SENS

SEC source: 0001415889-24-013483 · form4-05172024_040518.xml · nonDerivative · entry 1

JAIN Mukul · CIK 0001667593 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,944,978

F1 · kind: Represents shares withheld to satisfy withholding tax obligations upon the vesting of restricted stock units.

SEC source: 0001415889-24-013482 · form4-05172024_040516.xml · nonDerivative · entry 1

Horton Kenneth L · CIK 0001552047 · GC & Corp. Development Advisor

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,839,086

F1 · kind: Represents shares withheld to satisfy withholding tax obligations upon the vesting of restricted stock units.

SEC source: 0001415889-24-013484 · form4-05172024_040521.xml · nonDerivative · entry 1

Kaufman Francine · CIK 0001769791 · Director · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,404,878

F1 · kind: Represents shares withheld to satisfy withholding tax obligations upon the vesting of restricted stock units.

SEC source: 0001415889-24-010307 · form4-04042024_050405.xml · nonDerivative · entry 1

Fiorentino Edward · CIK 0001666972 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 839,004

F1 · shares: This common stock was issued to the Reporting Person pursuant to the Issuer's non-employee director compensation policy in lieu of quarterly retainer fees. The number of shares of common stock is equal to $14,125 divided by $0.51, the closing price of Issuer's common stock on the NYSE American on April 2, 2024.

SEC source: 0001415889-24-010308 · form4-04042024_050407.xml · nonDerivative · entry 1

Prince Douglas S · CIK 0001666995 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 648,782

F1 · shares: This common stock was issued to the Reporting Person pursuant to the Issuer's non-employee director compensation policy in lieu of quarterly retainer fees. The number of shares of common stock is equal to $8,125 divided by $0.51, the closing price of Issuer's common stock on the NYSE American on April 2, 2024.

SEC source: 0001415889-24-010306 · form4-04042024_050401.xml · nonDerivative · entry 1

Steven Edelman · CIK 0001683354 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 770,919

F1 · shares: This common stock was issued to the Reporting Person pursuant to the Issuer's non-employee director compensation policy in lieu of quarterly retainer fees. The number of shares of common stock is equal to $12,875 divided by $0.51, the closing price of Issuer's common stock on the NYSE American on April 2, 2024.

SEC source: 0001209191-24-000821 · doc4.xml · nonDerivative · entry 1

DeFalco Stephen P · CIK 0001666964 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,675,617

F1 · shares: This common stock was issued to the Reporting Person pursuant to the Issuer's non-employee director compensation policy in lieu of quarterly retainer fees. The number of shares of common stock is equal to $23,749.60 divided by $0.56, the closing price of Issuer's common stock on the NYSE American on January 2, 2024.

SEC source: 0001209191-24-000820 · doc4.xml · nonDerivative · entry 1

Fiorentino Edward · CIK 0001666972 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 811,308

F1 · shares: This common stock was issued to the Reporting Person pursuant to the Issuer's non-employee director compensation policy in lieu of quarterly retainer fees. The number of shares of common stock is equal to $14,124.88 divided by $0.56, the closing price of Issuer's common stock on the NYSE American on January 2, 2024.

SEC source: 0001209191-24-000817 · doc4.xml · nonDerivative · entry 1

Prince Douglas S · CIK 0001666995 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 632,851

F1 · shares: This common stock was issued to the Reporting Person pursuant to the Issuer's non-employee director compensation policy in lieu of quarterly retainer fees. The number of shares of common stock is equal to $8,124.48 divided by $0.56, the closing price of Issuer's common stock on the NYSE American on January 2, 2024.

SEC source: 0001209191-24-000819 · doc4.xml · nonDerivative · entry 1

Steven Edelman · CIK 0001683354 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 745,674

F1 · shares: This common stock was issued to the Reporting Person pursuant to the Issuer's non-employee director compensation policy in lieu of quarterly retainer fees. The number of shares of common stock is equal to $12,874.96 divided by $0.56, the closing price of Issuer's common stock on the NYSE American on January 2, 2024.

SEC source: 0001209191-23-055773 · doc4.xml · nonDerivative · entry 1

Sullivan Frederick T. · CIK 0001944539 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,381,161

F1 · kind: Represents shares withheld to satisfy withholding tax obligations upon the vesting of restricted stock units.

SEC source: 0001209191-23-055772 · doc4.xml · nonDerivative · entry 1

Goodnow Timothy T · CIK 0001667588 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,708,290

F1 · kind: Represents shares withheld to satisfy withholding tax obligations upon the vesting of restricted stock units.

SEC source: 0001209191-23-055775 · doc4.xml · nonDerivative · entry 1

JAIN Mukul · CIK 0001667593 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,096,774

F1 · kind: Represents shares withheld to satisfy withholding tax obligations upon the vesting of restricted stock units.

SEC source: 0001209191-23-055774 · doc4.xml · nonDerivative · entry 1

Horton Kenneth L · CIK 0001552047 · GC & Corp. Development Advisor

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,947,186

F1 · kind: Represents shares withheld to satisfy withholding tax obligations upon the vesting of restricted stock units.

SEC source: 0001209191-23-055776 · doc4.xml · nonDerivative · entry 1

Kaufman Francine · CIK 0001769791 · Director · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,458,801

F1 · kind: Represents shares withheld to satisfy withholding tax obligations upon the vesting of restricted stock units.

SEC source: 0001209191-23-051531 · doc4.xml · nonDerivative · entry 1

DeFalco Stephen P · CIK 0001666964 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,633,207

F1 · shares: This common stock was issued to the Reporting Person pursuant to the Issuer's non-employee director compensation policy in lieu of quarterly retainer fees. The number of shares of common stock is equal to $23,749.60 divided by $0.56, the closing price of Issuer's common stock on the NYSE American on October 2, 2023.

SEC source: 0001209191-23-051523 · doc4.xml · nonDerivative · entry 1

Fiorentino Edward · CIK 0001666972 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 786,085

F1 · shares: This common stock was issued to the Reporting Person pursuant to the Issuer's non-employee director compensation policy in lieu of quarterly retainer fees. The number of shares of common stock is equal to $14,124.88 divided by $0.56, the closing price of Issuer's common stock on the NYSE American on October 2, 2023.

SEC source: 0001209191-23-051518 · doc4.xml · nonDerivative · entry 1

Prince Douglas S · CIK 0001666995 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 618,343

F1 · shares: This common stock was issued to the Reporting Person pursuant to the Issuer's non-employee director compensation policy in lieu of quarterly retainer fees. The number of shares of common stock is equal to $8,124.48 divided by $0.56, the closing price of Issuer's common stock on the NYSE American on October 2, 2023.

SEC source: 0001209191-23-051527 · doc4.xml · nonDerivative · entry 1

Steven Edelman · CIK 0001683354 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 722,683

F1 · shares: This common stock was issued to the Reporting Person pursuant to the Issuer's non-employee director compensation policy in lieu of quarterly retainer fees. The number of shares of common stock is equal to $12,874.96 divided by $0.56, the closing price of Issuer's common stock on the NYSE American on October 2, 2023.

SEC source: 0001209191-23-048794 · doc4.xml · nonDerivative · entry 1

Larkin Sharon · CIK 0001898172 · Director

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 292,476

F1 · kind: These sales were made pursuant to a Rule 10b5-1 trading plan to sell shares to satisfy the Reporting Person's tax obligations resulting from the vesting of restricted stock units ("RSUs"). The trading plan was adopted by the Reporting Person on June 8, 2023.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.5803 to $0.632 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001209191-23-047859 · doc4.xml · nonDerivative · entry 1

ROEDER DOUGLAS A · CIK 0001270735 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 807,988

F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.5303 to $0.5399, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

SEC source: 0001209191-23-041586 · doc4.xml · nonDerivative · entry 1

DeFalco Stephen P · CIK 0001666964 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,590,797

F1 · shares: This common stock was issued to the Reporting Person pursuant to the Issuer's non-employee director compensation policy in lieu of quarterly retainer fees. The number of shares of common stock is equal to $23,749.81 divided by $0.7924, the closing price of Issuer's common stock on the NYSE American on July 3, 2023.

SEC source: 0001209191-23-041590 · doc4.xml · nonDerivative · entry 1

Fiorentino Edward · CIK 0001666972 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 760,862

F1 · shares: This common stock was issued to the Reporting Person pursuant to the Issuer's non-employee director compensation policy in lieu of quarterly retainer fees. The number of shares of common stock is equal to $14,124.53 divided by $0.7924, the closing price of Issuer's common stock on the NYSE American on July 3, 2023.

SEC source: 0001209191-23-041592 · doc4.xml · nonDerivative · entry 1

Prince Douglas S · CIK 0001666995 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 603,835

F1 · shares: This common stock was issued to the Reporting Person pursuant to the Issuer's non-employee director compensation policy in lieu of quarterly retainer fees. The number of shares of common stock is equal to $8,124.48 divided by $0.7924, the closing price of Issuer's common stock on the NYSE American on July 3, 2023.

SEC source: 0001209191-23-041587 · doc4.xml · nonDerivative · entry 1

Steven Edelman · CIK 0001683354 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 699,692

F1 · shares: This common stock was issued to the Reporting Person pursuant to the Issuer's non-employee director compensation policy in lieu of quarterly retainer fees. The number of shares of common stock is equal to $12,874.92 divided by $0.7924, the closing price of Issuer's common stock on the NYSE American on July 3, 2023.

SEC source: 0001209191-23-038590 · doc4.xml · nonDerivative · entry 1

Sullivan Frederick T. · CIK 0001944539 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,483,544

F1 · kind: Represents shares withheld to satisfy withholding tax obligations upon the vesting of restricted stock units.

SEC source: 0001209191-23-038579 · doc4.xml · nonDerivative · entry 1

Goodnow Timothy T · CIK 0001667588 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,300,235

F1 · kind: Represents shares withheld to satisfy withholding tax obligations upon the vesting of restricted stock units.

SEC source: 0001209191-23-038586 · doc4.xml · nonDerivative · entry 1

JAIN Mukul · CIK 0001667593 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,363,682

F1 · kind: Represents shares withheld to satisfy withholding tax obligations upon the vesting of restricted stock units.

SEC source: 0001209191-23-038581 · doc4.xml · nonDerivative · entry 1

Horton Kenneth L · CIK 0001552047 · GC & Corp. Development Advisor

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,110,505

F1 · kind: Represents shares withheld to satisfy withholding tax obligations upon the vesting of restricted stock units.

SEC source: 0001209191-23-038588 · doc4.xml · nonDerivative · entry 1

Kaufman Francine · CIK 0001769791 · Director · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,574,709

F1 · kind: Represents shares withheld to satisfy withholding tax obligations upon the vesting of restricted stock units.

SEC source: 0001209191-23-036664 · doc4.xml · nonDerivative · entry 1

ROEDER DOUGLAS A · CIK 0001270735 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 507,988

SEC source: 0001209191-23-031057 · doc4.xml · nonDerivative · entry 1

Larkin Sharon · CIK 0001898172 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 323,365

F1 · shares: Represents a restricted stock unit ("RSU") grant pursuant to the Issuer's non-employee director compensation policy. The RSUs vest in full on the earlier of the one year anniversary of the date of grant or the next annual stockholders meeting, subject to the Reporting Person's continuous service through such vesting date.

F2 · price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

SEC source: 0001209191-23-031042 · doc4.xml · nonDerivative · entry 1

DeFalco Stephen P · CIK 0001666964 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,560,825

F1 · shares: Represents a restricted stock unit ("RSU") grant pursuant to the Issuer's non-employee director compensation policy. The RSUs vest in full on the earlier of the one year anniversary of the date of grant or the next annual stockholders meeting, subject to the Reporting Person's continuous service through such vesting date.

F2 · price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

SEC source: 0001209191-23-031049 · doc4.xml · nonDerivative · entry 1

Fiorentino Edward · CIK 0001666972 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 743,037

F1 · shares: Represents a restricted stock unit ("RSU") grant pursuant to the Issuer's non-employee director compensation policy. The RSUs vest in full on the earlier of the one year anniversary of the date of grant or the next annual stockholders meeting, subject to the Reporting Person's continuous service through such vesting date.

F2 · price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

SEC source: 0001209191-23-031053 · doc4.xml · nonDerivative · entry 1

Prince Douglas S · CIK 0001666995 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 593,582

F1 · shares: Represents a restricted stock unit ("RSU") grant pursuant to the Issuer's non-employee director compensation policy. The RSUs vest in full on the earlier of the one year anniversary of the date of grant or the next annual stockholders meeting, subject to the Reporting Person's continuous service through such vesting date.

F2 · price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

SEC source: 0001209191-23-031060 · doc4.xml · nonDerivative · entry 1

ROEDER DOUGLAS A · CIK 0001270735 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 307,988

F1 · shares: Represents a restricted stock unit ("RSU") grant pursuant to the Issuer's non-employee director compensation policy. The RSUs vest in full on the earlier of the one year anniversary of the date of grant or the next annual stockholders meeting, subject to the Reporting Person's continuous service through such vesting date.

F2 · price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

SEC source: 0001209191-23-031055 · doc4.xml · nonDerivative · entry 1

Raab Anthony R. · CIK 0001827192 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 464,527

F1 · shares: Represents a restricted stock unit ("RSU") grant pursuant to the Issuer's non-employee director compensation policy. The RSUs vest in full on the earlier of the one year anniversary of the date of grant or the next annual stockholders meeting, subject to the Reporting Person's continuous service through such vesting date.

F2 · price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

SEC source: 0001209191-23-031046 · doc4.xml · nonDerivative · entry 1

Steven Edelman · CIK 0001683354 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 683,444

F1 · shares: Represents a restricted stock unit ("RSU") grant pursuant to the Issuer's non-employee director compensation policy. The RSUs vest in full on the earlier of the one year anniversary of the date of grant or the next annual stockholders meeting, subject to the Reporting Person's continuous service through such vesting date.

F2 · price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

SEC source: 0001209191-23-030453 · doc4.xml · nonDerivative · entry 3

Sullivan Frederick T. · CIK 0001944539 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,538,118

F2 · shares: Represents an RSU grant. The RSUs vest in eight equal installments with the first installment vesting on June 15, 2023 and the remaining seven installments vesting in six month increments commencing on November 15, 2023, subject to the Reporting Person's continuous service with the Issuer as of the applicable vesting date.

F3 · price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

SEC source: 0001209191-23-030453 · doc4.xml · nonDerivative · entry 2

Sullivan Frederick T. · CIK 0001944539 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 618,013

F1 · kind: Represents shares withheld to satisfy withholding tax obligations upon the vesting of restricted stock units ("RSUs").

SEC source: 0001209191-23-030450 · doc4.xml · nonDerivative · entry 4

Goodnow Timothy T · CIK 0001667588 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,487,733

F2 · shares: Represents an RSU grant. The RSUs vest in eight equal installments with the first installment vesting on June 15, 2023 and the remaining seven installments vesting in six month increments commencing on November 15, 2023, subject to the Reporting Person's continuous service with the Issuer as of the applicable vesting date.

F3 · price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

SEC source: 0001209191-23-030450 · doc4.xml · nonDerivative · entry 3

Goodnow Timothy T · CIK 0001667588 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,351,710

F1 · kind: Represents shares withheld to satisfy withholding tax obligations upon the vesting of restricted stock units ("RSUs").

SEC source: 0001209191-23-030454 · doc4.xml · nonDerivative · entry 4

JAIN Mukul · CIK 0001667593 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,445,543

F2 · shares: Represents an RSU grant. The RSUs vest in eight equal installments with the first installment vesting on June 15, 2023 and the remaining seven installments vesting in six month increments commencing on November 15, 2023, subject to the Reporting Person's continuous service with the Issuer as of the applicable vesting date.

F3 · price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

SEC source: 0001209191-23-030454 · doc4.xml · nonDerivative · entry 3

JAIN Mukul · CIK 0001667593 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,065,386

F1 · kind: Represents shares withheld to satisfy withholding tax obligations upon the vesting of restricted stock units ("RSUs").

SEC source: 0001209191-23-030451 · doc4.xml · nonDerivative · entry 4

Horton Kenneth L · CIK 0001552047 · GC & Corp. Development Advisor

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,161,781

F2 · shares: Represents an RSU grant. The RSUs vest in eight equal installments with the first installment vesting on June 15, 2023 and the remaining seven installments vesting in six month increments commencing on November 15, 2023, subject to the Reporting Person's continuous service with the Issuer as of the applicable vesting date.

F3 · price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

SEC source: 0001209191-23-030451 · doc4.xml · nonDerivative · entry 3

Horton Kenneth L · CIK 0001552047 · GC & Corp. Development Advisor

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,379,692

F1 · kind: Represents shares withheld to satisfy withholding tax obligations upon the vesting of restricted stock units ("RSUs").

SEC source: 0001209191-23-030456 · doc4.xml · nonDerivative · entry 4

Kaufman Francine · CIK 0001769791 · Director · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,601,251

F2 · shares: Represents an RSU grant. The RSUs vest in eight equal installments with the first installment vesting on June 15, 2023 and the remaining seven installments vesting in six month increments commencing on November 15, 2023, subject to the Reporting Person's continuous service with the Issuer as of the applicable vesting date.

F3 · price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

SEC source: 0001209191-23-030456 · doc4.xml · nonDerivative · entry 3

Kaufman Francine · CIK 0001769791 · Director · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,171,869

F1 · kind: Represents shares withheld to satisfy withholding tax obligations upon the vesting of restricted stock units ("RSUs").

SEC source: 0001209191-23-023359 · doc4.xml · nonDerivative · entry 1

DeFalco Stephen P · CIK 0001666964 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,412,877

F1 · shares: This common stock was issued to the Reporting Person pursuant to the Issuer's non-employee director compensation policy in lieu of quarterly retainer fees. The number of shares of common stock is equal to $24,999.80 divided by $0.6371, the closing price of Issuer's common stock on the NYSE American on April 3, 2023.

SEC source: 0001209191-23-023357 · doc4.xml · nonDerivative · entry 1

Fiorentino Edward · CIK 0001666972 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 595,089

F1 · shares: This common stock was issued to the Reporting Person pursuant to the Issuer's non-employee director compensation policy in lieu of quarterly retainer fees. The number of shares of common stock is equal to $14,124.51 divided by $0.6371, the closing price of Issuer's common stock on the NYSE American on April 3, 2023.