Last 12 months
Inside the activity.
11 purchase rows · 0 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 0 |
| Dec 2025 | 0 | 0 |
| Jan 2026 | 0 | 0 |
| Feb 2026 | 0 | 0 |
| Mar 2026 | 7 | 0 |
| Apr 2026 | 0 | 0 |
| May 2026 | 2 | 0 |
| Jun 2026 | 1 | 0 |
| Jul 2026 | 0 | 0 |
| Aug 2026 | 0 | 0 |
| Sep 2026 | 1 | 0 |
| Oct 2026 | 0 | 0 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 04, 2020 Filed Aug 7, 2020 01:02 UTC |
Ladd Robert T.Director · President and CEO
|
PurchaseCommon Stock | 2,000 | $8.00 | $15,999.80 |
DisclosureSEC source: 0001104659-20-091624 · tm2026860d1_4.xml · nonDerivative · entry 3 Ladd Robert T. · CIK 0001561515 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 582,653.85 Read SEC document |
| August 04, 2020 Filed Aug 7, 2020 01:02 UTC |
Ladd Robert T.Director · President and CEO
|
PurchaseCommon Stock | 2,000 | $7.99 | $15,986.80 |
DisclosureSEC source: 0001104659-20-091624 · tm2026860d1_4.xml · nonDerivative · entry 2 Ladd Robert T. · CIK 0001561515 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 580,653.85 Read SEC document |
| August 04, 2020 Filed Aug 7, 2020 01:02 UTC |
Ladd Robert T.Director · President and CEO
|
PurchaseCommon Stock | 2,000 | $7.99 | $15,978.60 |
DisclosureSEC source: 0001104659-20-091624 · tm2026860d1_4.xml · nonDerivative · entry 1 Ladd Robert T. · CIK 0001561515 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 578,653.85 F1 · balance_after: Since the filing of the Reporting Person's last filing on Form 4 and before the transaction reported herein, the Reporting Person acquired 16.648 shares under the Issuer's Dividend Reinvestment Plan. Read SEC document |
| June 11, 2020 Filed Jun 12, 2020 23:54 UTC |
D'Angelo DeanDirector
|
PurchaseCommon Stock | 5,000 | $7.50 | $37,500.00 |
DisclosureSEC source: 0001104659-20-073036 · tm2022475d1_4.xml · nonDerivative · entry 1 D'Angelo Dean · CIK 0001561485 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 176,663.652 F1 · balance_after: Since the filing of the Reporting Person's last filing on Form 4 and before the transaction reported herein, the Reporting Person acquired 33,043.652 shares under the Issuer's Dividend Reinvestment Plan. Read SEC document |
| June 11, 2020 Filed Dec 19, 2020 02:10 UTC Amendment |
D'Angelo DeanDirector
|
PurchaseCommon Stock | 5,000 | $7.50 | $37,500.00 |
DisclosureSEC source: 0001104659-20-137571 · tm2038920-2_4a.xml · nonDerivative · entry 1 D'Angelo Dean · CIK 0001561485 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 171,663.652 F1 · balance_after: Since the filing of the Reporting Person's last filing on Form 4 and before the transaction reported herein, the Reporting Person acquired 622.882 shares under the Issuer's Dividend Reinvestment Plan. Read SEC document |
| May 19, 2020 Filed May 21, 2020 19:24 UTC |
Ladd Robert T.Director · President and CEO
|
PurchaseCommon Stock | 1,000 | $6.95 | $6,945.00 |
DisclosureSEC source: 0001104659-20-064704 · tm2020662-1_4.xml · nonDerivative · entry 8 Ladd Robert T. · CIK 0001561515 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 576,637.202 Read SEC document |
| May 19, 2020 Filed May 21, 2020 19:24 UTC |
Ladd Robert T.Director · President and CEO
|
PurchaseCommon Stock | 2,000 | $6.90 | $13,800.00 |
DisclosureSEC source: 0001104659-20-064704 · tm2020662-1_4.xml · nonDerivative · entry 7 Ladd Robert T. · CIK 0001561515 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 575,637.202 Read SEC document |
| May 19, 2020 Filed May 21, 2020 19:24 UTC |
Ladd Robert T.Director · President and CEO
|
PurchaseCommon Stock | 1,000 | $6.98 | $6,975.00 |
DisclosureSEC source: 0001104659-20-064704 · tm2020662-1_4.xml · nonDerivative · entry 6 Ladd Robert T. · CIK 0001561515 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 573,637.202 Read SEC document |
| May 19, 2020 Filed May 21, 2020 19:24 UTC |
Ladd Robert T.Director · President and CEO
|
PurchaseCommon Stock | 1,000 | $7.01 | $7,010.00 |
DisclosureSEC source: 0001104659-20-064704 · tm2020662-1_4.xml · nonDerivative · entry 5 Ladd Robert T. · CIK 0001561515 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 572,637.202 Read SEC document |
| May 19, 2020 Filed May 21, 2020 19:24 UTC |
Ladd Robert T.Director · President and CEO
|
PurchaseCommon Stock | 2,000 | $6.97 | $13,949.00 |
DisclosureSEC source: 0001104659-20-064704 · tm2020662-1_4.xml · nonDerivative · entry 4 Ladd Robert T. · CIK 0001561515 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 571,637.202 Read SEC document |
| May 19, 2020 Filed May 21, 2020 19:24 UTC |
Ladd Robert T.Director · President and CEO
|
PurchaseCommon Stock | 2,000 | $7.12 | $14,240.00 |
DisclosureSEC source: 0001104659-20-064704 · tm2020662-1_4.xml · nonDerivative · entry 3 Ladd Robert T. · CIK 0001561515 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 569,637.202 Read SEC document |
| May 19, 2020 Filed May 21, 2020 19:24 UTC |
Ladd Robert T.Director · President and CEO
|
PurchaseCommon Stock | 2,000 | $7.08 | $14,157.00 |
DisclosureSEC source: 0001104659-20-064704 · tm2020662-1_4.xml · nonDerivative · entry 2 Ladd Robert T. · CIK 0001561515 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 567,637.202 Read SEC document |
| May 19, 2020 Filed May 21, 2020 19:24 UTC |
Ladd Robert T.Director · President and CEO
|
PurchaseCommon Stock | 2,000 | $7.05 | $14,090.00 |
DisclosureSEC source: 0001104659-20-064704 · tm2020662-1_4.xml · nonDerivative · entry 1 Ladd Robert T. · CIK 0001561515 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 565,637.202 F1 · balance_after: Since the filing of the Reporting Person's last filing on Form 4 and before the transaction reported herein, the Reporting Person acquired 7.25 shares under the Issuer's Dividend Reinvestment Plan. Read SEC document |
| March 23, 2020 Filed Mar 23, 2020 19:05 UTC |
Arnoult J TimDirector
|
PurchaseCommon Stock | 9,000 | $5.77 | $51,930.00 |
DisclosureSEC source: 0001104659-20-037279 · tm2013514-2_4.xml · nonDerivative · entry 3 Arnoult J Tim · CIK 0001293472 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,869 F2 · price: The price shown is the weighted average purchase price, rounded to the nearest hundredth, of the shares of common stock of Stellus Capital Investment Corporation (the "Issuer"), par value $0.001 per share, on the transaction date. The price range for the purchases is $5.745 to $5.80 per share. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased at each separate price. Read SEC document |
| March 23, 2020 Filed Mar 23, 2020 23:09 UTC |
Ladd Robert T.Director · President and CEO
|
PurchaseCommon Stock | 2,000 | $5.86 | $11,720.00 |
DisclosureSEC source: 0001104659-20-037423 · tm2013514-1_4.xml · nonDerivative · entry 5 Ladd Robert T. · CIK 0001561515 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 563,629.952 Read SEC document |
| March 23, 2020 Filed Mar 23, 2020 23:09 UTC |
Ladd Robert T.Director · President and CEO
|
PurchaseCommon Stock | 2,000 | $5.79 | $11,572.40 |
DisclosureSEC source: 0001104659-20-037423 · tm2013514-1_4.xml · nonDerivative · entry 4 Ladd Robert T. · CIK 0001561515 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 561,629.952 Read SEC document |
| March 23, 2020 Filed Mar 23, 2020 23:09 UTC |
Ladd Robert T.Director · President and CEO
|
PurchaseCommon Stock | 2,000 | $5.36 | $10,711.20 |
DisclosureSEC source: 0001104659-20-037423 · tm2013514-1_4.xml · nonDerivative · entry 3 Ladd Robert T. · CIK 0001561515 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 559,629.952 Read SEC document |
| March 23, 2020 Filed Mar 25, 2020 18:06 UTC |
Bilger Bruce RDirector
|
PurchaseCommon Stock | 17,360 | $5.75 | $99,820.00 |
DisclosureSEC source: 0001104659-20-038160 · tm2013779d1_4.xml · nonDerivative · entry 1 Bilger Bruce R · CIK 0001561707 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 165,022 F1 · price: The price shown in Column 4 is the weighted average purchase price, rounded to the nearest hundredth, of the shares of common stock of Stellus Capital Investment Corporation (the "Issuer"), par value $0.001 per share, on the transaction date. The price range for the purchases is $5.73 to $5.76 per share. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased at each separate price. Read SEC document |
| March 19, 2020 Filed Mar 20, 2020 17:42 UTC |
Davis Joshua T.Director
|
PurchaseCommon Stock | 3,081 | $4.18 | $12,878.58 |
DisclosureSEC source: 0001104659-20-036667 · tm2013135d3_4.xml · nonDerivative · entry 4 Davis Joshua T. · CIK 0001561484 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 321,584.126 Read SEC document |
| March 19, 2020 Filed Mar 23, 2020 19:05 UTC |
Arnoult J TimDirector
|
PurchaseCommon Stock | 1,000 | $5.80 | $5,800.00 |
DisclosureSEC source: 0001104659-20-037279 · tm2013514-2_4.xml · nonDerivative · entry 2 Arnoult J Tim · CIK 0001293472 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,869 Read SEC document |
| March 19, 2020 Filed Mar 23, 2020 23:09 UTC |
Ladd Robert T.Director · President and CEO
|
PurchaseCommon Stock | 2,000 | $4.87 | $9,747.40 |
DisclosureSEC source: 0001104659-20-037423 · tm2013514-1_4.xml · nonDerivative · entry 2 Ladd Robert T. · CIK 0001561515 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 557,629.952 Read SEC document |
| March 19, 2020 Filed Mar 23, 2020 23:09 UTC |
Ladd Robert T.Director · President and CEO
|
PurchaseCommon Stock | 2,000 | $4.89 | $9,786.20 |
DisclosureSEC source: 0001104659-20-037423 · tm2013514-1_4.xml · nonDerivative · entry 1 Ladd Robert T. · CIK 0001561515 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 555,629.952 F1 · balance_after: Since the filing of the Reporting Person's last filing on Form 4 and before the transaction reported herein, the Reporting Person acquired 1,989.747 shares under the Issuer's Dividend Reinvestment Plan. Read SEC document |
| March 18, 2020 Filed Mar 20, 2020 20:21 UTC |
Bilger Bruce RDirector
|
PurchaseCommon Stock | 14,700 | $6.75 | $99,225.00 |
DisclosureSEC source: 0001104659-20-036868 · tm2013135d2_4.xml · nonDerivative · entry 1 Bilger Bruce R · CIK 0001561707 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,662 F1 · price: The price shown in Column 4 is the weighted average purchase price, rounded to the nearest hundredth, of the shares of common stock of Stellus Capital Investment Corporation (the "Issuer"), par value $0.001 per share, on the transaction date. The price range for the purchases is $6.73 to $6.75 per share. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased at each separate price. Read SEC document |
| March 18, 2020 Filed Mar 20, 2020 17:42 UTC |
Davis Joshua T.Director
|
PurchaseCommon Stock | 4,296 | $5.14 | $22,081.44 |
DisclosureSEC source: 0001104659-20-036667 · tm2013135d3_4.xml · nonDerivative · entry 3 Davis Joshua T. · CIK 0001561484 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 318,503.126 Read SEC document |
| March 18, 2020 Filed Mar 20, 2020 17:42 UTC |
Davis Joshua T.Director
|
PurchaseCommon Stock | 8,276 | $5.38 | $44,524.88 |
DisclosureSEC source: 0001104659-20-036667 · tm2013135d3_4.xml · nonDerivative · entry 2 Davis Joshua T. · CIK 0001561484 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 314,207.126 Read SEC document |
| March 18, 2020 Filed Mar 20, 2020 17:42 UTC |
Davis Joshua T.Director
|
PurchaseCommon Stock | 16,833 | $5.43 | $91,403.19 |
DisclosureSEC source: 0001104659-20-036667 · tm2013135d3_4.xml · nonDerivative · entry 1 Davis Joshua T. · CIK 0001561484 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 305,931.126 Read SEC document |
| March 17, 2020 Filed Mar 18, 2020 22:30 UTC |
Davis Joshua T.Director
|
PurchaseCommon Stock | 20,787 | $7.50 | $155,840.14 |
DisclosureSEC source: 0001104659-20-035500 · tm2013135-1_4.xml · nonDerivative · entry 2 Davis Joshua T. · CIK 0001561484 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 289,098.126 Read SEC document |
| March 16, 2020 Filed Mar 16, 2020 20:40 UTC |
Ladd Robert T.Director · President and CEO
|
PurchaseCommon Stock | 2,000 | $7.89 | $15,786.80 |
DisclosureSEC source: 0001104659-20-034125 · tm2012871-2_4.xml · nonDerivative · entry 4 Ladd Robert T. · CIK 0001561515 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 551,640.205 Read SEC document |
| March 16, 2020 Filed Mar 16, 2020 20:40 UTC |
Ladd Robert T.Director · President and CEO
|
PurchaseCommon Stock | 2,000 | $7.86 | $15,728.00 |
DisclosureSEC source: 0001104659-20-034125 · tm2012871-2_4.xml · nonDerivative · entry 3 Ladd Robert T. · CIK 0001561515 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 549,640.205 Read SEC document |
| March 16, 2020 Filed Mar 18, 2020 22:30 UTC |
Davis Joshua T.Director
|
PurchaseCommon Stock | 13,958 | $7.97 | $111,245.26 |
DisclosureSEC source: 0001104659-20-035500 · tm2013135-1_4.xml · nonDerivative · entry 1 Davis Joshua T. · CIK 0001561484 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 268,311.126 F1 · balance_after: Since the filing of the Reporting Person's last filing on Form 4 and before the transaction reported herein, the Reporting Person acquired 44,029.126 shares under the Issuer's Dividend Reinvestment Plan. Read SEC document |
| March 13, 2020 Filed Mar 17, 2020 20:49 UTC |
Bilger Bruce RDirector
|
PurchaseCommon Stock | 11,111 | $9.00 | $99,999.00 |
DisclosureSEC source: 0001104659-20-034784 · tm2012922d1_4.xml · nonDerivative · entry 2 Bilger Bruce R · CIK 0001561707 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,962 Read SEC document |
| March 13, 2020 Filed Mar 23, 2020 19:05 UTC |
Arnoult J TimDirector
|
PurchaseCommon Stock | 10,000 | $9.09 | $90,900.00 |
DisclosureSEC source: 0001104659-20-037279 · tm2013514-2_4.xml · nonDerivative · entry 1 Arnoult J Tim · CIK 0001293472 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,869 F1 · price: The price shown is the weighted average purchase price, rounded to the nearest hundredth, of the shares of common stock of Stellus Capital Investment Corporation (the "Issuer"), par value $0.001 per share, on the transaction date. The price range for the purchases is $9.05 to $9.11 per share. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased at each separate price. Read SEC document |
| March 12, 2020 Filed Mar 16, 2020 22:53 UTC |
D'Angelo DeanDirector
|
PurchaseCommon Stock | 5,000 | $9.13 | $45,647.50 |
DisclosureSEC source: 0001104659-20-034238 · tm2012871-1_4.xml · nonDerivative · entry 1 D'Angelo Dean · CIK 0001561485 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 166,040.77 F1 · balance_after: Since the filing of the Reporting Person's last filing on Form 4 and before the transaction reported herein, the Reporting Person acquired 22,420.77 shares under the Issuer's Dividend Reinvestment Plan. Read SEC document |
| March 12, 2020 Filed Mar 16, 2020 20:40 UTC |
Ladd Robert T.Director · President and CEO
|
PurchaseCommon Stock | 5,000 | $8.63 | $43,171.50 |
DisclosureSEC source: 0001104659-20-034125 · tm2012871-2_4.xml · nonDerivative · entry 2 Ladd Robert T. · CIK 0001561515 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 547,640.205 Read SEC document |
| March 12, 2020 Filed Mar 16, 2020 20:40 UTC |
Ladd Robert T.Director · President and CEO
|
PurchaseCommon Stock | 5,000 | $8.58 | $42,903.50 |
DisclosureSEC source: 0001104659-20-034125 · tm2012871-2_4.xml · nonDerivative · entry 1 Ladd Robert T. · CIK 0001561515 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 542,640.205 F1 · balance_after: Since the filing of the Reporting Person's last filing on Form 4 and before the transaction reported herein, the Reporting Person acquired 58,864.205 shares under the Issuer's Dividend Reinvestment Plan. Read SEC document |
| March 12, 2020 Filed Mar 17, 2020 20:49 UTC |
Bilger Bruce RDirector
|
PurchaseCommon Stock | 20,000 | $9.92 | $198,400.00 |
DisclosureSEC source: 0001104659-20-034784 · tm2012922d1_4.xml · nonDerivative · entry 1 Bilger Bruce R · CIK 0001561707 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 121,851 Read SEC document |
| March 11, 2020 Filed Mar 13, 2020 16:41 UTC |
Bilger Bruce RDirector
|
PurchaseCommon Stock | 9,524 | $10.50 | $100,002.00 |
DisclosureSEC source: 0001104659-20-032912 · tm2012633d1_4.xml · nonDerivative · entry 1 Bilger Bruce R · CIK 0001561707 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,851 Read SEC document |
| March 09, 2020 Filed Mar 11, 2020 23:17 UTC |
Arnoult J TimDirector
|
PurchaseCommon Stock | 10,000 | $10.74 | $107,400.00 |
DisclosureSEC source: 0001104659-20-032060 · tm2012465d1_4.xml · nonDerivative · entry 1 Arnoult J Tim · CIK 0001293472 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,869 F1 · price: The price shown in Column 4 is the weighted average purchase price, rounded to the nearest hundredth, of the shares of common stock of Stellus Capital Investment Corporation (the "Issuer"), par value $0.001 per share, on the transaction date. The price range for the purchases is $10.715 to $10.750 per share. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased at each separate price. F2 · balance_after: Since the filing of the Reporting Person's last filing on Form 4 and before the transaction reported herein, the Reporting Person acquired 869 shares under the Issuer's Dividend Reinvestment Plan. Read SEC document |
| December 24, 2018 Filed Dec 26, 2018 21:01 UTC |
Ladd Robert T.Director · President and CEO
|
PurchaseCommon Stock | 2,000 | $11.95 | $23,900.00 |
DisclosureSEC source: 0001144204-18-066240 · tv509723_4.xml · nonDerivative · entry 3 Ladd Robert T. · CIK 0001561515 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 478,776 F4 · price: The price shown in Column 4 is the weighted average purchase price, rounded to the nearest hundredth, of the shares of common stock of Issuer, par value $0.001 per share, on the transaction date. The price range for the purchases is $11.9463 to $11.9633 per share. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased at each separate price. Read SEC document |
| December 21, 2018 Filed Dec 22, 2018 00:31 UTC |
Bilger Bruce RDirector
|
PurchaseCommon Stock | 8,000 | $11.94 | $95,520.00 |
DisclosureSEC source: 0001144204-18-066114 · tv509776_form4.xml · nonDerivative · entry 1 Bilger Bruce R · CIK 0001561707 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,327 F1 · price: The price shown in Column 4 is the weighted average purchase price, rounded to the nearest hundredth, of the shares of common stock of Stellus Capital Investment Corporation (the "Issuer"), par value $0.001 per share, on the transaction date. The price range for the purchases is $11.91 to $11.95 per share. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased at each separate price. Read SEC document |
| December 21, 2018 Filed Dec 26, 2018 21:01 UTC |
Ladd Robert T.Director · President and CEO
|
PurchaseCommon Stock | 4,000 | $11.76 | $47,040.00 |
DisclosureSEC source: 0001144204-18-066240 · tv509723_4.xml · nonDerivative · entry 2 Ladd Robert T. · CIK 0001561515 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 476,776 F3 · price: The price shown in Column 4 is the weighted average purchase price, rounded to the nearest hundredth, of the shares of common stock of Issuer, par value $0.001 per share, on the transaction date. The price range for the purchases is $11.7477 to $11.7801 per share. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased at each separate price. Read SEC document |
| December 20, 2018 Filed Dec 26, 2018 21:01 UTC |
Ladd Robert T.Director · President and CEO
|
PurchaseCommon Stock | 2,000 | $11.92 | $23,840.00 |
DisclosureSEC source: 0001144204-18-066240 · tv509723_4.xml · nonDerivative · entry 1 Ladd Robert T. · CIK 0001561515 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 472,776 F1 · price: The price shown in Column 4 is the weighted average purchase price, rounded to the nearest hundredth, of the shares of common stock of Stellus Capital Investment Corporation (the "Issuer"), par value $0.001 per share, on the transaction date. The price range for the purchases is $11.9101 to $11.9305 per share. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased at each separate price. F2 · balance_after: Since the filing of the Reporting Person's last filing on Form 4 and before the transaction reported herein, the Reporting Person acquired 764 shares under the Issuer's Dividend Reinvestment Plan. Read SEC document |
| December 19, 2018 Filed Dec 19, 2018 21:58 UTC |
Ladd Robert T.Director · President and CEO
|
PurchaseCommon Stock | 3,000 | $12.26 | $36,780.00 |
DisclosureSEC source: 0001144204-18-065430 · tv509550_form4.xml · nonDerivative · entry 2 Ladd Robert T. · CIK 0001561515 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 470,012 F3 · price: The price shown in Column 4 is the weighted average purchase price, rounded to the nearest hundredth, of the shares of common stock of the Issuer on the transaction date. The price range for the purchases is $12.25 to $12.2699 per share. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased at each separate price. Read SEC document |
| December 19, 2018 Filed Dec 20, 2018 15:51 UTC |
Huskinson W. ToddCFO & Chief Compliance Officer
|
PurchaseCommon Stock | 4,600 | $12.59 | $57,914.00 |
DisclosureSEC source: 0001144204-18-065579 · tv509611_form4.xml · nonDerivative · entry 1 Huskinson W. Todd · CIK 0001561513 · CFO & Chief Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,731 F1 · price: The price shown in Column 4 is the weighted average purchase price, rounded to the nearest hundredth, of the shares of common stock of Stellus Capital Investment Corporation (the "Issuer"), par value $0.001 per share, on the transaction date. The price range for the purchases is $12.59 to $12.73 per share. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased at each separate price. F2 · balance_after: Since the filing of the Reporting Person's last filing on Form 4 and before the transaction reported herein, the Reporting Person acquired 9,531 shares under the Issuer's Dividend Reinvestment Plan. Read SEC document |
| December 18, 2018 Filed Dec 20, 2018 16:49 UTC |
Bilger Bruce RDirector
|
PurchaseCommon Stock | 8,000 | $12.60 | $100,800.00 |
DisclosureSEC source: 0001144204-18-065607 · tv509507_form4.xml · nonDerivative · entry 1 Bilger Bruce R · CIK 0001561707 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,327 F1 · price: The price shown in Column 4 is the weighted average purchase price, rounded to the nearest hundredth, of the shares of common stock of Stellus Capital Investment Corporation (the "Issuer"), par value $0.001 per share, on the transaction date. The price range for the purchases is $12.58 to $12.60 per share. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased at each separate price. Read SEC document |
| December 17, 2018 Filed Dec 19, 2018 21:58 UTC |
Ladd Robert T.Director · President and CEO
|
PurchaseCommon Stock | 34,000 | $12.66 | $430,440.00 |
DisclosureSEC source: 0001144204-18-065430 · tv509550_form4.xml · nonDerivative · entry 1 Ladd Robert T. · CIK 0001561515 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 467,012 F1 · price: The price shown in Column 4 is the weighted average purchase price, rounded to the nearest hundredth, of the shares of common stock of Stellus Capital Investment Corporation (the "Issuer"), par value $0.001 per share, on the transaction date. The price range for the purchases is $12.4696 to $12.9245 per share. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased at each separate price. F2 · balance_after: Since the filing of the Reporting Person's last filing on Form 4 and before the transaction reported herein, the Reporting Person acquired 6,430 shares under the Issuer's Dividend Reinvestment Plan. Read SEC document |
| November 12, 2018 Filed Nov 14, 2018 21:25 UTC |
Ladd Robert T.Director · President and CEO
|
PurchaseCommon Stock | 6,500 | $12.87 | $83,655.00 |
DisclosureSEC source: 0001144204-18-059972 · tv507309_4.xml · nonDerivative · entry 1 Ladd Robert T. · CIK 0001561515 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 426,582 F1 · price: The price shown in Column 4 is the weighted average purchase price, rounded to the nearest hundredth, of the shares of common stock of Stellus Capital Investment Corporation (the "Issuer"), par value $0.001 per share, on the transaction date. The price range for the purchases is $12.7500 to $12.9441 per share. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased at each separate price. F2 · balance_after: Since the filing of the Reporting Person's last filing on Form 4 and before the transaction reported herein, the Reporting Person acquired 17,218 shares under the Issuer's Dividend Reinvestment Plan. Read SEC document |
| June 01, 2018 Filed Jun 1, 2018 22:41 UTC |
Ladd Robert T.Director · President and CEO
|
PurchaseCommon Stock | 3,000 | $12.62 | $37,860.00 |
DisclosureSEC source: 0001144204-18-032488 · tv495708_4.xml · nonDerivative · entry 3 Ladd Robert T. · CIK 0001561515 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 402,864 F3 · price: The price shown in Column 4 is the weighted average purchase price, rounded to the nearest hundredth, of the shares of common stock of Stellus Capital Investment Corporation (the "Issuer"), par value $0.001 per share, on the transaction date. The price range for the purchases is $12.61 to $12.64 per share. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased at each separate price. Read SEC document |
| May 31, 2018 Filed Jun 1, 2018 22:41 UTC |
Ladd Robert T.Director · President and CEO
|
PurchaseCommon Stock | 2,000 | $12.72 | $25,440.00 |
DisclosureSEC source: 0001144204-18-032488 · tv495708_4.xml · nonDerivative · entry 2 Ladd Robert T. · CIK 0001561515 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 399,864 Read SEC document |
| May 30, 2018 Filed Jun 1, 2018 22:41 UTC |
Ladd Robert T.Director · President and CEO
|
PurchaseCommon Stock | 10,000 | $12.79 | $127,900.00 |
DisclosureSEC source: 0001144204-18-032488 · tv495708_4.xml · nonDerivative · entry 1 Ladd Robert T. · CIK 0001561515 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 397,864 F1 · price: The price shown in Column 4 is the weighted average purchase price, rounded to the nearest hundredth, of the shares of common stock of Stellus Capital Investment Corporation (the "Issuer"), par value $0.001 per share, on the transaction date. The price range for the purchases is $12.78 to $12.82 per share. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased at each separate price. F2 · balance_after: Since the filing of the Reporting Person's last filing on Form 4 and before the transaction reported herein, the Reporting Person acquired 8,091 shares under the Issuer's Dividend Reinvestment Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.