Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Senseonics Holdings, Inc.SENS · Entity 5469 | Director | October 01, 2026 | October 05, 2026 |
| TANDEM DIABETES CARE INCTNDM · Entity 4682 | Director | May 18, 2022 | May 19, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Senseonics Holdings, Inc.
Report date October 01, 2026 · Filed October 05, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 172,671.2843 |
Reported balance
After 2026-10-01 transaction · row 1
1 source rowRow 1 · 2026-10-01 · Grant · Acquired 1,480 · Balance 172,671.2843 F1: This common stock was issued to the Reporting Person pursuant to the Issuer's non-employee director compensation policy in lieu of quarterly retainer fees. The number of shares of common stock is equal to $14,740.80 divided by $9.96, the closing price of Issuer's common stock on the Nasdaq Global Select Market on October 1, 2026. |
Filing footnotes · ownership attribution and instrument terms
F1: This common stock was issued to the Reporting Person pursuant to the Issuer's non-employee director compensation policy in lieu of quarterly retainer fees. The number of shares of common stock is equal to $14,740.80 divided by $9.96, the closing price of Issuer's common stock on the Nasdaq Global Select Market on October 1, 2026.
TANDEM DIABETES CARE INC
Report date May 18, 2022 · Filed May 19, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 2,205 |
Reported balance
After 2022-05-18 transaction · row 1
1 source rowRow 1 · 2022-05-18 · Exercise / conversion · Acquired 2,205 · Balance 2,205 |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2022-05-18 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2022-05-18 · Exercise / conversion · Acquired 2,205 · Balance 0 F3: Awarded on May 18, 2021 pursuant to the Tandem Diabetes Care, Inc. 2013 Stock Incentive Plan, as amended, and the agreements related thereto (the "2013 Plan"). F4: Each restricted stock (RSU) unit represents a contingent right to receive one share of common stock of the Company. F5: Shares will vest on the one year anniversary of the grant date, subject to the terms of the 2013 Plan. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnote | 1,892 |
Reported balance
Holding disclosure · report date 2022-05-18 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 1,892 F1: Shares are held directly by Delphi Management Partners VIII, L.L.C. ("DMP"). The Reporting Person is a managing member of DMP. As a managing member of DMP, the Reporting Person shares voting and investment power over the securities held by DMP, and may be deemed to have indirect beneficial ownership of such shares. The Reporting Person disclaims beneficial ownership of such securities, except to the extent of his proportionate pecuniary interest therein. |
| Common StockSEC Table I · non-derivative | IndirectSee Footnotes | 3,766 |
Reported balance
Holding disclosure · report date 2022-05-18 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 3,766 F2: The shares are held directly by The Roeder Family Trust dated 5/29/08, of which the Reporting Person is trustee. |
Filing footnotes · ownership attribution and instrument terms
F1: Shares are held directly by Delphi Management Partners VIII, L.L.C. ("DMP"). The Reporting Person is a managing member of DMP. As a managing member of DMP, the Reporting Person shares voting and investment power over the securities held by DMP, and may be deemed to have indirect beneficial ownership of such shares. The Reporting Person disclaims beneficial ownership of such securities, except to the extent of his proportionate pecuniary interest therein.
F2: The shares are held directly by The Roeder Family Trust dated 5/29/08, of which the Reporting Person is trustee.
F3: Awarded on May 18, 2021 pursuant to the Tandem Diabetes Care, Inc. 2013 Stock Incentive Plan, as amended, and the agreements related thereto (the "2013 Plan").
F4: Each restricted stock (RSU) unit represents a contingent right to receive one share of common stock of the Company.
F5: Shares will vest on the one year anniversary of the grant date, subject to the terms of the 2013 Plan.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 01, 2026 Filed Oct 5, 2026 20:15 UTC | Senseonics Holdings, Inc. SENS · Entity 5469 | GrantCommon Stock | 1,480 | $9.96 | $14,740.80 |
DisclosureSEC source: 0001270735-26-000016 · form4-10052026_041008.xml · nonDerivative · entry 1 ROEDER DOUGLAS A · CIK 0001270735 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 172,671.2843 F1 · kind: This common stock was issued to the Reporting Person pursuant to the Issuer's non-employee director compensation policy in lieu of quarterly retainer fees. The number of shares of common stock is equal to $14,740.80 divided by $9.96, the closing price of Issuer's common stock on the Nasdaq Global Select Market on October 1, 2026. Read SEC document |
| August 19, 2026 Filed Aug 20, 2026 22:25 UTC | Senseonics Holdings, Inc. SENS · Entity 5469 | PurchaseCommon Stock | 13,953.2843 | $8.98 | $125,300.49 |
DisclosureSEC source: 0001270735-26-000014 · form4-08202026_100815.xml · nonDerivative · entry 1 ROEDER DOUGLAS A · CIK 0001270735 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 171,191.2843 F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $8.95 to $8.99 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| July 01, 2026 Filed Jul 2, 2026 20:10 UTC | Senseonics Holdings, Inc. SENS · Entity 5469 | GrantCommon Stock | 2,751 | $5.36 | $14,745.36 |
DisclosureSEC source: 0001270735-26-000012 · form4-07022026_040705.xml · nonDerivative · entry 1 ROEDER DOUGLAS A · CIK 0001270735 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 157,238 F1 · kind: This common stock was issued to the Reporting Person pursuant to the Issuer's non-employee director compensation policy in lieu of quarterly retainer fees. The number of shares of common stock is equal to $14,745.36 divided by $5.36, the closing price of Issuer's common stock on the Nasdaq Global Select Market on July 1, 2026. Read SEC document |
| May 20, 2026 Filed May 21, 2026 21:40 UTC | Senseonics Holdings, Inc. SENS · Entity 5469 | GrantStock Option (right to buy) · Derivative | 13,574 | $0.00 Strike: $5.71 | $0.00 |
DisclosureSEC source: 0001270735-26-000010 · form4-05212026_050507.xml · derivative · entry 2 ROEDER DOUGLAS A · CIK 0001270735 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,574 Underlying: Common Stock · 13,574 shares Expires 2036-05-19 F3 · derivative.exercise_date: Represents a stock option grant pursuant to the Policy. The options vest in full on the earlier of the one year anniversary of the date of grant or the next annual stockholders meeting, subject to the Reporting Person's continuous service through such vesting date. Read SEC document |
| May 20, 2026 Filed May 21, 2026 21:40 UTC | Senseonics Holdings, Inc. SENS · Entity 5469 | GrantCommon Stock | 9,852 | $0.00 | $0.00 |
DisclosureSEC source: 0001270735-26-000010 · form4-05212026_050507.xml · nonDerivative · entry 1 ROEDER DOUGLAS A · CIK 0001270735 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 154,487 F1 · shares: Represents a restricted stock unit ("RSU") grant pursuant to the Issuer's non-employee director compensation policy (the "Policy"). The RSUs vest in full on the earlier of the one year anniversary of the date of grant or the next annual stockholders meeting, subject to the Reporting Person's continuous service through such vesting date. F2 · price: Each RSU represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| May 12, 2026 Filed May 13, 2026 20:15 UTC | Senseonics Holdings, Inc. SENS · Entity 5469 | PurchaseCommon Stock | 22,686 | $5.56 | $126,134.16 |
DisclosureSEC source: 0001270735-26-000008 · form4-05132026_040501.xml · nonDerivative · entry 1 ROEDER DOUGLAS A · CIK 0001270735 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 144,635 Read SEC document |
| April 01, 2026 Filed Apr 2, 2026 21:15 UTC | Senseonics Holdings, Inc. SENS · Entity 5469 | GrantCommon Stock | 2,218 | $6.65 | $14,749.70 |
DisclosureSEC source: 0001270735-26-000006 · form4-04022026_050408.xml · nonDerivative · entry 1 ROEDER DOUGLAS A · CIK 0001270735 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 121,949 F1 · kind: This common stock was issued to the Reporting Person pursuant to the Issuer's non-employee director compensation policy in lieu of quarterly retainer fees. The number of shares of common stock is equal to $14,749.70 divided by $6.65, the closing price of Issuer's common stock on the Nasdaq Global Select Market on April 1, 2026. Read SEC document |
| March 13, 2026 Filed Mar 16, 2026 14:44 UTC | Senseonics Holdings, Inc. SENS · Entity 5469 | PurchaseCommon Stock | 17,500 | $5.73 | $100,275.00 |
DisclosureSEC source: 0001270735-26-000004 · form4-03162026_020341.xml · nonDerivative · entry 1 ROEDER DOUGLAS A · CIK 0001270735 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 119,731 Read SEC document |
| January 02, 2026 Filed Jan 5, 2026 22:45 UTC | Senseonics Holdings, Inc. SENS · Entity 5469 | GrantCommon Stock | 2,504 | $5.89 | $14,748.56 |
DisclosureSEC source: 0001270735-26-000002 · form4-01052026_050105.xml · nonDerivative · entry 1 ROEDER DOUGLAS A · CIK 0001270735 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 102,231 F1 · kind: This common stock was issued to the Reporting Person pursuant to the Issuer's non-employee director compensation policy in lieu of quarterly retainer fees. The number of shares of common stock is equal to $14,746.06 divided by $5.89, the closing price of Issuer's common stock on the Nasdaq Global Select Market on January 2, 2026. Read SEC document |
| November 07, 2025 Filed Nov 10, 2025 12:40 UTC | Senseonics Holdings, Inc. SENS · Entity 5469 | PurchaseCommon Stock | 15,000 | $5.83 | $87,450.00 |
DisclosureSEC source: 0001270735-25-000006 · form4-11102025_071110.xml · nonDerivative · entry 1 ROEDER DOUGLAS A · CIK 0001270735 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 99,727 F1 · balance_after: Effective October 17, 2025, the Issuer effected a 1-for-20 reverse stock split of the Issuer's common stock. The number of securities reported herein have been adjusted to reflect the reverse stock split. Read SEC document |
| October 01, 2025 Filed Oct 3, 2025 20:15 UTC | Senseonics Holdings, Inc. SENS · Entity 5469 | GrantCommon Stock | 35,714 | $0.41 | $14,749.88 |
DisclosureSEC source: 0001270735-25-000004 · form4-10032025_041020.xml · nonDerivative · entry 1 ROEDER DOUGLAS A · CIK 0001270735 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,694,540 F1 · kind: This common stock was issued to the Reporting Person pursuant to the Issuer's non-employee director compensation policy in lieu of quarterly retainer fees. The number of shares of common stock is equal to $14,749.88 divided by $0.413, the closing price of Issuer's common stock on the NYSE American on October 1, 2025. Read SEC document |
| July 01, 2025 Filed Jul 3, 2025 20:15 UTC | Senseonics Holdings, Inc. SENS · Entity 5469 | GrantCommon Stock | 30,987 | $0.48 | $14,749.81 |
DisclosureSEC source: 0001415889-25-019314 · form4-07032025_040725.xml · nonDerivative · entry 1 ROEDER DOUGLAS A · CIK 0001270735 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,658,826 F1 · kind: This common stock was issued to the Reporting Person pursuant to the Issuer's non-employee director compensation policy in lieu of quarterly retainer fees. The number of shares of common stock is equal to $14,749.81 divided by $0.476, the closing price of Issuer's common stock on the NYSE American on July 1, 2025. Read SEC document |
| May 23, 2025 Filed May 28, 2025 20:30 UTC | Senseonics Holdings, Inc. SENS · Entity 5469 | GrantStock Option (right to buy) · Derivative | 157,234 | $0.00 Strike: $0.51 | $0.00 |
DisclosureSEC source: 0001415889-25-014716 · form4-05282025_040513.xml · derivative · entry 2 ROEDER DOUGLAS A · CIK 0001270735 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 157,234 Underlying: Common Stock · 157,234 shares Expires 2035-05-22 F3 · derivative.exercise_date: Represents a stock option grant pursuant to the Policy. The options vest in full on the earlier of the one year anniversary of the date of grant or the next annual stockholders meeting, subject to the Reporting Person's continuous service through such vesting date. Read SEC document |
| May 23, 2025 Filed May 28, 2025 20:30 UTC | Senseonics Holdings, Inc. SENS · Entity 5469 | GrantCommon Stock | 111,386 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-014716 · form4-05282025_040513.xml · nonDerivative · entry 1 ROEDER DOUGLAS A · CIK 0001270735 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,627,839 F1 · shares: Represents a restricted stock unit ("RSU") grant pursuant to the Issuer's non-employee director compensation policy (the "Policy"). The RSUs vest in full on the earlier of the one year anniversary of the date of grant or the next annual stockholders meeting, subject to the Reporting Person's continuous service through such vesting date. F2 · price: Each RSU represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| April 01, 2025 Filed Apr 3, 2025 20:30 UTC | Senseonics Holdings, Inc. SENS · Entity 5469 | GrantCommon Stock | 22,183 | $0.66 | $14,749.48 |
DisclosureSEC source: 0001415889-25-009962 · form4-04032025_040431.xml · nonDerivative · entry 1 ROEDER DOUGLAS A · CIK 0001270735 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,516,453 F1 · shares: This common stock was issued to the Reporting Person pursuant to the Issuer's non-employee director compensation policy in lieu of quarterly retainer fees. The number of shares of common stock is equal to $14,749.48 divided by $0.6649, the closing price of Issuer's common stock on the NYSE American on April 1, 2025. Read SEC document |
| January 02, 2025 Filed Jan 3, 2025 23:50 UTC | Senseonics Holdings, Inc. SENS · Entity 5469 | GrantCommon Stock | 31,183 | $0.47 | $14,749.56 |
DisclosureSEC source: 0001415889-25-000646 · form4-01032025_110133.xml · nonDerivative · entry 1 ROEDER DOUGLAS A · CIK 0001270735 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,494,270 F1 · shares: This common stock was issued to the Reporting Person pursuant to the Issuer's non-employee director compensation policy in lieu of quarterly retainer fees. The number of shares of common stock is equal to $14,749.56 divided by $0.473, the closing price of Issuer's common stock on the NYSE American on January 2, 2025. Read SEC document |
| December 13, 2024 Filed Dec 16, 2024 21:21 UTC | Senseonics Holdings, Inc. SENS · Entity 5469 | PurchaseCommon Stock | 25,000 | $0.50 | $12,500.00 |
DisclosureSEC source: 0001415889-24-029478 · form4-12162024_091222.xml · nonDerivative · entry 2 ROEDER DOUGLAS A · CIK 0001270735 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,413,087 F2 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.4975 to $0.4999 inclusive. Read SEC document |
| December 13, 2024 Filed Dec 20, 2024 22:37 UTC Amendment | Senseonics Holdings, Inc. SENS · Entity 5469 | PurchaseCommon Stock | 75,000 | $0.50 | $37,500.00 |
DisclosureSEC source: 0001415889-24-029987 · form4a-12202024_101250.xml · nonDerivative · entry 1 ROEDER DOUGLAS A · CIK 0001270735 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,463,087 F1 · shares: The original Form 4 inadvertently omitted shares that were purchased. This amendment updates the number of shares purchased and the number of shares beneficially owned following the transaction. F2 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.4975 to $0.50495 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F1 · balance_after: The original Form 4 inadvertently omitted shares that were purchased. This amendment updates the number of shares purchased and the number of shares beneficially owned following the transaction. Read SEC document |
| December 12, 2024 Filed Dec 16, 2024 21:21 UTC | Senseonics Holdings, Inc. SENS · Entity 5469 | PurchaseCommon Stock | 300,000 | $0.41 | $123,000.00 |
DisclosureSEC source: 0001415889-24-029478 · form4-12162024_091222.xml · nonDerivative · entry 1 ROEDER DOUGLAS A · CIK 0001270735 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,388,087 F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.4061 to $0.41 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnotes (1) and (2). Read SEC document |
| October 01, 2024 Filed Oct 3, 2024 00:29 UTC | Senseonics Holdings, Inc. SENS · Entity 5469 | GrantCommon Stock | 43,755 | $0.34 | $14,749.81 |
DisclosureSEC source: 0001415889-24-024542 · form4-10032024_121007.xml · nonDerivative · entry 1 ROEDER DOUGLAS A · CIK 0001270735 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,088,087 F1 · shares: This common stock was issued to the Reporting Person pursuant to the Issuer's non-employee director compensation policy in lieu of quarterly retainer fees. The number of shares of common stock is equal to $14,750 divided by $0.3371, the closing price of Issuer's common stock on the NYSE American on October 1, 2024. Read SEC document |
| May 22, 2024 Filed May 24, 2024 20:51 UTC | Senseonics Holdings, Inc. SENS · Entity 5469 | GrantCommon Stock | 236,344 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-014550 · form4-05242024_080548.xml · nonDerivative · entry 1 ROEDER DOUGLAS A · CIK 0001270735 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,044,332 F1 · shares: Represents a restricted stock unit ("RSU") grant pursuant to the Issuer's non-employee director compensation policy. The RSUs vest in full on the earlier of the one year anniversary of the date of grant or the next annual stockholders meeting, subject to the Reporting Person's continuous service through such vesting date. F2 · price: Each RSU represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| August 30, 2023 Filed Aug 31, 2023 21:11 UTC | Senseonics Holdings, Inc. SENS · Entity 5469 | PurchaseCommon Stock | 300,000 | $0.54 | $162,000.00 |
DisclosureSEC source: 0001209191-23-047859 · doc4.xml · nonDerivative · entry 1 ROEDER DOUGLAS A · CIK 0001270735 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 807,988 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.5303 to $0.5399, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| June 09, 2023 Filed Jun 13, 2023 20:20 UTC | Senseonics Holdings, Inc. SENS · Entity 5469 | GrantCommon Stock | 200,000 | $0.75 | $150,000.00 |
DisclosureSEC source: 0001209191-23-036664 · doc4.xml · nonDerivative · entry 1 ROEDER DOUGLAS A · CIK 0001270735 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 507,988 Read SEC document |
| May 17, 2023 Filed May 19, 2023 20:48 UTC | Senseonics Holdings, Inc. SENS · Entity 5469 | GrantCommon Stock | 147,948 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-031060 · doc4.xml · nonDerivative · entry 1 ROEDER DOUGLAS A · CIK 0001270735 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 307,988 F1 · shares: Represents a restricted stock unit ("RSU") grant pursuant to the Issuer's non-employee director compensation policy. The RSUs vest in full on the earlier of the one year anniversary of the date of grant or the next annual stockholders meeting, subject to the Reporting Person's continuous service through such vesting date. F2 · price: Each RSU represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| May 26, 2022 Filed May 31, 2022 23:51 UTC | Senseonics Holdings, Inc. SENS · Entity 5469 | GrantCommon Stock | 99,557 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-032984 · doc4.xml · nonDerivative · entry 1 ROEDER DOUGLAS A · CIK 0001270735 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 160,040 F1 · shares: Represents a restricted stock unit ("RSU") grant pursuant to the Issuer's non-employee director compensation policy. The RSUs vest in full on the earlier of the one year anniversary of the date of grant or the next annual stockholders meeting, subject to the Reporting Person's continuous service through such vesting date. F2 · price: Each RSU represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| May 18, 2022 Filed May 19, 2022 23:58 UTC | TANDEM DIABETES CARE INC TNDM · Entity 4682 | Exercise / conversionRestricted Stock Unit · Derivative | 2,205 | $0.00 | $0.00 |
DisclosureSEC source: 0001438133-22-000093 · wf-form4_165300468964694.xml · derivative · entry 4 ROEDER DOUGLAS A · CIK 0001270735 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,205 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Awarded on May 18, 2021 pursuant to the Tandem Diabetes Care, Inc. 2013 Stock Incentive Plan, as amended, and the agreements related thereto (the "2013 Plan"). F4 · derivative.exercise_price: Each restricted stock (RSU) unit represents a contingent right to receive one share of common stock of the Company. F5 · derivative.exercise_date: Shares will vest on the one year anniversary of the grant date, subject to the terms of the 2013 Plan. F5 · derivative.expiration_date: Shares will vest on the one year anniversary of the grant date, subject to the terms of the 2013 Plan. Read SEC document |
| May 18, 2022 Filed May 19, 2022 23:58 UTC | TANDEM DIABETES CARE INC TNDM · Entity 4682 | Exercise / conversionCommon Stock | 2,205 | $0.00 | $0.00 |
DisclosureSEC source: 0001438133-22-000093 · wf-form4_165300468964694.xml · nonDerivative · entry 1 ROEDER DOUGLAS A · CIK 0001270735 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,205 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 15, 2021 Filed Oct 20, 2021 21:00 UTC | TANDEM DIABETES CARE INC TNDM · Entity 4682 | OtherCommon Stock | 3,766 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-128113 · tm2130602d1_4.xml · nonDerivative · entry 4 ROEDER DOUGLAS A · CIK 0001270735 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 3,766 F1 · kind: Represents a pro rata distribution, not for additional consideration, by Delphi BioInvestments VIII, L.P. ("DB VIII") and Delphi Ventures VIII, L.P. ("DV VIII") to their respective partners, and by Delphi Management Partners VIII, L.L.C. ("DMP"), the general partner of each of DB VIII and DV VIII, to its members and assignees, as applicable. This distribution was made pursuant to a Rule 10b5-1 distribution plan. F5 · kind: This transaction is being voluntarily reported, reflects a change in form of beneficial ownership of the Reporting Person and is exempt from Section 16 pursuant to Rule 16a-13 under the Securities Exchange Act of 1934. F4 · ownership.nature: The shares are held directly by The Roeder Family Trust dated 5/29/08, of which the Reporting Person is trustee. Read SEC document |
| October 15, 2021 Filed Oct 20, 2021 21:00 UTC | TANDEM DIABETES CARE INC TNDM · Entity 4682 | OtherCommon Stock | 11,568 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-128113 · tm2130602d1_4.xml · nonDerivative · entry 3 ROEDER DOUGLAS A · CIK 0001270735 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,892 F1 · kind: Represents a pro rata distribution, not for additional consideration, by Delphi BioInvestments VIII, L.P. ("DB VIII") and Delphi Ventures VIII, L.P. ("DV VIII") to their respective partners, and by Delphi Management Partners VIII, L.L.C. ("DMP"), the general partner of each of DB VIII and DV VIII, to its members and assignees, as applicable. This distribution was made pursuant to a Rule 10b5-1 distribution plan. F5 · kind: This transaction is being voluntarily reported, reflects a change in form of beneficial ownership of the Reporting Person and is exempt from Section 16 pursuant to Rule 16a-13 under the Securities Exchange Act of 1934. F3 · ownership.nature: Shares are held directly by DMP. The Reporting Person is a managing member of DMP. As a managing member of DMP, the Reporting Person shares voting and investment power over the securities held by DMP, and may be deemed to have indirect beneficial ownership of such shares. The Reporting Person disclaims beneficial ownership of such securities, except to the extent of his proportionate pecuniary interest therein. Read SEC document |
| October 15, 2021 Filed Oct 20, 2021 21:00 UTC | TANDEM DIABETES CARE INC TNDM · Entity 4682 | OtherCommon Stock | 11,568 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-128113 · tm2130602d1_4.xml · nonDerivative · entry 2 ROEDER DOUGLAS A · CIK 0001270735 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 13,460 F1 · kind: Represents a pro rata distribution, not for additional consideration, by Delphi BioInvestments VIII, L.P. ("DB VIII") and Delphi Ventures VIII, L.P. ("DV VIII") to their respective partners, and by Delphi Management Partners VIII, L.L.C. ("DMP"), the general partner of each of DB VIII and DV VIII, to its members and assignees, as applicable. This distribution was made pursuant to a Rule 10b5-1 distribution plan. F5 · kind: This transaction is being voluntarily reported, reflects a change in form of beneficial ownership of the Reporting Person and is exempt from Section 16 pursuant to Rule 16a-13 under the Securities Exchange Act of 1934. F3 · ownership.nature: Shares are held directly by DMP. The Reporting Person is a managing member of DMP. As a managing member of DMP, the Reporting Person shares voting and investment power over the securities held by DMP, and may be deemed to have indirect beneficial ownership of such shares. The Reporting Person disclaims beneficial ownership of such securities, except to the extent of his proportionate pecuniary interest therein. Read SEC document |
| October 15, 2021 Filed Oct 20, 2021 21:00 UTC | TANDEM DIABETES CARE INC TNDM · Entity 4682 | OtherCommon Stock | 1,000,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-21-128113 · tm2130602d1_4.xml · nonDerivative · entry 1 ROEDER DOUGLAS A · CIK 0001270735 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F1 · kind: Represents a pro rata distribution, not for additional consideration, by Delphi BioInvestments VIII, L.P. ("DB VIII") and Delphi Ventures VIII, L.P. ("DV VIII") to their respective partners, and by Delphi Management Partners VIII, L.L.C. ("DMP"), the general partner of each of DB VIII and DV VIII, to its members and assignees, as applicable. This distribution was made pursuant to a Rule 10b5-1 distribution plan. F5 · kind: This transaction is being voluntarily reported, reflects a change in form of beneficial ownership of the Reporting Person and is exempt from Section 16 pursuant to Rule 16a-13 under the Securities Exchange Act of 1934. F2 · ownership.nature: Shares are held directly by DB VIIII and DV VIII. The Reporting Person is a managing member of DMP. As a managing member of DMP, the Reporting Person shares voting and investment power over the securities held by DB VIII and DV VIII, and may be deemed to have indirect beneficial ownership of such shares. The Reporting Person disclaims beneficial ownership of such securities, except to the extent of his proportionate pecuniary interest therein. Read SEC document |
| August 25, 2021 Filed Aug 27, 2021 00:25 UTC | Senseonics Holdings, Inc. SENS · Entity 5469 | Exercise / conversionStock Option (right to buy) · Derivative | 86,930 | $0.00 Strike: $1.97 | $0.00 |
DisclosureSEC source: 0001209191-21-053558 · doc4.xml · derivative · entry 6 ROEDER DOUGLAS A · CIK 0001270735 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 86,930 shares Expires 2029-05-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Fully vested and exercisable. Read SEC document |
| August 25, 2021 Filed Aug 27, 2021 00:25 UTC | Senseonics Holdings, Inc. SENS · Entity 5469 | Exercise / conversionStock Option (right to buy) · Derivative | 128,817 | $0.00 Strike: $1.35 | $0.00 |
DisclosureSEC source: 0001209191-21-053558 · doc4.xml · derivative · entry 5 ROEDER DOUGLAS A · CIK 0001270735 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 128,817 shares Expires 2027-05-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Fully vested and exercisable. Read SEC document |
| August 25, 2021 Filed Aug 27, 2021 00:25 UTC | Senseonics Holdings, Inc. SENS · Entity 5469 | SaleCommon Stock | 215,747 | $3.50 | $755,114.50 |
DisclosureSEC source: 0001209191-21-053558 · doc4.xml · nonDerivative · entry 4 ROEDER DOUGLAS A · CIK 0001270735 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,483 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.47 to $3.57 inclusive. Read SEC document |
| August 25, 2021 Filed Aug 27, 2021 00:25 UTC | Senseonics Holdings, Inc. SENS · Entity 5469 | Exercise / conversionCommon Stock | 86,930 | $1.97 | $171,252.10 |
DisclosureSEC source: 0001209191-21-053558 · doc4.xml · nonDerivative · entry 3 ROEDER DOUGLAS A · CIK 0001270735 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 276,230 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 25, 2021 Filed Aug 27, 2021 00:25 UTC | Senseonics Holdings, Inc. SENS · Entity 5469 | Exercise / conversionCommon Stock | 128,817 | $1.35 | $173,902.95 |
DisclosureSEC source: 0001209191-21-053558 · doc4.xml · nonDerivative · entry 2 ROEDER DOUGLAS A · CIK 0001270735 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 189,300 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 24, 2021 Filed Aug 27, 2021 00:25 UTC | Senseonics Holdings, Inc. SENS · Entity 5469 | SaleCommon Stock | 125,342 | $3.65 | $457,498.30 |
DisclosureSEC source: 0001209191-21-053558 · doc4.xml · nonDerivative · entry 1 ROEDER DOUGLAS A · CIK 0001270735 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,483 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $3.64 to $3.675 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2). Read SEC document |
| June 23, 2021 Filed Jun 25, 2021 20:28 UTC | TANDEM DIABETES CARE INC TNDM · Entity 4682 | OtherCommon Stock | 1,892 | $0.00 | $0.00 |
DisclosureSEC source: 0001438133-21-000104 · wf-form4_162465291006595.xml · nonDerivative · entry 2 ROEDER DOUGLAS A · CIK 0001270735 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 992,222 F1 · kind: The reported transaction was a transfer of shares from Mr. Roeder's direct holdings to Delphi Management Partners VIII, L.L.C. F2 · ownership.nature: The Reporting Person is a managing member of Delphi Management Partners VIII, L.L.C. ("DMP"), the general partner of Delphi Ventures VIII, L.P. As a managing member of DMP, the Reporting Person shares voting and investment power over the securities held by Delphi Ventures VIII, L.P. and may be deemed to have indirect beneficial ownership of such shares. The Reporting Person disclaims beneficial ownership of such securities held by Delphi Ventures VIII, L.P., except to the extent of his proportionate pecuniary interest therein. Read SEC document |
| June 23, 2021 Filed Jun 25, 2021 20:28 UTC | TANDEM DIABETES CARE INC TNDM · Entity 4682 | OtherCommon Stock | 1,892 | $0.00 | $0.00 |
DisclosureSEC source: 0001438133-21-000104 · wf-form4_162465291006595.xml · nonDerivative · entry 1 ROEDER DOUGLAS A · CIK 0001270735 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: The reported transaction was a transfer of shares from Mr. Roeder's direct holdings to Delphi Management Partners VIII, L.L.C. Read SEC document |
| May 27, 2021 Filed Jun 1, 2021 23:28 UTC | TANDEM DIABETES CARE INC TNDM · Entity 4682 | Exercise / conversionRestricted Stock Unit · Derivative | 1,892 | $0.00 | $0.00 |
DisclosureSEC source: 0001438133-21-000086 · wf-form4_162259011764091.xml · derivative · entry 4 ROEDER DOUGLAS A · CIK 0001270735 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,892 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Granted pursuant to the Tandem Diabetes Care, Inc. 2013 Stock Incentive Plan (the 2013 Plan). F4 · derivative.exercise_price: Each restricted stock unit (RSU) represents a contingent right to receive one share of common stock of the Company. F5 · kind: This RSU award was granted on May 27, 2020. 100% of the RSU vested on May 27, 2021. F6 · derivative.exercise_date: RSU vest as to one-hundred percent (100%) of the total number of shares subject to the RSU on 5/27/2021. F6 · derivative.expiration_date: RSU vest as to one-hundred percent (100%) of the total number of shares subject to the RSU on 5/27/2021. Read SEC document |
| May 27, 2021 Filed Jun 1, 2021 23:28 UTC | TANDEM DIABETES CARE INC TNDM · Entity 4682 | Exercise / conversionCommon Stock | 1,892 | $0.00 | $0.00 |
DisclosureSEC source: 0001438133-21-000086 · wf-form4_162259011764091.xml · nonDerivative · entry 1 ROEDER DOUGLAS A · CIK 0001270735 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,892 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 25, 2021 Filed May 28, 2021 12:57 UTC | Senseonics Holdings, Inc. SENS · Entity 5469 | GrantCommon Stock | 60,483 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-036419 · doc4.xml · nonDerivative · entry 2 ROEDER DOUGLAS A · CIK 0001270735 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 185,825 F3 · shares: Represents an RSU grant pursuant to the Issuer's non-employee director compensation policy. The RSUs vest in full on the earlier of the one year anniversary of the date of grant or the next annual stockholders meeting, subject to the reporting person's continuous service through such vesting date. F4 · price: Each RSU represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| May 25, 2021 Filed May 28, 2021 12:57 UTC | Senseonics Holdings, Inc. SENS · Entity 5469 | SaleCommon Stock | 147,735 | $1.91 | $282,173.85 |
DisclosureSEC source: 0001209191-21-036419 · doc4.xml · nonDerivative · entry 1 ROEDER DOUGLAS A · CIK 0001270735 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,342 F1 · kind: Represents the number of shares sold by the Reporting Person to satisfy the Reporting Person's tax obligations resulting from the settlement of vested restricted stock units ("RSUs") on May 25, 2021. The sales were effected pursuant to a "sell-to-cover" arrangement adopted in accordance with Rule 10b5-1 on March 14, 2021. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $1.87 to $1.96 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| May 19, 2021 Filed May 21, 2021 10:01 UTC | Senseonics Holdings, Inc. SENS · Entity 5469 | SaleCommon Stock | 652 | $2.08 | $1,358.38 |
DisclosureSEC source: 0001104659-21-070131 · tm2117184d1_4.xml · nonDerivative · entry 1 ROEDER DOUGLAS A · CIK 0001270735 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F1 · price: This transaction was executed in multiple trades at prices ranging from $2.08 to $2.085, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · ownership.nature: Shares held directly by Delphi BioInvestments VIII, L.P. ("DBI VIII"). The Reporting Person is a managing member of Delphi Management Partners VIII, L.L.C. ("DMP"), the general partner of DBI VIII. As a managing member of DMP, the Reporting Person shares voting and investment power over the securities held by DBI VIII and may be deemed to have indirect beneficial ownership of such shares. The Reporting Person disclaims beneficial ownership of such securities held by DBI VIII, except to the extent of his proportionate pecuniary interest therein. Read SEC document |
| May 18, 2021 Filed May 21, 2021 17:10 UTC | TANDEM DIABETES CARE INC TNDM · Entity 4682 | GrantRestricted Stock Unit · Derivative | 2,205 | $0.00 | $0.00 |
DisclosureSEC source: 0001438133-21-000064 · wf-form4_162161698900856.xml · derivative · entry 1 ROEDER DOUGLAS A · CIK 0001270735 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,205 Underlying: Common Stock · 2,205 shares Expires not disclosed F1 · security: Awarded on May 18, 2021 pursuant to the Tandem Diabetes Care, Inc. 2013 Stock Incentive Plan, as amended, and the agreements related thereto (the "2013 Plan"). F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive either one share of common stock of the Issuer or cash in lieu thereof, at the Issuer's discretion, in accordance with the terms of the 2013 Plan. F3 · derivative.exercise_date: RSU will vest on the one-year anniversary of the grant date, subject to the terms of the 2013 Plan. F3 · derivative.expiration_date: RSU will vest on the one-year anniversary of the grant date, subject to the terms of the 2013 Plan. Read SEC document |
| April 12, 2021 Filed Apr 13, 2021 22:40 UTC | Senseonics Holdings, Inc. SENS · Entity 5469 | SaleCommon Stock | 47,580 | $2.12 | $100,883.87 |
DisclosureSEC source: 0001104659-21-049878 · tm2112899d1_4.xml · nonDerivative · entry 4 ROEDER DOUGLAS A · CIK 0001270735 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 652 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan entered into on March 10, 2021. F3 · price: This transaction was executed in multiple trades at prices ranging from $2.02 to $2.37, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F5 · ownership.nature: Shares held directly by Delphi BioInvestments VIII, L.P. ("DBI VIII"). The Reporting Person is a managing member of Delphi Management Partners VIII, L.L.C. ("DMP"), the general partner of DBI VIII. As a managing member of DMP, the Reporting Person shares voting and investment power over the securities held by DBI VIII and may be deemed to have indirect beneficial ownership of such shares. The Reporting Person disclaims beneficial ownership of such securities held by DBI VIII, except to the extent of his proportionate pecuniary interest therein. Read SEC document |
| April 12, 2021 Filed Apr 13, 2021 22:40 UTC | Senseonics Holdings, Inc. SENS · Entity 5469 | SaleCommon Stock | 4,906,326 | $2.12 | $10,402,883.02 |
DisclosureSEC source: 0001104659-21-049878 · tm2112899d1_4.xml · nonDerivative · entry 3 ROEDER DOUGLAS A · CIK 0001270735 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan entered into on March 10, 2021. F3 · price: This transaction was executed in multiple trades at prices ranging from $2.02 to $2.37, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F4 · ownership.nature: Shares held directly by Delphi Ventures VIII, L.P. ("DV VIII"). The Reporting Person is a managing member of Delphi Management Partners VIII, L.L.C. ("DMP"), the general partner of DV VIII. As a managing member of DMP, the Reporting Person shares voting and investment power over the securities held by DV VIII and may be deemed to have indirect beneficial ownership of such shares. The Reporting Person disclaims beneficial ownership of such securities held by DV VIII, except to the extent of his proportionate pecuniary interest therein. Read SEC document |
| April 09, 2021 Filed Apr 13, 2021 22:40 UTC | Senseonics Holdings, Inc. SENS · Entity 5469 | SaleCommon Stock | 46,989 | $2.39 | $112,190.94 |
DisclosureSEC source: 0001104659-21-049878 · tm2112899d1_4.xml · nonDerivative · entry 2 ROEDER DOUGLAS A · CIK 0001270735 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 48,232 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan entered into on March 10, 2021. F2 · price: This transaction was executed in multiple trades at prices ranging from $2.30 to $2.565, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F5 · ownership.nature: Shares held directly by Delphi BioInvestments VIII, L.P. ("DBI VIII"). The Reporting Person is a managing member of Delphi Management Partners VIII, L.L.C. ("DMP"), the general partner of DBI VIII. As a managing member of DMP, the Reporting Person shares voting and investment power over the securities held by DBI VIII and may be deemed to have indirect beneficial ownership of such shares. The Reporting Person disclaims beneficial ownership of such securities held by DBI VIII, except to the extent of his proportionate pecuniary interest therein. Read SEC document |
| April 09, 2021 Filed Apr 13, 2021 22:40 UTC | Senseonics Holdings, Inc. SENS · Entity 5469 | SaleCommon Stock | 4,845,399 | $2.39 | $11,568,874.65 |
DisclosureSEC source: 0001104659-21-049878 · tm2112899d1_4.xml · nonDerivative · entry 1 ROEDER DOUGLAS A · CIK 0001270735 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 4,845,399 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan entered into on March 10, 2021. F2 · price: This transaction was executed in multiple trades at prices ranging from $2.30 to $2.565, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F4 · ownership.nature: Shares held directly by Delphi Ventures VIII, L.P. ("DV VIII"). The Reporting Person is a managing member of Delphi Management Partners VIII, L.L.C. ("DMP"), the general partner of DV VIII. As a managing member of DMP, the Reporting Person shares voting and investment power over the securities held by DV VIII and may be deemed to have indirect beneficial ownership of such shares. The Reporting Person disclaims beneficial ownership of such securities held by DV VIII, except to the extent of his proportionate pecuniary interest therein. Read SEC document |
| July 20, 2020 Filed Jul 23, 2020 00:26 UTC | Senseonics Holdings, Inc. SENS · Entity 5469 | GrantCommon Stock | 273,077 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-043420 · doc4.xml · nonDerivative · entry 1 ROEDER DOUGLAS A · CIK 0001270735 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 273,077 F1 · shares: Represents a restricted stock unit ("RSU") grant. The RSUs vest in eight equal installments with the first installment vesting on July 21, 2020 and the remaining RSUs vesting in six month increments commencing on November 15, 2020, subject to the Reporting Person's continuous service with the Issuer as of the applicable vesting date. F2 · price: Each RSU represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.