Last 12 months
Inside the activity.
8 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 4 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 2 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 1 | 0 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 1 | 0 |
| Sep 2026 | 0 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 23, 2025 Filed May 29, 2025 20:15 UTC |
HANSEN BRIAN BDirector
|
GrantCommon Stock | 842,084 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-014860 · form4-05292025_040502.xml · nonDerivative · entry 1 HANSEN BRIAN B · CIK 0001542377 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 842,084 F1 · shares: Represents a restricted stock unit ("RSU") grant. The RSUs vest in eight equal installments with the first installment vesting on June 15, 2025 and the remaining seven installments vesting in six month increments commencing on November 15, 2025, subject to the Reporting Person's continuous service with the Issuer as of the applicable vesting date. F2 · price: Each RSU represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| May 15, 2025 Filed May 19, 2025 22:00 UTC |
Sullivan Frederick T.Chief Financial Officer
|
Tax withholdingCommon Stock | 112,811 | $0.55 | $62,046.05 |
DisclosureSEC source: 0001415889-25-013695 · form4-05192025_060513.xml · nonDerivative · entry 1 Sullivan Frederick T. · CIK 0001944539 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,366,033 F1 · kind: Represents shares withheld to satisfy withholding tax obligations upon the vesting of restricted stock units. Read SEC document |
| May 15, 2025 Filed May 19, 2025 22:00 UTC |
Goodnow Timothy TDirector · President and CEO
|
Tax withholdingCommon Stock | 379,164 | $0.55 | $208,540.20 |
DisclosureSEC source: 0001415889-25-013691 · form4-05192025_060504.xml · nonDerivative · entry 1 Goodnow Timothy T · CIK 0001667588 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,931,191 F1 · kind: Represents shares withheld to satisfy withholding tax obligations upon the vesting of restricted stock units. Read SEC document |
| May 15, 2025 Filed May 19, 2025 22:00 UTC |
JAIN MukulChief Operating Officer
|
Tax withholdingCommon Stock | 260,393 | $0.55 | $143,216.15 |
DisclosureSEC source: 0001415889-25-013693 · form4-05192025_060509.xml · nonDerivative · entry 1 JAIN Mukul · CIK 0001667593 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,473,999 F1 · kind: Represents shares withheld to satisfy withholding tax obligations upon the vesting of restricted stock units. Read SEC document |
| May 15, 2025 Filed May 19, 2025 22:00 UTC |
Horton Kenneth LGC & Corp. Development Advisor
|
Tax withholdingCommon Stock | 167,085 | $0.55 | $91,896.75 |
DisclosureSEC source: 0001415889-25-013692 · form4-05192025_060507.xml · nonDerivative · entry 1 Horton Kenneth L · CIK 0001552047 · GC & Corp. Development Advisor 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,539,155 F1 · kind: Represents shares withheld to satisfy withholding tax obligations upon the vesting of restricted stock units. Read SEC document |
| May 15, 2025 Filed May 19, 2025 22:00 UTC |
Kaufman FrancineDirector · Chief Medical Officer
|
Tax withholdingCommon Stock | 101,587 | $0.55 | $55,872.85 |
DisclosureSEC source: 0001415889-25-013694 · form4-05192025_060511.xml · nonDerivative · entry 1 Kaufman Francine · CIK 0001769791 · Director · Chief Medical Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,144,194 F1 · kind: Represents shares withheld to satisfy withholding tax obligations upon the vesting of restricted stock units. Read SEC document |
| April 01, 2025 Filed Apr 3, 2025 20:30 UTC |
Fiorentino EdwardDirector
|
GrantCommon Stock | 21,243 | $0.66 | $14,124.47 |
DisclosureSEC source: 0001415889-25-009961 · form4-04032025_040428.xml · nonDerivative · entry 1 Fiorentino Edward · CIK 0001666972 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,204,041 F1 · shares: This common stock was issued to the Reporting Person pursuant to the Issuer's non-employee director compensation policy in lieu of quarterly retainer fees. The number of shares of common stock is equal to $14,124.47 divided by $0.6649, the closing price of Issuer's common stock on the NYSE American on April 1, 2025. Read SEC document |
| April 01, 2025 Filed Apr 3, 2025 20:30 UTC |
Prince Douglas SDirector
|
GrantCommon Stock | 12,219 | $0.66 | $8,124.41 |
DisclosureSEC source: 0001415889-25-009963 · form4-04032025_040433.xml · nonDerivative · entry 1 Prince Douglas S · CIK 0001666995 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 959,152 F1 · shares: This common stock was issued to the Reporting Person pursuant to the Issuer's non-employee director compensation policy in lieu of quarterly retainer fees. The number of shares of common stock is equal to $8,124.41 divided by $0.6649, the closing price of Issuer's common stock on the NYSE American on April 1, 2025. Read SEC document |
| April 01, 2025 Filed Apr 3, 2025 20:30 UTC |
ROEDER DOUGLAS ADirector
|
GrantCommon Stock | 22,183 | $0.66 | $14,749.48 |
DisclosureSEC source: 0001415889-25-009962 · form4-04032025_040431.xml · nonDerivative · entry 1 ROEDER DOUGLAS A · CIK 0001270735 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,516,453 F1 · shares: This common stock was issued to the Reporting Person pursuant to the Issuer's non-employee director compensation policy in lieu of quarterly retainer fees. The number of shares of common stock is equal to $14,749.48 divided by $0.6649, the closing price of Issuer's common stock on the NYSE American on April 1, 2025. Read SEC document |
| April 01, 2025 Filed Apr 3, 2025 20:30 UTC |
Steven EdelmanDirector
|
GrantCommon Stock | 19,363 | $0.66 | $12,874.46 |
DisclosureSEC source: 0001415889-25-009960 · form4-04032025_040425.xml · nonDerivative · entry 1 Steven Edelman · CIK 0001683354 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,124,567 F1 · shares: This common stock was issued to the Reporting Person pursuant to the Issuer's non-employee director compensation policy in lieu of quarterly retainer fees. The number of shares of common stock is equal to $12,874.46 divided by $0.6649, the closing price of Issuer's common stock on the NYSE American on April 1, 2025. Read SEC document |
| January 02, 2025 Filed Jan 3, 2025 23:49 UTC |
Fiorentino EdwardDirector
|
GrantCommon Stock | 29,862 | $0.47 | $14,124.73 |
DisclosureSEC source: 0001415889-25-000642 · form4-01032025_110143.xml · nonDerivative · entry 1 Fiorentino Edward · CIK 0001666972 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,182,798 F1 · shares: This common stock was issued to the Reporting Person pursuant to the Issuer's non-employee director compensation policy in lieu of quarterly retainer fees. The number of shares of common stock is equal to $14,124.73 divided by $0.473, the closing price of Issuer's common stock on the NYSE American on January 2, 2025. Read SEC document |
| January 02, 2025 Filed Jan 3, 2025 23:49 UTC |
Prince Douglas SDirector
|
GrantCommon Stock | 17,177 | $0.47 | $8,124.72 |
DisclosureSEC source: 0001415889-25-000640 · form4-01032025_110100.xml · nonDerivative · entry 1 Prince Douglas S · CIK 0001666995 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 946,933 F1 · shares: This common stock was issued to the Reporting Person pursuant to the Issuer's non-employee director compensation policy in lieu of quarterly retainer fees. The number of shares of common stock is equal to $8,124.72 divided by $0.473, the closing price of Issuer's common stock on the NYSE American on January 2, 2025. Read SEC document |
| January 02, 2025 Filed Jan 3, 2025 23:50 UTC |
ROEDER DOUGLAS ADirector
|
GrantCommon Stock | 31,183 | $0.47 | $14,749.56 |
DisclosureSEC source: 0001415889-25-000646 · form4-01032025_110133.xml · nonDerivative · entry 1 ROEDER DOUGLAS A · CIK 0001270735 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,494,270 F1 · shares: This common stock was issued to the Reporting Person pursuant to the Issuer's non-employee director compensation policy in lieu of quarterly retainer fees. The number of shares of common stock is equal to $14,749.56 divided by $0.473, the closing price of Issuer's common stock on the NYSE American on January 2, 2025. Read SEC document |
| January 02, 2025 Filed Jan 3, 2025 23:48 UTC |
Steven EdelmanDirector
|
GrantCommon Stock | 27,219 | $0.47 | $12,874.59 |
DisclosureSEC source: 0001415889-25-000638 · form4-01032025_110121.xml · nonDerivative · entry 1 Steven Edelman · CIK 0001683354 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,105,204 F1 · shares: This common stock was issued to the Reporting Person pursuant to the Issuer's non-employee director compensation policy in lieu of quarterly retainer fees. The number of shares of common stock is equal to $12,874.59 divided by $0.473, the closing price of Issuer's common stock on the NYSE American on January 2, 2025. Read SEC document |
| December 13, 2024 Filed Dec 16, 2024 21:21 UTC |
ROEDER DOUGLAS ADirector
|
PurchaseCommon Stock | 25,000 | $0.50 | $12,500.00 |
DisclosureSEC source: 0001415889-24-029478 · form4-12162024_091222.xml · nonDerivative · entry 2 ROEDER DOUGLAS A · CIK 0001270735 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,413,087 F2 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.4975 to $0.4999 inclusive. Read SEC document |
| December 13, 2024 Filed Dec 20, 2024 22:37 UTC Amendment |
ROEDER DOUGLAS ADirector
|
PurchaseCommon Stock | 75,000 | $0.50 | $37,500.00 |
DisclosureSEC source: 0001415889-24-029987 · form4a-12202024_101250.xml · nonDerivative · entry 1 ROEDER DOUGLAS A · CIK 0001270735 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,463,087 F1 · shares: The original Form 4 inadvertently omitted shares that were purchased. This amendment updates the number of shares purchased and the number of shares beneficially owned following the transaction. F2 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.4975 to $0.50495 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F1 · balance_after: The original Form 4 inadvertently omitted shares that were purchased. This amendment updates the number of shares purchased and the number of shares beneficially owned following the transaction. Read SEC document |
| December 12, 2024 Filed Dec 13, 2024 00:04 UTC |
Sullivan Frederick T.Chief Financial Officer
|
PurchaseCommon Stock | 124,933 | $0.38 | $47,474.54 |
DisclosureSEC source: 0001415889-24-029178 · form4-12132024_121210.xml · nonDerivative · entry 1 Sullivan Frederick T. · CIK 0001944539 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,478,844 F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.363 to $0.40 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| December 12, 2024 Filed Dec 16, 2024 21:21 UTC |
ROEDER DOUGLAS ADirector
|
PurchaseCommon Stock | 300,000 | $0.41 | $123,000.00 |
DisclosureSEC source: 0001415889-24-029478 · form4-12162024_091222.xml · nonDerivative · entry 1 ROEDER DOUGLAS A · CIK 0001270735 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,388,087 F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.4061 to $0.41 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnotes (1) and (2). Read SEC document |
| December 10, 2024 Filed Dec 10, 2024 23:37 UTC |
Goodnow Timothy TDirector · President and CEO
|
PurchaseCommon Stock | 315,000 | $0.31 | $97,650.00 |
DisclosureSEC source: 0001415889-24-028886 · form4-12102024_111223.xml · nonDerivative · entry 1 Goodnow Timothy T · CIK 0001667588 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,310,355 F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $0.2959 to $0.3139 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. Read SEC document |
| November 15, 2024 Filed Nov 18, 2024 21:15 UTC |
Sullivan Frederick T.Chief Financial Officer
|
Tax withholdingCommon Stock | 181,627 | $0.28 | $50,855.56 |
DisclosureSEC source: 0001415889-24-027080 · form4-11182024_041115.xml · nonDerivative · entry 1 Sullivan Frederick T. · CIK 0001944539 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,353,911 F1 · kind: Represents shares withheld to satisfy withholding tax obligations upon the vesting of restricted stock units. Read SEC document |
| November 15, 2024 Filed Nov 18, 2024 21:15 UTC |
Goodnow Timothy TDirector · President and CEO
|
Tax withholdingCommon Stock | 632,166 | $0.28 | $177,006.48 |
DisclosureSEC source: 0001415889-24-027076 · form4-11182024_041104.xml · nonDerivative · entry 1 Goodnow Timothy T · CIK 0001667588 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,995,355 F1 · kind: Represents shares withheld to satisfy withholding tax obligations upon the vesting of restricted stock units. Read SEC document |
| November 15, 2024 Filed Nov 18, 2024 21:15 UTC |
JAIN MukulChief Operating Officer
|
Tax withholdingCommon Stock | 282,546 | $0.28 | $79,112.88 |
DisclosureSEC source: 0001415889-24-027078 · form4-11182024_041110.xml · nonDerivative · entry 1 JAIN Mukul · CIK 0001667593 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,734,392 F1 · kind: Represents shares withheld to satisfy withholding tax obligations upon the vesting of restricted stock units. Read SEC document |
| November 15, 2024 Filed Nov 18, 2024 21:15 UTC |
Horton Kenneth LGC & Corp. Development Advisor
|
Tax withholdingCommon Stock | 187,665 | $0.28 | $52,546.20 |
DisclosureSEC source: 0001415889-24-027077 · form4-11182024_041107.xml · nonDerivative · entry 1 Horton Kenneth L · CIK 0001552047 · GC & Corp. Development Advisor 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,706,240 F1 · kind: Represents shares withheld to satisfy withholding tax obligations upon the vesting of restricted stock units. Read SEC document |
| November 15, 2024 Filed Nov 18, 2024 21:15 UTC |
Kaufman FrancineDirector · Chief Medical Officer
|
Tax withholdingCommon Stock | 118,645 | $0.28 | $33,220.60 |
DisclosureSEC source: 0001415889-24-027079 · form4-11182024_041113.xml · nonDerivative · entry 1 Kaufman Francine · CIK 0001769791 · Director · Chief Medical Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,245,781 F1 · kind: Represents shares withheld to satisfy withholding tax obligations upon the vesting of restricted stock units. Read SEC document |
| October 01, 2024 Filed Oct 3, 2024 00:30 UTC |
Fiorentino EdwardDirector
|
GrantCommon Stock | 41,901 | $0.34 | $14,124.83 |
DisclosureSEC source: 0001415889-24-024544 · form4-10032024_121024.xml · nonDerivative · entry 1 Fiorentino Edward · CIK 0001666972 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,152,936 F1 · shares: This common stock was issued to the Reporting Person pursuant to the Issuer's non-employee director compensation policy in lieu of quarterly retainer fees. The number of shares of common stock is equal to $14,125 divided by $0.3371, the closing price of Issuer's common stock on the NYSE American on October 1, 2024. Read SEC document |
| October 01, 2024 Filed Oct 3, 2024 00:27 UTC |
Prince Douglas SDirector
|
GrantCommon Stock | 24,102 | $0.34 | $8,124.78 |
DisclosureSEC source: 0001415889-24-024540 · form4-10032024_121035.xml · nonDerivative · entry 1 Prince Douglas S · CIK 0001666995 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 929,756 F1 · shares: This common stock was issued to the Reporting Person pursuant to the Issuer's non-employee director compensation policy in lieu of quarterly retainer fees. The number of shares of common stock is equal to $8,125 divided by $0.3371, the closing price of Issuer's common stock on the NYSE American on October 1, 2024. Read SEC document |
| October 01, 2024 Filed Oct 3, 2024 00:29 UTC |
ROEDER DOUGLAS ADirector
|
GrantCommon Stock | 43,755 | $0.34 | $14,749.81 |
DisclosureSEC source: 0001415889-24-024542 · form4-10032024_121007.xml · nonDerivative · entry 1 ROEDER DOUGLAS A · CIK 0001270735 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,088,087 F1 · shares: This common stock was issued to the Reporting Person pursuant to the Issuer's non-employee director compensation policy in lieu of quarterly retainer fees. The number of shares of common stock is equal to $14,750 divided by $0.3371, the closing price of Issuer's common stock on the NYSE American on October 1, 2024. Read SEC document |
| October 01, 2024 Filed Oct 3, 2024 00:31 UTC |
Steven EdelmanDirector
|
GrantCommon Stock | 38,193 | $0.34 | $12,874.86 |
DisclosureSEC source: 0001415889-24-024546 · form4-10032024_121035.xml · nonDerivative · entry 1 Steven Edelman · CIK 0001683354 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,077,985 F1 · shares: This common stock was issued to the Reporting Person pursuant to the Issuer's non-employee director compensation policy in lieu of quarterly retainer fees. The number of shares of common stock is equal to $12,875 divided by $0.3371, the closing price of Issuer's common stock on the NYSE American on October 1, 2024. Read SEC document |
| July 01, 2024 Filed Jul 3, 2024 20:15 UTC |
Fiorentino EdwardDirector
|
GrantCommon Stock | 35,687 | $0.40 | $14,124.91 |
DisclosureSEC source: 0001415889-24-019178 · form4-07032024_040719.xml · nonDerivative · entry 1 Fiorentino Edward · CIK 0001666972 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,111,035 F1 · shares: This common stock was issued to the Reporting Person pursuant to the Issuer's non-employee director compensation policy in lieu of quarterly retainer fees. The number of shares of common stock is equal to $14,125 divided by $0.3958, the closing price of Issuer's common stock on the NYSE American on July 1, 2024. Read SEC document |
| July 01, 2024 Filed Jul 3, 2024 20:15 UTC |
Prince Douglas SDirector
|
GrantCommon Stock | 20,528 | $0.40 | $8,124.98 |
DisclosureSEC source: 0001415889-24-019179 · form4-07032024_040721.xml · nonDerivative · entry 1 Prince Douglas S · CIK 0001666995 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 905,654 F1 · shares: This common stock was issued to the Reporting Person pursuant to the Issuer's non-employee director compensation policy in lieu of quarterly retainer fees. The number of shares of common stock is equal to $8,125 divided by $0.3958, the closing price of Issuer's common stock on the NYSE American on July 1, 2024. Read SEC document |
| July 01, 2024 Filed Jul 3, 2024 20:15 UTC |
Steven EdelmanDirector
|
GrantCommon Stock | 32,529 | $0.40 | $12,874.98 |
DisclosureSEC source: 0001415889-24-019177 · form4-07032024_040717.xml · nonDerivative · entry 1 Steven Edelman · CIK 0001683354 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,039,792 F1 · shares: This common stock was issued to the Reporting Person pursuant to the Issuer's non-employee director compensation policy in lieu of quarterly retainer fees. The number of shares of common stock is equal to $12,875 divided by $0.3958, the closing price of Issuer's common stock on the NYSE American on July 1, 2024. Read SEC document |
| June 15, 2024 Filed Jun 18, 2024 20:15 UTC |
Sullivan Frederick T.Chief Financial Officer
|
Tax withholdingCommon Stock | 79,242 | $0.39 | $30,904.38 |
DisclosureSEC source: 0001415889-24-017397 · form4-06182024_040632.xml · nonDerivative · entry 1 Sullivan Frederick T. · CIK 0001944539 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,535,538 F1 · kind: Represents shares withheld to satisfy withholding tax obligations upon the vesting of restricted stock units. Read SEC document |
| June 15, 2024 Filed Jun 18, 2024 20:15 UTC |
Goodnow Timothy TDirector · President and CEO
|
Tax withholdingCommon Stock | 275,206 | $0.39 | $107,330.34 |
DisclosureSEC source: 0001415889-24-017392 · form4-06182024_040620.xml · nonDerivative · entry 1 Goodnow Timothy T · CIK 0001667588 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,627,521 F1 · kind: Represents shares withheld to satisfy withholding tax obligations upon the vesting of restricted stock units. Read SEC document |
| June 15, 2024 Filed Jun 18, 2024 20:15 UTC |
JAIN MukulChief Operating Officer
|
Tax withholdingCommon Stock | 132,448 | $0.39 | $51,654.72 |
DisclosureSEC source: 0001415889-24-017395 · form4-06182024_040627.xml · nonDerivative · entry 1 JAIN Mukul · CIK 0001667593 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,016,938 F1 · kind: Represents shares withheld to satisfy withholding tax obligations upon the vesting of restricted stock units. Read SEC document |
| June 15, 2024 Filed Jun 18, 2024 20:15 UTC |
Horton Kenneth LGC & Corp. Development Advisor
|
Tax withholdingCommon Stock | 80,785 | $0.39 | $31,506.15 |
DisclosureSEC source: 0001415889-24-017394 · form4-06182024_040625.xml · nonDerivative · entry 1 Horton Kenneth L · CIK 0001552047 · GC & Corp. Development Advisor 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,893,905 F1 · kind: Represents shares withheld to satisfy withholding tax obligations upon the vesting of restricted stock units. Read SEC document |
| June 15, 2024 Filed Jun 18, 2024 20:15 UTC |
Kaufman FrancineDirector · Chief Medical Officer
|
Tax withholdingCommon Stock | 64,722 | $0.39 | $25,241.58 |
DisclosureSEC source: 0001415889-24-017396 · form4-06182024_040629.xml · nonDerivative · entry 1 Kaufman Francine · CIK 0001769791 · Director · Chief Medical Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,364,426 F1 · kind: Represents shares withheld to satisfy withholding tax obligations upon the vesting of restricted stock units. Read SEC document |
| May 23, 2024 Filed May 24, 2024 20:45 UTC |
Sullivan Frederick T.Chief Financial Officer
|
GrantCommon Stock | 1,336,005 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-014542 · form4-05242024_040530.xml · nonDerivative · entry 1 Sullivan Frederick T. · CIK 0001944539 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,614,780 F1 · shares: Represents a restricted stock unit ("RSU") grant. The RSUs vest in eight equal installments with the first installment vesting on June 15, 2024 and the remaining seven installments vesting in six month increments commencing on November 15, 2024, subject to the Reporting Person's continuous service with the Issuer as of the applicable vesting date. F2 · price: Each RSU represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| May 23, 2024 Filed May 24, 2024 20:45 UTC |
Goodnow Timothy TDirector · President and CEO
|
GrantCommon Stock | 4,553,551 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-014541 · form4-05242024_040527.xml · nonDerivative · entry 1 Goodnow Timothy T · CIK 0001667588 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,902,727 F1 · shares: Represents a restricted stock unit ("RSU") grant. The RSUs vest in eight equal installments with the first installment vesting on June 15, 2024 and the remaining seven installments vesting in six month increments commencing on November 15, 2024, subject to the Reporting Person's continuous service with the Issuer as of the applicable vesting date. F2 · price: Each RSU represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| May 23, 2024 Filed May 24, 2024 20:46 UTC |
JAIN MukulChief Operating Officer
|
GrantCommon Stock | 2,204,408 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-014543 · form4-05242024_040532.xml · nonDerivative · entry 1 JAIN Mukul · CIK 0001667593 · Chief Operating Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,149,386 F1 · shares: Represents a restricted stock unit ("RSU") grant. The RSUs vest in eight equal installments with the first installment vesting on June 15, 2024 and the remaining seven installments vesting in six month increments commencing on November 15, 2024, subject to the Reporting Person's continuous service with the Issuer as of the applicable vesting date. F2 · price: Each RSU represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| May 23, 2024 Filed May 24, 2024 20:46 UTC |
Horton Kenneth LGC & Corp. Development Advisor
|
GrantCommon Stock | 1,135,604 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-014544 · form4-05242024_040543.xml · nonDerivative · entry 1 Horton Kenneth L · CIK 0001552047 · GC & Corp. Development Advisor 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,974,690 F1 · shares: Represents a restricted stock unit ("RSU") grant. The RSUs vest in eight equal installments with the first installment vesting on June 15, 2024 and the remaining seven installments vesting in six month increments commencing on November 15, 2024, subject to the Reporting Person's continuous service with the Issuer as of the applicable vesting date. F2 · price: Each RSU represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| May 23, 2024 Filed May 24, 2024 20:47 UTC |
Kaufman FrancineDirector · Chief Medical Officer
|
GrantCommon Stock | 1,024,270 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-014546 · form4-05242024_080546.xml · nonDerivative · entry 1 Kaufman Francine · CIK 0001769791 · Director · Chief Medical Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,429,148 F1 · shares: Represents a restricted stock unit ("RSU") grant. The RSUs vest in eight equal installments with the first installment vesting on June 15, 2024 and the remaining seven installments vesting in six month increments commencing on November 15, 2024, subject to the Reporting Person's continuous service with the Issuer as of the applicable vesting date. F2 · price: Each RSU represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| May 22, 2024 Filed May 24, 2024 20:45 UTC |
Larkin SharonDirector
|
GrantCommon Stock | 236,344 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-014537 · form4-05242024_040516.xml · nonDerivative · entry 1 Larkin Sharon · CIK 0001898172 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 528,820 F1 · shares: Represents a restricted stock unit ("RSU") grant pursuant to the Issuer's non-employee director compensation policy. The RSUs vest in full on the earlier of the one year anniversary of the date of grant or the next annual stockholders meeting, subject to the Reporting Person's continuous service through such vesting date. F2 · price: Each RSU represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| May 22, 2024 Filed May 24, 2024 20:45 UTC |
DeFalco Stephen PDirector
|
GrantCommon Stock | 236,344 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-014535 · form4-05242024_040507.xml · nonDerivative · entry 1 DeFalco Stephen P · CIK 0001666964 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,911,961 F1 · shares: Represents a restricted stock unit ("RSU") grant pursuant to the Issuer's non-employee director compensation policy. The RSUs vest in full on the earlier of the one year anniversary of the date of grant or the next annual stockholders meeting, subject to the Reporting Person's continuous service through such vesting date. F2 · price: Each RSU represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| May 22, 2024 Filed May 24, 2024 20:45 UTC |
Fiorentino EdwardDirector
|
GrantCommon Stock | 236,344 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-014536 · form4-05242024_040509.xml · nonDerivative · entry 1 Fiorentino Edward · CIK 0001666972 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,075,348 F1 · shares: Represents a restricted stock unit ("RSU") grant pursuant to the Issuer's non-employee director compensation policy. The RSUs vest in full on the earlier of the one year anniversary of the date of grant or the next annual stockholders meeting, subject to the Reporting Person's continuous service through such vesting date. F2 · price: Each RSU represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| May 22, 2024 Filed May 24, 2024 20:45 UTC |
Prince Douglas SDirector
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GrantCommon Stock | 236,344 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-014538 · form4-05242024_040521.xml · nonDerivative · entry 1 Prince Douglas S · CIK 0001666995 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 885,126 F1 · shares: Represents a restricted stock unit ("RSU") grant pursuant to the Issuer's non-employee director compensation policy. The RSUs vest in full on the earlier of the one year anniversary of the date of grant or the next annual stockholders meeting, subject to the Reporting Person's continuous service through such vesting date. F2 · price: Each RSU represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| May 22, 2024 Filed May 24, 2024 20:51 UTC |
ROEDER DOUGLAS ADirector
|
GrantCommon Stock | 236,344 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-014550 · form4-05242024_080548.xml · nonDerivative · entry 1 ROEDER DOUGLAS A · CIK 0001270735 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,044,332 F1 · shares: Represents a restricted stock unit ("RSU") grant pursuant to the Issuer's non-employee director compensation policy. The RSUs vest in full on the earlier of the one year anniversary of the date of grant or the next annual stockholders meeting, subject to the Reporting Person's continuous service through such vesting date. F2 · price: Each RSU represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| May 22, 2024 Filed May 24, 2024 20:45 UTC |
Steven EdelmanDirector
|
GrantCommon Stock | 236,344 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-014540 · form4-05242024_040525.xml · nonDerivative · entry 1 Steven Edelman · CIK 0001683354 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,007,263 F1 · shares: Represents a restricted stock unit ("RSU") grant pursuant to the Issuer's non-employee director compensation policy. The RSUs vest in full on the earlier of the one year anniversary of the date of grant or the next annual stockholders meeting, subject to the Reporting Person's continuous service through such vesting date. F2 · price: Each RSU represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| May 22, 2024 Filed May 24, 2024 20:45 UTC |
Raab Anthony R.Director
|
GrantCommon Stock | 236,344 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-24-014539 · form4-05242024_040522.xml · nonDerivative · entry 1 Raab Anthony R. · CIK 0001827192 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 700,871 F1 · shares: Represents a restricted stock unit ("RSU") grant pursuant to the Issuer's non-employee director compensation policy. The RSUs vest in full on the earlier of the one year anniversary of the date of grant or the next annual stockholders meeting, subject to the Reporting Person's continuous service through such vesting date. F2 · price: Each RSU represents a contingent right to receive one share of the Issuer's common stock. Read SEC document |
| May 15, 2024 Filed May 17, 2024 20:15 UTC |
Sullivan Frederick T.Chief Financial Officer
|
Tax withholdingCommon Stock | 102,386 | $0.50 | $51,193.00 |
DisclosureSEC source: 0001415889-24-013485 · form4-05172024_040524.xml · nonDerivative · entry 1 Sullivan Frederick T. · CIK 0001944539 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,278,775 F1 · kind: Represents shares withheld to satisfy withholding tax obligations upon the vesting of restricted stock units. Read SEC document |
| May 15, 2024 Filed May 17, 2024 20:15 UTC |
Goodnow Timothy TDirector · President and CEO
|
Tax withholdingCommon Stock | 359,114 | $0.50 | $179,557.00 |
DisclosureSEC source: 0001415889-24-013481 · form4-05172024_040514.xml · nonDerivative · entry 1 Goodnow Timothy T · CIK 0001667588 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,349,176 F1 · kind: Represents shares withheld to satisfy withholding tax obligations upon the vesting of restricted stock units. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.