2019-01-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Options vest in five equal annual installments beginning on January 27, 2010. Read SEC document |
| January 29, 2018 Filed Jan 29, 2018 21:28 UTC | Sound Financial Bancorp, Inc. SFBC · Entity 6655 | Exercise / conversionCommon Stock | 1,623 | $9.72 | $15,775.56 |
DisclosureSEC source: 0001140361-18-003560 · doc1.xml · nonDerivative · entry 2 Riojas Rogelio · CIK 0001410551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,159 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 29, 2018 Filed Jan 29, 2018 21:28 UTC | Sound Financial Bancorp, Inc. SFBC · Entity 6655 | Exercise / conversionCommon Stock | 1,623 | $8.41 | $13,649.43 |
DisclosureSEC source: 0001140361-18-003560 · doc1.xml · nonDerivative · entry 1 Riojas Rogelio · CIK 0001410551 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,536 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.