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Kashani Ali

Disclosed activity across 1 company

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21874
SEC CIK
0001983489

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Serve Robotics Inc. /DE/SERV · Entity 5633Director · Chief Executive OfficerOctober 02, 2026October 06, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Serve Robotics Inc. /DE/

Report date October 02, 2026 · Filed October 06, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect3,577,373 Reported balance After 2026-10-02 transaction · row 1
1 source row

Row 1 · 2026-10-02 · Grant · Acquired 344,440 · Balance 3,577,373

F1: Represents shares of Common Stock underlying a time-based restricted stock unit award ("RSU"). The RSU will vest as to 1/7th of the total number of shares on January 1, 2027 and 1/7th of the total number of shares on the same day of each quarter thereafter, subject to the Reporting Person's continuous service status through each vesting date.

Common StockSEC Table I · non-derivativeIndirectBy Spouse16,070 Reported balance Holding disclosure · report date 2026-10-02 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 16,070

Filing footnotes · ownership attribution and instrument terms

F1: Represents shares of Common Stock underlying a time-based restricted stock unit award ("RSU"). The RSU will vest as to 1/7th of the total number of shares on January 1, 2027 and 1/7th of the total number of shares on the same day of each quarter thereafter, subject to the Reporting Person's continuous service status through each vesting date.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
October 02, 2026 Filed Oct 6, 2026 20:53 UTC Serve Robotics Inc. /DE/ SERV · Entity 5633 GrantCommon Stock 344,440 $0.00 $0.00
Disclosure

SEC source: 0001983489-26-000018 · wk-form4_1791319994.xml · nonDerivative · entry 1

Kashani Ali · CIK 0001983489 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,577,373

F1 · shares: Represents shares of Common Stock underlying a time-based restricted stock unit award ("RSU"). The RSU will vest as to 1/7th of the total number of shares on January 1, 2027 and 1/7th of the total number of shares on the same day of each quarter thereafter, subject to the Reporting Person's continuous service status through each vesting date.

Read SEC document
August 18, 2026 Filed Aug 19, 2026 21:46 UTC Serve Robotics Inc. /DE/ SERV · Entity 5633 SaleCommon Stock 45,158 $4.56 $205,920.48
Disclosure

SEC source: 0001983489-26-000016 · wk-form4_1787175986.xml · nonDerivative · entry 1

Kashani Ali · CIK 0001983489 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,232,933

F1 · shares: Represents shares of the Issuer's common stock sold to satisfy tax withholding obligations relating to the acquisition of shares of the Issuer's common stock in connection with the settlement of the vested portion of RSUs pursuant to provisions of a restricted stock unit agreement by and between the Issuer and the Reporting Person.

Read SEC document
June 10, 2026 Filed Jun 11, 2026 20:12 UTC Serve Robotics Inc. /DE/ SERV · Entity 5633 SaleCommon Stock 15,885 $7.24 $115,007.40
Disclosure

SEC source: 0001983489-26-000014 · wk-form4_1781208734.xml · nonDerivative · entry 1

Kashani Ali · CIK 0001983489 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,278,091

F1 · shares: Represents shares of the Issuer's common stock sold to satisfy tax withholding obligations relating to the acquisition of shares of the Issuer's common stock in connection with the settlement of the vested portion of RSUs pursuant to provisions of a restricted stock unit agreement by and between the Issuer and the Reporting Person.

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May 07, 2026 Filed May 8, 2026 21:39 UTC Serve Robotics Inc. /DE/ SERV · Entity 5633 SaleCommon Stock 14,644 $9.26 $135,603.44
Disclosure

SEC source: 0001983489-26-000012 · wk-form4_1778276385.xml · nonDerivative · entry 2

Kashani Ali · CIK 0001983489 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,293,976

F1 · shares: Represents shares of the Issuer's common stock sold to satisfy tax withholding obligations relating to the acquisition of shares of the Issuer's common stock in connection with the settlement of the vested portion of RSUs pursuant to provisions of a restricted stock unit agreement by and between the Issuer and the Reporting Person.

Read SEC document
May 06, 2026 Filed May 8, 2026 21:39 UTC Serve Robotics Inc. /DE/ SERV · Entity 5633 SaleCommon Stock 11,753 $9.29 $109,185.37
Disclosure

SEC source: 0001983489-26-000012 · wk-form4_1778276385.xml · nonDerivative · entry 1

Kashani Ali · CIK 0001983489 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,308,620

F1 · shares: Represents shares of the Issuer's common stock sold to satisfy tax withholding obligations relating to the acquisition of shares of the Issuer's common stock in connection with the settlement of the vested portion of RSUs pursuant to provisions of a restricted stock unit agreement by and between the Issuer and the Reporting Person.

Read SEC document
April 08, 2026 Filed Apr 9, 2026 21:09 UTC Serve Robotics Inc. /DE/ SERV · Entity 5633 SaleCommon Stock 14,541 $8.62 $125,343.42
Disclosure

SEC source: 0001983489-26-000010 · wk-form4_1775768938.xml · nonDerivative · entry 1

Kashani Ali · CIK 0001983489 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,320,373

F1 · shares: Represents shares of the Issuer's common stock sold to satisfy tax withholding obligations relating to the acquisition of shares of the Issuer's common stock in connection with the settlement of the vested portion of RSUs pursuant to provisions of a restricted stock unit agreement by and between the Issuer and the Reporting Person.

Read SEC document
March 10, 2026 Filed Mar 11, 2026 20:17 UTC Serve Robotics Inc. /DE/ SERV · Entity 5633 SaleCommon Stock 13,500 $9.72 $131,220.00
Disclosure

SEC source: 0001983489-26-000008 · wk-form4_1773260236.xml · nonDerivative · entry 1

Kashani Ali · CIK 0001983489 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,334,914

F1 · shares: Represents shares of the Issuer's common stock sold to satisfy tax withholding obligations relating to the acquisition of shares of the Issuer's common stock in connection with the settlement of the vested portion of RSUs pursuant to provisions of a restricted stock unit agreement by and between the Issuer and the Reporting Person.

Read SEC document
February 11, 2026 Filed Feb 12, 2026 22:27 UTC Serve Robotics Inc. /DE/ SERV · Entity 5633 SaleCommon Stock 9,259 $10.17 $94,164.03
Disclosure

SEC source: 0001983489-26-000006 · wk-form4_1770935225.xml · nonDerivative · entry 1

Kashani Ali · CIK 0001983489 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,348,414

F1 · shares: Represents shares of the Issuer's common stock sold to satisfy tax withholding obligations relating to the acquisition of shares of the Issuer's common stock in connection with the settlement of the vested portion of RSUs pursuant to provisions of a restricted stock unit agreement by and between the Issuer and the Reporting Person.

Read SEC document
February 04, 2026 Filed Feb 5, 2026 22:52 UTC Serve Robotics Inc. /DE/ SERV · Entity 5633 SaleCommon Stock 8,101 $10.33 $83,683.33
Disclosure

SEC source: 0001983489-26-000004 · wk-form4_1770331955.xml · nonDerivative · entry 1

Kashani Ali · CIK 0001983489 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,357,673

F1 · shares: Represents shares of the Issuer's common stock sold to satisfy tax withholding obligations relating to the acquisition of shares of the Issuer's common stock in connection with the settlement of the vested portion of RSUs pursuant to provisions of a restricted stock unit agreement by and between the Issuer and the Reporting Person.

Read SEC document
January 08, 2026 Filed Jan 9, 2026 22:13 UTC Serve Robotics Inc. /DE/ SERV · Entity 5633 SaleCommon Stock 9,088 $14.30 $129,958.40
Disclosure

SEC source: 0001983489-26-000002 · wk-form4_1767996810.xml · nonDerivative · entry 1

Kashani Ali · CIK 0001983489 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,365,774

F1 · shares: Represents shares of the Issuer's common stock sold to satisfy tax withholding obligations relating to the acquisition of shares of the Issuer's common stock in connection with the settlement of the vested portion of RSUs pursuant to provisions of a restricted stock unit agreement by and between the Issuer and the Reporting Person.

Read SEC document
December 11, 2025 Filed Dec 15, 2025 21:39 UTC Serve Robotics Inc. /DE/ SERV · Entity 5633 SaleCommon Stock 16,730 $11.87 $198,585.10
Disclosure

SEC source: 0001983489-25-000011 · wk-form4_1765834762.xml · nonDerivative · entry 1

Kashani Ali · CIK 0001983489 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,374,862

F1 · shares: Represents shares of the Issuer's common stock sold to satisfy tax withholding obligations relating to the acquisition of shares of the Issuer's common stock in connection with the settlement of the vested portion of RSUs pursuant to provisions of a restricted stock unit agreement by and between the Issuer and the Reporting Person.

Read SEC document
November 06, 2025 Filed Nov 6, 2025 21:28 UTC Serve Robotics Inc. /DE/ SERV · Entity 5633 SaleCommon Stock 16,170 $10.78 $174,312.60
Disclosure

SEC source: 0001983489-25-000009 · wk-form4_1762464496.xml · nonDerivative · entry 1

Kashani Ali · CIK 0001983489 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,391,592

F1 · shares: Represents shares of the Issuer's common stock sold to satisfy tax withholding obligations relating to the acquisition of shares of the Issuer's common stock in connection with the settlement of the vested portion of RSUs pursuant to provisions of a restricted stock unit agreement by and between the Issuer and the Reporting Person.

Read SEC document
November 05, 2025 Filed Nov 6, 2025 00:24 UTC Serve Robotics Inc. /DE/ SERV · Entity 5633 SaleCommon Stock 13,310 $11.63 $154,795.30
Disclosure

SEC source: 0001983489-25-000007 · wk-form4_1762388638.xml · nonDerivative · entry 1

Kashani Ali · CIK 0001983489 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,407,762

F1 · shares: Represents shares of the Issuer's common stock sold to satisfy tax withholding obligations relating to the acquisition of shares of the Issuer's common stock in connection with the settlement of the vested portion of RSUs pursuant to provisions of a restricted stock unit agreement by and between the Issuer and the Reporting Person.

Read SEC document
October 07, 2025 Filed Oct 7, 2025 21:49 UTC Serve Robotics Inc. /DE/ SERV · Entity 5633 SaleCommon Stock 12,930 $15.08 $194,984.40
Disclosure

SEC source: 0001983489-25-000005 · wk-form4_1759873747.xml · nonDerivative · entry 1

Kashani Ali · CIK 0001983489 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,421,072

F1 · shares: Represents shares of the Issuer's common stock sold to satisfy tax withholding obligations relating to the acquisition of shares of the Issuer's common stock in connection with the settlement of the vested portion of RSUs pursuant to provisions of a restricted stock unit agreement by and between the Issuer and the Reporting Person.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $15.07 to $15.11, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
September 08, 2025 Filed Sep 8, 2025 23:04 UTC Serve Robotics Inc. /DE/ SERV · Entity 5633 SaleCommon Stock 164,735 $10.33 $1,701,712.55
Disclosure

SEC source: 0001983489-25-000003 · wk-form4_1757372670.xml · nonDerivative · entry 1

Kashani Ali · CIK 0001983489 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,434,002

F1 · shares: Represents shares of the Issuer's common stock sold to satisfy tax withholding obligations relating to the acquisition of shares of the Issuer's common stock in connection with the settlement of the vested portion of RSUs pursuant to provisions of a restricted stock unit agreement by and between the Issuer and the Reporting Person.

Read SEC document
August 05, 2025 Filed Aug 6, 2025 21:52 UTC Serve Robotics Inc. /DE/ SERV · Entity 5633 SaleCommon Stock 7,467 $10.74 $80,195.58
Disclosure

SEC source: 0001832483-25-000072 · wk-form4_1754517141.xml · nonDerivative · entry 1

Kashani Ali · CIK 0001983489 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,598,737

F1 · shares: Represents shares of the Issuer's common stock sold to satisfy tax withholding obligations relating to the acquisition of shares of the Issuer's common stock in connection with the settlement of the vested portion of RSUs pursuant to provisions of a restricted stock unit agreement by and between the Issuer and the Reporting Person.

Read SEC document
July 22, 2025 Filed Jul 23, 2025 22:17 UTC Serve Robotics Inc. /DE/ SERV · Entity 5633 GrantCommon Stock 382,777 $0.00 $0.00
Disclosure

SEC source: 0001832483-25-000057 · wk-form4_1753309054.xml · nonDerivative · entry 1

Kashani Ali · CIK 0001983489 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,606,204

F1 · shares: Represents shares of Common Stock underlying a time-based restricted stock unit award ("RSU"). The RSU will vest as to 1/16th of the total number of shares on August 1, 2025 and 1/16th of the total number of shares on the same day of each quarter thereafter, subject to the Reporting Person's continuous service status through each vesting date.

Read SEC document
May 07, 2025 Filed May 7, 2025 22:14 UTC Serve Robotics Inc. /DE/ SERV · Entity 5633 SaleCommon Stock 1,700 $6.15 $10,459.76
Disclosure

SEC source: 0000950170-25-066085 · ownership.xml · nonDerivative · entry 1

Kashani Ali · CIK 0001983489 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,223,427

F1 · shares: Represents shares of the Issuer's common stock sold to satisfy tax withholding obligations relating to the acquisition of shares of the Issuer's common stock in connection with the settlement of the vested portion of RSUs. Such sale was executed pursuant to provisions of a restricted stock unit agreement by and between the Issuer and the Reporting Person.

Read SEC document
April 08, 2025 Filed Apr 9, 2025 21:32 UTC Serve Robotics Inc. /DE/ SERV · Entity 5633 SaleCommon Stock 1,670 $5.71 $9,535.70
Disclosure

SEC source: 0000950170-25-052597 · ownership.xml · nonDerivative · entry 1

Kashani Ali · CIK 0001983489 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,225,127

F1 · shares: Represents shares of the Issuer's common stock sold to satisfy tax withholding obligations relating to the acquisition of shares of the Issuer's common stock in connection with the settlement of the vested portion of RSUs. Such sale was executed pursuant to provisions of a restricted stock unit agreement by and between the Issuer and the Reporting Person.

Read SEC document
March 19, 2025 Filed Mar 20, 2025 23:21 UTC Serve Robotics Inc. /DE/ SERV · Entity 5633 SaleCommon Stock 2,055 $7.37 $15,145.35
Disclosure

SEC source: 0000950170-25-042829 · ownership.xml · nonDerivative · entry 1

Kashani Ali · CIK 0001983489 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,226,797

F1 · shares: Represents shares of the Issuer's common stock sold to satisfy tax withholding obligations relating to the acquisition of shares of the Issuer's common stock in connection with the settlement of the vested portion of RSUs. Such sale was executed pursuant to provisions of a restricted stock unit agreement by and between the Issuer and the Reporting Person.

Read SEC document
March 11, 2025 Filed Mar 13, 2025 20:13 UTC Serve Robotics Inc. /DE/ SERV · Entity 5633 PurchaseCommon Stock 3,000 $6.85 $20,550.00
Disclosure

SEC source: 0000950170-25-038752 · ownership.xml · nonDerivative · entry 1

Kashani Ali · CIK 0001983489 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,228,852

F1 · kind: The purchase of shares of common stock reported above is a matching transaction under Section 16 of the Securities Exchange Act of 1934, as amended ("Section 16"), with the sale of 3,000 shares of common stock by the reporting person on January 6, 2025, at a price of $22.84 per share. In accordance with Section 16, the reporting person has voluntarily disgorged to the issuer a short-swing profit of $47,970.00.

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February 27, 2025 Filed Mar 1, 2025 00:29 UTC Serve Robotics Inc. /DE/ SERV · Entity 5633 SaleCommon Stock 3,713 $9.22 $34,215.30
Disclosure

SEC source: 0000950170-25-030273 · ownership.xml · nonDerivative · entry 1

Kashani Ali · CIK 0001983489 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,225,852

F1 · shares: Represents shares of the Issuer's common stock sold to satisfy tax withholding obligations relating to the acquisition of shares of the Issuer's common stock in connection with the settlement of the vested portion of RSUs. Such sale was executed pursuant to provisions of a restricted stock unit agreement by and between the Issuer and the Reporting Person.

Read SEC document
January 07, 2025 Filed Jan 10, 2025 22:30 UTC Serve Robotics Inc. /DE/ SERV · Entity 5633 SaleCommon Stock 1,425 $19.53 $27,828.26
Disclosure

SEC source: 0000950170-25-004299 · ownership.xml · nonDerivative · entry 1

Kashani Ali · CIK 0001983489 · Director · Chief Executive Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,229,565

F1 · shares: Represents shares of the Issuer's common stock sold to satisfy tax withholding obligations relating to the acquisition of shares of the Issuer's common stock in connection with the settlement of the vested portion of RSUs. Such sale was executed pursuant to provisions of a restricted stock unit agreement by and between the Issuer and the Reporting Person.

Read SEC document
January 06, 2025 Filed Jan 7, 2025 22:07 UTC Serve Robotics Inc. /DE/ SERV · Entity 5633 SaleCommon Stock 5,000 $22.84 $114,200.00
Disclosure

SEC source: 0000950170-25-002971 · ownership.xml · nonDerivative · entry 4

Kashani Ali · CIK 0001983489 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,230,990

F1 · kind: Sale effected pursuant to a Rule 10b5-1 sales plan, adopted by the Reporting Person on August 19, 2024.

Read SEC document
January 06, 2025 Filed Jan 7, 2025 22:07 UTC Serve Robotics Inc. /DE/ SERV · Entity 5633 SaleCommon Stock 32,500 $20.90 $679,350.75
Disclosure

SEC source: 0000950170-25-002971 · ownership.xml · nonDerivative · entry 3

Kashani Ali · CIK 0001983489 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,235,990

F1 · kind: Sale effected pursuant to a Rule 10b5-1 sales plan, adopted by the Reporting Person on August 19, 2024.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $20.90 to $20.94, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
January 03, 2025 Filed Jan 7, 2025 22:07 UTC Serve Robotics Inc. /DE/ SERV · Entity 5633 SaleCommon Stock 5,000 $17.72 $88,600.00
Disclosure

SEC source: 0000950170-25-002971 · ownership.xml · nonDerivative · entry 2

Kashani Ali · CIK 0001983489 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,268,490

F1 · kind: Sale effected pursuant to a Rule 10b5-1 sales plan, adopted by the Reporting Person on August 19, 2024.

Read SEC document
January 03, 2025 Filed Jan 7, 2025 22:07 UTC Serve Robotics Inc. /DE/ SERV · Entity 5633 SaleCommon Stock 2,500 $16.24 $40,600.00
Disclosure

SEC source: 0000950170-25-002971 · ownership.xml · nonDerivative · entry 1

Kashani Ali · CIK 0001983489 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,273,490

F1 · kind: Sale effected pursuant to a Rule 10b5-1 sales plan, adopted by the Reporting Person on August 19, 2024.

Read SEC document
January 02, 2025 Filed Jan 3, 2025 21:40 UTC Serve Robotics Inc. /DE/ SERV · Entity 5633 SaleCommon Stock 2,500 $14.85 $37,125.00
Disclosure

SEC source: 0000950170-25-001273 · ownership.xml · nonDerivative · entry 2

Kashani Ali · CIK 0001983489 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,275,990

F1 · kind: Sale effected pursuant to a Rule 10b5-1 sales plan, adopted by the Reporting Person on August 19, 2024.

Read SEC document
December 31, 2024 Filed Jan 3, 2025 21:40 UTC Serve Robotics Inc. /DE/ SERV · Entity 5633 SaleCommon Stock 5,000 $15.56 $77,800.00
Disclosure

SEC source: 0000950170-25-001273 · ownership.xml · nonDerivative · entry 1

Kashani Ali · CIK 0001983489 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,278,490

F1 · kind: Sale effected pursuant to a Rule 10b5-1 sales plan, adopted by the Reporting Person on August 19, 2024.

Read SEC document
December 26, 2024 Filed Dec 27, 2024 22:29 UTC Serve Robotics Inc. /DE/ SERV · Entity 5633 SaleCommon Stock 5,000 $16.97 $84,850.00
Disclosure

SEC source: 0000950170-24-140840 · ownership.xml · nonDerivative · entry 3

Kashani Ali · CIK 0001983489 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,283,490

F1 · kind: Sale effected pursuant to a Rule 10b5-1 sales plan, adopted by the Reporting Person on August 19, 2024.

Read SEC document
December 26, 2024 Filed Dec 27, 2024 22:29 UTC Serve Robotics Inc. /DE/ SERV · Entity 5633 SaleCommon Stock 2,500 $15.56 $38,900.00
Disclosure

SEC source: 0000950170-24-140840 · ownership.xml · nonDerivative · entry 2

Kashani Ali · CIK 0001983489 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,288,490

F1 · kind: Sale effected pursuant to a Rule 10b5-1 sales plan, adopted by the Reporting Person on August 19, 2024.

Read SEC document
December 24, 2024 Filed Dec 27, 2024 22:29 UTC Serve Robotics Inc. /DE/ SERV · Entity 5633 SaleCommon Stock 5,000 $14.55 $72,750.00
Disclosure

SEC source: 0000950170-24-140840 · ownership.xml · nonDerivative · entry 1

Kashani Ali · CIK 0001983489 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,290,990

F1 · kind: Sale effected pursuant to a Rule 10b5-1 sales plan, adopted by the Reporting Person on August 19, 2024.

Read SEC document
December 20, 2024 Filed Dec 23, 2024 22:10 UTC Serve Robotics Inc. /DE/ SERV · Entity 5633 SaleCommon Stock 2,500 $14.70 $36,750.00
Disclosure

SEC source: 0000950170-24-139697 · ownership.xml · nonDerivative · entry 1

Kashani Ali · CIK 0001983489 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,295,990

F1 · kind: Sale effected pursuant to a Rule 10b5-1 sales plan, adopted by the Reporting Person on August 19, 2024.

Read SEC document
December 18, 2024 Filed Dec 19, 2024 21:12 UTC Serve Robotics Inc. /DE/ SERV · Entity 5633 SaleCommon Stock 1,008 $16.05 $16,178.40
Disclosure

SEC source: 0000950170-24-138453 · ownership.xml · nonDerivative · entry 3

Kashani Ali · CIK 0001983489 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,298,490

F1 · kind: Sale effected pursuant to a Rule 10b5-1 sales plan, adopted by the Reporting Person on August 19, 2024.

F2 · shares: Represents shares of the Issuer's common stock sold to satisfy tax withholding obligations relating to the acquisition of shares of the Issuer's common stock in connection with the settlement of the vested portion of RSUs. Such sale was executed pursuant to provisions of a restricted stock unit agreement by and between the Issuer and the Reporting Person.

Read SEC document
December 17, 2024 Filed Dec 19, 2024 21:12 UTC Serve Robotics Inc. /DE/ SERV · Entity 5633 SaleCommon Stock 2,500 $16.48 $41,200.00
Disclosure

SEC source: 0000950170-24-138453 · ownership.xml · nonDerivative · entry 2

Kashani Ali · CIK 0001983489 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,299,498

F1 · kind: Sale effected pursuant to a Rule 10b5-1 sales plan, adopted by the Reporting Person on August 19, 2024.

Read SEC document
December 17, 2024 Filed Dec 19, 2024 21:12 UTC Serve Robotics Inc. /DE/ SERV · Entity 5633 SaleCommon Stock 5,000 $15.40 $77,000.00
Disclosure

SEC source: 0000950170-24-138453 · ownership.xml · nonDerivative · entry 1

Kashani Ali · CIK 0001983489 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,301,998

F1 · kind: Sale effected pursuant to a Rule 10b5-1 sales plan, adopted by the Reporting Person on August 19, 2024.

Read SEC document
December 16, 2024 Filed Dec 17, 2024 22:07 UTC Serve Robotics Inc. /DE/ SERV · Entity 5633 SaleCommon Stock 22,500 $14.93 $335,974.50
Disclosure

SEC source: 0000950170-24-137339 · ownership.xml · nonDerivative · entry 2

Kashani Ali · CIK 0001983489 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,306,998

F1 · kind: Sale effected pursuant to a Rule 10b5-1 sales plan, adopted by the Reporting Person on August 19, 2024.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $14.39 to $15.00, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
December 13, 2024 Filed Dec 17, 2024 22:07 UTC Serve Robotics Inc. /DE/ SERV · Entity 5633 SaleCommon Stock 2,500 $12.48 $31,200.00
Disclosure

SEC source: 0000950170-24-137339 · ownership.xml · nonDerivative · entry 1

Kashani Ali · CIK 0001983489 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,329,498

F1 · kind: Sale effected pursuant to a Rule 10b5-1 sales plan, adopted by the Reporting Person on August 19, 2024.

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December 10, 2024 Filed Dec 12, 2024 21:20 UTC Serve Robotics Inc. /DE/ SERV · Entity 5633 SaleCommon Stock 5,000 $14.38 $71,900.00
Disclosure

SEC source: 0000950170-24-135805 · ownership.xml · nonDerivative · entry 3

Kashani Ali · CIK 0001983489 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,331,998

F1 · kind: Sale effected pursuant to a Rule 10b5-1 sales plan, adopted by the Reporting Person on August 19, 2024.

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December 10, 2024 Filed Dec 12, 2024 21:20 UTC Serve Robotics Inc. /DE/ SERV · Entity 5633 SaleCommon Stock 2,526 $13.18 $33,289.40
Disclosure

SEC source: 0000950170-24-135805 · ownership.xml · nonDerivative · entry 2

Kashani Ali · CIK 0001983489 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,336,998

F1 · kind: Sale effected pursuant to a Rule 10b5-1 sales plan, adopted by the Reporting Person on August 19, 2024.

F3 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $13.05. to $13.18, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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December 10, 2024 Filed Dec 12, 2024 21:20 UTC Serve Robotics Inc. /DE/ SERV · Entity 5633 SaleCommon Stock 4,974 $12.71 $63,227.50
Disclosure

SEC source: 0000950170-24-135805 · ownership.xml · nonDerivative · entry 1

Kashani Ali · CIK 0001983489 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,339,524

F1 · kind: Sale effected pursuant to a Rule 10b5-1 sales plan, adopted by the Reporting Person on August 19, 2024.

F2 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $11.87 to $12.85, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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December 09, 2024 Filed Dec 9, 2024 23:07 UTC Serve Robotics Inc. /DE/ SERV · Entity 5633 SaleCommon Stock 2,500 $13.52 $33,800.00
Disclosure

SEC source: 0000950170-24-134661 · ownership.xml · nonDerivative · entry 8

Kashani Ali · CIK 0001983489 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,344,498

F1 · kind: Sale effected pursuant to a Rule 10b5-1 sales plan, adopted by the Reporting Person on August 19, 2024.

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December 06, 2024 Filed Dec 9, 2024 23:07 UTC Serve Robotics Inc. /DE/ SERV · Entity 5633 Exercise / conversionStock Option (right to buy) · Derivative 403 $0.00 Strike: $0.94 $0.00
Disclosure

SEC source: 0000950170-24-134661 · ownership.xml · derivative · entry 11

Kashani Ali · CIK 0001983489 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 12,109

Underlying: Common Stock · 403 shares

Expires 2028-06-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: The stock option vested as to 1/48 of the total number of shares on June 1, 2023, and an additional 1/48 of the total number of shares will vest on each monthly anniversary thereafter, until such time as the stock option is 100% vested, subject to the continuing employment of the Reporting Person on each vesting date.

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December 06, 2024 Filed Dec 9, 2024 23:07 UTC Serve Robotics Inc. /DE/ SERV · Entity 5633 Exercise / conversionStock Option (right to buy) · Derivative 45,182 $0.00 Strike: $0.94 $0.00
Disclosure

SEC source: 0000950170-24-134661 · ownership.xml · derivative · entry 10

Kashani Ali · CIK 0001983489 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 45,182 shares

Expires 2028-06-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F7 · derivative.exercise_date: Stock Option is fully vested.

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December 06, 2024 Filed Dec 9, 2024 23:07 UTC Serve Robotics Inc. /DE/ SERV · Entity 5633 SaleCommon Stock 20,000 $11.79 $235,866.00
Disclosure

SEC source: 0000950170-24-134661 · ownership.xml · nonDerivative · entry 7

Kashani Ali · CIK 0001983489 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,346,998

F6 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $11.59 to $11.99, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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December 06, 2024 Filed Dec 9, 2024 23:07 UTC Serve Robotics Inc. /DE/ SERV · Entity 5633 SaleCommon Stock 7,500 $11.12 $83,424.75
Disclosure

SEC source: 0000950170-24-134661 · ownership.xml · nonDerivative · entry 6

Kashani Ali · CIK 0001983489 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,366,998

F1 · kind: Sale effected pursuant to a Rule 10b5-1 sales plan, adopted by the Reporting Person on August 19, 2024.

F5 · price: The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $10.49 to $11.44, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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December 06, 2024 Filed Dec 9, 2024 23:07 UTC Serve Robotics Inc. /DE/ SERV · Entity 5633 SaleCommon Stock 4,291 $10.00 $42,910.00
Disclosure

SEC source: 0000950170-24-134661 · ownership.xml · nonDerivative · entry 5

Kashani Ali · CIK 0001983489 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,374,498

F4 · shares: Represents shares of the Issuer's common stock sold to satisfy tax withholding obligations relating to the acquisition of shares of the Issuer's common stock incurred upon the above-reported exercise of options.

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December 06, 2024 Filed Dec 9, 2024 23:07 UTC Serve Robotics Inc. /DE/ SERV · Entity 5633 Exercise / conversionCommon Stock 403 $0.94 $380.67
Disclosure

SEC source: 0000950170-24-134661 · ownership.xml · nonDerivative · entry 4

Kashani Ali · CIK 0001983489 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,378,789

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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December 06, 2024 Filed Dec 9, 2024 23:07 UTC Serve Robotics Inc. /DE/ SERV · Entity 5633 Exercise / conversionCommon Stock 45,182 $0.94 $42,678.92
Disclosure

SEC source: 0000950170-24-134661 · ownership.xml · nonDerivative · entry 3

Kashani Ali · CIK 0001983489 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,378,386

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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December 05, 2024 Filed Dec 9, 2024 23:07 UTC Serve Robotics Inc. /DE/ SERV · Entity 5633 SaleCommon Stock 3,138 $9.92 $31,128.96
Disclosure

SEC source: 0000950170-24-134661 · ownership.xml · nonDerivative · entry 2

Kashani Ali · CIK 0001983489 · Director · Chief Executive Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 3,333,204

F1 · kind: Sale effected pursuant to a Rule 10b5-1 sales plan, adopted by the Reporting Person on August 19, 2024.

F3 · shares: Represents shares of the Issuer's common stock sold to satisfy tax withholding obligations relating to the acquisition of shares of the Issuer's common stock in connection with the settlement of the vested portion of RSUs. Such sale was executed pursuant to provisions of a restricted stock unit agreement by and between the Issuer and the Reporting Person.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.