Last 12 months
Inside the activity.
0 purchase rows · 4 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 1 |
| Feb 2026 | 0 | 1 |
| Mar 2026 | 0 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 0 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 2 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 30, 2016 Filed Jan 4, 2017 22:33 UTC |
DUBINSKY JOHN PDirector
|
Exercise / conversionPhantom Stock Units · Derivative | 3,375 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000720672-17-000019 · edgardoc.xml · derivative · entry 2 DUBINSKY JOHN P · CIK 0001181348 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,757 Underlying: Common Stock · 3,375 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| December 30, 2016 Filed Jan 4, 2017 22:33 UTC |
DUBINSKY JOHN PDirector
|
Exercise / conversionCommon Stock | 3,375 | $0.00 | $0.00 |
DisclosureSEC source: 0000720672-17-000019 · edgardoc.xml · nonDerivative · entry 1 DUBINSKY JOHN P · CIK 0001181348 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,193 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 30, 2016 Filed Jan 4, 2017 22:33 UTC |
HANSER FREDERICK ODirector
|
Exercise / conversionPhantom Stock Units · Derivative | 3,375 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000720672-17-000018 · edgardoc.xml · derivative · entry 2 HANSER FREDERICK O · CIK 0001188881 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,757 Underlying: Common Stock · 3,375 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| December 30, 2016 Filed Jan 4, 2017 22:33 UTC |
HANSER FREDERICK ODirector
|
Exercise / conversionCommon Stock | 3,375 | $0.00 | $0.00 |
DisclosureSEC source: 0000720672-17-000018 · edgardoc.xml · nonDerivative · entry 1 HANSER FREDERICK O · CIK 0001188881 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,565 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 30, 2016 Filed Jan 4, 2017 22:32 UTC |
Michaud Thomas B.Director
|
Exercise / conversionPhantom Stock Units · Derivative | 12,887 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0000720672-17-000017 · edgardoc.xml · derivative · entry 3 Michaud Thomas B. · CIK 0001380492 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,331 Underlying: Common Stock · 12,887 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each phantom stock unit was the economic equivalent of one share of Stifel Financial Corp. common stock. On December 30, 2016, 12,887 of the reporting person's phantom stock units were settled for cash. F1 · price: Each phantom stock unit was the economic equivalent of one share of Stifel Financial Corp. common stock. On December 30, 2016, 12,887 of the reporting person's phantom stock units were settled for cash. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| December 30, 2016 Filed Jan 4, 2017 22:32 UTC |
Michaud Thomas B.Director
|
Disposition to issuerCommon Stock | 12,887 | $49.95 | $643,705.65 |
DisclosureSEC source: 0000720672-17-000017 · edgardoc.xml · nonDerivative · entry 2 Michaud Thomas B. · CIK 0001380492 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,574 Read SEC document |
| December 30, 2016 Filed Jan 4, 2017 22:32 UTC |
Michaud Thomas B.Director
|
Exercise / conversionCommon Stock | 12,887 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000720672-17-000017 · edgardoc.xml · nonDerivative · entry 1 Michaud Thomas B. · CIK 0001380492 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,461 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each phantom stock unit was the economic equivalent of one share of Stifel Financial Corp. common stock. On December 30, 2016, 12,887 of the reporting person's phantom stock units were settled for cash. Read SEC document |
| December 30, 2016 Filed Jan 4, 2017 22:32 UTC |
KRUSZEWSKI RONALD JDirector · CHIEF EXECUTIVE OFFICER
|
Exercise / conversionPhantom Stock Units · Derivative | 81,113 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0000720672-17-000015 · edgardoc.xml · derivative · entry 6 KRUSZEWSKI RONALD J · CIK 0001203674 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 278,084 Underlying: Common Stock · 81,113 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each phantom stock unit was the economic equivalent of one share of Stifel Financial Corp. common stock. On December 30, 2016, 81,113 of the reporting person's phantom stock units were settled for cash. F1 · price: Each phantom stock unit was the economic equivalent of one share of Stifel Financial Corp. common stock. On December 30, 2016, 81,113 of the reporting person's phantom stock units were settled for cash. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| December 30, 2016 Filed Jan 4, 2017 22:32 UTC |
KRUSZEWSKI RONALD JDirector · CHIEF EXECUTIVE OFFICER
|
Disposition to issuerCommon Stock | 81,113 | $49.95 | $4,051,594.35 |
DisclosureSEC source: 0000720672-17-000015 · edgardoc.xml · nonDerivative · entry 3 KRUSZEWSKI RONALD J · CIK 0001203674 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 842,340 Read SEC document |
| December 30, 2016 Filed Jan 4, 2017 22:32 UTC |
KRUSZEWSKI RONALD JDirector · CHIEF EXECUTIVE OFFICER
|
Exercise / conversionCommon Stock | 81,113 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000720672-17-000015 · edgardoc.xml · nonDerivative · entry 2 KRUSZEWSKI RONALD J · CIK 0001203674 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 923,453 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each phantom stock unit was the economic equivalent of one share of Stifel Financial Corp. common stock. On December 30, 2016, 81,113 of the reporting person's phantom stock units were settled for cash. Read SEC document |
| December 30, 2016 Filed Jan 4, 2017 22:19 UTC |
BROWN MICHAEL WDirector
|
Exercise / conversionPhantom Stock Units · Derivative | 3,375 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000720672-17-000014 · edgardoc.xml · derivative · entry 2 BROWN MICHAEL W · CIK 0001205542 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,751 Underlying: Common Stock · 3,375 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| December 30, 2016 Filed Jan 4, 2017 22:19 UTC |
BROWN MICHAEL WDirector
|
Exercise / conversionCommon Stock | 3,375 | $0.00 | $0.00 |
DisclosureSEC source: 0000720672-17-000014 · edgardoc.xml · nonDerivative · entry 1 BROWN MICHAEL W · CIK 0001205542 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,820 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 30, 2016 Filed Jan 4, 2017 22:19 UTC |
WESTBROOK KELVIN RDirector
|
Exercise / conversionPhantom Stock Units · Derivative | 3,375 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000720672-17-000013 · edgardoc.xml · derivative · entry 2 WESTBROOK KELVIN R · CIK 0001190588 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,751 Underlying: Common Stock · 3,375 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| December 30, 2016 Filed Jan 4, 2017 22:19 UTC |
WESTBROOK KELVIN RDirector
|
Exercise / conversionCommon Stock | 3,375 | $0.00 | $0.00 |
DisclosureSEC source: 0000720672-17-000013 · edgardoc.xml · nonDerivative · entry 1 WESTBROOK KELVIN R · CIK 0001190588 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,884 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 30, 2016 Filed Jan 4, 2017 22:18 UTC |
OATES JAMES MDirector
|
Exercise / conversionPhantom Stock Units · Derivative | 3,768 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000720672-17-000012 · edgardoc.xml · derivative · entry 4 OATES JAMES M · CIK 0001180238 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,197 Underlying: Common Stock · 3,768 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| December 30, 2016 Filed Jan 4, 2017 22:18 UTC |
OATES JAMES MDirector
|
GiftCommon Stock | 573 | $0.00 | $0.00 |
DisclosureSEC source: 0000720672-17-000012 · edgardoc.xml · nonDerivative · entry 3 OATES JAMES M · CIK 0001180238 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Spouse Disclosed balance after: 0 Read SEC document |
| December 30, 2016 Filed Jan 4, 2017 22:18 UTC |
OATES JAMES MDirector
|
GiftCommon Stock | 573 | $0.00 | $0.00 |
DisclosureSEC source: 0000720672-17-000012 · edgardoc.xml · nonDerivative · entry 2 OATES JAMES M · CIK 0001180238 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,345 Read SEC document |
| December 30, 2016 Filed Jan 4, 2017 22:18 UTC |
OATES JAMES MDirector
|
Exercise / conversionCommon Stock | 3,768 | $0.00 | $0.00 |
DisclosureSEC source: 0000720672-17-000012 · edgardoc.xml · nonDerivative · entry 1 OATES JAMES M · CIK 0001180238 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,772 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 30, 2016 Filed Jan 4, 2017 22:18 UTC |
BEDA BRUCE ADirector
|
Exercise / conversionPhantom Stock Units · Derivative | 4,029 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000720672-17-000011 · edgardoc.xml · derivative · entry 2 BEDA BRUCE A · CIK 0001203738 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,096 Underlying: Common Stock · 4,029 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| December 30, 2016 Filed Jan 4, 2017 22:18 UTC |
BEDA BRUCE ADirector
|
Exercise / conversionCommon Stock | 4,029 | $0.00 | $0.00 |
DisclosureSEC source: 0000720672-17-000011 · edgardoc.xml · nonDerivative · entry 1 BEDA BRUCE A · CIK 0001203738 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,492 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 30, 2016 Filed Jan 4, 2017 22:16 UTC |
Marischen James MSENIOR VP & CHIEF RISK OFFICER
|
Exercise / conversionPhantom Stock Units · Derivative | 5,340 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000720672-17-000010 · edgardoc.xml · derivative · entry 3 Marischen James M · CIK 0001638499 · SENIOR VP & CHIEF RISK OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,946 Underlying: Common Stock · 5,340 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| December 30, 2016 Filed Jan 4, 2017 22:16 UTC |
Marischen James MSENIOR VP & CHIEF RISK OFFICER
|
Tax withholdingCommon Stock | 1,903 | $49.95 | $95,054.85 |
DisclosureSEC source: 0000720672-17-000010 · edgardoc.xml · nonDerivative · entry 2 Marischen James M · CIK 0001638499 · SENIOR VP & CHIEF RISK OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,014 Read SEC document |
| December 30, 2016 Filed Jan 4, 2017 22:16 UTC |
Marischen James MSENIOR VP & CHIEF RISK OFFICER
|
Exercise / conversionCommon Stock | 5,340 | $0.00 | $0.00 |
DisclosureSEC source: 0000720672-17-000010 · edgardoc.xml · nonDerivative · entry 1 Marischen James M · CIK 0001638499 · SENIOR VP & CHIEF RISK OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,917 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 30, 2016 Filed Jan 4, 2017 22:16 UTC |
Fisher Mark PSENIOR VP & GENERAL COUNSEL
|
Exercise / conversionPhantom Stock Units · Derivative | 9,272 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000720672-17-000009 · edgardoc.xml · derivative · entry 3 Fisher Mark P · CIK 0001345807 · SENIOR VP & GENERAL COUNSEL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,730 Underlying: Common Stock · 9,272 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| December 30, 2016 Filed Jan 4, 2017 22:16 UTC |
Fisher Mark PSENIOR VP & GENERAL COUNSEL
|
Tax withholdingCommon Stock | 6,026 | $49.95 | $300,998.70 |
DisclosureSEC source: 0000720672-17-000009 · edgardoc.xml · nonDerivative · entry 2 Fisher Mark P · CIK 0001345807 · SENIOR VP & GENERAL COUNSEL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,369 Read SEC document |
| December 30, 2016 Filed Jan 4, 2017 22:16 UTC |
Fisher Mark PSENIOR VP & GENERAL COUNSEL
|
Exercise / conversionCommon Stock | 9,272 | $0.00 | $0.00 |
DisclosureSEC source: 0000720672-17-000009 · edgardoc.xml · nonDerivative · entry 1 Fisher Mark P · CIK 0001345807 · SENIOR VP & GENERAL COUNSEL 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,395 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 30, 2016 Filed Jan 4, 2017 22:16 UTC |
Minnick David MGeneral Counsel & Senior VP
|
Exercise / conversionPhantom Stock Units · Derivative | 3,424 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0000720672-17-000008 · edgardoc.xml · derivative · entry 7 Minnick David M · CIK 0001307666 · General Counsel & Senior VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,108 Underlying: Common Stock · 3,424 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each phantom stock unit was the economic equivalent of one share of Stifel Financial Corp. common stock. On December 30, 2016, 3,424 of the reporting person's phantom stock units were settled for cash. F1 · price: Each phantom stock unit was the economic equivalent of one share of Stifel Financial Corp. common stock. On December 30, 2016, 3,424 of the reporting person's phantom stock units were settled for cash. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| December 30, 2016 Filed Jan 4, 2017 22:16 UTC |
Minnick David MGeneral Counsel & Senior VP
|
Disposition to issuerCommon Stock | 3,424 | $49.95 | $171,028.80 |
DisclosureSEC source: 0000720672-17-000008 · edgardoc.xml · nonDerivative · entry 6 Minnick David M · CIK 0001307666 · General Counsel & Senior VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 165 Read SEC document |
| December 30, 2016 Filed Jan 4, 2017 22:16 UTC |
Minnick David MGeneral Counsel & Senior VP
|
Exercise / conversionCommon Stock | 3,424 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000720672-17-000008 · edgardoc.xml · nonDerivative · entry 5 Minnick David M · CIK 0001307666 · General Counsel & Senior VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,589 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each phantom stock unit was the economic equivalent of one share of Stifel Financial Corp. common stock. On December 30, 2016, 3,424 of the reporting person's phantom stock units were settled for cash. Read SEC document |
| December 30, 2016 Filed Jan 4, 2017 22:15 UTC |
WEISEL THOMAS WDirector
|
Exercise / conversionPhantom Stock Units · Derivative | 18,868 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0000720672-17-000007 · edgardoc.xml · derivative · entry 3 WEISEL THOMAS W · CIK 0001207218 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,993 Underlying: Common Stock · 18,868 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each phantom stock unit was the economic equivalent of one share of Stifel Financial Corp. common stock. On December 30, 2016, 18,868 of the reporting person's phantom stock units were settled for cash. F1 · price: Each phantom stock unit was the economic equivalent of one share of Stifel Financial Corp. common stock. On December 30, 2016, 18,868 of the reporting person's phantom stock units were settled for cash. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| December 30, 2016 Filed Jan 4, 2017 22:15 UTC |
WEISEL THOMAS WDirector
|
Disposition to issuerCommon Stock | 18,868 | $49.95 | $942,456.60 |
DisclosureSEC source: 0000720672-17-000007 · edgardoc.xml · nonDerivative · entry 2 WEISEL THOMAS W · CIK 0001207218 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,929 Read SEC document |
| December 30, 2016 Filed Jan 4, 2017 22:15 UTC |
WEISEL THOMAS WDirector
|
Exercise / conversionCommon Stock | 18,868 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000720672-17-000007 · edgardoc.xml · nonDerivative · entry 1 WEISEL THOMAS W · CIK 0001207218 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,797 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each phantom stock unit was the economic equivalent of one share of Stifel Financial Corp. common stock. On December 30, 2016, 18,868 of the reporting person's phantom stock units were settled for cash. Read SEC document |
| December 30, 2016 Filed Jan 4, 2017 22:15 UTC |
Plotkin Ben ADirector · Vice Chairman
|
Exercise / conversionPhantom Stock Units · Derivative | 12,897 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0000720672-17-000006 · edgardoc.xml · derivative · entry 3 Plotkin Ben A · CIK 0001392580 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,644 Underlying: Common Stock · 12,897 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each phantom stock unit was the economic equivalent of one share of Stifel Financial Corp. common stock. On December 30, 2016, 12,897 of the reporting person's phantom stock units were settled for cash. F1 · price: Each phantom stock unit was the economic equivalent of one share of Stifel Financial Corp. common stock. On December 30, 2016, 12,897 of the reporting person's phantom stock units were settled for cash. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| December 30, 2016 Filed Jan 4, 2017 22:15 UTC |
Plotkin Ben ADirector · Vice Chairman
|
Disposition to issuerCommon Stock | 12,897 | $49.95 | $644,205.15 |
DisclosureSEC source: 0000720672-17-000006 · edgardoc.xml · nonDerivative · entry 2 Plotkin Ben A · CIK 0001392580 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,309 Read SEC document |
| December 30, 2016 Filed Jan 4, 2017 22:15 UTC |
Plotkin Ben ADirector · Vice Chairman
|
Exercise / conversionCommon Stock | 12,897 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000720672-17-000006 · edgardoc.xml · nonDerivative · entry 1 Plotkin Ben A · CIK 0001392580 · Director · Vice Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 136,206 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each phantom stock unit was the economic equivalent of one share of Stifel Financial Corp. common stock. On December 30, 2016, 12,897 of the reporting person's phantom stock units were settled for cash. Read SEC document |
| December 30, 2016 Filed Jan 4, 2017 22:15 UTC |
Brautigam AllenDirector, Branch Offices
|
Exercise / conversionPhantom Stock Units · Derivative | 12,976 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0000720672-17-000005 · edgardoc.xml · derivative · entry 5 Brautigam Allen · CIK 0001517800 · Director, Branch Offices 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,601 Underlying: Common Stock · 12,976 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each phantom stock unit was the economic equivalent of one share of Stifel Financial Corp. common stock. On December 30, 2016, 12,976 of the reporting person's phantom stock units were settled for cash. F1 · price: Each phantom stock unit was the economic equivalent of one share of Stifel Financial Corp. common stock. On December 30, 2016, 12,976 of the reporting person's phantom stock units were settled for cash. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| December 30, 2016 Filed Jan 4, 2017 22:15 UTC |
Brautigam AllenDirector, Branch Offices
|
Disposition to issuerCommon Stock | 12,976 | $49.95 | $648,151.20 |
DisclosureSEC source: 0000720672-17-000005 · edgardoc.xml · nonDerivative · entry 4 Brautigam Allen · CIK 0001517800 · Director, Branch Offices 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,818 Read SEC document |
| December 30, 2016 Filed Jan 4, 2017 22:15 UTC |
Brautigam AllenDirector, Branch Offices
|
Exercise / conversionCommon Stock | 12,976 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000720672-17-000005 · edgardoc.xml · nonDerivative · entry 3 Brautigam Allen · CIK 0001517800 · Director, Branch Offices 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,794 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each phantom stock unit was the economic equivalent of one share of Stifel Financial Corp. common stock. On December 30, 2016, 12,976 of the reporting person's phantom stock units were settled for cash. Read SEC document |
| December 30, 2016 Filed Jan 4, 2017 22:15 UTC |
HIMELFARB RICHARD JDirector · Director
|
Exercise / conversionPhantom Stock Units · Derivative | 7,276 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0000720672-17-000004 · edgardoc.xml · derivative · entry 3 HIMELFARB RICHARD J · CIK 0001206663 · Director · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,342 Underlying: Common Stock · 7,276 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each phantom stock unit was the economic equivalent of one share of Stifel Financial Corp. common stock. On December 30, 2016, 7,276 of the reporting person's phantom stock units were settled for cash. F1 · price: Each phantom stock unit was the economic equivalent of one share of Stifel Financial Corp. common stock. On December 30, 2016, 7,276 of the reporting person's phantom stock units were settled for cash. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| December 30, 2016 Filed Jan 4, 2017 22:15 UTC |
HIMELFARB RICHARD JDirector · Director
|
Disposition to issuerCommon Stock | 7,276 | $49.95 | $363,436.20 |
DisclosureSEC source: 0000720672-17-000004 · edgardoc.xml · nonDerivative · entry 2 HIMELFARB RICHARD J · CIK 0001206663 · Director · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 169,166 Read SEC document |
| December 30, 2016 Filed Jan 4, 2017 22:15 UTC |
HIMELFARB RICHARD JDirector · Director
|
Exercise / conversionCommon Stock | 7,276 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000720672-17-000004 · edgardoc.xml · nonDerivative · entry 1 HIMELFARB RICHARD J · CIK 0001206663 · Director · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 176,442 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each phantom stock unit was the economic equivalent of one share of Stifel Financial Corp. common stock. On December 30, 2016, 7,276 of the reporting person's phantom stock units were settled for cash. Read SEC document |
| December 30, 2016 Filed Jan 4, 2017 22:14 UTC |
ZEMLYAK JAMES MDirector · CHIEF FIN'L & ADMIN OFFCR
|
Exercise / conversionPhantom Stock Units · Derivative | 42,979 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0000720672-17-000002 · edgardoc.xml · derivative · entry 4 ZEMLYAK JAMES M · CIK 0001203675 · Director · CHIEF FIN'L & ADMIN OFFCR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 151,449 Underlying: Common Stock · 42,979 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each phantom stock unit was the economic equivalent of one share of Stifel Financial Corp. common stock. On December 30, 2016, 42,979 of the reporting person's phantom stock units were settled for cash. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| December 30, 2016 Filed Jan 4, 2017 22:14 UTC |
ZEMLYAK JAMES MDirector · CHIEF FIN'L & ADMIN OFFCR
|
Disposition to issuerCommon Stock | 42,979 | $49.95 | $2,146,801.05 |
DisclosureSEC source: 0000720672-17-000002 · edgardoc.xml · nonDerivative · entry 2 ZEMLYAK JAMES M · CIK 0001203675 · Director · CHIEF FIN'L & ADMIN OFFCR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 724,183 Read SEC document |
| December 30, 2016 Filed Jan 4, 2017 22:14 UTC |
ZEMLYAK JAMES MDirector · CHIEF FIN'L & ADMIN OFFCR
|
Exercise / conversionCommon Stock | 42,979 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000720672-17-000002 · edgardoc.xml · nonDerivative · entry 1 ZEMLYAK JAMES M · CIK 0001203675 · Director · CHIEF FIN'L & ADMIN OFFCR 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 767,162 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each phantom stock unit was the economic equivalent of one share of Stifel Financial Corp. common stock. On December 30, 2016, 42,979 of the reporting person's phantom stock units were settled for cash. Read SEC document |
| December 30, 2016 Filed Jan 4, 2017 22:13 UTC |
Nesi VictorDirector · Director
|
Exercise / conversionPhantom Stock Units · Derivative | 43,826 | Not disclosed Strike: $0.00 | Not disclosed |
DisclosureSEC source: 0000720672-17-000001 · edgardoc.xml · derivative · entry 4 Nesi Victor · CIK 0001470453 · Director · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,900 Underlying: Common Stock · 43,826 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each phantom stock unit was the economic equivalent of one share of Stifel Financial Corp. common stock. On December 30, 2016, 43,826 of the reporting person's phantom stock units were settled for cash. F1 · price: Each phantom stock unit was the economic equivalent of one share of Stifel Financial Corp. common stock. On December 30, 2016, 43,826 of the reporting person's phantom stock units were settled for cash. F2 · derivative.expiration_date: No expiration date for these Units. Read SEC document |
| December 30, 2016 Filed Jan 4, 2017 22:13 UTC |
Nesi VictorDirector · Director
|
Disposition to issuerCommon Stock | 43,826 | $49.95 | $2,189,108.70 |
DisclosureSEC source: 0000720672-17-000001 · edgardoc.xml · nonDerivative · entry 2 Nesi Victor · CIK 0001470453 · Director · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 139,373 Read SEC document |
| December 30, 2016 Filed Jan 4, 2017 22:13 UTC |
Nesi VictorDirector · Director
|
Exercise / conversionCommon Stock | 43,826 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000720672-17-000001 · edgardoc.xml · nonDerivative · entry 1 Nesi Victor · CIK 0001470453 · Director · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 183,199 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each phantom stock unit was the economic equivalent of one share of Stifel Financial Corp. common stock. On December 30, 2016, 43,826 of the reporting person's phantom stock units were settled for cash. Read SEC document |
| December 23, 2016 Filed Dec 27, 2016 21:32 UTC |
KRUSZEWSKI RONALD JDirector · CHIEF EXECUTIVE OFFICER
|
SaleCommon Stock | 30,522 | $51.43 | $1,569,691.52 |
DisclosureSEC source: 0000720672-16-000192 · edgardoc.xml · nonDerivative · entry 2 KRUSZEWSKI RONALD J · CIK 0001203674 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 848,340 F1 · shares: Shares are being sold to rebalance portfolio. Read SEC document |
| December 22, 2016 Filed Dec 27, 2016 21:32 UTC |
KRUSZEWSKI RONALD JDirector · CHIEF EXECUTIVE OFFICER
|
SaleCommon Stock | 30,000 | $51.39 | $1,541,700.00 |
DisclosureSEC source: 0000720672-16-000192 · edgardoc.xml · nonDerivative · entry 1 KRUSZEWSKI RONALD J · CIK 0001203674 · Director · CHIEF EXECUTIVE OFFICER 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 878,862 F1 · shares: Shares are being sold to rebalance portfolio. Read SEC document |
| December 20, 2016 Filed Dec 20, 2016 21:26 UTC |
Minnick David MGeneral Counsel & Senior VP
|
SaleCommon Stock | 1,000 | $52.00 | $52,000.00 |
DisclosureSEC source: 0000720672-16-000191 · edgardoc.xml · nonDerivative · entry 3 Minnick David M · CIK 0001307666 · General Counsel & Senior VP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 475 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.