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Nasdaq · USD

SERV

Serve Robotics Inc. /DE/

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Tapewire entity
5633
SEC CIK
0001832483
Parsed reports
194

Last 12 months

Inside the activity.

0 purchase rows · 68 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202509
Dec 2025011
Jan 202607
Feb 2026013
Mar 202608
Apr 202603
May 202607
Jun 202604
Jul 202600
Aug 202606
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 25, 2024 Filed Nov 27, 2024 21:51 UTC
Abraham EuanChief Hardware & Mftg Offcr
SaleCommon Stock 731 $8.82 $6,447.49
Disclosure

SEC source: 0000950170-24-131582 · ownership.xml · nonDerivative · entry 1

Abraham Euan · CIK 0001983554 · Chief Hardware & Mftg Offcr

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 152,127

F1 · shares: Represents shares of the Issuer's common stock sold to satisfy tax withholding obligations relating to the acquisition of shares of the Issuer's common stock in connection with the settlement of the vested portion of RSUs. Such sale was executed pursuant to provisions of a restricted stock unit agreement by and between the Issuer and the Reporting Person.

Read SEC document
November 25, 2024 Filed Nov 27, 2024 21:52 UTC
Kashani AliDirector · Chief Executive Officer
Exercise / conversionStock Option (right to buy) · Derivative 6,861 Not disclosed Strike: $0.94 Not disclosed
Disclosure

SEC source: 0000950170-24-131583 · ownership.xml · derivative · entry 7

Kashani Ali · CIK 0001983489 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 12,512

Underlying: Common Stock · 6,861 shares

Expires 2028-06-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · price: Received in connection with the Issuer's merger with Serve Robotics Inc. ("Legacy Serve") in accordance with the terms of the Agreement and Plan of Merger and Reorganization dated as of July 31, 2023, by and among the Issuer (f/k/a Patricia Acquisition Corp.), Serve Acquisition Corp. and Legacy Serve in exchange for options to acquire 24,112 shares of Legacy Serve common stock for $0.76 per share.

F4 · derivative.exercise_date: The stock option vested as to 1/48 of the total number of shares on June 1, 2023, and an additional 1/48 of the total number of shares will vest on each monthly anniversary thereafter, until such time as the stock option is 100% vested, subject to the continuing employment of the Reporting Person on each vesting date.

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November 25, 2024 Filed Nov 27, 2024 21:52 UTC
Kashani AliDirector · Chief Executive Officer
SaleCommon Stock 757 $8.58 $6,491.28
Disclosure

SEC source: 0000950170-24-131583 · ownership.xml · nonDerivative · entry 4

Kashani Ali · CIK 0001983489 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,361,342

F3 · shares: Represents shares of the Issuer's common stock sold to satisfy tax withholding obligations relating to the acquisition of shares of the Issuer's common stock incurred upon the above-reported exercise of options.

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November 25, 2024 Filed Nov 27, 2024 21:52 UTC
Kashani AliDirector · Chief Executive Officer
Exercise / conversionCommon Stock 6,861 $0.94 $6,480.90
Disclosure

SEC source: 0000950170-24-131583 · ownership.xml · nonDerivative · entry 3

Kashani Ali · CIK 0001983489 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,362,099

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 25, 2024 Filed Nov 27, 2024 21:52 UTC
Kashani AliDirector · Chief Executive Officer
SaleCommon Stock 2,500 $9.17 $22,925.00
Disclosure

SEC source: 0000950170-24-131583 · ownership.xml · nonDerivative · entry 2

Kashani Ali · CIK 0001983489 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,355,238

F2 · shares: Sale effected pursuant to a Rule 10b5-1 sales plan, adopted by the Reporting Person on August 19, 2024.

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November 25, 2024 Filed Nov 27, 2024 21:52 UTC
Kashani AliDirector · Chief Executive Officer
SaleCommon Stock 6,462 $8.64 $55,831.68
Disclosure

SEC source: 0000950170-24-131583 · ownership.xml · nonDerivative · entry 1

Kashani Ali · CIK 0001983489 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,357,738

F1 · shares: Represents shares of the Issuer's common stock sold to satisfy tax withholding obligations relating to the acquisition of shares of the Issuer's common stock in connection with the settlement of the vested portion of RSUs. Such sale was executed pursuant to provisions of a restricted stock unit agreement by and between the Issuer and the Reporting Person.

Read SEC document
November 25, 2024 Filed Nov 27, 2024 21:51 UTC
Parang TourajDirector · President & COO
SaleCommon Stock 1,365 $8.76 $11,957.40
Disclosure

SEC source: 0000950170-24-131580 · ownership.xml · nonDerivative · entry 1

Parang Touraj · CIK 0001983441 · Director · President & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,200,956

F1 · shares: Represents shares of the Issuer's common stock sold to satisfy tax withholding obligations relating to the acquisition of shares of the Issuer's common stock in connection with the settlement of the vested portion of RSUs. Such sale was executed pursuant to provisions of a restricted stock unit agreement by and between the Issuer and the Reporting Person.

Read SEC document
November 21, 2024 Filed Nov 22, 2024 21:23 UTC
Parang TourajDirector · President & COO
SaleCommon Stock 105 $8.84 $928.67
Disclosure

SEC source: 0000950170-24-130221 · ownership.xml · nonDerivative · entry 2

Parang Touraj · CIK 0001983441 · Director · President & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,202,321

F1 · shares: Represents shares of the Issuer's common stock sold to satisfy tax withholding obligations relating to the acquisition of shares of the Issuer's common stock in connection with the settlement of the vested portion of RSUs. Such sale was executed pursuant to provisions of a restricted stock unit agreement by and between the Issuer and the Reporting Person.

Read SEC document
November 21, 2024 Filed Nov 22, 2024 21:23 UTC
Parang TourajDirector · President & COO
SaleCommon Stock 140 $8.84 $1,237.60
Disclosure

SEC source: 0000950170-24-130221 · ownership.xml · nonDerivative · entry 1

Parang Touraj · CIK 0001983441 · Director · President & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,202,426

F1 · shares: Represents shares of the Issuer's common stock sold to satisfy tax withholding obligations relating to the acquisition of shares of the Issuer's common stock in connection with the settlement of the vested portion of RSUs. Such sale was executed pursuant to provisions of a restricted stock unit agreement by and between the Issuer and the Reporting Person.

Read SEC document
November 21, 2024 Filed Nov 22, 2024 21:23 UTC
Kashani AliDirector · Chief Executive Officer
SaleCommon Stock 466 $8.79 $4,094.74
Disclosure

SEC source: 0000950170-24-130219 · ownership.xml · nonDerivative · entry 2

Kashani Ali · CIK 0001983489 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,364,200

F1 · kind: Sale effected pursuant to a Rule 10b5-1 sales plan, adopted by the Reporting Person on August 19, 2024.

F2 · shares: Represents shares of the Issuer's common stock sold to satisfy tax withholding obligations relating to the acquisition of shares of the Issuer's common stock in connection with the settlement of the vested portion of RSUs. Such sale was executed pursuant to provisions of a restricted stock unit agreement by and between the Issuer and the Reporting Person.

Read SEC document
November 21, 2024 Filed Nov 22, 2024 21:23 UTC
Kashani AliDirector · Chief Executive Officer
SaleCommon Stock 643 $8.79 $5,651.97
Disclosure

SEC source: 0000950170-24-130219 · ownership.xml · nonDerivative · entry 1

Kashani Ali · CIK 0001983489 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,364,666

F1 · kind: Sale effected pursuant to a Rule 10b5-1 sales plan, adopted by the Reporting Person on August 19, 2024.

F2 · shares: Represents shares of the Issuer's common stock sold to satisfy tax withholding obligations relating to the acquisition of shares of the Issuer's common stock in connection with the settlement of the vested portion of RSUs. Such sale was executed pursuant to provisions of a restricted stock unit agreement by and between the Issuer and the Reporting Person.

Read SEC document
November 21, 2024 Filed Dec 6, 2024 22:38 UTC SaleCommon Stock 64,408 $8.57 $552,266.40
Disclosure

SEC source: 0000950170-24-134233 · ownership.xml · nonDerivative · entry 2

Jordan James Buckly · CIK 0001986987 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Wavemaker Global Select II, LLC

Disclosed balance after: 449,052

F3 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $8.45 to $8.86, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F1 · ownership.nature: The Reporting Person is the Managing Partner of Wavemaker Global Select II, LLC and has dispositive power over the shares of common stock held thereby. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

Read SEC document
November 18, 2024 Filed Nov 20, 2024 21:42 UTC
Abraham EuanChief Hardware & Mftg Offcr
Exercise / conversionStock Option (right to buy) · Derivative 75,000 Not disclosed Strike: $0.49 Not disclosed
Disclosure

SEC source: 0000950170-24-129356 · ownership.xml · derivative · entry 3

Abraham Euan · CIK 0001983554 · Chief Hardware & Mftg Offcr

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 125,875

Underlying: Common Stock · 75,000 shares

Expires 2031-12-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · price: Received in connection with the Issuer's merger (the "Merger") with Serve Robotics Inc. ("Legacy Serve") in accordance with the terms of the Agreement and Plan of Merger and Reorganization dated as of July 31, 2023, by and among the Issuer (f/k/a Patricia Acquisition Corp.), Serve Acquisition Corp. and Legacy Serve, in exchange for options to acquire 250,000 shares of Legacy Serve common stock for $0.39 per share. The Merger closed on July 31, 2023 (the "Merger Closing Date").

F3 · derivative.exercise_date: The stock option vested as to 1/4 of the total number of shares on November 1, 2022, and an additional 1/48 of the total number of shares vest on each monthly anniversary thereafter, until such time as the stock option is 100% vested, subject to the continuing employment of the Reporting Person on each vesting date.

Read SEC document
November 18, 2024 Filed Nov 20, 2024 21:42 UTC
Abraham EuanChief Hardware & Mftg Offcr
SaleCommon Stock 75,000 $7.92 $594,165.00
Disclosure

SEC source: 0000950170-24-129356 · ownership.xml · nonDerivative · entry 2

Abraham Euan · CIK 0001983554 · Chief Hardware & Mftg Offcr

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 152,858

F1 · kind: Sale effected pursuant to a Rule 10b5-1 sales plan, adopted by the Reporting Person on August 16, 2024.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $7.60 to $8.02, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
November 18, 2024 Filed Nov 20, 2024 21:42 UTC
Abraham EuanChief Hardware & Mftg Offcr
Exercise / conversionCommon Stock 75,000 $0.49 $36,405.00
Disclosure

SEC source: 0000950170-24-129356 · ownership.xml · nonDerivative · entry 1

Abraham Euan · CIK 0001983554 · Chief Hardware & Mftg Offcr

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 227,858

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 18, 2024 Filed Dec 6, 2024 22:38 UTC SaleCommon Stock 1,472 $7.99 $11,755.39
Disclosure

SEC source: 0000950170-24-134233 · ownership.xml · nonDerivative · entry 1

Jordan James Buckly · CIK 0001986987 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Wavemaker Global Select II, LLC

Disclosed balance after: 513,460

F1 · ownership.nature: The Reporting Person is the Managing Partner of Wavemaker Global Select II, LLC and has dispositive power over the shares of common stock held thereby. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

Read SEC document
November 13, 2024 Filed Nov 14, 2024 21:21 UTC SaleCommon Stock 3,872 $8.40 $32,534.87
Disclosure

SEC source: 0000950170-24-127088 · ownership.xml · nonDerivative · entry 2

Jordan James Buckly · CIK 0001986987 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Wavemaker Global Select II, LLC

Disclosed balance after: 514,932

F3 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $8.06 to $8.77, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F2 · ownership.nature: The Reporting Person is the Managing Partner of Wavemaker Global Select II, LLC and has dispositive power over the shares of common stock held thereby. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

Read SEC document
November 12, 2024 Filed Nov 14, 2024 21:21 UTC SaleCommon Stock 140,231 $8.74 $1,225,310.43
Disclosure

SEC source: 0000950170-24-127088 · ownership.xml · nonDerivative · entry 1

Jordan James Buckly · CIK 0001986987 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Wavemaker Global Select II, LLC

Disclosed balance after: 518,804

F1 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $8.53 to $9.15, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F2 · ownership.nature: The Reporting Person is the Managing Partner of Wavemaker Global Select II, LLC and has dispositive power over the shares of common stock held thereby. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.

Read SEC document
November 11, 2024 Filed Nov 13, 2024 21:49 UTC
Armenta AnthonyChief Software & Data Officer
GrantCommon Stock 440,000 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-126439 · ownership.xml · nonDerivative · entry 1

Armenta Anthony · CIK 0002044520 · Chief Software & Data Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 476,715

F1 · shares: Represents shares of Common Stock underlying a time-based restricted stock unit award ("RSU"). The RSU will vest as to 1/4th of the total number of shares on the 1-year anniversary of November 11, 2024 (the "Cliff Period"), and 1/48th of the total number of shares shall vest on each monthly anniversary thereafter, for a total vesting period of 48 months. The equity award is subject to a pro rata acceleration upon an Involuntary Termination or Resignation for Good Reason (each as defined in the Offer Letter, dated as of November 2, 2024, by and between the Reporting Person and Serve Operating Co.) within the Cliff Period based on the number of months of service provided to the Company.

Read SEC document
October 09, 2024 Filed Oct 9, 2024 20:55 UTC
Dunn EvanGeneral Counsel
GrantCommon Stock 100,000 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-113784 · ownership.xml · nonDerivative · entry 1

Dunn Evan · CIK 0002040436 · General Counsel

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 100,000

F1 · shares: Represents shares of Common Stock underlying a time-based restricted stock unit award ("RSU"). The RSU will vest as to 1/4th of the total number of shares on the 1-year anniversary of October 7, 2024 (the "Cliff Period"), and 1/48th of the total number of shares shall vest on each monthly anniversary thereafter, for a total vesting period of 48 months. The equity award is subject to a pro rata acceleration upon an Involuntary Termination or Resignation for Good Reason (each as defined in the Offer Letter, dated as of September 28, 2024, by and between the Reporting Person and Serve Operating Co.) within the Cliff Period based on the number of months of service provided to the Company.

Read SEC document
September 05, 2024 Filed Sep 6, 2024 23:16 UTC
Read BrianChief Financial Officer
GrantCommon Stock 30,000 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-104495 · ownership.xml · nonDerivative · entry 1

Read Brian · CIK 0002021854 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 270,000

F1 · shares: Represents shares of Common Stock underlying a time-based restricted stock unit award ("RSU"). The RSU will vest as to 1/3rd of the total number of shares on September 5, 2025 and 1/36th of the total number of shares on the same day of each month thereafter, subject to the Reporting Person's continuous service status through each vesting date.

Read SEC document
September 05, 2024 Filed Sep 6, 2024 23:15 UTC
Abraham EuanChief Hardware & Mftg Offcr
GrantCommon Stock 140,000 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-104494 · ownership.xml · nonDerivative · entry 3

Abraham Euan · CIK 0001983554 · Chief Hardware & Mftg Offcr

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 152,858

F2 · shares: Represents shares of Common Stock underlying an RSU. The RSU will vest as to 1/3rd of the total number of shares on September 5, 2025 and 1/36th of the total number of shares on the same day of each month thereafter, subject to the Reporting Person's continuous service status through each vesting date.

Read SEC document
September 05, 2024 Filed Sep 6, 2024 23:15 UTC
Parang TourajDirector · President & COO
GrantCommon Stock 395,000 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-104493 · ownership.xml · nonDerivative · entry 2

Parang Touraj · CIK 0001983441 · Director · President & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,202,566

F2 · shares: Represents shares of Common Stock underlying an RSU. The RSU will vest as to 1/3rd of the total number of shares on September 5, 2025 and 1/36th of the total number of shares on the same day of each month thereafter, subject to the Reporting Person's continuous service status through each vesting date.

Read SEC document
September 05, 2024 Filed Sep 6, 2024 23:14 UTC
Kashani AliDirector · Chief Executive Officer
GrantCommon Stock 1,100,000 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-104492 · ownership.xml · nonDerivative · entry 2

Kashani Ali · CIK 0001983489 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,365,309

F2 · shares: Represents shares of Common Stock underlying an RSU. The RSU will vest as to 1/3rd of the total number of shares on September 5, 2025 and 1/36th of the total number of shares on the same day of each month thereafter, subject to the Reporting Person's continuous service status through each vesting date.

Read SEC document
August 29, 2024 Filed Aug 30, 2024 20:16 UTC SaleCommon Stock 13,575 $9.22 $125,118.06
Disclosure

SEC source: 0000950170-24-102351 · ownership.xml · nonDerivative · entry 1

Goldberg David Michael · CIK 0002031782 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 36,425

F1 · shares: Represents shares of the Issuer's common stock sold to satisfy tax withholding obligations relating to the acquisition of shares of the Issuer's common stock in connection with the settlement of the vested portion of RSUs. Such sale was executed pursuant to provisions of a restricted stock unit agreement by and between the Issuer and the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $9.20 to $9.23, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
August 07, 2024 Filed Sep 6, 2024 23:15 UTC
Abraham EuanChief Hardware & Mftg Offcr
GrantCommon Stock 8,480 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-104494 · ownership.xml · nonDerivative · entry 2

Abraham Euan · CIK 0001983554 · Chief Hardware & Mftg Offcr

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,858

F1 · shares: Represents shares of Common Stock underlying a time-based restricted stock unit award ("RSU"). The RSU vested as to 1/12th of the total number of shares on June 1, 2024, and an additional 1/12th of the total number of shares will vest on the same day of each month thereafter, subject to the Reporting Person's continuous service status through each vesting date.

Read SEC document
June 11, 2024 Filed Sep 6, 2024 23:15 UTC
Abraham EuanChief Hardware & Mftg Offcr
GrantCommon Stock 4,378 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-104494 · ownership.xml · nonDerivative · entry 1

Abraham Euan · CIK 0001983554 · Chief Hardware & Mftg Offcr

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,378

F1 · shares: Represents shares of Common Stock underlying a time-based restricted stock unit award ("RSU"). The RSU vested as to 1/12th of the total number of shares on June 1, 2024, and an additional 1/12th of the total number of shares will vest on the same day of each month thereafter, subject to the Reporting Person's continuous service status through each vesting date.

Read SEC document
June 11, 2024 Filed Sep 6, 2024 23:15 UTC
Parang TourajDirector · President & COO
GrantCommon Stock 12,857 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-104493 · ownership.xml · nonDerivative · entry 1

Parang Touraj · CIK 0001983441 · Director · President & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 807,566

F1 · shares: Represents shares of Common Stock underlying a time-based restricted stock unit award ("RSU"). The RSU vested as to 1/12th of the total number of shares on June 1, 2024, and an additional 1/12th of the total number of shares will vest on the same day of each month thereafter, subject to the Reporting Person's continuous service status through each vesting date.

Read SEC document
June 11, 2024 Filed Sep 6, 2024 23:14 UTC
Kashani AliDirector · Chief Executive Officer
GrantCommon Stock 60,000 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-104492 · ownership.xml · nonDerivative · entry 1

Kashani Ali · CIK 0001983489 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,265,309

F1 · shares: Represents shares of Common Stock underlying a time-based restricted stock unit award ("RSU"). The RSU vested as to 1/12th of the total number of shares on June 1, 2024, and an additional 1/12th of the total number of shares will vest on the same day of each month thereafter, subject to the Reporting Person's continuous service status through each vesting date.

Read SEC document
April 29, 2024 Filed May 1, 2024 20:52 UTC
Read BrianChief Financial Officer
GrantCommon Stock 240,000 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-051364 · ownership.xml · nonDerivative · entry 1

Read Brian · CIK 0002021854 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 240,000

F1 · shares: 1/4th of the Total Number of Shares subject to the RSUs (the "Equity Award") will vest on the 1-year anniversary of April 29, 2024 (the "Cliff Period"), and 1/48th of the Equity Award will vest on each monthly anniversary thereafter, for a total vesting period of 48 months. The Equity Award is subject to a pro rata acceleration upon an Involuntary Termination or Resignation for Good Reason (each as defined in the Offer Letter, dated March 24, 2024, by and between Brian Read and Serve Operating Co.) within the Cliff Period based on the number of months of service provided to the Company.

Read SEC document
April 22, 2024 Filed Apr 22, 2024 20:31 UTC Exercise / conversionWarrants (Right to Buy) · Derivative 64,410 Not disclosed Strike: $3.89 Not disclosed
Disclosure

SEC source: 0000950170-24-046458 · ownership.xml · derivative · entry 6

Jordan James Buckly · CIK 0001986987 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 64,410 shares

Expires 2031-10-04

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · price: Received in connection with the Issuer's merger with Serve Robotics Inc. ("Legacy Serve") in accordance with the terms of the Agreement and Plan of Merger and Reorganization dated as of July 31, 2023, by and among the Issuer (f/k/a Patricia Acquisition Corp.), Serve Acquisition Corp. and Legacy Serve, in exchange for warrants to acquire 80,162 shares of Legacy Serve common stock for $3.12 per share.

F4 · derivative.exercise_date: The warrants are immediately exercisable in full.

Read SEC document
April 22, 2024 Filed Apr 22, 2024 20:31 UTC Tax withholdingCommon Stock 62,639 $4.00 $250,556.00
Disclosure

SEC source: 0000950170-24-046458 · ownership.xml · nonDerivative · entry 2

Jordan James Buckly · CIK 0001986987 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,771

F1 · kind: The Reporting Person exercised a warrant to purchase 64,410 shares of the Issuer's common stock at an exercise price of $3.89 per share (the "Warrant"). The Reporting Person exercised the Warrant on a cashless basis pursuant to the terms of the Warrant, resulting in the withholding by the Issuer of 62,639 shares and issuing to the Reporting Person the remaining 1,771 shares.

Read SEC document
April 22, 2024 Filed Apr 22, 2024 20:31 UTC Exercise / conversionCommon Stock 64,410 $3.89 $250,554.90
Disclosure

SEC source: 0000950170-24-046458 · ownership.xml · nonDerivative · entry 1

Jordan James Buckly · CIK 0001986987 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 64,410

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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April 22, 2024 Filed Jul 18, 2024 21:20 UTC
NVIDIA CORP10% owner
OtherCommon Stock 1,050,129 $2.42 $2,541,312.18
Disclosure

SEC source: 0001045810-24-000232 · wk-form4_1721337595.xml · nonDerivative · entry 2

NVIDIA CORP · CIK 0001045810 · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,727,033

F2 · shares: Pursuant to the terms of a 6.00% Convertible Promissory Note (the "Convertible Promissory Note") held by the Reporting Person, the Convertible Promissory Note had a floating conversion price. In connection with the Issuer's public offering in April 2024 and pursuant to the terms of the Convertible Promissory Note, the outstanding principal amount of the Convertible Promissory Note and any unpaid accrued interest automatically converted in whole without any further action by the Reporting Person into shares of common stock of the Issuer at a conversion price per share equal to $2.42 resulting in the issuance of 1,050,129 shares of common stock of the Issuer to the Reporting Person.

F2 · price: Pursuant to the terms of a 6.00% Convertible Promissory Note (the "Convertible Promissory Note") held by the Reporting Person, the Convertible Promissory Note had a floating conversion price. In connection with the Issuer's public offering in April 2024 and pursuant to the terms of the Convertible Promissory Note, the outstanding principal amount of the Convertible Promissory Note and any unpaid accrued interest automatically converted in whole without any further action by the Reporting Person into shares of common stock of the Issuer at a conversion price per share equal to $2.42 resulting in the issuance of 1,050,129 shares of common stock of the Issuer to the Reporting Person.

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April 18, 2024 Filed Mar 10, 2025 20:54 UTC
Pourdad AliDirector
GrantStock Option (right to buy) · Derivative 20,000 $0.00 Strike: $3.11 $0.00
Disclosure

SEC source: 0000950170-25-036464 · ownership.xml · derivative · entry 1

Pourdad Ali · CIK 0001983492 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2034-04-18

F1 · derivative.exercise_date: The stock option will vest in full on the one-year anniversary of the grant, subject to the Reporting Person's continued service as a member of the Board of Directors of the Issuer (the "Board") through such date. The Reporting Person did not stand for re-election at the Company's 2024 Annual Meeting of Stockholders (the "2024 Annual Meeting"), and his term expired at the 2024 Meeting. On March 4, 2025, the Board ratified the acceleration of the Reporting Person's stock option to vest in full on July 22, 2024, the date of the 2024 Annual Meeting.

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April 18, 2024 Filed Mar 10, 2025 20:54 UTC GrantStock Option (right to buy) · Derivative 20,000 $0.00 Strike: $3.11 $0.00
Disclosure

SEC source: 0000950170-25-036462 · ownership.xml · derivative · entry 1

Vincent Olivier · CIK 0001983424 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,000

Underlying: Common Stock · 20,000 shares

Expires 2034-04-18

F1 · derivative.exercise_date: The stock option will vest in full on the one-year anniversary of the grant, subject to the Reporting Person's continued service as a member of the Board of Directors of the Issuer (the "Board") through such date.

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July 31, 2023 Filed Aug 3, 2023 01:59 UTC
Tompkins Mark N.Former Director
GrantWarrants (Right to Buy) · Derivative 156,250 Not disclosed Strike: $3.20 Not disclosed
Disclosure

SEC source: 0001213900-23-062762 · ownership.xml · derivative · entry 3

Tompkins Mark N. · CIK 0001455971 · Former Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 156,250

Underlying: Common stock · 156,250 shares

Expires 2026-07-31

F3 · price: Immediately exercisable. Received upon closing of the Merger in accordance with the terms of the Bridge SPA. Pursuant to the terms of the Bridge SPA, each holder of a Legacy Serve 10% Senior Subordinated Secured Convertible Note was entitled to receive warrants to purchase 50% of the number of shares of common stock into which the 10% Senior Subordinated Secured Convertible Note converted.

F3 · derivative.exercise_date: Immediately exercisable. Received upon closing of the Merger in accordance with the terms of the Bridge SPA. Pursuant to the terms of the Bridge SPA, each holder of a Legacy Serve 10% Senior Subordinated Secured Convertible Note was entitled to receive warrants to purchase 50% of the number of shares of common stock into which the 10% Senior Subordinated Secured Convertible Note converted.

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July 31, 2023 Filed Aug 3, 2023 01:59 UTC
Tompkins Mark N.Former Director
OtherCommon Stock 3,375,000 $0.00 $0.00
Disclosure

SEC source: 0001213900-23-062762 · ownership.xml · nonDerivative · entry 2

Tompkins Mark N. · CIK 0001455971 · Former Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,687,500

F2 · kind: As a condition under the terms of an Agreement and Plan of Merger and Reorganization, dated as of July 31, 2023, and pursuant to the terms of a stock cancellation agreement, the reporting person voluntarily surrendered and cancelled for no consideration 3,375,000 shares of Issuer's common stock prior to the consummation of the Merger. The reporting person resigned as a director of the Issuer upon consummation of the Merger.

F2 · price: As a condition under the terms of an Agreement and Plan of Merger and Reorganization, dated as of July 31, 2023, and pursuant to the terms of a stock cancellation agreement, the reporting person voluntarily surrendered and cancelled for no consideration 3,375,000 shares of Issuer's common stock prior to the consummation of the Merger. The reporting person resigned as a director of the Issuer upon consummation of the Merger.

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July 31, 2023 Filed Aug 3, 2023 01:59 UTC
Tompkins Mark N.Former Director
ConversionCommon Stock 312,500 Not disclosed Not disclosed
Disclosure

SEC source: 0001213900-23-062762 · ownership.xml · nonDerivative · entry 1

Tompkins Mark N. · CIK 0001455971 · Former Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,062,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Upon closing of the reverse triangular merger of the Issuer's subsidiary (the "Merger") with Serve Robotics Inc. ("Legacy Serve"), $1,000,000 principal amount of Legacy Serve's 10% Senior Subordinated Secured Convertible Notes, purchased by the reporting person under a Securities Purchase Agreement, dated April 21, 2023 (the "Bridge SPA"), with Legacy Serve, converted by their terms into shares of common stock of the Issuer at a conversion price of $3.20 per share.

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July 31, 2023 Filed Aug 3, 2023 01:49 UTC
Jacobs Ian SethFormer Director and Officer
OtherCommon Stock 125,000 $0.00 $0.00
Disclosure

SEC source: 0001213900-23-062753 · ownership.xml · nonDerivative · entry 1

Jacobs Ian Seth · CIK 0001707297 · Former Director and Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 125,000

F1 · kind: As a condition under the terms of an Agreement and Plan of Merger and Reorganization, dated as of July 31, 2023, and pursuant to the terms of a stock cancellation agreement, the reporting person voluntarily surrendered and cancelled for no consideration 125,000 shares of Issuer's common stock prior to the consummation of the merger. The reporting person resigned as an officer and director of the Issuer upon consummation of the merger.

F1 · price: As a condition under the terms of an Agreement and Plan of Merger and Reorganization, dated as of July 31, 2023, and pursuant to the terms of a stock cancellation agreement, the reporting person voluntarily surrendered and cancelled for no consideration 125,000 shares of Issuer's common stock prior to the consummation of the merger. The reporting person resigned as an officer and director of the Issuer upon consummation of the merger.

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July 31, 2023 Filed Aug 2, 2023 20:47 UTC GrantCommon Stock 6,248 $4.00 $24,992.00
Disclosure

SEC source: 0001209191-23-044242 · doc4.xml · nonDerivative · entry 2

Vincent Olivier · CIK 0001983424 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,928

F2 · shares: Represents shares of Common Stock acquired by the Reporting Person immediately following the Merger in a private placement pursuant to a Subscription Agreement dated as of July 31, 2023. The issuance of the shares to the Reporting Person was approved by the Company's board of directors in the manner contemplated by Rule 16b-3 under the Securities Exchange Act of 1934, as amended.

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July 31, 2023 Filed Aug 2, 2023 20:47 UTC GrantCommon Stock 3,680 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-044242 · doc4.xml · nonDerivative · entry 1

Vincent Olivier · CIK 0001983424 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,680

F1 · price: Received in connection with the Issuer's merger (the "Merger") with Serve Robotics Inc. ("Legacy Serve") in accordance with the terms of the Agreement and Plan of Merger and Reorganization dated as of July 31, 2023 (the "Merger Agreement"), by and among the Issuer (f/k/a Patricia Acquisition Corp.), Serve Acquisition Corp. and Legacy Serve. Pursuant to the terms of the Merger Agreement, each outstanding share of Legacy Serve capital stock was entitled to receive 0.80350 shares of Common Stock. The Merger closed on July 31, 2023.

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July 31, 2023 Filed Aug 2, 2023 20:46 UTC
Pourdad AliDirector
GrantCommon Stock 31,283 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-044241 · doc4.xml · nonDerivative · entry 1

Pourdad Ali · CIK 0001983492 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Pourdad Capital Corp., a Bahamas corporation

Disclosed balance after: 31,283

F1 · price: Received in connection with the Issuer's merger (the "Merger") with Serve Robotics Inc. ("Legacy Serve") in accordance with the terms of the Agreement and Plan of Merger and Reorganization dated as of July 31, 2023 (the "Merger Agreement"), by and among the Issuer (f/k/a Patricia Acquisition Corp.), Serve Acquisition Corp. and Legacy Serve. Pursuant to the terms of the Merger Agreement, each outstanding share of Legacy Serve capital stock was entitled to receive 0.80350 shares of Common Stock. The Merger closed on July 31, 2023.

F2 · ownership.nature: The Reporting Person is the sole shareholder of Pourdad Capital Corp., a Bahamas corporation ("Pourdad Corp.") and has sole voting and dispositive power over the shares held by Pourdad Corp.

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July 31, 2023 Filed Aug 2, 2023 20:45 UTC
Parang TourajDirector · President & COO
GrantStock Option (Right to Buy) · Derivative 8,451 Not disclosed Strike: $0.86 Not disclosed
Disclosure

SEC source: 0001209191-23-044240 · doc4.xml · derivative · entry 3

Parang Touraj · CIK 0001983441 · Director · President & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,451

Underlying: Common Stock · 8,451 shares

Expires 2033-06-06

F5 · price: Received in connection with the Merger in exchange for options to acquire 10,518 shares of Legacy Serve common stock for $0.69 per share.

F4 · derivative.exercise_date: The stock option vested as to 1/48 of the total number of shares on July 1, 2023, and an additional 1/48 of the total number of shares will vest on each monthly anniversary thereafter, until such time as the stock option is 100% vested, subject to the continuing employment of the Reporting Person on each vesting date.

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July 31, 2023 Filed Aug 2, 2023 20:45 UTC
Parang TourajDirector · President & COO
GrantStock Option (Right to Buy) · Derivative 11,403 Not disclosed Strike: $0.86 Not disclosed
Disclosure

SEC source: 0001209191-23-044240 · doc4.xml · derivative · entry 2

Parang Touraj · CIK 0001983441 · Director · President & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,403

Underlying: Common Stock · 11,403 shares

Expires 2033-06-06

F3 · price: Received in connection with the Merger in exchange for options to acquire 14,192 shares of Legacy Serve common stock for $0.69 per share.

F2 · derivative.exercise_date: The stock option will vest in full on the one-month anniversary of the Merger Closing Date.

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July 31, 2023 Filed Aug 2, 2023 20:45 UTC
Parang TourajDirector · President & COO
GrantCommon Stock 794,709 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-23-044240 · doc4.xml · nonDerivative · entry 1

Parang Touraj · CIK 0001983441 · Director · President & COO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 794,709

F1 · price: Received in connection with the Issuer's merger (the "Merger") with Serve Robotics Inc. ("Legacy Serve") in accordance with the terms of the Agreement and Plan of Merger and Reorganization dated as of July 31, 2023 (the "Merger Agreement"), by and among the Issuer (f/k/a Patricia Acquisition Corp.), Serve Acquisition Corp. and Legacy Serve. Pursuant to the terms of the Merger Agreement, each outstanding share of Legacy Serve capital stock was entitled to receive 0.80350 shares of Common Stock. The Merger closed on July 31, 2023 (the "Merger Closing Date").

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July 31, 2023 Filed Aug 2, 2023 20:45 UTC
Pannell AprilChief Financial Officer
GrantStock Option (Right to Buy) · Derivative 20,087 Not disclosed Strike: $0.86 Not disclosed
Disclosure

SEC source: 0001209191-23-044239 · doc4.xml · derivative · entry 1

Pannell April · CIK 0001983846 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 20,087

Underlying: Common Stock · 20,087 shares

Expires 2033-06-06

F2 · price: Received in connection with the Issuer's merger with Serve Robotics Inc. ("Legacy Serve") in accordance with the terms of the Agreement and Plan of Merger and Reorganization dated as of July 31, 2023, by and among the Issuer (f/k/a Patricia Acquisition Corp.), Serve Acquisition Corp. and Legacy Serve, in exchange for options to acquire 25,000 shares of Legacy Serve common stock for $0.69 per share.

F1 · derivative.exercise_date: The stock option vested as to 1/48 of the total number of shares on February 1, 2023, and an additional 1/48 of the total number of shares vest on each monthly anniversary thereafter, until such time as the stock option is 100% vested, subject to the continuing employment of the Reporting Person on each vesting date.

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July 31, 2023 Filed Aug 2, 2023 20:44 UTC
Kashani AliDirector · Chief Executive Officer
GrantWarrants (Right to Buy) · Derivative 1,562 Not disclosed Strike: $3.20 Not disclosed
Disclosure

SEC source: 0001209191-23-044238 · doc4.xml · derivative · entry 6

Kashani Ali Haghighat · CIK 0001983489 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,562

Underlying: Common Stock · 1,562 shares

Expires 2023-04-21

F8 · price: Immediately exercisable. Received in connection with the Merger with Legacy Serve in accordance with the terms of SPA. Pursuant to the terms of the SPA, the outstanding principal amount of each Legacy Serve 10% Senior Subordinated Secured Convertible Notes converted by their terms into warrants to purchase 50% of shares of Common Stock converted at a conversion price of $3.20 per share.

F8 · derivative.exercise_date: Immediately exercisable. Received in connection with the Merger with Legacy Serve in accordance with the terms of SPA. Pursuant to the terms of the SPA, the outstanding principal amount of each Legacy Serve 10% Senior Subordinated Secured Convertible Notes converted by their terms into warrants to purchase 50% of shares of Common Stock converted at a conversion price of $3.20 per share.

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July 31, 2023 Filed Aug 2, 2023 20:44 UTC
Kashani AliDirector · Chief Executive Officer
GrantStock Option (Right to Buy) · Derivative 19,373 Not disclosed Strike: $0.94 Not disclosed
Disclosure

SEC source: 0001209191-23-044238 · doc4.xml · derivative · entry 5

Kashani Ali Haghighat · CIK 0001983489 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,373

Underlying: Common Stock · 19,373 shares

Expires 2028-06-06

F7 · price: Received in connection with the Merger in exchange for options to acquire 24,112 shares of Legacy Serve common stock for $0.76 per share.

F6 · derivative.exercise_date: The stock option vested as to 1/48 of the total number of shares on June 1, 2023, and an additional 1/48 of the total number of shares will vest on each monthly anniversary thereafter, until such time as the stock option is 100% vested, subject to the continuing employment of the Reporting Person on each vesting date.

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July 31, 2023 Filed Aug 2, 2023 20:44 UTC
Kashani AliDirector · Chief Executive Officer
GrantStock Option (Right to Buy) · Derivative 45,182 Not disclosed Strike: $0.94 Not disclosed
Disclosure

SEC source: 0001209191-23-044238 · doc4.xml · derivative · entry 4

Kashani Ali Haghighat · CIK 0001983489 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 45,182

Underlying: Common Stock · 45,182 shares

Expires 2028-06-06

F5 · price: Received in connection with the Merger in exchange for options to acquire 56,232 shares of Legacy Serve common stock for $0.76 per share.

F4 · derivative.exercise_date: The stock option will vest in full on the one-month anniversary of the Merger Closing Date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.