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Sweeney James E

Disclosed activity across 1 company

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86163
SEC CIK
0001410547

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Sound Financial Bancorp, Inc.SFBC · Entity 6655DirectorNovember 07, 2024November 12, 2024

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Sound Financial Bancorp, Inc.

Report date November 07, 2024 · Filed November 12, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectBy 401(k)3,534 Reported balance After 2024-11-07 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2024-11-07 · Sale · Disposed 239 · Balance 3,534

Common StockSEC Table I · non-derivativeIndirectBy 401(k)2,942 Reported balance After 2024-11-08 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2024-11-08 · Sale · Disposed 592 · Balance 2,942

Common StockSEC Table I · non-derivativeDirect13,496 Reported balance Holding disclosure · report date 2024-11-07 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 13,496

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $33.50 · Expires 2029-01-25Direct250 Reported balance Holding disclosure · report date 2024-11-07 · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · Balance 250

F1: Options are fully exercisable.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $36.26 · Expires 2030-01-31Direct120 Reported balance Holding disclosure · report date 2024-11-07 · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · Balance 120

F1: Options are fully exercisable.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $32.46 · Expires 2031-01-27Direct300 Reported balance Holding disclosure · report date 2024-11-07 · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · Balance 300

F1: Options are fully exercisable.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $42.85 · Expires 2032-01-28Direct320 Reported balance Holding disclosure · report date 2024-11-07 · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · Balance 320

F2: Options vest in four equal annual installments beginning on January 28, 2022.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $40.13 · Expires 2033-01-27Direct320 Reported balance Holding disclosure · report date 2024-11-07 · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · Balance 320

F3: Options vest in four equal annual installments beginning on January 27, 2023.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $39.89 · Expires 2034-01-26Direct265 Reported balance Holding disclosure · report date 2024-11-07 · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · Balance 265

F4: Options vest in three equal annual installments beginning on January 26, 2025.

Filing footnotes · ownership attribution and instrument terms

F1: Options are fully exercisable.

F2: Options vest in four equal annual installments beginning on January 28, 2022.

F3: Options vest in four equal annual installments beginning on January 27, 2023.

F4: Options vest in three equal annual installments beginning on January 26, 2025.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
November 08, 2024 Filed Nov 12, 2024 13:18 UTC Sound Financial Bancorp, Inc. SFBC · Entity 6655 SaleCommon Stock 592 $52.57 $31,121.44
Disclosure

SEC source: 0001437749-24-034452 · rdgdoc.xml · nonDerivative · entry 2

Sweeney James E · CIK 0001410547 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By 401(k)

Disclosed balance after: 2,942

Read SEC document
November 07, 2024 Filed Nov 12, 2024 13:18 UTC Sound Financial Bancorp, Inc. SFBC · Entity 6655 SaleCommon Stock 239 $52.42 $12,528.38
Disclosure

SEC source: 0001437749-24-034452 · rdgdoc.xml · nonDerivative · entry 1

Sweeney James E · CIK 0001410547 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By 401(k)

Disclosed balance after: 3,534

Read SEC document
November 06, 2024 Filed Nov 6, 2024 19:09 UTC Sound Financial Bancorp, Inc. SFBC · Entity 6655 SaleCommon Stock 533 $53.25 $28,382.25
Disclosure

SEC source: 0001437749-24-033702 · rdgdoc.xml · nonDerivative · entry 3

Sweeney James E · CIK 0001410547 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By 401(k)

Disclosed balance after: 3,773

Read SEC document
November 05, 2024 Filed Nov 6, 2024 19:09 UTC Sound Financial Bancorp, Inc. SFBC · Entity 6655 SaleCommon Stock 78 $53.58 $4,179.24
Disclosure

SEC source: 0001437749-24-033702 · rdgdoc.xml · nonDerivative · entry 2

Sweeney James E · CIK 0001410547 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By 401(k)

Disclosed balance after: 4,306

Read SEC document
November 04, 2024 Filed Nov 6, 2024 19:09 UTC Sound Financial Bancorp, Inc. SFBC · Entity 6655 SaleCommon Stock 1,358 $53.76 $73,006.08
Disclosure

SEC source: 0001437749-24-033702 · rdgdoc.xml · nonDerivative · entry 1

Sweeney James E · CIK 0001410547 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By 401(k)

Disclosed balance after: 4,384

Read SEC document
September 09, 2024 Filed Sep 10, 2024 16:41 UTC Sound Financial Bancorp, Inc. SFBC · Entity 6655 SaleCommon Stock 200 $53.80 $10,760.00
Disclosure

SEC source: 0001437749-24-028869 · rdgdoc.xml · nonDerivative · entry 2

Sweeney James E · CIK 0001410547 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,496

Read SEC document
January 26, 2024 Filed Jan 30, 2024 16:55 UTC Sound Financial Bancorp, Inc. SFBC · Entity 6655 GrantStock Option (Right to Buy) · Derivative 265 $0.00 Strike: $39.89 $0.00
Disclosure

SEC source: 0001437749-24-002567 · rdgdoc.xml · derivative · entry 8

Sweeney James E · CIK 0001410547 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 265

Underlying: Common Stock · 265 shares

Expires 2034-01-26

F4 · derivative.exercise_date: Options vest in three equal annual installments beginning on January 26, 2025.

Read SEC document
January 26, 2024 Filed Jan 30, 2024 16:55 UTC Sound Financial Bancorp, Inc. SFBC · Entity 6655 GrantCommon Stock 250 $0.00 $0.00
Disclosure

SEC source: 0001437749-24-002567 · rdgdoc.xml · nonDerivative · entry 2

Sweeney James E · CIK 0001410547 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,696

Read SEC document
November 08, 2023 Filed Nov 8, 2023 16:31 UTC Sound Financial Bancorp, Inc. SFBC · Entity 6655 SaleCommon Stock 2,025 $36.01 $72,920.25
Disclosure

SEC source: 0001437749-23-030973 · rdgdoc.xml · nonDerivative · entry 2

Sweeney James E · CIK 0001410547 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,446

F5 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $36.00 to $36.05, inclusive. The reporting person undertakes to provide Sound Financial Bancorp, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote to this Form 4.

Read SEC document
November 08, 2023 Filed Nov 8, 2023 16:31 UTC Sound Financial Bancorp, Inc. SFBC · Entity 6655 SaleCommon Stock 475 $35.75 $16,981.25
Disclosure

SEC source: 0001437749-23-030973 · rdgdoc.xml · nonDerivative · entry 1

Sweeney James E · CIK 0001410547 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,471

Read SEC document
February 03, 2023 Filed Feb 7, 2023 12:49 UTC Sound Financial Bancorp, Inc. SFBC · Entity 6655 Exercise / conversionStock Option (Right to Buy) · Derivative 574 $0.00 Strike: $18.36 $0.00
Disclosure

SEC source: 0001437749-23-002647 · rdgdoc.xml · derivative · entry 5

Sweeney James E · CIK 0001410547 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 574 shares

Expires 2025-01-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options are fully exercisable.

Read SEC document
February 03, 2023 Filed Feb 7, 2023 12:49 UTC Sound Financial Bancorp, Inc. SFBC · Entity 6655 Exercise / conversionStock Option (Right to Buy) · Derivative 2,677 $0.00 Strike: $16.80 $0.00
Disclosure

SEC source: 0001437749-23-002647 · rdgdoc.xml · derivative · entry 4

Sweeney James E · CIK 0001410547 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,677 shares

Expires 2024-01-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options are fully exercisable.

Read SEC document
February 03, 2023 Filed Feb 7, 2023 12:49 UTC Sound Financial Bancorp, Inc. SFBC · Entity 6655 Exercise / conversionCommon Stock 574 $18.36 $10,538.64
Disclosure

SEC source: 0001437749-23-002647 · rdgdoc.xml · nonDerivative · entry 2

Sweeney James E · CIK 0001410547 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,946

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 03, 2023 Filed Feb 7, 2023 12:49 UTC Sound Financial Bancorp, Inc. SFBC · Entity 6655 Exercise / conversionCommon Stock 2,677 $16.80 $44,973.60
Disclosure

SEC source: 0001437749-23-002647 · rdgdoc.xml · nonDerivative · entry 1

Sweeney James E · CIK 0001410547 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,372

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 27, 2023 Filed Jan 31, 2023 17:30 UTC Sound Financial Bancorp, Inc. SFBC · Entity 6655 GrantStock Option (Right to Buy) · Derivative 320 $0.00 Strike: $40.13 $0.00
Disclosure

SEC source: 0001437749-23-002154 · rdgdoc.xml · derivative · entry 9

Sweeney James E · CIK 0001410547 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 320

Underlying: Common Stock · 320 shares

Expires 2033-01-27

F4 · derivative.exercise_date: Options vest in four equal annual installments beginning on January 27, 2023.

Read SEC document
January 27, 2023 Filed Jan 31, 2023 17:30 UTC Sound Financial Bancorp, Inc. SFBC · Entity 6655 GrantCommon Stock 200 $0.00 $0.00
Disclosure

SEC source: 0001437749-23-002154 · rdgdoc.xml · nonDerivative · entry 1

Sweeney James E · CIK 0001410547 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,695

Read SEC document
November 08, 2022 Filed Nov 9, 2022 13:45 UTC Sound Financial Bancorp, Inc. SFBC · Entity 6655 Exercise / conversionStock Option (Right to Buy) · Derivative 670 $0.00 Strike: $16.80 $0.00
Disclosure

SEC source: 0001437749-22-026526 · rdgdoc.xml · derivative · entry 3

Sweeney James E · CIK 0001410547 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,677

Underlying: Common Stock · 670 shares

Expires 2024-01-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options are fully exercisable.

Read SEC document
November 08, 2022 Filed Nov 9, 2022 13:45 UTC Sound Financial Bancorp, Inc. SFBC · Entity 6655 Exercise / conversionCommon Stock 670 $16.80 $11,256.00
Disclosure

SEC source: 0001437749-22-026526 · rdgdoc.xml · nonDerivative · entry 1

Sweeney James E · CIK 0001410547 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,495

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 15, 2022 Filed Aug 16, 2022 15:02 UTC Sound Financial Bancorp, Inc. SFBC · Entity 6655 Exercise / conversionStock Option (Right to Buy) · Derivative 670 $0.00 Strike: $16.80 $0.00
Disclosure

SEC source: 0001437749-22-020695 · rdgdoc.xml · derivative · entry 3

Sweeney James E · CIK 0001410547 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3.347

Underlying: Common Stock · 670 shares

Expires 2024-01-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options are fully exercisable.

Read SEC document
August 15, 2022 Filed Aug 16, 2022 15:02 UTC Sound Financial Bancorp, Inc. SFBC · Entity 6655 Exercise / conversionCommon Stock 670 $16.80 $11,256.00
Disclosure

SEC source: 0001437749-22-020695 · rdgdoc.xml · nonDerivative · entry 1

Sweeney James E · CIK 0001410547 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,825

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 28, 2022 Filed Feb 1, 2022 11:05 UTC Sound Financial Bancorp, Inc. SFBC · Entity 6655 GrantStock Option (Right to Buy) · Derivative 320 $0.00 Strike: $42.85 $0.00
Disclosure

SEC source: 0001437749-22-002067 · rdgdoc.xml · derivative · entry 8

Sweeney James E · CIK 0001410547 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 320

Underlying: Common Stock · 320 shares

Expires 2032-01-28

F5 · derivative.exercise_date: Options vest in four equal annual installments beginning on January 28, 2022.

Read SEC document
January 28, 2022 Filed Feb 1, 2022 11:05 UTC Sound Financial Bancorp, Inc. SFBC · Entity 6655 GrantCommon Stock 200 $0.00 $0.00
Disclosure

SEC source: 0001437749-22-002067 · rdgdoc.xml · nonDerivative · entry 1

Sweeney James E · CIK 0001410547 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,155

Read SEC document
November 02, 2021 Filed Nov 2, 2021 16:25 UTC Sound Financial Bancorp, Inc. SFBC · Entity 6655 SaleCommon Stock 3,000 $42.00 $126,000.00
Disclosure

SEC source: 0000927089-21-000231 · edgar.xml · nonDerivative · entry 1

Sweeney James E · CIK 0001410547 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Held in 401(k)

Disclosed balance after: 5,742

Read SEC document
August 09, 2021 Filed Aug 11, 2021 10:33 UTC Sound Financial Bancorp, Inc. SFBC · Entity 6655 Exercise / conversionStock Option (Right to Buy) · Derivative 288 $0.00 Strike: $18.36 $0.00
Disclosure

SEC source: 0000927089-21-000199 · edgar.xml · derivative · entry 5

Sweeney James E · CIK 0001410547 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 574

Underlying: Common Stock · 288 shares

Expires 2025-01-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options are fully exercisable.

Read SEC document
August 09, 2021 Filed Aug 11, 2021 10:33 UTC Sound Financial Bancorp, Inc. SFBC · Entity 6655 Exercise / conversionStock Option (Right to Buy) · Derivative 2,008 $0.00 Strike: $16.80 $0.00
Disclosure

SEC source: 0000927089-21-000199 · edgar.xml · derivative · entry 4

Sweeney James E · CIK 0001410547 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,017

Underlying: Common Stock · 2,008 shares

Expires 2024-01-23

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options are fully exercisable.

Read SEC document
August 09, 2021 Filed Aug 11, 2021 10:33 UTC Sound Financial Bancorp, Inc. SFBC · Entity 6655 Exercise / conversionCommon Stock 288 $18.36 $5,287.68
Disclosure

SEC source: 0000927089-21-000199 · edgar.xml · nonDerivative · entry 2

Sweeney James E · CIK 0001410547 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,955

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 09, 2021 Filed Aug 11, 2021 10:33 UTC Sound Financial Bancorp, Inc. SFBC · Entity 6655 Exercise / conversionCommon Stock 2,008 $16.80 $33,734.40
Disclosure

SEC source: 0000927089-21-000199 · edgar.xml · nonDerivative · entry 1

Sweeney James E · CIK 0001410547 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,667

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 27, 2021 Filed Jan 28, 2021 15:55 UTC Sound Financial Bancorp, Inc. SFBC · Entity 6655 GrantStock Option (Right to Buy) · Derivative 300 $0.00 Strike: $32.46 $0.00
Disclosure

SEC source: 0001104659-21-008741 · tm214446-7_4seq1.xml · derivative · entry 7

Sweeney James E · CIK 0001410547 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300

Underlying: Common Stock · 300 shares

Expires 2031-01-27

F5 · derivative.exercise_date: Options vest in four equal annual installments beginning on January 27, 2021.

Read SEC document
January 27, 2021 Filed Jan 28, 2021 15:55 UTC Sound Financial Bancorp, Inc. SFBC · Entity 6655 GrantCommon Stock 148 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-008741 · tm214446-7_4seq1.xml · nonDerivative · entry 1

Sweeney James E · CIK 0001410547 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,659

Read SEC document
January 31, 2020 Filed Feb 4, 2020 12:55 UTC Sound Financial Bancorp, Inc. SFBC · Entity 6655 GrantStock Option (Right to Buy) · Derivative 120 $0.00 Strike: $36.26 $0.00
Disclosure

SEC source: 0000927089-20-000066 · edgar.xml · derivative · entry 6

Sweeney James E · CIK 0001410547 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 120

Underlying: Common Stock · 120 shares

Expires 2030-01-31

F4 · derivative.exercise_date: Options vest in four equal installments beginning on January 31, 2020.

Read SEC document
January 31, 2020 Filed Feb 4, 2020 12:55 UTC Sound Financial Bancorp, Inc. SFBC · Entity 6655 GrantCommon Stock 200 $0.00 $0.00
Disclosure

SEC source: 0000927089-20-000066 · edgar.xml · nonDerivative · entry 1

Sweeney James E · CIK 0001410547 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,511

Read SEC document
January 25, 2019 Filed Jan 29, 2019 12:56 UTC Sound Financial Bancorp, Inc. SFBC · Entity 6655 GrantStock Option (Right to Buy) · Derivative 250 $0.00 Strike: $33.50 $0.00
Disclosure

SEC source: 0000927089-19-000069 · edgar.xml · derivative · entry 5

Sweeney James E · CIK 0001410547 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 250

Underlying: Common Stock · 250 shares

Expires 2029-01-25

F3 · derivative.exercise_date: Options vest in five equal annual installments beginning on January 25, 2019.

Read SEC document
January 25, 2019 Filed Jan 29, 2019 12:56 UTC Sound Financial Bancorp, Inc. SFBC · Entity 6655 GrantCommon Stock 300 $0.00 $0.00
Disclosure

SEC source: 0000927089-19-000069 · edgar.xml · nonDerivative · entry 1

Sweeney James E · CIK 0001410547 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,311

Read SEC document
January 03, 2019 Filed Jan 7, 2019 15:39 UTC Sound Financial Bancorp, Inc. SFBC · Entity 6655 Exercise / conversionStock Option (Right to Buy) · Derivative 541 $0.00 Strike: $9.72 $0.00
Disclosure

SEC source: 0000927089-19-000006 · edgar.xml · derivative · entry 5

Sweeney James E · CIK 0001410547 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 541 shares

Expires 2019-01-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options vest in five equal annual installments beginning on January 27, 2010.

Read SEC document
January 03, 2019 Filed Jan 7, 2019 15:39 UTC Sound Financial Bancorp, Inc. SFBC · Entity 6655 Exercise / conversionStock Option (Right to Buy) · Derivative 541 $0.00 Strike: $8.41 $0.00
Disclosure

SEC source: 0000927089-19-000006 · edgar.xml · derivative · entry 4

Sweeney James E · CIK 0001410547 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 541 shares

Expires 2019-01-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options vest in five equal annual installments beginning on January 27, 2010.

Read SEC document
January 03, 2019 Filed Jan 7, 2019 15:39 UTC Sound Financial Bancorp, Inc. SFBC · Entity 6655 Exercise / conversionCommon Stock 541 $9.72 $5,258.52
Disclosure

SEC source: 0000927089-19-000006 · edgar.xml · nonDerivative · entry 2

Sweeney James E · CIK 0001410547 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,011

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 03, 2019 Filed Jan 7, 2019 15:39 UTC Sound Financial Bancorp, Inc. SFBC · Entity 6655 Exercise / conversionCommon Stock 541 $8.41 $4,549.81
Disclosure

SEC source: 0000927089-19-000006 · edgar.xml · nonDerivative · entry 1

Sweeney James E · CIK 0001410547 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,470

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 05, 2018 Filed Feb 6, 2018 10:26 UTC Sound Financial Bancorp, Inc. SFBC · Entity 6655 SaleCommon Stock 1,082 $34.77 $37,621.14
Disclosure

SEC source: 0001140361-18-005202 · doc1.xml · nonDerivative · entry 3

Sweeney James E · CIK 0001410547 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,929

Read SEC document
January 29, 2018 Filed Feb 6, 2018 10:26 UTC Sound Financial Bancorp, Inc. SFBC · Entity 6655 Exercise / conversionStock Option (Right to Buy) · Derivative 541 $0.00 Strike: $9.72 $0.00
Disclosure

SEC source: 0001140361-18-005202 · doc1.xml · derivative · entry 6

Sweeney James E · CIK 0001410547 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 541

Underlying: Common Stock · 541 shares

Expires 2019-01-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options vest in five equal annual installments beginning on January 27, 2010.

Read SEC document
January 29, 2018 Filed Feb 6, 2018 10:26 UTC Sound Financial Bancorp, Inc. SFBC · Entity 6655 Exercise / conversionStock Option (Right to Buy) · Derivative 541 $0.00 Strike: $8.41 $0.00
Disclosure

SEC source: 0001140361-18-005202 · doc1.xml · derivative · entry 5

Sweeney James E · CIK 0001410547 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 541

Underlying: Common Stock · 541 shares

Expires 2019-01-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options vest in five equal annual installments beginning on January 27, 2010.

Read SEC document
January 29, 2018 Filed Feb 6, 2018 10:26 UTC Sound Financial Bancorp, Inc. SFBC · Entity 6655 Exercise / conversionCommon Stock 541 $9.72 $5,258.52
Disclosure

SEC source: 0001140361-18-005202 · doc1.xml · nonDerivative · entry 2

Sweeney James E · CIK 0001410547 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,011

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 28, 2017 Filed Nov 29, 2017 18:46 UTC Sound Financial Bancorp, Inc. SFBC · Entity 6655 SaleCommon Stock 1,070 $32.69 $34,978.30
Disclosure

SEC source: 0001140361-17-044250 · doc1.xml · nonDerivative · entry 4

Sweeney James E · CIK 0001410547 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,929

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November 27, 2017 Filed Nov 29, 2017 18:46 UTC Sound Financial Bancorp, Inc. SFBC · Entity 6655 Exercise / conversionStock Option (Right to Buy) · Derivative 541 $0.00 Strike: $9.72 $0.00
Disclosure

SEC source: 0001140361-17-044250 · doc1.xml · derivative · entry 7

Sweeney James E · CIK 0001410547 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,082

Underlying: Common Stock · 541 shares

Expires 2019-01-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options vest in five equal annual installments beginning on January 27, 2010.

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November 27, 2017 Filed Nov 29, 2017 18:46 UTC Sound Financial Bancorp, Inc. SFBC · Entity 6655 Exercise / conversionStock Option (Right to Buy) · Derivative 541 $0.00 Strike: $8.41 $0.00
Disclosure

SEC source: 0001140361-17-044250 · doc1.xml · derivative · entry 6

Sweeney James E · CIK 0001410547 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,082

Underlying: Common Stock · 541 shares

Expires 2019-01-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Options vest in five equal annual installments beginning on January 27, 2010.

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November 27, 2017 Filed Nov 29, 2017 18:46 UTC Sound Financial Bancorp, Inc. SFBC · Entity 6655 SaleCommon Stock 12 $33.50 $402.00
Disclosure

SEC source: 0001140361-17-044250 · doc1.xml · nonDerivative · entry 3

Sweeney James E · CIK 0001410547 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,999

Read SEC document
November 27, 2017 Filed Nov 29, 2017 18:46 UTC Sound Financial Bancorp, Inc. SFBC · Entity 6655 Exercise / conversionCommon Stock 541 $9.72 $5,258.52
Disclosure

SEC source: 0001140361-17-044250 · doc1.xml · nonDerivative · entry 2

Sweeney James E · CIK 0001410547 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,011

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 27, 2017 Filed Nov 29, 2017 18:46 UTC Sound Financial Bancorp, Inc. SFBC · Entity 6655 Exercise / conversionCommon Stock 541 $8.41 $4,549.81
Disclosure

SEC source: 0001140361-17-044250 · doc1.xml · nonDerivative · entry 1

Sweeney James E · CIK 0001410547 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,470

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 29, 2017 Filed Feb 6, 2018 10:26 UTC Sound Financial Bancorp, Inc. SFBC · Entity 6655 Exercise / conversionCommon Stock 541 $8.41 $4,549.81
Disclosure

SEC source: 0001140361-18-005202 · doc1.xml · nonDerivative · entry 1

Sweeney James E · CIK 0001410547 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,470

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
January 29, 2016 Filed Aug 10, 2017 13:47 UTC Amendment Sound Financial Bancorp, Inc. SFBC · Entity 6655 GrantCommon Stock 1,275 $22.31 $28,445.25
Disclosure

SEC source: 0001140361-17-031036 · doc1.xml · nonDerivative · entry 1

Sweeney James E · CIK 0001410547 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,929

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.