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Nasdaq · USD

SENS

Senseonics Holdings, Inc.

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Tapewire entity
5469
SEC CIK
0001616543
Parsed reports
441

Last 12 months

Inside the activity.

8 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202540
Dec 202500
Jan 202600
Feb 202600
Mar 202620
Apr 202600
May 202610
Jun 202600
Jul 202600
Aug 202610
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 01, 2026 Filed Oct 5, 2026 20:15 UTC GrantCommon Stock 815 $9.96 $8,117.40
Disclosure

SEC source: 0001666995-26-000010 · form4-10052026_041010.xml · nonDerivative · entry 1

Prince Douglas S · CIK 0001666995 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 70,146

F1 · kind: This common stock was issued to the Reporting Person pursuant to the Issuer's non-employee director compensation policy in lieu of quarterly retainer fees. The number of shares of common stock is equal to $8,117.40 divided by $9.96, the closing price of Issuer's common stock on the Nasdaq Global Select Market on October 1, 2026.

Read SEC document
October 01, 2026 Filed Oct 5, 2026 20:15 UTC GrantCommon Stock 1,292 $9.96 $12,868.32
Disclosure

SEC source: 0001683354-26-000010 · form4-10052026_041003.xml · nonDerivative · entry 1

Steven Edelman · CIK 0001683354 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 92,375

F1 · kind: This common stock was issued to the Reporting Person pursuant to the Issuer's non-employee director compensation policy in lieu of quarterly retainer fees. The number of shares of common stock is equal to $12,868.32 divided by $9.96, the closing price of Issuer's common stock on the Nasdaq Global Select Market on October 1, 2026.

Read SEC document
October 01, 2026 Filed Oct 5, 2026 20:15 UTC GrantCommon Stock 1,418 $9.96 $14,123.28
Disclosure

SEC source: 0001666972-26-000010 · form4-10052026_041006.xml · nonDerivative · entry 1

Fiorentino Edward · CIK 0001666972 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 87,392

F1 · kind: This common stock was issued to the Reporting Person pursuant to the Issuer's non-employee director compensation policy in lieu of quarterly retainer fees. The number of shares of common stock is equal to $14,123.28 divided by $9.96, the closing price of Issuer's common stock on the Nasdaq Global Select Market on October 1, 2026.

Read SEC document
October 01, 2026 Filed Oct 5, 2026 20:15 UTC GrantCommon Stock 1,480 $9.96 $14,740.80
Disclosure

SEC source: 0001270735-26-000016 · form4-10052026_041008.xml · nonDerivative · entry 1

ROEDER DOUGLAS A · CIK 0001270735 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 172,671.2843

F1 · kind: This common stock was issued to the Reporting Person pursuant to the Issuer's non-employee director compensation policy in lieu of quarterly retainer fees. The number of shares of common stock is equal to $14,740.80 divided by $9.96, the closing price of Issuer's common stock on the Nasdaq Global Select Market on October 1, 2026.

Read SEC document
August 19, 2026 Filed Aug 20, 2026 22:25 UTC PurchaseCommon Stock 13,953.2843 $8.98 $125,300.49
Disclosure

SEC source: 0001270735-26-000014 · form4-08202026_100815.xml · nonDerivative · entry 1

ROEDER DOUGLAS A · CIK 0001270735 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 171,191.2843

F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $8.95 to $8.99 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
July 01, 2026 Filed Jul 2, 2026 20:10 UTC GrantCommon Stock 2,635 $5.36 $14,123.60
Disclosure

SEC source: 0001666972-26-000008 · form4-07022026_040703.xml · nonDerivative · entry 1

Fiorentino Edward · CIK 0001666972 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 85,974

F1 · kind: This common stock was issued to the Reporting Person pursuant to the Issuer's non-employee director compensation policy in lieu of quarterly retainer fees. The number of shares of common stock is equal to $14,123.60 divided by $5.36, the closing price of Issuer's common stock on the Nasdaq Global Select Market on July 1, 2026.

Read SEC document
July 01, 2026 Filed Jul 2, 2026 20:10 UTC GrantCommon Stock 1,515 $5.36 $8,120.40
Disclosure

SEC source: 0001666995-26-000008 · form4-07022026_040707.xml · nonDerivative · entry 1

Prince Douglas S · CIK 0001666995 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 69,331

F1 · kind: This common stock was issued to the Reporting Person pursuant to the Issuer's non-employee director compensation policy in lieu of quarterly retainer fees. The number of shares of common stock is equal to $8,120.40 divided by $5.36, the closing price of Issuer's common stock on the Nasdaq Global Select Market on July 1, 2026.

Read SEC document
July 01, 2026 Filed Jul 2, 2026 20:10 UTC GrantCommon Stock 2,751 $5.36 $14,745.36
Disclosure

SEC source: 0001270735-26-000012 · form4-07022026_040705.xml · nonDerivative · entry 1

ROEDER DOUGLAS A · CIK 0001270735 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 157,238

F1 · kind: This common stock was issued to the Reporting Person pursuant to the Issuer's non-employee director compensation policy in lieu of quarterly retainer fees. The number of shares of common stock is equal to $14,745.36 divided by $5.36, the closing price of Issuer's common stock on the Nasdaq Global Select Market on July 1, 2026.

Read SEC document
July 01, 2026 Filed Jul 2, 2026 20:10 UTC GrantCommon Stock 2,402 $5.36 $12,874.72
Disclosure

SEC source: 0001683354-26-000008 · form4-07022026_040701.xml · nonDerivative · entry 1

Steven Edelman · CIK 0001683354 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 91,083

F1 · kind: This common stock was issued to the Reporting Person pursuant to the Issuer's non-employee director compensation policy in lieu of quarterly retainer fees. The number of shares of common stock is equal to $12,874.72 divided by $5.36, the closing price of Issuer's common stock on the Nasdaq Global Select Market on July 1, 2026.

Read SEC document
June 15, 2026 Filed Jun 17, 2026 20:15 UTC
Sullivan Frederick T.Chief Financial Officer
Tax withholdingCommon Stock 5,397 $7.18 $38,750.46
Disclosure

SEC source: 0001944539-26-000006 · form4-06172026_040619.xml · nonDerivative · entry 1

Sullivan Frederick T. · CIK 0001944539 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 226,477

F1 · kind: Represents shares withheld to satisfy withholding tax obligations upon the vesting of restricted stock units.

Read SEC document
June 15, 2026 Filed Jun 17, 2026 20:15 UTC
Goodnow Timothy TDirector · President and CEO
Tax withholdingCommon Stock 32,598 $7.18 $234,053.64
Disclosure

SEC source: 0001667588-26-000008 · form4-06172026_040610.xml · nonDerivative · entry 1

Goodnow Timothy T · CIK 0001667588 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,143,748

F1 · kind: Represents shares withheld to satisfy withholding tax obligations upon the vesting of restricted stock units.

Read SEC document
June 15, 2026 Filed Jun 17, 2026 20:15 UTC
JAIN MukulChief Operating Officer
Tax withholdingCommon Stock 16,194 $7.18 $116,272.92
Disclosure

SEC source: 0001667593-26-000006 · form4-06172026_040616.xml · nonDerivative · entry 1

JAIN Mukul · CIK 0001667593 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 500,863

F1 · kind: Represents shares withheld to satisfy withholding tax obligations upon the vesting of restricted stock units.

Read SEC document
June 15, 2026 Filed Jun 17, 2026 20:15 UTC
HANSEN BRIAN BDirector · Chief Commercial Officer
Tax withholdingCommon Stock 5,420 $7.18 $38,915.60
Disclosure

SEC source: 0001542377-26-000004 · form4-06172026_040612.xml · nonDerivative · entry 1

HANSEN BRIAN B · CIK 0001542377 · Director · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 126,937

F1 · kind: Represents shares withheld to satisfy withholding tax obligations upon the vesting of restricted stock units.

Read SEC document
June 15, 2026 Filed Jun 17, 2026 20:15 UTC
Horton Kenneth LGC & Corp. Development Advisor
Tax withholdingCommon Stock 9,545 $7.18 $68,533.10
Disclosure

SEC source: 0001552047-26-000006 · form4-06172026_040614.xml · nonDerivative · entry 1

Horton Kenneth L · CIK 0001552047 · GC & Corp. Development Advisor

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 285,512

F1 · kind: Represents shares withheld to satisfy withholding tax obligations upon the vesting of restricted stock units.

Read SEC document
June 15, 2026 Filed Jun 17, 2026 20:15 UTC
Kaufman FrancineDirector · Chief Medical Officer
Tax withholdingCommon Stock 4,010 $7.18 $28,791.80
Disclosure

SEC source: 0001769791-26-000006 · form4-06172026_040617.xml · nonDerivative · entry 1

Kaufman Francine · CIK 0001769791 · Director · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 177,057

F1 · kind: Represents shares withheld to satisfy withholding tax obligations upon the vesting of restricted stock units.

Read SEC document
May 20, 2026 Filed May 21, 2026 21:40 UTC GrantStock Option (right to buy) · Derivative 13,574 $0.00 Strike: $5.71 $0.00
Disclosure

SEC source: 0001898172-26-000002 · form4-05212026_050511.xml · derivative · entry 2

Larkin Sharon · CIK 0001898172 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,574

Underlying: Common Stock · 13,574 shares

Expires 2036-05-19

F4 · derivative.exercise_date: Represents a stock option grant pursuant to the Policy. The options vest in full on the earlier of the one year anniversary of the date of grant or the next annual stockholders meeting, subject to the Reporting Person's continuous service through such vesting date.

Read SEC document
May 20, 2026 Filed May 21, 2026 21:40 UTC GrantCommon Stock 9,852 $0.00 $0.00
Disclosure

SEC source: 0001898172-26-000002 · form4-05212026_050511.xml · nonDerivative · entry 1

Larkin Sharon · CIK 0001898172 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,862

F1 · shares: Represents a restricted stock unit ("RSU") grant pursuant to the Issuer's non-employee director compensation policy (the "Policy"). The RSUs vest in full on the earlier of the one year anniversary of the date of grant or the next annual stockholders meeting, subject to the Reporting Person's continuous service through such vesting date.

F2 · price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F3 · balance_after: Effective October 17, 2025, the Issuer effected a 1-for-20 reverse stock split of the Issuer's common stock. The number of securities reported herein have been adjusted to reflect the reverse stock split.

Read SEC document
May 20, 2026 Filed May 21, 2026 21:40 UTC GrantStock Option (right to buy) · Derivative 13,574 $0.00 Strike: $5.71 $0.00
Disclosure

SEC source: 0001666964-26-000002 · form4-05212026_050517.xml · derivative · entry 2

DeFalco Stephen P · CIK 0001666964 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,574

Underlying: Common Stock · 13,574 shares

Expires 2036-05-19

F4 · derivative.exercise_date: Represents a stock option grant pursuant to the Policy. The options vest in full on the earlier of the one year anniversary of the date of grant or the next annual stockholders meeting, subject to the Reporting Person's continuous service through such vesting date.

Read SEC document
May 20, 2026 Filed May 21, 2026 21:40 UTC GrantCommon Stock 9,852 $0.00 $0.00
Disclosure

SEC source: 0001666964-26-000002 · form4-05212026_050517.xml · nonDerivative · entry 1

DeFalco Stephen P · CIK 0001666964 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 111,019

F1 · shares: Represents a restricted stock unit ("RSU") grant pursuant to the Issuer's non-employee director compensation policy (the "Policy"). The RSUs vest in full on the earlier of the one year anniversary of the date of grant or the next annual stockholders meeting, subject to the Reporting Person's continuous service through such vesting date.

F2 · price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F3 · balance_after: Effective October 17, 2025, the Issuer effected a 1-for-20 reverse stock split of the Issuer's common stock. The number of securities reported herein have been adjusted to reflect the reverse stock split.

Read SEC document
May 20, 2026 Filed May 21, 2026 21:40 UTC GrantStock Option (right to buy) · Derivative 13,574 $0.00 Strike: $5.71 $0.00
Disclosure

SEC source: 0001666972-26-000006 · form4-05212026_050513.xml · derivative · entry 2

Fiorentino Edward · CIK 0001666972 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,574

Underlying: Common Stock · 13,574 shares

Expires 2036-05-19

F3 · derivative.exercise_date: Represents a stock option grant pursuant to the Policy. The options vest in full on the earlier of the one year anniversary of the date of grant or the next annual stockholders meeting, subject to the Reporting Person's continuous service through such vesting date.

Read SEC document
May 20, 2026 Filed May 21, 2026 21:40 UTC GrantCommon Stock 9,852 $0.00 $0.00
Disclosure

SEC source: 0001666972-26-000006 · form4-05212026_050513.xml · nonDerivative · entry 1

Fiorentino Edward · CIK 0001666972 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 83,339

F1 · shares: Represents a restricted stock unit ("RSU") grant pursuant to the Issuer's non-employee director compensation policy (the "Policy"). The RSUs vest in full on the earlier of the one year anniversary of the date of grant or the next annual stockholders meeting, subject to the Reporting Person's continuous service through such vesting date.

F2 · price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
May 20, 2026 Filed May 21, 2026 21:40 UTC GrantStock Option (right to buy) · Derivative 13,574 $0.00 Strike: $5.71 $0.00
Disclosure

SEC source: 0001666995-26-000006 · form4-05212026_050509.xml · derivative · entry 2

Prince Douglas S · CIK 0001666995 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,574

Underlying: Common Stock · 13,574 shares

Expires 2036-05-19

F3 · derivative.exercise_date: Represents a stock option grant pursuant to the Policy. The options vest in full on the earlier of the one year anniversary of the date of grant or the next annual stockholders meeting, subject to the Reporting Person's continuous service through such vesting date.

Read SEC document
May 20, 2026 Filed May 21, 2026 21:40 UTC GrantCommon Stock 9,852 $0.00 $0.00
Disclosure

SEC source: 0001666995-26-000006 · form4-05212026_050509.xml · nonDerivative · entry 1

Prince Douglas S · CIK 0001666995 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 67,816

F1 · shares: Represents a restricted stock unit ("RSU") grant pursuant to the Issuer's non-employee director compensation policy (the "Policy"). The RSUs vest in full on the earlier of the one year anniversary of the date of grant or the next annual stockholders meeting, subject to the Reporting Person's continuous service through such vesting date.

F2 · price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
May 20, 2026 Filed May 21, 2026 21:40 UTC GrantStock Option (right to buy) · Derivative 13,574 $0.00 Strike: $5.71 $0.00
Disclosure

SEC source: 0001270735-26-000010 · form4-05212026_050507.xml · derivative · entry 2

ROEDER DOUGLAS A · CIK 0001270735 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,574

Underlying: Common Stock · 13,574 shares

Expires 2036-05-19

F3 · derivative.exercise_date: Represents a stock option grant pursuant to the Policy. The options vest in full on the earlier of the one year anniversary of the date of grant or the next annual stockholders meeting, subject to the Reporting Person's continuous service through such vesting date.

Read SEC document
May 20, 2026 Filed May 21, 2026 21:40 UTC GrantCommon Stock 9,852 $0.00 $0.00
Disclosure

SEC source: 0001270735-26-000010 · form4-05212026_050507.xml · nonDerivative · entry 1

ROEDER DOUGLAS A · CIK 0001270735 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 154,487

F1 · shares: Represents a restricted stock unit ("RSU") grant pursuant to the Issuer's non-employee director compensation policy (the "Policy"). The RSUs vest in full on the earlier of the one year anniversary of the date of grant or the next annual stockholders meeting, subject to the Reporting Person's continuous service through such vesting date.

F2 · price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
May 20, 2026 Filed May 21, 2026 21:40 UTC GrantStock Option (right to buy) · Derivative 13,574 $0.00 Strike: $5.71 $0.00
Disclosure

SEC source: 0001683354-26-000006 · form4-05212026_050515.xml · derivative · entry 2

Steven Edelman · CIK 0001683354 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 13,574

Underlying: Common Stock · 13,574 shares

Expires 2036-05-19

F3 · derivative.exercise_date: Represents a stock option grant pursuant to the Policy. The options vest in full on the earlier of the one year anniversary of the date of grant or the next annual stockholders meeting, subject to the Reporting Person's continuous service through such vesting date.

Read SEC document
May 20, 2026 Filed May 21, 2026 21:40 UTC GrantCommon Stock 9,852 $0.00 $0.00
Disclosure

SEC source: 0001683354-26-000006 · form4-05212026_050515.xml · nonDerivative · entry 1

Steven Edelman · CIK 0001683354 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 88,681

F1 · shares: Represents a restricted stock unit ("RSU") grant pursuant to the Issuer's non-employee director compensation policy (the "Policy"). The RSUs vest in full on the earlier of the one year anniversary of the date of grant or the next annual stockholders meeting, subject to the Reporting Person's continuous service through such vesting date.

F2 · price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
May 19, 2026 Filed May 21, 2026 21:40 UTC
Sullivan Frederick T.Chief Financial Officer
GrantEmployee Stock Option (right to buy) · Derivative 124,193 $0.00 Strike: $5.54 $0.00
Disclosure

SEC source: 0001944539-26-000004 · form4-05212026_050506.xml · derivative · entry 2

Sullivan Frederick T. · CIK 0001944539 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 124,193

Underlying: Common Stock · 124,193 shares

Expires 2036-05-18

F3 · derivative.exercise_date: The options vest in 48 equal monthly installments commencing on May 19, 2026, subject to the Reporting Person's continuous service with the Issuer as of the applicable vesting date.

Read SEC document
May 19, 2026 Filed May 21, 2026 21:40 UTC
Sullivan Frederick T.Chief Financial Officer
GrantCommon Stock 90,253 $0.00 $0.00
Disclosure

SEC source: 0001944539-26-000004 · form4-05212026_050506.xml · nonDerivative · entry 1

Sullivan Frederick T. · CIK 0001944539 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 231,874

F1 · shares: Represents a restricted stock unit ("RSU") grant. The RSUs vest in eight equal installments with the first installment vesting on June 15, 2026 and the remaining seven installments vesting in six month increments commencing on November 15, 2026, subject to the Reporting Person's continuous service with the Issuer as of the applicable vesting date.

F2 · price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
May 19, 2026 Filed May 21, 2026 21:40 UTC
Goodnow Timothy TDirector · President and CEO
GrantEmployee Stock Option (right to buy) · Derivative 761,923 $0.00 Strike: $5.54 $0.00
Disclosure

SEC source: 0001667588-26-000006 · form4-05212026_050501.xml · derivative · entry 2

Goodnow Timothy T · CIK 0001667588 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 761,923

Underlying: Common Stock · 761,923 shares

Expires 2036-05-18

F3 · derivative.exercise_date: The options vest in 48 equal monthly installments commencing on May 19, 2026, subject to the Reporting Person's continuous service with the Issuer as of the applicable vesting date.

Read SEC document
May 19, 2026 Filed May 21, 2026 21:40 UTC
Goodnow Timothy TDirector · President and CEO
GrantCommon Stock 553,701 $0.00 $0.00
Disclosure

SEC source: 0001667588-26-000006 · form4-05212026_050501.xml · nonDerivative · entry 1

Goodnow Timothy T · CIK 0001667588 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,176,346

F1 · shares: Represents a restricted stock unit ("RSU") grant. The RSUs vest in eight equal installments with the first installment vesting on June 15, 2026 and the remaining seven installments vesting in six month increments commencing on November 15, 2026, subject to the Reporting Person's continuous service with the Issuer as of the applicable vesting date.

F2 · price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
May 19, 2026 Filed May 21, 2026 21:40 UTC
JAIN MukulChief Operating Officer
GrantEmployee Stock Option (right to buy) · Derivative 372,579 $0.00 Strike: $5.54 $0.00
Disclosure

SEC source: 0001667593-26-000004 · form4-05212026_090523.xml · derivative · entry 2

JAIN Mukul · CIK 0001667593 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 372,579

Underlying: Common Stock · 372,579 shares

Expires 2036-05-18

F3 · derivative.exercise_date: The options vest in 48 equal monthly installments commencing on May 19, 2026, subject to the Reporting Person's continuous service with the Issuer as of the applicable vesting date.

Read SEC document
May 19, 2026 Filed May 21, 2026 21:40 UTC
JAIN MukulChief Operating Officer
GrantCommon Stock 270,759 $0.00 $0.00
Disclosure

SEC source: 0001667593-26-000004 · form4-05212026_090523.xml · nonDerivative · entry 1

JAIN Mukul · CIK 0001667593 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 517,057

F1 · shares: Represents a restricted stock unit ("RSU") grant. The RSUs vest in eight equal installments with the first installment vesting on June 15, 2026 and the remaining seven installments vesting in six month increments commencing on November 15, 2026, subject to the Reporting Person's continuous service with the Issuer as of the applicable vesting date.

F2 · price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
May 19, 2026 Filed May 21, 2026 21:40 UTC
HANSEN BRIAN BDirector · Chief Commercial Officer
GrantEmployee Stock Option (right to buy) · Derivative 124,193 $0.00 Strike: $5.54 $0.00
Disclosure

SEC source: 0001542377-26-000002 · form4-05212026_050503.xml · derivative · entry 2

HANSEN BRIAN B · CIK 0001542377 · Director · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 124,193

Underlying: Common Stock · 124,193 shares

Expires 2036-05-18

F4 · derivative.exercise_date: The options vest in 48 equal monthly installments commencing on May 19, 2026, subject to the Reporting Person's continuous service with the Issuer as of the applicable vesting date.

Read SEC document
May 19, 2026 Filed May 21, 2026 21:40 UTC
HANSEN BRIAN BDirector · Chief Commercial Officer
GrantCommon Stock 90,253 $0.00 $0.00
Disclosure

SEC source: 0001542377-26-000002 · form4-05212026_050503.xml · nonDerivative · entry 1

HANSEN BRIAN B · CIK 0001542377 · Director · Chief Commercial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 132,357

F1 · shares: Represents a restricted stock unit ("RSU") grant. The RSUs vest in eight equal installments with the first installment vesting on June 15, 2026 and the remaining seven installments vesting in six month increments commencing on November 15, 2026, subject to the Reporting Person's continuous service with the Issuer as of the applicable vesting date.

F2 · price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

F3 · balance_after: Effective October 17, 2025, the Issuer effected a 1-for-20 reverse stock split of the Issuer's common stock. The number of securities reported herein have been adjusted to reflect the reverse stock split.

Read SEC document
May 19, 2026 Filed May 21, 2026 21:41 UTC
Horton Kenneth LGC & Corp. Development Advisor
GrantEmployee Stock Option (right to buy) · Derivative 217,338 $0.00 Strike: $5.54 $0.00
Disclosure

SEC source: 0001552047-26-000004 · form4-05212026_090529.xml · derivative · entry 2

Horton Kenneth L · CIK 0001552047 · GC & Corp. Development Advisor

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 217,338

Underlying: Common Stock · 217,338 shares

Expires 2036-05-18

F3 · derivative.exercise_date: The options vest in 48 equal monthly installments commencing on May 19, 2026, subject to the Reporting Person's continuous service with the Issuer as of the applicable vesting date.

Read SEC document
May 19, 2026 Filed May 21, 2026 21:41 UTC
Horton Kenneth LGC & Corp. Development Advisor
GrantCommon Stock 157,943 $0.00 $0.00
Disclosure

SEC source: 0001552047-26-000004 · form4-05212026_090529.xml · nonDerivative · entry 1

Horton Kenneth L · CIK 0001552047 · GC & Corp. Development Advisor

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 295,057

F1 · shares: Represents a restricted stock unit ("RSU") grant. The RSUs vest in eight equal installments with the first installment vesting on June 15, 2026 and the remaining seven installments vesting in six month increments commencing on November 15, 2026, subject to the Reporting Person's continuous service with the Issuer as of the applicable vesting date.

F2 · price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

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May 19, 2026 Filed May 21, 2026 21:42 UTC
Kaufman FrancineDirector · Chief Medical Officer
GrantEmployee Stock Option (right to buy) · Derivative 86,935 $0.00 Strike: $5.54 $0.00
Disclosure

SEC source: 0001769791-26-000004 · form4-05212026_090538.xml · derivative · entry 2

Kaufman Francine · CIK 0001769791 · Director · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 86,935

Underlying: Common Stock · 86,935 shares

Expires 2036-05-18

F3 · derivative.exercise_date: The options vest in 48 equal monthly installments commencing on May 19, 2026, subject to the Reporting Person's continuous service with the Issuer as of the applicable vesting date.

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May 19, 2026 Filed May 21, 2026 21:42 UTC
Kaufman FrancineDirector · Chief Medical Officer
GrantCommon Stock 63,177 $0.00 $0.00
Disclosure

SEC source: 0001769791-26-000004 · form4-05212026_090538.xml · nonDerivative · entry 1

Kaufman Francine · CIK 0001769791 · Director · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 181,067

F1 · shares: Represents a restricted stock unit ("RSU") grant. The RSUs vest in eight equal installments with the first installment vesting on June 15, 2026 and the remaining seven installments vesting in six month increments commencing on November 15, 2026, subject to the Reporting Person's continuous service with the Issuer as of the applicable vesting date.

F2 · price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

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May 15, 2026 Filed May 18, 2026 20:30 UTC
Sullivan Frederick T.Chief Financial Officer
Tax withholdingCommon Stock 9,005 $5.82 $52,409.10
Disclosure

SEC source: 0001944539-26-000002 · form4-05182026_040509.xml · nonDerivative · entry 1

Sullivan Frederick T. · CIK 0001944539 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 141,621

F1 · kind: Represents shares withheld to satisfy withholding tax obligations upon the vesting of restricted stock units.

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May 15, 2026 Filed May 18, 2026 20:30 UTC
Goodnow Timothy TDirector · President and CEO
Tax withholdingCommon Stock 28,598 $5.82 $166,440.36
Disclosure

SEC source: 0001667588-26-000004 · form4-05182026_040501.xml · nonDerivative · entry 1

Goodnow Timothy T · CIK 0001667588 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 622,645

F1 · kind: Represents shares withheld to satisfy withholding tax obligations upon the vesting of restricted stock units.

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May 15, 2026 Filed May 18, 2026 20:30 UTC
JAIN MukulChief Operating Officer
Tax withholdingCommon Stock 13,681 $5.82 $79,623.42
Disclosure

SEC source: 0001667593-26-000002 · form4-05182026_040505.xml · nonDerivative · entry 1

JAIN Mukul · CIK 0001667593 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 246,298

F1 · kind: Represents shares withheld to satisfy withholding tax obligations upon the vesting of restricted stock units.

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May 15, 2026 Filed May 18, 2026 20:30 UTC
Horton Kenneth LGC & Corp. Development Advisor
Tax withholdingCommon Stock 7,320 $5.82 $42,602.40
Disclosure

SEC source: 0001552047-26-000002 · form4-05182026_040503.xml · nonDerivative · entry 1

Horton Kenneth L · CIK 0001552047 · GC & Corp. Development Advisor

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 137,114

F1 · kind: Represents shares withheld to satisfy withholding tax obligations upon the vesting of restricted stock units.

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May 15, 2026 Filed May 18, 2026 20:30 UTC
Kaufman FrancineDirector · Chief Medical Officer
Tax withholdingCommon Stock 6,058 $5.82 $35,257.56
Disclosure

SEC source: 0001769791-26-000002 · form4-05182026_040507.xml · nonDerivative · entry 1

Kaufman Francine · CIK 0001769791 · Director · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 117,890

F1 · kind: Represents shares withheld to satisfy withholding tax obligations upon the vesting of restricted stock units.

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May 12, 2026 Filed May 13, 2026 20:15 UTC PurchaseCommon Stock 22,686 $5.56 $126,134.16
Disclosure

SEC source: 0001270735-26-000008 · form4-05132026_040501.xml · nonDerivative · entry 1

ROEDER DOUGLAS A · CIK 0001270735 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 144,635

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April 01, 2026 Filed Apr 2, 2026 21:15 UTC GrantCommon Stock 2,124 $6.65 $14,124.60
Disclosure

SEC source: 0001666972-26-000004 · form4-04022026_050403.xml · nonDerivative · entry 1

Fiorentino Edward · CIK 0001666972 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 73,487

F1 · kind: This common stock was issued to the Reporting Person pursuant to the Issuer's non-employee director compensation policy in lieu of quarterly retainer fees. The number of shares of common stock is equal to $14,124.60 divided by $6.65, the closing price of Issuer's common stock on the Nasdaq Global Select Market on April 1, 2026.

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April 01, 2026 Filed Apr 2, 2026 21:15 UTC GrantCommon Stock 1,221 $6.65 $8,119.65
Disclosure

SEC source: 0001666995-26-000004 · form4-04022026_050405.xml · nonDerivative · entry 1

Prince Douglas S · CIK 0001666995 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 57,964

F1 · kind: This common stock was issued to the Reporting Person pursuant to the Issuer's non-employee director compensation policy in lieu of quarterly retainer fees. The number of shares of common stock is equal to $8,119.65 divided by $6.65, the closing price of Issuer's common stock on the Nasdaq Global Select Market on April 1, 2026.

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April 01, 2026 Filed Apr 2, 2026 21:15 UTC GrantCommon Stock 2,218 $6.65 $14,749.70
Disclosure

SEC source: 0001270735-26-000006 · form4-04022026_050408.xml · nonDerivative · entry 1

ROEDER DOUGLAS A · CIK 0001270735 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 121,949

F1 · kind: This common stock was issued to the Reporting Person pursuant to the Issuer's non-employee director compensation policy in lieu of quarterly retainer fees. The number of shares of common stock is equal to $14,749.70 divided by $6.65, the closing price of Issuer's common stock on the Nasdaq Global Select Market on April 1, 2026.

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April 01, 2026 Filed Apr 2, 2026 21:15 UTC GrantCommon Stock 1,936 $6.65 $12,874.40
Disclosure

SEC source: 0001683354-26-000004 · form4-04022026_050401.xml · nonDerivative · entry 1

Steven Edelman · CIK 0001683354 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 78,829

F1 · kind: This common stock was issued to the Reporting Person pursuant to the Issuer's non-employee director compensation policy in lieu of quarterly retainer fees. The number of shares of common stock is equal to $12,874.40 divided by $6.65, the closing price of Issuer's common stock on the Nasdaq Global Select Market on April 1, 2026.

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March 13, 2026 Filed Mar 16, 2026 14:44 UTC
Goodnow Timothy TDirector · President and CEO
PurchaseCommon Stock 17,225 $5.79 $99,732.75
Disclosure

SEC source: 0001667588-26-000002 · form4-03162026_020356.xml · nonDerivative · entry 1

Goodnow Timothy T · CIK 0001667588 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 651,243

F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.75 to $5.8099 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.