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DeFalco Stephen P

Disclosed activity across 1 company

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45248
SEC CIK
0001666964

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Senseonics Holdings, Inc.SENS · Entity 5469DirectorMay 20, 2026May 21, 2026

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Senseonics Holdings, Inc.

Report date May 20, 2026 · Filed May 21, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect111,019 Reported balance After 2026-05-20 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2026-05-20 · Grant · Acquired 9,852 · Balance 111,019

F1: Represents a restricted stock unit ("RSU") grant pursuant to the Issuer's non-employee director compensation policy (the "Policy"). The RSUs vest in full on the earlier of the one year anniversary of the date of grant or the next annual stockholders meeting, subject to the Reporting Person's continuous service through such vesting date.

F2: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F3: Effective October 17, 2025, the Issuer effected a 1-for-20 reverse stock split of the Issuer's common stock. The number of securities reported herein have been adjusted to reflect the reverse stock split.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $5.71 · Expires 2036-05-19Direct13,574 Reported balance After 2026-05-20 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-05-20 · Grant · Acquired 13,574 · Balance 13,574

F4: Represents a stock option grant pursuant to the Policy. The options vest in full on the earlier of the one year anniversary of the date of grant or the next annual stockholders meeting, subject to the Reporting Person's continuous service through such vesting date.

Filing footnotes · ownership attribution and instrument terms

F1: Represents a restricted stock unit ("RSU") grant pursuant to the Issuer's non-employee director compensation policy (the "Policy"). The RSUs vest in full on the earlier of the one year anniversary of the date of grant or the next annual stockholders meeting, subject to the Reporting Person's continuous service through such vesting date.

F2: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F3: Effective October 17, 2025, the Issuer effected a 1-for-20 reverse stock split of the Issuer's common stock. The number of securities reported herein have been adjusted to reflect the reverse stock split.

F4: Represents a stock option grant pursuant to the Policy. The options vest in full on the earlier of the one year anniversary of the date of grant or the next annual stockholders meeting, subject to the Reporting Person's continuous service through such vesting date.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

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Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 20, 2026 Filed May 21, 2026 21:40 UTC Senseonics Holdings, Inc. SENS · Entity 5469 GrantStock Option (right to buy) · Derivative 13,574 $0.00 Strike: $5.71 $0.00
Disclosure

SEC source: 0001666964-26-000002 · form4-05212026_050517.xml · derivative · entry 2

DeFalco Stephen P · CIK 0001666964 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,574

Underlying: Common Stock · 13,574 shares

Expires 2036-05-19

F4 · derivative.exercise_date: Represents a stock option grant pursuant to the Policy. The options vest in full on the earlier of the one year anniversary of the date of grant or the next annual stockholders meeting, subject to the Reporting Person's continuous service through such vesting date.

Read SEC document
May 20, 2026 Filed May 21, 2026 21:40 UTC Senseonics Holdings, Inc. SENS · Entity 5469 GrantCommon Stock 9,852 $0.00 $0.00
Disclosure

SEC source: 0001666964-26-000002 · form4-05212026_050517.xml · nonDerivative · entry 1

DeFalco Stephen P · CIK 0001666964 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 111,019

F1 · shares: Represents a restricted stock unit ("RSU") grant pursuant to the Issuer's non-employee director compensation policy (the "Policy"). The RSUs vest in full on the earlier of the one year anniversary of the date of grant or the next annual stockholders meeting, subject to the Reporting Person's continuous service through such vesting date.

F2 · price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F3 · balance_after: Effective October 17, 2025, the Issuer effected a 1-for-20 reverse stock split of the Issuer's common stock. The number of securities reported herein have been adjusted to reflect the reverse stock split.

Read SEC document
May 23, 2025 Filed May 28, 2025 20:30 UTC Senseonics Holdings, Inc. SENS · Entity 5469 GrantStock Option (right to buy) · Derivative 157,234 $0.00 Strike: $0.51 $0.00
Disclosure

SEC source: 0001415889-25-014715 · form4-05282025_040511.xml · derivative · entry 2

DeFalco Stephen P · CIK 0001666964 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 157,234

Underlying: Common Stock · 157,234 shares

Expires 2035-05-22

F3 · derivative.exercise_date: Represents a stock option grant pursuant to the Policy. The options vest in full on the earlier of the one year anniversary of the date of grant or the next annual stockholders meeting, subject to the Reporting Person's continuous service through such vesting date.

Read SEC document
May 23, 2025 Filed May 28, 2025 20:30 UTC Senseonics Holdings, Inc. SENS · Entity 5469 GrantCommon Stock 111,386 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-014715 · form4-05282025_040511.xml · nonDerivative · entry 1

DeFalco Stephen P · CIK 0001666964 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,023,347

F1 · shares: Represents a restricted stock unit ("RSU") grant pursuant to the Issuer's non-employee director compensation policy (the "Policy"). The RSUs vest in full on the earlier of the one year anniversary of the date of grant or the next annual stockholders meeting, subject to the Reporting Person's continuous service through such vesting date.

F2 · price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
May 22, 2024 Filed May 24, 2024 20:45 UTC Senseonics Holdings, Inc. SENS · Entity 5469 GrantCommon Stock 236,344 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-014535 · form4-05242024_040507.xml · nonDerivative · entry 1

DeFalco Stephen P · CIK 0001666964 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,911,961

F1 · shares: Represents a restricted stock unit ("RSU") grant pursuant to the Issuer's non-employee director compensation policy. The RSUs vest in full on the earlier of the one year anniversary of the date of grant or the next annual stockholders meeting, subject to the Reporting Person's continuous service through such vesting date.

F2 · price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
January 02, 2024 Filed Jan 4, 2024 21:49 UTC Senseonics Holdings, Inc. SENS · Entity 5469 GrantCommon Stock 42,410 $0.56 $23,749.60
Disclosure

SEC source: 0001209191-24-000821 · doc4.xml · nonDerivative · entry 1

DeFalco Stephen P · CIK 0001666964 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,675,617

F1 · shares: This common stock was issued to the Reporting Person pursuant to the Issuer's non-employee director compensation policy in lieu of quarterly retainer fees. The number of shares of common stock is equal to $23,749.60 divided by $0.56, the closing price of Issuer's common stock on the NYSE American on January 2, 2024.

Read SEC document
October 02, 2023 Filed Oct 3, 2023 20:41 UTC Senseonics Holdings, Inc. SENS · Entity 5469 GrantCommon Stock 42,410 $0.56 $23,749.60
Disclosure

SEC source: 0001209191-23-051531 · doc4.xml · nonDerivative · entry 1

DeFalco Stephen P · CIK 0001666964 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,633,207

F1 · shares: This common stock was issued to the Reporting Person pursuant to the Issuer's non-employee director compensation policy in lieu of quarterly retainer fees. The number of shares of common stock is equal to $23,749.60 divided by $0.56, the closing price of Issuer's common stock on the NYSE American on October 2, 2023.

Read SEC document
July 03, 2023 Filed Jul 6, 2023 21:02 UTC Senseonics Holdings, Inc. SENS · Entity 5469 GrantCommon Stock 29,972 $0.79 $23,749.81
Disclosure

SEC source: 0001209191-23-041586 · doc4.xml · nonDerivative · entry 1

DeFalco Stephen P · CIK 0001666964 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,590,797

F1 · shares: This common stock was issued to the Reporting Person pursuant to the Issuer's non-employee director compensation policy in lieu of quarterly retainer fees. The number of shares of common stock is equal to $23,749.81 divided by $0.7924, the closing price of Issuer's common stock on the NYSE American on July 3, 2023.

Read SEC document
May 17, 2023 Filed May 19, 2023 20:44 UTC Senseonics Holdings, Inc. SENS · Entity 5469 GrantCommon Stock 147,948 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-031042 · doc4.xml · nonDerivative · entry 1

DeFalco Stephen P · CIK 0001666964 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,560,825

F1 · shares: Represents a restricted stock unit ("RSU") grant pursuant to the Issuer's non-employee director compensation policy. The RSUs vest in full on the earlier of the one year anniversary of the date of grant or the next annual stockholders meeting, subject to the Reporting Person's continuous service through such vesting date.

F2 · price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
April 03, 2023 Filed Apr 5, 2023 20:52 UTC Senseonics Holdings, Inc. SENS · Entity 5469 GrantCommon Stock 39,240 $0.64 $24,999.80
Disclosure

SEC source: 0001209191-23-023359 · doc4.xml · nonDerivative · entry 1

DeFalco Stephen P · CIK 0001666964 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,412,877

F1 · shares: This common stock was issued to the Reporting Person pursuant to the Issuer's non-employee director compensation policy in lieu of quarterly retainer fees. The number of shares of common stock is equal to $24,999.80 divided by $0.6371, the closing price of Issuer's common stock on the NYSE American on April 3, 2023.

Read SEC document
January 03, 2023 Filed Jan 6, 2023 00:40 UTC Senseonics Holdings, Inc. SENS · Entity 5469 GrantCommon Stock 24,271 $1.03 $24,999.13
Disclosure

SEC source: 0001209191-23-002132 · doc4.xml · nonDerivative · entry 1

DeFalco Stephen P · CIK 0001666964 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,373,637

F1 · shares: This common stock was issued to the reporting person pursuant to the Issuer's non-employee director compensation policy in lieu of quarterly retainer fees. The number of shares of common stock is equal to $24,999.13 divided by $1.03, the closing price of Issuer's common stock on the NYSE American on January 3, 2023.

Read SEC document
October 03, 2022 Filed Oct 5, 2022 21:09 UTC Senseonics Holdings, Inc. SENS · Entity 5469 GrantCommon Stock 19,083 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-052814 · doc4.xml · nonDerivative · entry 1

DeFalco Stephen P · CIK 0001666964 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,349,366

F1 · shares: This common stock was issued to the reporting person pursuant to the Issuer's non-employee director compensation policy in lieu of quarterly retainer fees. The number of shares of common stock is equal to $24,998.73 divided by $1.31, the closing price of Issuer's common stock on the NYSE American on October 3, 2022.

Read SEC document
July 01, 2022 Filed Jul 6, 2022 20:38 UTC Senseonics Holdings, Inc. SENS · Entity 5469 GrantCommon Stock 24,509 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-041157 · doc4.xml · nonDerivative · entry 1

DeFalco Stephen P · CIK 0001666964 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,330,283

F1 · shares: This common stock vested immediately and was issued to the reporting person pursuant to the Issuer's non-employee director compensation policy in lieu of quarterly retainer fees. The number of shares of common stock is equal to $24,999.18 divided by $1.02, the closing price of Issuer's common stock on the NYSE American on July 1, 2022.

F2 · price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
May 26, 2022 Filed May 31, 2022 22:17 UTC Senseonics Holdings, Inc. SENS · Entity 5469 GrantCommon Stock 99,557 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-032947 · doc4.xml · nonDerivative · entry 1

DeFalco Stephen P · CIK 0001666964 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,305,774

F1 · shares: Represents a restricted stock unit ("RSU") grant pursuant to the Issuer's non-employee director compensation policy. The RSUs vest in full on the earlier of the one year anniversary of the date of grant or the next annual stockholders meeting, subject to the Reporting Person's continuous service through such vesting date.

F2 · price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
April 01, 2022 Filed Apr 5, 2022 23:34 UTC Senseonics Holdings, Inc. SENS · Entity 5469 GrantCommon Stock 12,886 $1.94 $24,998.84
Disclosure

SEC source: 0001209191-22-023326 · doc4.xml · nonDerivative · entry 1

DeFalco Stephen P · CIK 0001666964 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,206,217

F1 · shares: This common stock was issued to the reporting person pursuant to the Issuer's non-employee director compensation policy in lieu of quarterly retainer fees. The number of shares of common stock is equal to $24,998.84 divided by $1.94, the closing price of Issuer's common stock on the NYSE American on April 1, 2022.

Read SEC document
January 03, 2022 Filed Jan 5, 2022 23:14 UTC Senseonics Holdings, Inc. SENS · Entity 5469 GrantCommon Stock 9,090 $2.75 $24,997.50
Disclosure

SEC source: 0001209191-22-001940 · doc4.xml · nonDerivative · entry 1

DeFalco Stephen P · CIK 0001666964 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,193,331

F1 · shares: This common stock was issued to the reporting person pursuant to the Issuer's non-employee director compensation policy in lieu of quarterly retainer fees. The number of shares of common stock is equal to $24,997.50 divided by $2.75, the closing price of Issuer's common stock on the NYSE American on January 3, 2022.

Read SEC document
October 01, 2021 Filed Oct 5, 2021 21:49 UTC Senseonics Holdings, Inc. SENS · Entity 5469 GrantCommon Stock 7,246 $3.45 $24,998.70
Disclosure

SEC source: 0001209191-21-059635 · doc4.xml · nonDerivative · entry 1

DeFalco Stephen P · CIK 0001666964 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,184,241

F1 · shares: This common stock was issued to the reporting person pursuant to the Issuer's non-employee director compensation policy in lieu of quarterly retainer fees. The number of shares of common stock is equal to $24,998.70 divided by $3.45, the closing price of Issuer's common stock on the NYSE American on October 1, 2021.

Read SEC document
July 01, 2021 Filed Jul 6, 2021 20:59 UTC Senseonics Holdings, Inc. SENS · Entity 5469 GrantCommon Stock 7,142 $3.50 $24,997.00
Disclosure

SEC source: 0001209191-21-045546 · doc4.xml · nonDerivative · entry 1

DeFalco Stephen P · CIK 0001666964 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,176,995

F1 · shares: This common stock was issued to the reporting person pursuant to the Issuer's non-employee director compensation policy in lieu of quarterly retainer fees. The number of shares of common stock is equal to $24,997.00 divided by $3.50, the closing price of Issuer's common stock on the NYSE American on July 1, 2021.

Read SEC document
May 27, 2021 Filed May 28, 2021 01:28 UTC Senseonics Holdings, Inc. SENS · Entity 5469 SaleCommon Stock 104,927 $2.00 $209,854.00
Disclosure

SEC source: 0001209191-21-036385 · doc4.xml · nonDerivative · entry 3

DeFalco Stephen P · CIK 0001666964 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,169,853

F3 · kind: Represents the number of shares sold by the Reporting Person to satisfy the Reporting Person's tax obligations resulting from the settlement of vested restricted stock units ("RSUs") on May 25, 2021. The sales were effected pursuant to a "sell-to-cover" arrangement adopted in accordance with Rule 10b5-1 on March 14, 2021.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $2.00 to $2.02 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
May 26, 2021 Filed May 28, 2021 01:28 UTC Senseonics Holdings, Inc. SENS · Entity 5469 SaleCommon Stock 4,304 $2.00 $8,608.00
Disclosure

SEC source: 0001209191-21-036385 · doc4.xml · nonDerivative · entry 2

DeFalco Stephen P · CIK 0001666964 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,274,780

F3 · kind: Represents the number of shares sold by the Reporting Person to satisfy the Reporting Person's tax obligations resulting from the settlement of vested restricted stock units ("RSUs") on May 25, 2021. The sales were effected pursuant to a "sell-to-cover" arrangement adopted in accordance with Rule 10b5-1 on March 14, 2021.

Read SEC document
May 25, 2021 Filed May 28, 2021 01:28 UTC Senseonics Holdings, Inc. SENS · Entity 5469 GrantCommon Stock 60,483 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-036385 · doc4.xml · nonDerivative · entry 1

DeFalco Stephen P · CIK 0001666964 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,279,084

F1 · shares: Represents an RSU grant pursuant to the Issuer's non-employee director compensation policy. The RSUs vest in full on the earlier of the one year anniversary of the date of grant or the next annual stockholders meeting, subject to the reporting person's continuous service through such vesting date.

F2 · price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
April 01, 2021 Filed Apr 5, 2021 21:05 UTC Senseonics Holdings, Inc. SENS · Entity 5469 GrantCommon Stock 7,279 $2.58 $18,779.82
Disclosure

SEC source: 0001209191-21-025217 · doc4.xml · nonDerivative · entry 1

DeFalco Stephen P · CIK 0001666964 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,218,601

F1 · shares: This common stock was issued to the reporting person pursuant to the Issuer's non-employee director compensation policy in lieu of quarterly retainer fees. The number of shares of common stock is equal to $18,779.82 divided by $2.58, the closing price of Issuer's common stock on the NYSE American on April 1, 2021.

Read SEC document
January 04, 2021 Filed Jan 7, 2021 00:08 UTC Senseonics Holdings, Inc. SENS · Entity 5469 GrantCommon Stock 20,190 $0.93 $18,780.74
Disclosure

SEC source: 0001209191-21-002362 · doc4.xml · nonDerivative · entry 1

DeFalco Stephen P · CIK 0001666964 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,211,322

F1 · shares: This common stock was issued to the reporting person pursuant to the Issuer's non-employee director compensation policy in lieu of quarterly retainer fees. The number of shares of common stock is equal to $18,780.74 divided by $0.9302, the closing price of Issuer's common stock on the NYSE American on January 4, 2021.

Read SEC document
October 01, 2020 Filed Oct 5, 2020 22:16 UTC Senseonics Holdings, Inc. SENS · Entity 5469 GrantCommon Stock 48,243 $0.39 $18,781.00
Disclosure

SEC source: 0001209191-20-053857 · doc4.xml · nonDerivative · entry 1

DeFalco Stephen P · CIK 0001666964 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,191,132

F1 · shares: This common stock was issued to the reporting person pursuant to the Issuer's non-employee director compensation policy in lieu of quarterly retainer fees. The number of shares of common stock is equal to $18,781 divided by $0.3893, the closing price of Issuer's common stock on the NYSE American on October 1, 2020.

Read SEC document
July 20, 2020 Filed Jul 22, 2020 21:07 UTC Senseonics Holdings, Inc. SENS · Entity 5469 GrantCommon Stock 273,077 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-043326 · doc4.xml · nonDerivative · entry 1

DeFalco Stephen P · CIK 0001666964 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,142,889

F1 · shares: Represents a restricted stock unit ("RSU") grant. The RSUs vest in eight equal installments with the first installment vesting on July 21, 2020 and the remaining RSUs vesting in six month increments commencing on November 15, 2020, subject to the Reporting Person's continuous service with the Issuer as of the applicable vesting date.

F2 · price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
July 20, 2020 Filed Aug 20, 2020 20:38 UTC Amendment Senseonics Holdings, Inc. SENS · Entity 5469 GrantCommon Stock 273,077 $0.00 $0.00
Disclosure

SEC source: 0001209191-20-047741 · doc4a.xml · nonDerivative · entry 1

DeFalco Stephen P · CIK 0001666964 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,142,889

F1 · shares: Represents a restricted stock unit ("RSU") grant. The RSUs vest in full on the earlier of the one year anniversary of the date of grant or the next annual stockholders meeting, subject to the reporting person's continuous service through such vesting date.

F2 · shares: This Form 4 amendment is being filed to reflect the correct vesting terms of the RSU grant.

F3 · price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
July 01, 2020 Filed Jul 2, 2020 20:49 UTC Senseonics Holdings, Inc. SENS · Entity 5469 GrantCommon Stock 49,804 $0.38 $18,781.09
Disclosure

SEC source: 0001209191-20-040418 · doc4.xml · nonDerivative · entry 1

DeFalco Stephen P · CIK 0001666964 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 869,812

F1 · shares: This common stock was issued to the reporting person pursuant to the Issuer's non-employee director compensation policy in lieu of quarterly retainer fees. The number of shares of common stock is equal to $18,781.09 divided by $0.3771, the closing price of Issuer's common stock on the NYSE American on July 1, 2020.

Read SEC document
April 01, 2020 Filed Apr 3, 2020 21:18 UTC Senseonics Holdings, Inc. SENS · Entity 5469 GrantCommon Stock 32,949 $0.57 $18,780.93
Disclosure

SEC source: 0001209191-20-023298 · doc4.xml · nonDerivative · entry 1

DeFalco Stephen P · CIK 0001666964 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 820,008

F1 · shares: This common stock was issued to the reporting person pursuant to the Issuer's non-employee director compensation policy in lieu of quarterly retainer fees. The number of shares of common stock is equal to $18,780.93 divided by $0.57, the closing price of Issuer's common stock on the NYSE American on April 1, 2020.

Read SEC document
January 02, 2020 Filed Jan 6, 2020 21:23 UTC Senseonics Holdings, Inc. SENS · Entity 5469 GrantCommon Stock 20,503 $0.92 $18,780.75
Disclosure

SEC source: 0001209191-20-001800 · doc4.xml · nonDerivative · entry 1

DeFalco Stephen P · CIK 0001666964 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 787,059

F1 · shares: This common stock was issued to the reporting person pursuant to the Issuer's non-employee director compensation policy in lieu of quarterly retainer fees. The number of shares of common stock is equal to $18,780.75 divided by $0.916, the closing price of Issuer's common stock on the NYSE American on December 31, 2019.

Read SEC document
October 01, 2019 Filed Oct 2, 2019 21:08 UTC Senseonics Holdings, Inc. SENS · Entity 5469 GrantCommon Stock 19,912 $0.94 $18,717.28
Disclosure

SEC source: 0001209191-19-051827 · doc4.xml · nonDerivative · entry 1

DeFalco Stephen P · CIK 0001666964 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 766,556

F1 · shares: This common stock was issued to the reporting person pursuant to the Issuer's non-employee director compensation policy in lieu of quarterly retainer fees. The number of shares of common stock is equal to $18,781.25 divided by $0.94, the closing price of Issuer's common stock on the NYSE American on October 1, 2019.

Read SEC document
July 01, 2019 Filed Jul 3, 2019 20:36 UTC Senseonics Holdings, Inc. SENS · Entity 5469 GrantCommon Stock 9,681 $1.94 $18,781.14
Disclosure

SEC source: 0001209191-19-041148 · doc4.xml · nonDerivative · entry 1

DeFalco Stephen P · CIK 0001666964 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 746,644

F1 · shares: This common stock was issued to the reporting person pursuant to the Issuer's non-employee director compensation policy in lieu of quarterly retainer fees. The number of shares of common stock is equal to $18,781.25 divided by $1.94, the closing price of Issuer's common stock on the NYSE American on July 1, 2019.

Read SEC document
May 30, 2019 Filed Jun 3, 2019 21:33 UTC Senseonics Holdings, Inc. SENS · Entity 5469 GrantStock Option (right to buy) · Derivative 86,930 $0.00 Strike: $1.97 $0.00
Disclosure

SEC source: 0001209191-19-034000 · doc4.xml · derivative · entry 1

DeFalco Stephen P · CIK 0001666964 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,930

Underlying: Common Stock · 86,930 shares

Expires 2029-05-29

F1 · derivative.exercise_price: The exercise price is equal to the closing price of the Issuer's common stock on the NYSE American on the date of grant, May 30, 2019.

F2 · shares: This grant was made as compensation for the reporting person's service on the Issuer's board of directors. Under the Issuer's non-employee director compensation policy, each non-employee director who continues to serve as a member of the Issuer's board of directors is eligible to receive an annual stock option grant following each annual meeting of the Issuer's stockholders with a Black Scholes option value of $106,500.

F3 · derivative.exercise_date: The shares underlying the option will vest in full on the earlier of the one year anniversary of the date of grant or the next annual stockholders meeting, subject to the reporting person's continuous service (as defined in the Issuer's 2015 Equity Incentive Plan, as amended) through such vesting date.

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April 01, 2019 Filed Apr 3, 2019 20:46 UTC Senseonics Holdings, Inc. SENS · Entity 5469 GrantCommon Stock 9,483 $2.31 $21,905.73
Disclosure

SEC source: 0001209191-19-023214 · doc4.xml · nonDerivative · entry 1

DeFalco Stephen P · CIK 0001666964 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 736,963

F1 · price: This common stock was issued to the reporting person pursuant to the Issuer's non-employee director compensation policy in lieu of quarterly retainer fees. The number of shares of common stock is equal to $21,906.25 divided by $2.31, the closing price of Issuer's common stock on the NYSE American on April 1, 2019.

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January 02, 2019 Filed Jan 4, 2019 21:26 UTC Senseonics Holdings, Inc. SENS · Entity 5469 GrantCommon Stock 5,820 $2.69 $15,655.80
Disclosure

SEC source: 0001209191-19-001949 · doc4.xml · nonDerivative · entry 1

DeFalco Stephen P · CIK 0001666964 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 727,480

F1 · price: This common stock was issued to the reporting person pursuant to the Issuer's non-employee director compensation policy in lieu of quarterly retainer fees. The number of shares of common stock is equal to $15,656.25 divided by $2.69, the closing price of Issuer's common stock on the NYSE American on January 2, 2019.

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October 01, 2018 Filed Oct 3, 2018 20:34 UTC Senseonics Holdings, Inc. SENS · Entity 5469 GrantCommon Stock 3,448 $4.54 $15,653.92
Disclosure

SEC source: 0001209191-18-053825 · doc4.xml · nonDerivative · entry 1

DeFalco Stephen P · CIK 0001666964 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 721,660

F1 · price: This common stock was issued to the reporting person pursuant to the Issuer's non-employee director compensation policy in lieu of quarterly retainer fees. The number of shares of common stock is equal to $15,656.25 divided by $4.54, the closing price of Issuer's common stock on the NYSE American on October 1, 2018, the last trading day of the prior quarter.

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July 02, 2018 Filed Jul 5, 2018 20:47 UTC Senseonics Holdings, Inc. SENS · Entity 5469 GrantCommon Stock 3,534 $4.43 $15,655.62
Disclosure

SEC source: 0001209191-18-041694 · doc4.xml · nonDerivative · entry 1

DeFalco Stephen P · CIK 0001666964 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 718,212

F1 · price: This common stock was issued to the Reporting Person pursuant to the Issuer's non-employee director compensation policy in lieu of quarterly retainer fees. The number of shares of common stock is equal to $15,656.25 divided by $4.43, the closing price of Issuer's common stock on the NYSE American on July 2, 2018.

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May 30, 2018 Filed Jun 1, 2018 20:16 UTC Senseonics Holdings, Inc. SENS · Entity 5469 GrantStock Option (right to buy) · Derivative 50,847 $0.00 Strike: $3.27 $0.00
Disclosure

SEC source: 0001209191-18-034661 · doc4.xml · derivative · entry 1

DeFalco Stephen P · CIK 0001666964 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,847

Underlying: Common Stock · 50,847 shares

Expires 2028-05-29

F1 · derivative.exercise_price: The exercise price is equal to the closing price of the Issuer's common stock on the NYSE American on the date of grant, May 30, 2018.

F2 · shares: This grant was made as compensation for the reporting person's service on the Issuer's board of directors. Under the Issuer's non-employee director compensation policy, each non-employee director who continues to serve as a member of the Issuer's board of directors is eligible to receive an annual stock option grant following each annual meeting of the Issuer's stockholders. The number of shares underlying the option is equal to a Black Scholes option value of $106,500.

F3 · derivative.exercise_date: The shares underlying the option will vest in full on the earlier of the one year anniversary of the date of grant or the next annual stockholders meeting, subject to the reporting person's continuous service (as defined in the Issuer's 2015 Equity Incentive Plan, as amended) through such vesting date.

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April 02, 2018 Filed Apr 9, 2018 20:16 UTC Senseonics Holdings, Inc. SENS · Entity 5469 GrantCommon Stock 5,050 $3.10 $15,655.00
Disclosure

SEC source: 0001209191-18-024319 · doc4.xml · nonDerivative · entry 1

DeFalco Stephen P · CIK 0001666964 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 714,678

F1 · price: This common stock was issued to the reporting person pursuant to the Issuer's non-employee director compensation policy in lieu of quarterly retainer fees. The number of shares of common stock is equal to $15,656.25 divided by $3.10, the closing price of Issuer's common stock on the NYSE American on April 2, 2018, the last trading day of the prior quarter.

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January 02, 2018 Filed Jan 5, 2018 00:59 UTC Senseonics Holdings, Inc. SENS · Entity 5469 GrantCommon Stock 5,885 $2.66 $15,654.10
Disclosure

SEC source: 0001209191-18-002262 · doc4.xml · nonDerivative · entry 1

DeFalco Stephen P · CIK 0001666964 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 709,628

F1 · price: This common stock was issued to the reporting person pursuant to the Issuer's non-employee director compensation policy in lieu of quarterly retainer fees. The number of shares of common stock is equal to $15,656.25 divided by $2.66, the closing price of Issuer's common stock on the NYSE American on December 29, 2017, the last trading day of the prior quarter.

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October 12, 2017 Filed Oct 17, 2017 00:51 UTC Senseonics Holdings, Inc. SENS · Entity 5469 GrantCommon Stock 5,218 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-057050 · doc4.xml · nonDerivative · entry 1

DeFalco Stephen P · CIK 0001666964 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 703,743

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May 24, 2017 Filed May 26, 2017 21:02 UTC Senseonics Holdings, Inc. SENS · Entity 5469 GrantStock Option (right to buy) · Derivative 128,817 $0.00 Strike: $1.35 $0.00
Disclosure

SEC source: 0001209191-17-035912 · doc4.xml · derivative · entry 1

DeFalco Stephen P · CIK 0001666964 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 128,817

Underlying: Common Stock · 128,817 shares

Expires 2027-05-23

F1 · derivative.exercise_price: The exercise price is equal to the closing price of the Issuer's common stock on the NYSE-MKT on the date of grant, May 24, 2017.

F2 · shares: This grant was made as compensation for the reporting person's service on the Issuer's board of directors. Under the Issuer's non-employee director compensation policy, each non-employee director who continues to serve as a member of the Issuer's board of directors is eligible to receive an annual stock option grant following each annual meeting of the Issuer's stockholders. The number of shares underlying the option is equal to a Black Scholes option value of $106,500.

F3 · derivative.exercise_date: The shares underlying the option will vest in full on the one year anniversary of the date of grant, subject to the reporting person's continuous service through the vesting date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.