Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Serve Robotics Inc. /DE/SERV · Entity 5633 | Chief Financial Officer | October 02, 2026 | October 06, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Serve Robotics Inc. /DE/
Report date October 02, 2026 · Filed October 06, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 443,146 |
Reported balance
After 2026-10-02 transaction · row 1
1 source rowRow 1 · 2026-10-02 · Grant · Acquired 167,144 · Balance 443,146 F1: Represents shares of Common Stock underlying a time-based restricted stock unit award ("RSU"). The RSU will vest as to 1/7th of the total number of shares on January 1, 2027 and 1/7th of the total number of shares on the same day of each quarter thereafter, subject to the Reporting Person's continuous service status through each vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares of Common Stock underlying a time-based restricted stock unit award ("RSU"). The RSU will vest as to 1/7th of the total number of shares on January 1, 2027 and 1/7th of the total number of shares on the same day of each quarter thereafter, subject to the Reporting Person's continuous service status through each vesting date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 02, 2026 Filed Oct 6, 2026 20:53 UTC | Serve Robotics Inc. /DE/ SERV · Entity 5633 | GrantCommon Stock | 167,144 | $0.00 | $0.00 |
DisclosureSEC source: 0002021854-26-000024 · wk-form4_1791320028.xml · nonDerivative · entry 1 Read Brian · CIK 0002021854 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 443,146 F1 · shares: Represents shares of Common Stock underlying a time-based restricted stock unit award ("RSU"). The RSU will vest as to 1/7th of the total number of shares on January 1, 2027 and 1/7th of the total number of shares on the same day of each quarter thereafter, subject to the Reporting Person's continuous service status through each vesting date. Read SEC document |
| August 19, 2026 Filed Aug 19, 2026 21:46 UTC | Serve Robotics Inc. /DE/ SERV · Entity 5633 | SaleCommon Stock | 9,700 | $4.80 | $46,560.00 |
DisclosureSEC source: 0002021854-26-000022 · wk-form4_1787176012.xml · nonDerivative · entry 3 Read Brian · CIK 0002021854 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 276,002 Read SEC document |
| August 18, 2026 Filed Aug 19, 2026 21:46 UTC | Serve Robotics Inc. /DE/ SERV · Entity 5633 | SaleCommon Stock | 6,129 | $4.56 | $27,948.24 |
DisclosureSEC source: 0002021854-26-000022 · wk-form4_1787176012.xml · nonDerivative · entry 2 Read Brian · CIK 0002021854 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 285,702 F1 · shares: Represents shares of the Issuer's common stock sold to satisfy tax withholding obligations relating to the acquisition of shares of the Issuer's common stock in connection with the settlement of the vested portion of RSUs pursuant to provisions of a restricted stock unit agreement by and between the Issuer and the Reporting Person. Read SEC document |
| August 17, 2026 Filed Aug 19, 2026 21:46 UTC | Serve Robotics Inc. /DE/ SERV · Entity 5633 | SaleCommon Stock | 25,240 | $5.24 | $132,257.60 |
DisclosureSEC source: 0002021854-26-000022 · wk-form4_1787176012.xml · nonDerivative · entry 1 Read Brian · CIK 0002021854 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 291,831 Read SEC document |
| June 10, 2026 Filed Jun 11, 2026 20:12 UTC | Serve Robotics Inc. /DE/ SERV · Entity 5633 | SaleCommon Stock | 1,496 | $7.24 | $10,831.04 |
DisclosureSEC source: 0002021854-26-000020 · wk-form4_1781208770.xml · nonDerivative · entry 1 Read Brian · CIK 0002021854 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 317,071 F1 · shares: Represents shares of the Issuer's common stock sold to satisfy tax withholding obligations relating to the acquisition of shares of the Issuer's common stock in connection with the settlement of the vested portion of RSUs pursuant to provisions of a restricted stock unit agreement by and between the Issuer and the Reporting Person. Read SEC document |
| May 07, 2026 Filed May 8, 2026 21:40 UTC | Serve Robotics Inc. /DE/ SERV · Entity 5633 | SaleCommon Stock | 201 | $9.26 | $1,861.26 |
DisclosureSEC source: 0002021854-26-000018 · wk-form4_1778276415.xml · nonDerivative · entry 2 Read Brian · CIK 0002021854 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 318,567 F1 · shares: Represents shares of the Issuer's common stock sold to satisfy tax withholding obligations relating to the acquisition of shares of the Issuer's common stock in connection with the settlement of the vested portion of RSUs pursuant to provisions of a restricted stock unit agreement by and between the Issuer and the Reporting Person. Read SEC document |
| May 06, 2026 Filed May 8, 2026 21:40 UTC | Serve Robotics Inc. /DE/ SERV · Entity 5633 | SaleCommon Stock | 2,790 | $9.29 | $25,919.10 |
DisclosureSEC source: 0002021854-26-000018 · wk-form4_1778276415.xml · nonDerivative · entry 1 Read Brian · CIK 0002021854 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 318,768 F1 · shares: Represents shares of the Issuer's common stock sold to satisfy tax withholding obligations relating to the acquisition of shares of the Issuer's common stock in connection with the settlement of the vested portion of RSUs pursuant to provisions of a restricted stock unit agreement by and between the Issuer and the Reporting Person. Read SEC document |
| May 01, 2026 Filed May 4, 2026 21:53 UTC | Serve Robotics Inc. /DE/ SERV · Entity 5633 | SaleCommon Stock | 1,179 | $9.29 | $10,952.91 |
DisclosureSEC source: 0002021854-26-000016 · wk-form4_1777931616.xml · nonDerivative · entry 1 Read Brian · CIK 0002021854 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 321,558 F1 · shares: Represents shares of the Issuer's common stock sold to satisfy tax withholding obligations relating to the acquisition of shares of the Issuer's common stock in connection with the settlement of the vested portion of RSUs pursuant to provisions of a restricted stock unit agreement by and between the Issuer and the Reporting Person. Read SEC document |
| April 08, 2026 Filed Apr 9, 2026 21:09 UTC | Serve Robotics Inc. /DE/ SERV · Entity 5633 | SaleCommon Stock | 200 | $8.62 | $1,724.00 |
DisclosureSEC source: 0002021854-26-000014 · wk-form4_1775768975.xml · nonDerivative · entry 1 Read Brian · CIK 0002021854 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 322,737 F1 · shares: Represents shares of the Issuer's common stock sold to satisfy tax withholding obligations relating to the acquisition of shares of the Issuer's common stock in connection with the settlement of the vested portion of RSUs pursuant to provisions of a restricted stock unit agreement by and between the Issuer and the Reporting Person. Read SEC document |
| March 31, 2026 Filed Apr 1, 2026 20:24 UTC | Serve Robotics Inc. /DE/ SERV · Entity 5633 | SaleCommon Stock | 1,263 | $8.03 | $10,141.89 |
DisclosureSEC source: 0002021854-26-000012 · wk-form4_1775075042.xml · nonDerivative · entry 1 Read Brian · CIK 0002021854 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 322,937 F1 · shares: Represents shares of the Issuer's common stock sold to satisfy tax withholding obligations relating to the acquisition of shares of the Issuer's common stock in connection with the settlement of the vested portion of RSUs pursuant to provisions of a restricted stock unit agreement by and between the Issuer and the Reporting Person. Read SEC document |
| March 10, 2026 Filed Mar 11, 2026 20:17 UTC | Serve Robotics Inc. /DE/ SERV · Entity 5633 | SaleCommon Stock | 203 | $9.72 | $1,973.16 |
DisclosureSEC source: 0002021854-26-000010 · wk-form4_1773260274.xml · nonDerivative · entry 1 Read Brian · CIK 0002021854 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 324,200 F1 · shares: Represents shares of the Issuer's common stock sold to satisfy tax withholding obligations relating to the acquisition of shares of the Issuer's common stock in connection with the settlement of the vested portion of RSUs pursuant to provisions of a restricted stock unit agreement by and between the Issuer and the Reporting Person. Read SEC document |
| March 03, 2026 Filed Mar 4, 2026 22:11 UTC | Serve Robotics Inc. /DE/ SERV · Entity 5633 | SaleCommon Stock | 1,268 | $9.61 | $12,185.48 |
DisclosureSEC source: 0002021854-26-000008 · wk-form4_1772662264.xml · nonDerivative · entry 1 Read Brian · CIK 0002021854 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 324,403 F1 · shares: Represents shares of the Issuer's common stock sold to satisfy tax withholding obligations relating to the acquisition of shares of the Issuer's common stock in connection with the settlement of the vested portion of RSUs pursuant to provisions of a restricted stock unit agreement by and between the Issuer and the Reporting Person. Read SEC document |
| February 11, 2026 Filed Feb 12, 2026 22:27 UTC | Serve Robotics Inc. /DE/ SERV · Entity 5633 | SaleCommon Stock | 185 | $10.17 | $1,881.45 |
DisclosureSEC source: 0002021854-26-000006 · wk-form4_1770935252.xml · nonDerivative · entry 1 Read Brian · CIK 0002021854 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 325,671 F1 · shares: Represents shares of the Issuer's common stock sold to satisfy tax withholding obligations relating to the acquisition of shares of the Issuer's common stock in connection with the settlement of the vested portion of RSUs pursuant to provisions of a restricted stock unit agreement by and between the Issuer and the Reporting Person. Read SEC document |
| February 04, 2026 Filed Feb 5, 2026 22:53 UTC | Serve Robotics Inc. /DE/ SERV · Entity 5633 | SaleCommon Stock | 3,185 | $10.33 | $32,901.05 |
DisclosureSEC source: 0002021854-26-000004 · wk-form4_1770331993.xml · nonDerivative · entry 2 Read Brian · CIK 0002021854 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 325,856 F1 · shares: Represents shares of the Issuer's common stock sold to satisfy tax withholding obligations relating to the acquisition of shares of the Issuer's common stock in connection with the settlement of the vested portion of RSUs pursuant to provisions of a restricted stock unit agreement by and between the Issuer and the Reporting Person. Read SEC document |
| February 03, 2026 Filed Feb 5, 2026 22:53 UTC | Serve Robotics Inc. /DE/ SERV · Entity 5633 | SaleCommon Stock | 1,547 | $10.83 | $16,754.01 |
DisclosureSEC source: 0002021854-26-000004 · wk-form4_1770331993.xml · nonDerivative · entry 1 Read Brian · CIK 0002021854 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 329,041 F1 · shares: Represents shares of the Issuer's common stock sold to satisfy tax withholding obligations relating to the acquisition of shares of the Issuer's common stock in connection with the settlement of the vested portion of RSUs pursuant to provisions of a restricted stock unit agreement by and between the Issuer and the Reporting Person. Read SEC document |
| January 08, 2026 Filed Jan 9, 2026 22:14 UTC | Serve Robotics Inc. /DE/ SERV · Entity 5633 | SaleCommon Stock | 4,528 | $15.88 | $71,904.64 |
DisclosureSEC source: 0002021854-26-000002 · wk-form4_1767996857.xml · nonDerivative · entry 2 Read Brian · CIK 0002021854 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 330,588 F2 · shares: Represents 4,528 shares of the Issuer's common stock sold pursuant to a Rule 10b5-1 sales plan, adopted by the Reporting Person on September 24, 2025. Read SEC document |
| January 08, 2026 Filed Jan 9, 2026 22:14 UTC | Serve Robotics Inc. /DE/ SERV · Entity 5633 | SaleCommon Stock | 220 | $14.30 | $3,146.00 |
DisclosureSEC source: 0002021854-26-000002 · wk-form4_1767996857.xml · nonDerivative · entry 1 Read Brian · CIK 0002021854 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 335,116 F1 · shares: Represents shares of the Issuer's common stock sold to satisfy tax withholding obligations relating to the acquisition of shares of the Issuer's common stock in connection with the settlement of the vested portion of RSUs pursuant to provisions of a restricted stock unit agreement by and between the Issuer and the Reporting Person. Read SEC document |
| December 31, 2025 Filed Dec 31, 2025 22:06 UTC | Serve Robotics Inc. /DE/ SERV · Entity 5633 | SaleCommon Stock | 1,863 | $10.37 | $19,319.31 |
DisclosureSEC source: 0002021854-25-000025 · wk-form4_1767218805.xml · nonDerivative · entry 1 Read Brian · CIK 0002021854 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 335,336 F1 · shares: Represents shares of the Issuer's common stock sold to satisfy tax withholding obligations relating to the acquisition of shares of the Issuer's common stock in connection with the settlement of the vested portion of RSUs pursuant to provisions of a restricted stock unit agreement by and between the Issuer and the Reporting Person. Read SEC document |
| December 12, 2025 Filed Dec 15, 2025 21:40 UTC | Serve Robotics Inc. /DE/ SERV · Entity 5633 | SaleCommon Stock | 6,700 | $13.15 | $88,105.00 |
DisclosureSEC source: 0002021854-25-000023 · wk-form4_1765834811.xml · nonDerivative · entry 2 Read Brian · CIK 0002021854 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 337,199 Read SEC document |
| December 11, 2025 Filed Dec 15, 2025 21:40 UTC | Serve Robotics Inc. /DE/ SERV · Entity 5633 | SaleCommon Stock | 371 | $11.87 | $4,403.77 |
DisclosureSEC source: 0002021854-25-000023 · wk-form4_1765834811.xml · nonDerivative · entry 1 Read Brian · CIK 0002021854 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 343,899 F1 · shares: Represents shares of the Issuer's common stock sold to satisfy tax withholding obligations relating to the acquisition of shares of the Issuer's common stock in connection with the settlement of the vested portion of RSUs pursuant to provisions of a restricted stock unit agreement by and between the Issuer and the Reporting Person. Read SEC document |
| December 04, 2025 Filed Dec 5, 2025 21:38 UTC | Serve Robotics Inc. /DE/ SERV · Entity 5633 | SaleCommon Stock | 7,500 | $13.05 | $97,875.00 |
DisclosureSEC source: 0002021854-25-000021 · wk-form4_1764970732.xml · nonDerivative · entry 1 Read Brian · CIK 0002021854 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 344,270 Read SEC document |
| December 02, 2025 Filed Dec 3, 2025 21:47 UTC | Serve Robotics Inc. /DE/ SERV · Entity 5633 | SaleCommon Stock | 2,057 | $9.82 | $20,199.74 |
DisclosureSEC source: 0002021854-25-000019 · wk-form4_1764798469.xml · nonDerivative · entry 1 Read Brian · CIK 0002021854 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 351,770 F1 · shares: Represents shares of the Issuer's common stock sold to satisfy tax withholding obligations relating to the acquisition of shares of the Issuer's common stock in connection with the settlement of the vested portion of RSUs pursuant to provisions of a restricted stock unit agreement by and between the Issuer and the Reporting Person. Read SEC document |
| October 30, 2025 Filed Oct 30, 2025 21:36 UTC | Serve Robotics Inc. /DE/ SERV · Entity 5633 | SaleCommon Stock | 1,270 | $13.32 | $16,916.40 |
DisclosureSEC source: 0002021854-25-000017 · wk-form4_1761860179.xml · nonDerivative · entry 1 Read Brian · CIK 0002021854 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 353,827 F1 · shares: Represents shares of the Issuer's common stock sold to satisfy tax withholding obligations relating to the acquisition of shares of the Issuer's common stock in connection with the settlement of the vested portion of RSUs pursuant to provisions of a restricted stock unit agreement by and between the Issuer and the Reporting Person. Read SEC document |
| October 07, 2025 Filed Oct 7, 2025 21:50 UTC | Serve Robotics Inc. /DE/ SERV · Entity 5633 | SaleCommon Stock | 176 | $15.29 | $2,691.04 |
DisclosureSEC source: 0002021854-25-000015 · wk-form4_1759873837.xml · nonDerivative · entry 1 Read Brian · CIK 0002021854 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 355,097 F1 · shares: Represents shares of the Issuer's common stock sold to satisfy tax withholding obligations relating to the acquisition of shares of the Issuer's common stock in connection with the settlement of the vested portion of RSUs pursuant to provisions of a restricted stock unit agreement by and between the Issuer and the Reporting Person. Read SEC document |
| September 30, 2025 Filed Sep 30, 2025 20:12 UTC | Serve Robotics Inc. /DE/ SERV · Entity 5633 | SaleCommon Stock | 1,225 | $11.70 | $14,332.50 |
DisclosureSEC source: 0002021854-25-000013 · wk-form4_1759263152.xml · nonDerivative · entry 1 Read Brian · CIK 0002021854 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 355,273 F1 · shares: Represents shares of the Issuer's common stock sold to satisfy tax withholding obligations relating to the acquisition of shares of the Issuer's common stock in connection with the settlement of the vested portion of RSUs pursuant to provisions of a restricted stock unit agreement by and between the Issuer and the Reporting Person. Read SEC document |
| September 18, 2025 Filed Sep 18, 2025 20:10 UTC | Serve Robotics Inc. /DE/ SERV · Entity 5633 | SaleCommon Stock | 3,941 | $12.70 | $50,050.70 |
DisclosureSEC source: 0002021854-25-000011 · wk-form4_1758226214.xml · nonDerivative · entry 1 Read Brian · CIK 0002021854 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 356,498 F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $12.70 to $12.71, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| September 11, 2025 Filed Sep 11, 2025 20:15 UTC | Serve Robotics Inc. /DE/ SERV · Entity 5633 | SaleCommon Stock | 4,319 | $11.54 | $49,819.67 |
DisclosureSEC source: 0002021854-25-000009 · wk-form4_1757621739.xml · nonDerivative · entry 1 Read Brian · CIK 0002021854 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 360,439 F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $11.53 to $11.54, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| September 08, 2025 Filed Sep 8, 2025 23:09 UTC | Serve Robotics Inc. /DE/ SERV · Entity 5633 | SaleCommon Stock | 4,795 | $10.47 | $50,203.65 |
DisclosureSEC source: 0002021854-25-000007 · wk-form4_1757372945.xml · nonDerivative · entry 2 Read Brian · CIK 0002021854 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 364,758 Read SEC document |
| September 08, 2025 Filed Sep 8, 2025 23:09 UTC | Serve Robotics Inc. /DE/ SERV · Entity 5633 | SaleCommon Stock | 2,380 | $10.39 | $24,728.20 |
DisclosureSEC source: 0002021854-25-000007 · wk-form4_1757372945.xml · nonDerivative · entry 1 Read Brian · CIK 0002021854 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 369,553 F1 · shares: Represents shares of the Issuer's common stock sold to satisfy tax withholding obligations relating to the acquisition of shares of the Issuer's common stock in connection with the settlement of the vested portion of RSUs pursuant to provisions of a restricted stock unit agreement by and between the Issuer and the Reporting Person. Read SEC document |
| September 02, 2025 Filed Sep 2, 2025 20:06 UTC | Serve Robotics Inc. /DE/ SERV · Entity 5633 | SaleCommon Stock | 1,330 | $10.18 | $13,539.40 |
DisclosureSEC source: 0002021854-25-000005 · wk-form4_1756843599.xml · nonDerivative · entry 1 Read Brian · CIK 0002021854 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 371,933 F1 · shares: Represents shares of the Issuer's common stock sold to satisfy tax withholding obligations relating to the acquisition of shares of the Issuer's common stock in connection with the settlement of the vested portion of RSUs pursuant to provisions of a restricted stock unit agreement by and between the Issuer and the Reporting Person. Read SEC document |
| August 25, 2025 Filed Aug 25, 2025 20:21 UTC | Serve Robotics Inc. /DE/ SERV · Entity 5633 | SaleCommon Stock | 10,216 | $9.82 | $100,321.12 |
DisclosureSEC source: 0002021854-25-000003 · wk-form4_1756153285.xml · nonDerivative · entry 1 Read Brian · CIK 0002021854 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 373,263 F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $9.82 to $9.83, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| August 18, 2025 Filed Aug 18, 2025 20:21 UTC | Serve Robotics Inc. /DE/ SERV · Entity 5633 | SaleCommon Stock | 10,195 | $9.82 | $100,145.49 |
DisclosureSEC source: 0001832483-25-000091 · wk-form4_1755548470.xml · nonDerivative · entry 1 Read Brian · CIK 0002021854 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 383,479 F1 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $9.82 to $9.85, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| August 05, 2025 Filed Aug 6, 2025 21:58 UTC | Serve Robotics Inc. /DE/ SERV · Entity 5633 | SaleCommon Stock | 2,592 | $10.64 | $27,578.88 |
DisclosureSEC source: 0001832483-25-000078 · wk-form4_1754517477.xml · nonDerivative · entry 1 Read Brian · CIK 0002021854 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 393,674 F1 · shares: Represents shares of the Issuer's common stock sold to satisfy tax withholding obligations relating to the acquisition of shares of the Issuer's common stock in connection with the settlement of the vested portion of RSUs pursuant to provisions of a restricted stock unit agreement by and between the Issuer and the Reporting Person. Read SEC document |
| July 30, 2025 Filed Jul 30, 2025 20:56 UTC | Serve Robotics Inc. /DE/ SERV · Entity 5633 | SaleCommon Stock | 1,212 | $10.46 | $12,673.88 |
DisclosureSEC source: 0001832483-25-000069 · wk-form4_1753908966.xml · nonDerivative · entry 1 Read Brian · CIK 0002021854 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 396,266 F1 · shares: Represents shares of the Issuer's common stock sold to satisfy tax withholding obligations relating to the acquisition of shares of the Issuer's common stock in connection with the settlement of the vested portion of RSUs pursuant to provisions of a restricted stock unit agreement by and between the Issuer and the Reporting Person. F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $10.45 to $10.47, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| July 22, 2025 Filed Jul 23, 2025 22:33 UTC | Serve Robotics Inc. /DE/ SERV · Entity 5633 | GrantCommon Stock | 181,064 | $0.00 | $0.00 |
DisclosureSEC source: 0001832483-25-000065 · wk-form4_1753310018.xml · nonDerivative · entry 1 Read Brian · CIK 0002021854 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 397,478 F1 · shares: Represents shares of Common Stock underlying a time-based restricted stock unit award ("RSU"). The RSU will vest as to 1/16th of the total number of shares on August 1, 2025 and 1/16th of the total number of shares on the same day of each quarter thereafter, subject to the Reporting Person's continuous service status through each vesting date. Read SEC document |
| July 01, 2025 Filed Jul 1, 2025 20:33 UTC | Serve Robotics Inc. /DE/ SERV · Entity 5633 | SaleCommon Stock | 1,291 | $10.83 | $13,981.53 |
DisclosureSEC source: 0001832483-25-000055 · wk-form4_1751402020.xml · nonDerivative · entry 1 Read Brian · CIK 0002021854 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 216,414 F1 · shares: Represents shares of the Issuer's common stock sold to satisfy tax withholding obligations relating to the acquisition of shares of the Issuer's common stock in connection with the settlement of the vested portion of RSUs pursuant to provisions of a restricted stock unit agreement by and between the Issuer and the Reporting Person. Read SEC document |
| June 09, 2025 Filed Jun 9, 2025 22:09 UTC | Serve Robotics Inc. /DE/ SERV · Entity 5633 | SaleCommon Stock | 2,000 | $12.59 | $25,180.00 |
DisclosureSEC source: 0001832483-25-000044 · wk-form4_1749506923.xml · nonDerivative · entry 1 Read Brian · CIK 0002021854 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 217,705 Read SEC document |
| May 30, 2025 Filed Jun 2, 2025 22:21 UTC | Serve Robotics Inc. /DE/ SERV · Entity 5633 | SaleCommon Stock | 1,295 | $11.57 | $14,976.68 |
DisclosureSEC source: 0001832483-25-000042 · wk-form4_1748902899.xml · nonDerivative · entry 1 Read Brian · CIK 0002021854 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 219,705 F1 · shares: Represents shares of the Issuer's common stock sold to satisfy tax withholding obligations relating to the acquisition of shares of the Issuer's common stock in connection with the settlement of the vested portion of RSUs pursuant to provisions of a restricted stock unit agreement by and between the Issuer and the Reporting Person. Read SEC document |
| May 27, 2025 Filed May 27, 2025 20:51 UTC | Serve Robotics Inc. /DE/ SERV · Entity 5633 | SaleCommon Stock | 3,000 | $12.15 | $36,450.00 |
DisclosureSEC source: 0001832483-25-000040 · wk-form4_1748379065.xml · nonDerivative · entry 1 Read Brian · CIK 0002021854 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 221,000 F1 · kind: Sale effected pursuant to a Rule 10b5-1 sales plan adopted by the Reporting Person on August 16, 2024, under which shares of the Issuer's common stock could begin to be sold on April 29, 2025. Read SEC document |
| May 22, 2025 Filed May 23, 2025 23:52 UTC | Serve Robotics Inc. /DE/ SERV · Entity 5633 | SaleCommon Stock | 1,000 | $11.52 | $11,520.00 |
DisclosureSEC source: 0000950170-25-077249 · ownership.xml · nonDerivative · entry 1 Read Brian · CIK 0002021854 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 224,000 F1 · kind: Sale effected pursuant to a Rule 10b5-1 sales plan adopted by the Reporting Person on August 16, 2024, under which shares of the Issuer's common stock could begin to be sold on April 29, 2025. Read SEC document |
| May 13, 2025 Filed May 13, 2025 23:37 UTC | Serve Robotics Inc. /DE/ SERV · Entity 5633 | SaleCommon Stock | 8,900 | $8.95 | $79,655.00 |
DisclosureSEC source: 0000950170-25-070724 · ownership.xml · nonDerivative · entry 1 Read Brian · CIK 0002021854 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 225,000 Read SEC document |
| May 09, 2025 Filed May 9, 2025 20:30 UTC | Serve Robotics Inc. /DE/ SERV · Entity 5633 | SaleCommon Stock | 6,000 | $8.00 | $48,000.00 |
DisclosureSEC source: 0000950170-25-068104 · ownership.xml · nonDerivative · entry 2 Read Brian · CIK 0002021854 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 233,900 F1 · kind: Sale effected pursuant to a Rule 10b5-1 sales plan adopted by the Reporting Person on August 16, 2024, under which shares of the Issuer's common stock could begin to be sold on April 29, 2025. Read SEC document |
| May 09, 2025 Filed May 9, 2025 20:30 UTC | Serve Robotics Inc. /DE/ SERV · Entity 5633 | SaleCommon Stock | 1,000 | $8.20 | $8,200.00 |
DisclosureSEC source: 0000950170-25-068104 · ownership.xml · nonDerivative · entry 1 Read Brian · CIK 0002021854 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 239,900 F1 · kind: Sale effected pursuant to a Rule 10b5-1 sales plan adopted by the Reporting Person on August 16, 2024, under which shares of the Issuer's common stock could begin to be sold on April 29, 2025. Read SEC document |
| May 02, 2025 Filed May 6, 2025 01:05 UTC | Serve Robotics Inc. /DE/ SERV · Entity 5633 | SaleCommon Stock | 29,100 | $7.06 | $205,440.18 |
DisclosureSEC source: 0000950170-25-063869 · ownership.xml · nonDerivative · entry 1 Read Brian · CIK 0002021854 · Chief Financial Officer 10b5-1 filing: Plan reported Ownership: Direct Disclosed balance after: 240,900 F1 · shares: Represents 14,100 shares of the Issuer's common stock sold to satisfy tax withholding obligations relating to the acquisition of shares of the Issuer's common stock in connection with the settlement of the vested portion of RSUs pursuant to provisions of a restricted stock unit agreement by and between the Issuer and the Reporting Person and 15,000 shares of the Issuer's common stock sold pursuant to a Rule 10b5-1 sales plan, adopted by the Reporting Person on April 29, 2025. F2 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $7.05 to $7.09, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| September 05, 2024 Filed Sep 6, 2024 23:16 UTC | Serve Robotics Inc. /DE/ SERV · Entity 5633 | GrantCommon Stock | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-104495 · ownership.xml · nonDerivative · entry 1 Read Brian · CIK 0002021854 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 270,000 F1 · shares: Represents shares of Common Stock underlying a time-based restricted stock unit award ("RSU"). The RSU will vest as to 1/3rd of the total number of shares on September 5, 2025 and 1/36th of the total number of shares on the same day of each month thereafter, subject to the Reporting Person's continuous service status through each vesting date. Read SEC document |
| April 29, 2024 Filed May 1, 2024 20:52 UTC | Serve Robotics Inc. /DE/ SERV · Entity 5633 | GrantCommon Stock | 240,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-051364 · ownership.xml · nonDerivative · entry 1 Read Brian · CIK 0002021854 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 240,000 F1 · shares: 1/4th of the Total Number of Shares subject to the RSUs (the "Equity Award") will vest on the 1-year anniversary of April 29, 2024 (the "Cliff Period"), and 1/48th of the Equity Award will vest on each monthly anniversary thereafter, for a total vesting period of 48 months. The Equity Award is subject to a pro rata acceleration upon an Involuntary Termination or Resignation for Good Reason (each as defined in the Offer Letter, dated March 24, 2024, by and between Brian Read and Serve Operating Co.) within the Cliff Period based on the number of months of service provided to the Company. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.