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Nasdaq · USD

SENS

Senseonics Holdings, Inc.

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Tapewire entity
5469
SEC CIK
0001616543
Parsed reports
441

Last 12 months

Inside the activity.

8 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202540
Dec 202500
Jan 202600
Feb 202600
Mar 202620
Apr 202600
May 202610
Jun 202600
Jul 202600
Aug 202610
Sep 202600
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
March 13, 2026 Filed Mar 16, 2026 14:44 UTC PurchaseCommon Stock 17,500 $5.73 $100,275.00
Disclosure

SEC source: 0001270735-26-000004 · form4-03162026_020341.xml · nonDerivative · entry 1

ROEDER DOUGLAS A · CIK 0001270735 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 119,731

Read SEC document
January 02, 2026 Filed Jan 5, 2026 22:45 UTC GrantCommon Stock 2,398 $5.89 $14,124.22
Disclosure

SEC source: 0001666972-26-000002 · form4-01052026_050103.xml · nonDerivative · entry 1

Fiorentino Edward · CIK 0001666972 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 71,363

F1 · kind: This common stock was issued to the Reporting Person pursuant to the Issuer's non-employee director compensation policy in lieu of quarterly retainer fees. The number of shares of common stock is equal to $14,121.82 divided by $5.89, the closing price of Issuer's common stock on the the Nasdaq Global Select Market on January 2, 2026.

F2 · balance_after: Effective October 17, 2025, the Issuer effected a 1-for-20 reverse stock split of the Issuer's common stock. The number of securities reported herein have been adjusted to reflect the reverse stock split.

Read SEC document
January 02, 2026 Filed Jan 5, 2026 22:45 UTC GrantCommon Stock 1,379 $5.89 $8,122.31
Disclosure

SEC source: 0001666995-26-000002 · form4-01052026_050107.xml · nonDerivative · entry 1

Prince Douglas S · CIK 0001666995 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,743

F1 · kind: This common stock was issued to the Reporting Person pursuant to the Issuer's non-employee director compensation policy in lieu of quarterly retainer fees. The number of shares of common stock is equal to $8,122.31 divided by $5.89, the closing price of Issuer's common stock on the Nasdaq Global Select Market on January 2, 2026.

F2 · balance_after: Effective October 17, 2025, the Issuer effected a 1-for-20 reverse stock split of the Issuer's common stock. The number of securities reported herein have been adjusted to reflect the reverse stock split.

Read SEC document
January 02, 2026 Filed Jan 5, 2026 22:45 UTC GrantCommon Stock 2,504 $5.89 $14,748.56
Disclosure

SEC source: 0001270735-26-000002 · form4-01052026_050105.xml · nonDerivative · entry 1

ROEDER DOUGLAS A · CIK 0001270735 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 102,231

F1 · kind: This common stock was issued to the Reporting Person pursuant to the Issuer's non-employee director compensation policy in lieu of quarterly retainer fees. The number of shares of common stock is equal to $14,746.06 divided by $5.89, the closing price of Issuer's common stock on the Nasdaq Global Select Market on January 2, 2026.

Read SEC document
January 02, 2026 Filed Jan 5, 2026 22:45 UTC GrantCommon Stock 2,185 $5.89 $12,869.65
Disclosure

SEC source: 0001683354-26-000002 · form4-01052026_050101.xml · nonDerivative · entry 1

Steven Edelman · CIK 0001683354 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 76,893

F1 · kind: This common stock was issued to the Reporting Person pursuant to the Issuer's non-employee director compensation policy in lieu of quarterly retainer fees. The number of shares of common stock is equal to $12,869.65 divided by $5.89, the closing price of Issuer's common stock on the Nasdaq Global Select Market on January 2, 2026.

Read SEC document
November 15, 2025 Filed Nov 19, 2025 00:00 UTC
Sullivan Frederick T.Chief Financial Officer
Tax withholdingCommon Stock 6,402 $6.26 $40,076.52
Disclosure

SEC source: 0001944539-25-000006 · form4-11182025_071110.xml · nonDerivative · entry 1

Sullivan Frederick T. · CIK 0001944539 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 150,626

F1 · kind: Represents shares withheld to satisfy withholding tax obligations upon the vesting of restricted stock units.

Read SEC document
November 15, 2025 Filed Nov 19, 2025 00:00 UTC
Goodnow Timothy TDirector · President and CEO
Tax withholdingCommon Stock 27,067 $6.26 $169,439.42
Disclosure

SEC source: 0001667588-25-000006 · form4-11182025_071102.xml · nonDerivative · entry 1

Goodnow Timothy T · CIK 0001667588 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 634,018

F1 · kind: Represents shares withheld to satisfy withholding tax obligations upon the vesting of restricted stock units.

Read SEC document
November 15, 2025 Filed Nov 19, 2025 00:00 UTC
JAIN MukulChief Operating Officer
Tax withholdingCommon Stock 10,317 $6.26 $64,584.42
Disclosure

SEC source: 0001667593-25-000004 · form4-11182025_071106.xml · nonDerivative · entry 1

JAIN Mukul · CIK 0001667593 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 259,979

F1 · kind: Represents shares withheld to satisfy withholding tax obligations upon the vesting of restricted stock units.

F2 · balance_after: Effective October 17, 2025, the Issuer effected a 1-for-20 reverse stock split of the Issuer's common stock. The number of securities reported herein have been adjusted to reflect the reverse stock split.

Read SEC document
November 15, 2025 Filed Nov 19, 2025 00:00 UTC
Horton Kenneth LGC & Corp. Development Advisor
Tax withholdingCommon Stock 5,997 $6.26 $37,541.22
Disclosure

SEC source: 0001552047-25-000003 · form4-11182025_071104.xml · nonDerivative · entry 1

Horton Kenneth L · CIK 0001552047 · GC & Corp. Development Advisor

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 144,434

F1 · kind: Represents shares withheld to satisfy withholding tax obligations upon the vesting of restricted stock units.

F2 · balance_after: Effective October 17, 2025, the Issuer effected a 1-for-20 reverse stock split of the Issuer's common stock. The number of securities reported herein have been adjusted to reflect the reverse stock split.

Read SEC document
November 15, 2025 Filed Nov 19, 2025 00:00 UTC
Kaufman FrancineDirector · Chief Medical Officer
Tax withholdingCommon Stock 4,605 $6.26 $28,827.30
Disclosure

SEC source: 0001769791-25-000004 · form4-11182025_071108.xml · nonDerivative · entry 1

Kaufman Francine · CIK 0001769791 · Director · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 123,948

F1 · kind: Represents shares withheld to satisfy withholding tax obligations upon the vesting of restricted stock units.

F2 · balance_after: Effective October 17, 2025, the Issuer effected a 1-for-20 reverse stock split of the Issuer's common stock. The number of securities reported herein have been adjusted to reflect the reverse stock split.

Read SEC document
November 10, 2025 Filed Nov 13, 2025 21:48 UTC PurchaseCommon Stock 10,000 $6.55 $65,500.00
Disclosure

SEC source: 0001683354-25-000006 · form4-11132025_091149.xml · nonDerivative · entry 1

Steven Edelman · CIK 0001683354 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 74,708

F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.48 to $6.58 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F2 · balance_after: Effective October 17, 2025, the Issuer effected a 1-for-20 reverse stock split of the Issuer's common stock. The number of securities reported herein have been adjusted to reflect the reverse stock split.

Read SEC document
November 07, 2025 Filed Nov 10, 2025 12:40 UTC
Sullivan Frederick T.Chief Financial Officer
PurchaseCommon Stock 5,415 $5.88 $31,840.20
Disclosure

SEC source: 0001944539-25-000004 · form4-11102025_071108.xml · nonDerivative · entry 1

Sullivan Frederick T. · CIK 0001944539 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 157,028

F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.8401 to $5.885 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F2 · balance_after: Effective October 17, 2025, the Issuer effected a 1-for-20 reverse stock split of the Issuer's common stock. The number of securities reported herein have been adjusted to reflect the reverse stock split.

Read SEC document
November 07, 2025 Filed Nov 10, 2025 12:40 UTC
Goodnow Timothy TDirector · President and CEO
PurchaseCommon Stock 17,210 $5.87 $101,022.70
Disclosure

SEC source: 0001667588-25-000004 · form4-11102025_071101.xml · nonDerivative · entry 1

Goodnow Timothy T · CIK 0001667588 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 661,085

F1 · price: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.80 to $5.90 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F2 · balance_after: Effective October 17, 2025, the Issuer effected a 1-for-20 reverse stock split of the Issuer's common stock. The number of securities reported herein have been adjusted to reflect the reverse stock split.

Read SEC document
November 07, 2025 Filed Nov 10, 2025 12:40 UTC PurchaseCommon Stock 15,000 $5.83 $87,450.00
Disclosure

SEC source: 0001270735-25-000006 · form4-11102025_071110.xml · nonDerivative · entry 1

ROEDER DOUGLAS A · CIK 0001270735 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 99,727

F1 · balance_after: Effective October 17, 2025, the Issuer effected a 1-for-20 reverse stock split of the Issuer's common stock. The number of securities reported herein have been adjusted to reflect the reverse stock split.

Read SEC document
October 01, 2025 Filed Oct 3, 2025 20:15 UTC GrantCommon Stock 34,200 $0.41 $14,124.60
Disclosure

SEC source: 0001666972-25-000004 · form4-10032025_041018.xml · nonDerivative · entry 1

Fiorentino Edward · CIK 0001666972 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,379,301

F1 · kind: This common stock was issued to the Reporting Person pursuant to the Issuer's non-employee director compensation policy in lieu of quarterly retainer fees. The number of shares of common stock is equal to $14,124.60 divided by $0.413, the closing price of Issuer's common stock on the NYSE American on October 1, 2025.

Read SEC document
October 01, 2025 Filed Oct 3, 2025 20:15 UTC GrantCommon Stock 19,673 $0.41 $8,124.95
Disclosure

SEC source: 0001666995-25-000004 · form4-10032025_041022.xml · nonDerivative · entry 1

Prince Douglas S · CIK 0001666995 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,107,280

F1 · kind: This common stock was issued to the Reporting Person pursuant to the Issuer's non-employee director compensation policy in lieu of quarterly retainer fees. The number of shares of common stock is equal to $8,124.95 divided by $0.413, the closing price of Issuer's common stock on the NYSE American on October 1, 2025.

Read SEC document
October 01, 2025 Filed Oct 3, 2025 20:15 UTC GrantCommon Stock 35,714 $0.41 $14,749.88
Disclosure

SEC source: 0001270735-25-000004 · form4-10032025_041020.xml · nonDerivative · entry 1

ROEDER DOUGLAS A · CIK 0001270735 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,694,540

F1 · kind: This common stock was issued to the Reporting Person pursuant to the Issuer's non-employee director compensation policy in lieu of quarterly retainer fees. The number of shares of common stock is equal to $14,749.88 divided by $0.413, the closing price of Issuer's common stock on the NYSE American on October 1, 2025.

Read SEC document
October 01, 2025 Filed Oct 3, 2025 20:15 UTC GrantCommon Stock 31,174 $0.41 $12,874.86
Disclosure

SEC source: 0001683354-25-000004 · form4-10032025_041016.xml · nonDerivative · entry 1

Steven Edelman · CIK 0001683354 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,294,175

F1 · kind: This common stock was issued to the Reporting Person pursuant to the Issuer's non-employee director compensation policy in lieu of quarterly retainer fees. The number of shares of common stock is equal to $12,874.86 divided by $0.413, the closing price of Issuer's common stock on the NYSE American on October 1, 2025.

Read SEC document
July 01, 2025 Filed Jul 3, 2025 20:15 UTC GrantCommon Stock 29,674 $0.48 $14,124.82
Disclosure

SEC source: 0001415889-25-019313 · form4-07032025_040723.xml · nonDerivative · entry 1

Fiorentino Edward · CIK 0001666972 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,345,101

F1 · kind: This common stock was issued to the Reporting Person pursuant to the Issuer's non-employee director compensation policy in lieu of quarterly retainer fees. The number of shares of common stock is equal to $14,124.82 divided by $0.476, the closing price of Issuer's common stock on the NYSE American on July 1, 2025.

Read SEC document
July 01, 2025 Filed Jul 3, 2025 20:15 UTC GrantCommon Stock 17,069 $0.48 $8,124.84
Disclosure

SEC source: 0001415889-25-019315 · form4-07032025_040727.xml · nonDerivative · entry 1

Prince Douglas S · CIK 0001666995 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,087,607

F1 · kind: This common stock was issued to the Reporting Person pursuant to the Issuer's non-employee director compensation policy in lieu of quarterly retainer fees. The number of shares of common stock is equal to $8,124.84 divided by $0.476, the closing price of Issuer's common stock on the NYSE American on July 1, 2025.

Read SEC document
July 01, 2025 Filed Jul 3, 2025 20:15 UTC GrantCommon Stock 30,987 $0.48 $14,749.81
Disclosure

SEC source: 0001415889-25-019314 · form4-07032025_040725.xml · nonDerivative · entry 1

ROEDER DOUGLAS A · CIK 0001270735 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,658,826

F1 · kind: This common stock was issued to the Reporting Person pursuant to the Issuer's non-employee director compensation policy in lieu of quarterly retainer fees. The number of shares of common stock is equal to $14,749.81 divided by $0.476, the closing price of Issuer's common stock on the NYSE American on July 1, 2025.

Read SEC document
July 01, 2025 Filed Jul 3, 2025 20:15 UTC GrantCommon Stock 27,048 $0.48 $12,874.85
Disclosure

SEC source: 0001415889-25-019312 · form4-07032025_040721.xml · nonDerivative · entry 1

Steven Edelman · CIK 0001683354 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,263,001

F1 · kind: This common stock was issued to the Reporting Person pursuant to the Issuer's non-employee director compensation policy in lieu of quarterly retainer fees. The number of shares of common stock is equal to $12,874.85 divided by $0.476, the closing price of Issuer's common stock on the NYSE American on July 1, 2025.

Read SEC document
June 16, 2025 Filed Jun 17, 2025 22:45 UTC
Sullivan Frederick T.Chief Financial Officer
Tax withholdingCommon Stock 27,263 $0.51 $13,904.13
Disclosure

SEC source: 0001415889-25-017602 · form4-06172025_060613.xml · nonDerivative · entry 1

Sullivan Frederick T. · CIK 0001944539 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,032,251

F1 · kind: Represents shares withheld to satisfy withholding tax obligations upon the vesting of restricted stock units.

Read SEC document
June 16, 2025 Filed Jun 17, 2025 22:45 UTC
Goodnow Timothy TDirector · President and CEO
Tax withholdingCommon Stock 79,646 $0.51 $40,619.46
Disclosure

SEC source: 0001415889-25-017598 · form4-06172025_060601.xml · nonDerivative · entry 1

Goodnow Timothy T · CIK 0001667588 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,877,501

F1 · kind: Represents shares withheld to satisfy withholding tax obligations upon the vesting of restricted stock units.

Read SEC document
June 16, 2025 Filed Jun 17, 2025 22:45 UTC
JAIN MukulChief Operating Officer
Tax withholdingCommon Stock 58,761 $0.51 $29,968.11
Disclosure

SEC source: 0001415889-25-017600 · form4-06172025_060608.xml · nonDerivative · entry 1

JAIN Mukul · CIK 0001667593 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,405,926

F1 · kind: Represents shares withheld to satisfy withholding tax obligations upon the vesting of restricted stock units.

Read SEC document
June 16, 2025 Filed Jun 17, 2025 22:45 UTC
Horton Kenneth LGC & Corp. Development Advisor
Tax withholdingCommon Stock 35,784 $0.51 $18,249.84
Disclosure

SEC source: 0001415889-25-017599 · form4-06172025_060604.xml · nonDerivative · entry 1

Horton Kenneth L · CIK 0001552047 · GC & Corp. Development Advisor

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,008,622

F1 · kind: Represents shares withheld to satisfy withholding tax obligations upon the vesting of restricted stock units.

Read SEC document
June 16, 2025 Filed Jun 17, 2025 22:45 UTC
Kaufman FrancineDirector · Chief Medical Officer
Tax withholdingCommon Stock 28,853 $0.51 $14,715.03
Disclosure

SEC source: 0001415889-25-017601 · form4-06172025_060610.xml · nonDerivative · entry 1

Kaufman Francine · CIK 0001769791 · Director · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,571,057

F1 · kind: Represents shares withheld to satisfy withholding tax obligations upon the vesting of restricted stock units.

Read SEC document
May 23, 2025 Filed May 28, 2025 20:30 UTC
Sullivan Frederick T.Chief Financial Officer
GrantEmployee Stock Option (right to buy) · Derivative 978,342 $0.00 Strike: $0.51 $0.00
Disclosure

SEC source: 0001415889-25-014711 · form4-05282025_040503.xml · derivative · entry 2

Sullivan Frederick T. · CIK 0001944539 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 978,342

Underlying: Common Stock · 978,342 shares

Expires 2035-05-22

F3 · derivative.exercise_date: The options vest in 48 equal monthly installments commencing on June 23, 2025, subject to the Reporting Person's continuous service with the Issuer as of the applicable vesting date.

Read SEC document
May 23, 2025 Filed May 28, 2025 20:30 UTC
Sullivan Frederick T.Chief Financial Officer
GrantCommon Stock 693,481 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-014711 · form4-05282025_040503.xml · nonDerivative · entry 1

Sullivan Frederick T. · CIK 0001944539 · Chief Financial Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,059,514

F1 · shares: Represents a restricted stock unit ("RSU") grant. The RSUs vest in eight equal installments with the first installment vesting on June 15, 2025 and the remaining seven installments vesting in six month increments commencing on November 15, 2025, subject to the Reporting Person's continuous service with the Issuer as of the applicable vesting date.

F2 · price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
May 23, 2025 Filed May 28, 2025 20:31 UTC GrantStock Option (right to buy) · Derivative 157,234 $0.00 Strike: $0.51 $0.00
Disclosure

SEC source: 0001415889-25-014720 · form4-05282025_080524.xml · derivative · entry 2

Larkin Sharon · CIK 0001898172 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 157,234

Underlying: Common Stock · 157,234 shares

Expires 2035-05-22

F3 · derivative.exercise_date: Represents a stock option grant pursuant to the Policy. The options vest in full on the earlier of the one year anniversary of the date of grant or the next annual stockholders meeting, subject to the Reporting Person's continuous service through such vesting date.

Read SEC document
May 23, 2025 Filed May 28, 2025 20:31 UTC GrantCommon Stock 111,386 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-014720 · form4-05282025_080524.xml · nonDerivative · entry 1

Larkin Sharon · CIK 0001898172 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 640,206

F1 · shares: Represents a restricted stock unit ("RSU") grant pursuant to the Issuer's non-employee director compensation policy (the "Policy"). The RSUs vest in full on the earlier of the one year anniversary of the date of grant or the next annual stockholders meeting, subject to the Reporting Person's continuous service through such vesting date.

F2 · price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
May 23, 2025 Filed May 28, 2025 20:30 UTC
JAIN MukulChief Operating Officer
GrantEmployee Stock Option (right to buy) · Derivative 1,397,632 $0.00 Strike: $0.51 $0.00
Disclosure

SEC source: 0001415889-25-014712 · form4-05282025_040505.xml · derivative · entry 2

JAIN Mukul · CIK 0001667593 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,397,632

Underlying: Common Stock · 1,397,632 shares

Expires 2035-05-22

F3 · derivative.exercise_date: The options vest in 48 equal monthly installments commencing on June 23, 2025, subject to the Reporting Person's continuous service with the Issuer as of the applicable vesting date.

Read SEC document
May 23, 2025 Filed May 28, 2025 20:30 UTC
JAIN MukulChief Operating Officer
GrantCommon Stock 990,688 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-014712 · form4-05282025_040505.xml · nonDerivative · entry 1

JAIN Mukul · CIK 0001667593 · Chief Operating Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,464,687

F1 · shares: Represents a restricted stock unit ("RSU") grant. The RSUs vest in eight equal installments with the first installment vesting on June 15, 2025 and the remaining seven installments vesting in six month increments commencing on November 15, 2025, subject to the Reporting Person's continuous service with the Issuer as of the applicable vesting date.

F2 · price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
May 23, 2025 Filed May 28, 2025 20:30 UTC
Goodnow Timothy TDirector · President and CEO
GrantEmployee Stock Option (right to buy) · Derivative 2,858,157 $0.00 Strike: $0.51 $0.00
Disclosure

SEC source: 0001415889-25-014710 · form4-05282025_040501.xml · derivative · entry 2

Goodnow Timothy T · CIK 0001667588 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,858,157

Underlying: Common Stock · 2,858,157 shares

Expires 2035-05-22

F3 · derivative.exercise_date: The options vest in 48 equal monthly installments commencing on June 23, 2025, subject to the Reporting Person's continuous service with the Issuer as of the applicable vesting date.

Read SEC document
May 23, 2025 Filed May 28, 2025 20:30 UTC
Goodnow Timothy TDirector · President and CEO
GrantCommon Stock 2,025,956 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-014710 · form4-05282025_040501.xml · nonDerivative · entry 1

Goodnow Timothy T · CIK 0001667588 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,957,147

F1 · shares: Represents a restricted stock unit ("RSU") grant. The RSUs vest in eight equal installments with the first installment vesting on June 15, 2025 and the remaining seven installments vesting in six month increments commencing on November 15, 2025, subject to the Reporting Person's continuous service with the Issuer as of the applicable vesting date.

F2 · price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
May 23, 2025 Filed May 28, 2025 20:30 UTC GrantStock Option (right to buy) · Derivative 157,234 $0.00 Strike: $0.51 $0.00
Disclosure

SEC source: 0001415889-25-014715 · form4-05282025_040511.xml · derivative · entry 2

DeFalco Stephen P · CIK 0001666964 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 157,234

Underlying: Common Stock · 157,234 shares

Expires 2035-05-22

F3 · derivative.exercise_date: Represents a stock option grant pursuant to the Policy. The options vest in full on the earlier of the one year anniversary of the date of grant or the next annual stockholders meeting, subject to the Reporting Person's continuous service through such vesting date.

Read SEC document
May 23, 2025 Filed May 28, 2025 20:30 UTC GrantCommon Stock 111,386 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-014715 · form4-05282025_040511.xml · nonDerivative · entry 1

DeFalco Stephen P · CIK 0001666964 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,023,347

F1 · shares: Represents a restricted stock unit ("RSU") grant pursuant to the Issuer's non-employee director compensation policy (the "Policy"). The RSUs vest in full on the earlier of the one year anniversary of the date of grant or the next annual stockholders meeting, subject to the Reporting Person's continuous service through such vesting date.

F2 · price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
May 23, 2025 Filed May 28, 2025 20:30 UTC GrantStock Option (right to buy) · Derivative 157,234 $0.00 Strike: $0.51 $0.00
Disclosure

SEC source: 0001415889-25-014717 · form4-05282025_040515.xml · derivative · entry 2

Fiorentino Edward · CIK 0001666972 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 157,234

Underlying: Common Stock · 157,234 shares

Expires 2035-05-22

F3 · derivative.exercise_date: Represents a stock option grant pursuant to the Policy. The options vest in full on the earlier of the one year anniversary of the date of grant or the next annual stockholders meeting, subject to the Reporting Person's continuous service through such vesting date.

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May 23, 2025 Filed May 28, 2025 20:30 UTC GrantCommon Stock 111,386 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-014717 · form4-05282025_040515.xml · nonDerivative · entry 1

Fiorentino Edward · CIK 0001666972 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,315,427

F1 · shares: Represents a restricted stock unit ("RSU") grant pursuant to the Issuer's non-employee director compensation policy (the "Policy"). The RSUs vest in full on the earlier of the one year anniversary of the date of grant or the next annual stockholders meeting, subject to the Reporting Person's continuous service through such vesting date.

F2 · price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

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May 23, 2025 Filed May 28, 2025 20:32 UTC GrantStock Option (right to buy) · Derivative 157,234 $0.00 Strike: $0.51 $0.00
Disclosure

SEC source: 0001415889-25-014722 · form4-05282025_080544.xml · derivative · entry 2

Prince Douglas S · CIK 0001666995 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 157,234

Underlying: Common Stock · 157,234 shares

Expires 2035-05-22

F3 · derivative.exercise_date: Represents a stock option grant pursuant to the Policy. The options vest in full on the earlier of the one year anniversary of the date of grant or the next annual stockholders meeting, subject to the Reporting Person's continuous service through such vesting date.

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May 23, 2025 Filed May 28, 2025 20:32 UTC GrantCommon Stock 111,386 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-014722 · form4-05282025_080544.xml · nonDerivative · entry 1

Prince Douglas S · CIK 0001666995 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,070,538

F1 · shares: Represents a restricted stock unit ("RSU") grant pursuant to the Issuer's non-employee director compensation policy (the "Policy"). The RSUs vest in full on the earlier of the one year anniversary of the date of grant or the next annual stockholders meeting, subject to the Reporting Person's continuous service through such vesting date.

F2 · price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
May 23, 2025 Filed May 28, 2025 20:30 UTC GrantStock Option (right to buy) · Derivative 157,234 $0.00 Strike: $0.51 $0.00
Disclosure

SEC source: 0001415889-25-014716 · form4-05282025_040513.xml · derivative · entry 2

ROEDER DOUGLAS A · CIK 0001270735 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 157,234

Underlying: Common Stock · 157,234 shares

Expires 2035-05-22

F3 · derivative.exercise_date: Represents a stock option grant pursuant to the Policy. The options vest in full on the earlier of the one year anniversary of the date of grant or the next annual stockholders meeting, subject to the Reporting Person's continuous service through such vesting date.

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May 23, 2025 Filed May 28, 2025 20:30 UTC GrantCommon Stock 111,386 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-014716 · form4-05282025_040513.xml · nonDerivative · entry 1

ROEDER DOUGLAS A · CIK 0001270735 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,627,839

F1 · shares: Represents a restricted stock unit ("RSU") grant pursuant to the Issuer's non-employee director compensation policy (the "Policy"). The RSUs vest in full on the earlier of the one year anniversary of the date of grant or the next annual stockholders meeting, subject to the Reporting Person's continuous service through such vesting date.

F2 · price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

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May 23, 2025 Filed May 28, 2025 20:30 UTC
Horton Kenneth LGC & Corp. Development Advisor
GrantEmployee Stock Option (right to buy) · Derivative 712,792 $0.00 Strike: $0.51 $0.00
Disclosure

SEC source: 0001415889-25-014713 · form4-05282025_040507.xml · derivative · entry 2

Horton Kenneth L · CIK 0001552047 · GC & Corp. Development Advisor

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 712,792

Underlying: Common Stock · 712,792 shares

Expires 2035-05-22

F3 · derivative.exercise_date: The options vest in 48 equal monthly installments commencing on June 23, 2025, subject to the Reporting Person's continuous service with the Issuer as of the applicable vesting date.

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May 23, 2025 Filed May 28, 2025 20:30 UTC
Horton Kenneth LGC & Corp. Development Advisor
GrantCommon Stock 505,251 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-014713 · form4-05282025_040507.xml · nonDerivative · entry 1

Horton Kenneth L · CIK 0001552047 · GC & Corp. Development Advisor

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,044,406

F1 · shares: Represents a restricted stock unit ("RSU") grant. The RSUs vest in eight equal installments with the first installment vesting on June 15, 2025 and the remaining seven installments vesting in six month increments commencing on November 15, 2025, subject to the Reporting Person's continuous service with the Issuer as of the applicable vesting date.

F2 · price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
May 23, 2025 Filed May 28, 2025 20:30 UTC GrantStock Option (right to buy) · Derivative 157,234 $0.00 Strike: $0.51 $0.00
Disclosure

SEC source: 0001415889-25-014718 · form4-05282025_080524.xml · derivative · entry 2

Steven Edelman · CIK 0001683354 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 157,234

Underlying: Common Stock · 157,234 shares

Expires 2035-05-22

F3 · derivative.exercise_date: Represents a stock option grant pursuant to the Policy. The options vest in full on the earlier of the one year anniversary of the date of grant or the next annual stockholders meeting, subject to the Reporting Person's continuous service through such vesting date.

Read SEC document
May 23, 2025 Filed May 28, 2025 20:30 UTC GrantCommon Stock 111,386 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-014718 · form4-05282025_080524.xml · nonDerivative · entry 1

Steven Edelman · CIK 0001683354 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,235,953

F1 · shares: Represents a restricted stock unit ("RSU") grant pursuant to the Issuer's non-employee director compensation policy (the "Policy"). The RSUs vest in full on the earlier of the one year anniversary of the date of grant or the next annual stockholders meeting, subject to the Reporting Person's continuous service through such vesting date.

F2 · price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
May 23, 2025 Filed May 28, 2025 20:30 UTC
Kaufman FrancineDirector · Chief Medical Officer
GrantEmployee Stock Option (right to buy) · Derivative 642,911 $0.00 Strike: $0.51 $0.00
Disclosure

SEC source: 0001415889-25-014714 · form4-05282025_040509.xml · derivative · entry 2

Kaufman Francine · CIK 0001769791 · Director · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 642,911

Underlying: Common Stock · 642,911 shares

Expires 2035-05-22

F3 · derivative.exercise_date: The options vest in 48 equal monthly installments commencing on June 23, 2025, subject to the Reporting Person's continuous service with the Issuer as of the applicable vesting date.

Read SEC document
May 23, 2025 Filed May 28, 2025 20:30 UTC
Kaufman FrancineDirector · Chief Medical Officer
GrantCommon Stock 455,716 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-014714 · form4-05282025_040509.xml · nonDerivative · entry 1

Kaufman Francine · CIK 0001769791 · Director · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,599,910

F1 · shares: Represents a restricted stock unit ("RSU") grant. The RSUs vest in eight equal installments with the first installment vesting on June 15, 2025 and the remaining seven installments vesting in six month increments commencing on November 15, 2025, subject to the Reporting Person's continuous service with the Issuer as of the applicable vesting date.

F2 · price: Each RSU represents a contingent right to receive one share of the Issuer's common stock.

Read SEC document
May 23, 2025 Filed May 29, 2025 20:15 UTC GrantStock Option (right to buy) · Derivative 1,187,987 $0.00 Strike: $0.51 $0.00
Disclosure

SEC source: 0001415889-25-014860 · form4-05292025_040502.xml · derivative · entry 2

HANSEN BRIAN B · CIK 0001542377 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,187,987

Underlying: Common Stock · 1,187,987 shares

Expires 2035-05-22

F3 · derivative.exercise_date: The options vest in 48 equal monthly installments commencing on June 23, 2025, subject to the Reporting Person's continuous service with the Issuer as of the applicable vesting date.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.