Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Stellus Capital Investment CorpSCM · Entity 6137 | Director | June 16, 2022 | June 21, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Stellus Capital Investment Corp
Report date June 16, 2022 · Filed June 21, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 196,682 |
Reported balance
After 2022-06-16 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2022-06-16 · Purchase · Acquired 2,500 · Balance 196,682 F1: Includes shares acquired pursuant to the Issuer's Dividend Reinvestment Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes shares acquired pursuant to the Issuer's Dividend Reinvestment Plan.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Stellus Private Credit BDC
Report date September 15, 2026 · Filed September 16, 2026
Section 16 reporting ended · disclosed 2026-09-16. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 26,878 |
Reported balance
After 2026-09-15 transaction · row 1
1 source rowRow 1 · 2026-09-15 · Purchase · Acquired 2,124 · Balance 26,878 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 15, 2026 Filed Sep 16, 2026 20:16 UTC | Stellus Private Credit BDC NONE · Entity 36702 | PurchaseCommon Shares | 2,124 | $15.25 | $32,391.00 |
DisclosureSEC source: 0001104659-26-108261 · tm2625507-1_4seq1.xml · nonDerivative · entry 1 D'Angelo Dean · CIK 0001561485 · Former Trustee 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26,878 Read SEC document |
| June 16, 2026 Filed Jun 18, 2026 21:20 UTC | Stellus Private Credit BDC NONE · Entity 36702 | PurchaseCommon Shares | 1,224 | $15.12 | $18,506.88 |
DisclosureSEC source: 0001104659-26-075870 · tm2618175-1_4seq1.xml · nonDerivative · entry 1 D'Angelo Dean · CIK 0001561485 · Trustee 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,754 Read SEC document |
| April 17, 2026 Filed Apr 22, 2026 01:21 UTC | Stellus Private Credit BDC NONE · Entity 36702 | PurchaseCommon Shares | 1,917 | $15.13 | $29,004.21 |
DisclosureSEC source: 0001104659-26-046244 · tm2612375-1_4seq1.xml · nonDerivative · entry 1 D'Angelo Dean · CIK 0001561485 · Trustee 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 23,530 Read SEC document |
| December 16, 2025 Filed Dec 18, 2025 21:10 UTC | Stellus Private Credit BDC NONE · Entity 36702 | PurchaseCommon Shares | 896 | $15.26 | $13,672.96 |
DisclosureSEC source: 0001104659-25-122539 · tm2533799-1_4seq1.xml · nonDerivative · entry 1 D'Angelo Dean · CIK 0001561485 · Trustee 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,613 Read SEC document |
| September 15, 2025 Filed Sep 19, 2025 19:40 UTC | Stellus Private Credit BDC NONE · Entity 36702 | PurchaseCommon Shares | 1,879 | $15.29 | $28,729.91 |
DisclosureSEC source: 0001104659-25-091629 · tm2526266-4_4seq1.xml · nonDerivative · entry 1 D'Angelo Dean · CIK 0001561485 · Trustee 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,717 F1 · date: Transaction reported late due to an inadvertent administrative delay and not any error of the Reporting Person. Read SEC document |
| December 09, 2024 Filed Dec 11, 2024 19:12 UTC | Stellus Private Credit BDC NONE · Entity 36702 | PurchaseCommon Shares | 2,926 | $15.05 | $44,036.30 |
DisclosureSEC source: 0001104659-24-127576 · tm2430719-2_4seq1.xml · nonDerivative · entry 1 D'Angelo Dean · CIK 0001561485 · Trustee 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,838 Read SEC document |
| May 07, 2024 Filed May 9, 2024 20:14 UTC | Stellus Private Credit BDC NONE · Entity 36702 | PurchaseCommon Shares | 2,418 | $15.26 | $36,898.68 |
DisclosureSEC source: 0001104659-24-059335 · tm2413868-2_4seq1.xml · nonDerivative · entry 1 D'Angelo Dean · CIK 0001561485 · Trustee 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,912 Read SEC document |
| July 31, 2023 Filed Aug 1, 2023 21:37 UTC | Stellus Private Credit BDC NONE · Entity 36702 | PurchaseCommon Shares | 692 | $14.98 | $10,366.16 |
DisclosureSEC source: 0001104659-23-086443 · tm2322564-2_4seq1.xml · nonDerivative · entry 1 D'Angelo Dean · CIK 0001561485 · Trustee 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,224 Read SEC document |
| March 14, 2023 Filed Mar 16, 2023 17:22 UTC | Stellus Private Credit BDC NONE · Entity 36702 | PurchaseCommon Shares | 672 | $14.64 | $9,838.08 |
DisclosureSEC source: 0001104659-23-033213 · tm239597-2_4seq1.xml · nonDerivative · entry 1 D'Angelo Dean · CIK 0001561485 · Trustee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,532 Read SEC document |
| August 17, 2022 Filed Aug 19, 2022 10:03 UTC | Stellus Private Credit BDC NONE · Entity 36702 | PurchaseCommon Shares | 3,193 | $14.72 | $47,000.96 |
DisclosureSEC source: 0001104659-22-092733 · tm2223772-1_4seq1.xml · nonDerivative · entry 1 D'Angelo Dean · CIK 0001561485 · Trustee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,860 Read SEC document |
| June 16, 2022 Filed Jun 21, 2022 20:16 UTC | Stellus Capital Investment Corp SCM · Entity 6137 | PurchaseCommon Stock | 2,500 | $11.38 | $28,450.00 |
DisclosureSEC source: 0001104659-22-072967 · tm2218843-1_4seq1.xml · nonDerivative · entry 1 D'Angelo Dean · CIK 0001561485 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 196,682 F1 · balance_after: Includes shares acquired pursuant to the Issuer's Dividend Reinvestment Plan. Read SEC document |
| April 27, 2022 Filed Apr 29, 2022 14:55 UTC | Stellus Private Credit BDC NONE · Entity 36702 | PurchaseCommon Shares | 3,184 | $14.76 | $46,995.84 |
DisclosureSEC source: 0001104659-22-053098 · tm2213946-1_4seq1.xml · nonDerivative · entry 1 D'Angelo Dean · CIK 0001561485 · Trustee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,667 Read SEC document |
| December 17, 2021 Filed Dec 17, 2021 21:44 UTC | Stellus Capital Investment Corp SCM · Entity 6137 | PurchaseCommon Stock | 1,600 | $12.66 | $20,256.00 |
DisclosureSEC source: 0001104659-21-151196 · tm2135834d1_4.xml · nonDerivative · entry 1 D'Angelo Dean · CIK 0001561485 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 190,903.3 Read SEC document |
| December 13, 2021 Filed Dec 15, 2021 21:23 UTC | Stellus Capital Investment Corp SCM · Entity 6137 | PurchaseCommon Stock | 1,167.3 | $12.85 | $14,999.81 |
DisclosureSEC source: 0001104659-21-150005 · tm2135406-1_4seq1.xml · nonDerivative · entry 1 D'Angelo Dean · CIK 0001561485 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 189,303.1 F1 · balance_after: Includes shares acquired pursuant to the Issuer's Dividend Reinvestment Plan. Read SEC document |
| December 16, 2020 Filed Dec 19, 2020 02:13 UTC | Stellus Capital Investment Corp SCM · Entity 6137 | PurchaseCommon Stock | 5,000 | $10.85 | $54,250.00 |
DisclosureSEC source: 0001104659-20-137574 · tm2038920-1_4.xml · nonDerivative · entry 1 D'Angelo Dean · CIK 0001561485 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 184,515 F1 · balance_after: Since the filing of the Reporting Person's last filing on Form 4 and before the transaction reported herein, the Reporting Person acquired 1,297.02 shares under the Issuer's Dividend Reinvestment Plan. Read SEC document |
| September 01, 2020 Filed Sep 2, 2020 21:58 UTC | Stellus Capital Investment Corp SCM · Entity 6137 | PurchaseCommon Stock | 5,000 | $8.12 | $40,586.50 |
DisclosureSEC source: 0001104659-20-101944 · tm2030045d1_4.xml · nonDerivative · entry 1 D'Angelo Dean · CIK 0001561485 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 183,217.98 F1 · balance_after: Since the filing of the Reporting Person's last filing on Form 4 and before the transaction reported herein, the Reporting Person acquired 1,554.328 shares under the Issuer's Dividend Reinvestment Plan. Read SEC document |
| September 01, 2020 Filed Dec 19, 2020 02:12 UTC Amendment | Stellus Capital Investment Corp SCM · Entity 6137 | PurchaseCommon Stock | 5,000 | $8.12 | $40,586.50 |
DisclosureSEC source: 0001104659-20-137572 · tm2038920-3_4a.xml · nonDerivative · entry 1 D'Angelo Dean · CIK 0001561485 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 178,217.98 F1 · balance_after: Since the filing of the Reporting Person's last filing on Form 4 and before the transaction reported herein, the Reporting Person acquired 1,554.328 shares under the Issuer's Dividend Reinvestment Plan. Read SEC document |
| June 11, 2020 Filed Jun 12, 2020 23:54 UTC | Stellus Capital Investment Corp SCM · Entity 6137 | PurchaseCommon Stock | 5,000 | $7.50 | $37,500.00 |
DisclosureSEC source: 0001104659-20-073036 · tm2022475d1_4.xml · nonDerivative · entry 1 D'Angelo Dean · CIK 0001561485 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 176,663.652 F1 · balance_after: Since the filing of the Reporting Person's last filing on Form 4 and before the transaction reported herein, the Reporting Person acquired 33,043.652 shares under the Issuer's Dividend Reinvestment Plan. Read SEC document |
| June 11, 2020 Filed Dec 19, 2020 02:10 UTC Amendment | Stellus Capital Investment Corp SCM · Entity 6137 | PurchaseCommon Stock | 5,000 | $7.50 | $37,500.00 |
DisclosureSEC source: 0001104659-20-137571 · tm2038920-2_4a.xml · nonDerivative · entry 1 D'Angelo Dean · CIK 0001561485 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 171,663.652 F1 · balance_after: Since the filing of the Reporting Person's last filing on Form 4 and before the transaction reported herein, the Reporting Person acquired 622.882 shares under the Issuer's Dividend Reinvestment Plan. Read SEC document |
| March 12, 2020 Filed Mar 16, 2020 22:53 UTC | Stellus Capital Investment Corp SCM · Entity 6137 | PurchaseCommon Stock | 5,000 | $9.13 | $45,647.50 |
DisclosureSEC source: 0001104659-20-034238 · tm2012871-1_4.xml · nonDerivative · entry 1 D'Angelo Dean · CIK 0001561485 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 166,040.77 F1 · balance_after: Since the filing of the Reporting Person's last filing on Form 4 and before the transaction reported herein, the Reporting Person acquired 22,420.77 shares under the Issuer's Dividend Reinvestment Plan. Read SEC document |
| March 15, 2018 Filed Mar 20, 2018 01:16 UTC | Stellus Capital Investment Corp SCM · Entity 6137 | PurchaseCommon Stock | 5,000 | $11.62 | $58,100.00 |
DisclosureSEC source: 0001144204-18-015723 · tv488960_4.xml · nonDerivative · entry 1 D'Angelo Dean · CIK 0001561485 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 138,620 F1 · price: The price shown in Column 4 is the weighted average purchase price, rounded to the nearest hundredth, of the shares of common stock of Stellus Capital Investment Corporation (the "Issuer"), par value $0.001 per share, on the transaction date. The price range for the purchases is $11.61 to $11.62 per share. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased at each separate price. Read SEC document |
| December 08, 2017 Filed Dec 11, 2017 21:22 UTC | Stellus Capital Investment Corp SCM · Entity 6137 | PurchaseCommon Stock | 5,000 | $12.19 | $60,941.00 |
DisclosureSEC source: 0001144204-17-063132 · tv481024_form4.xml · nonDerivative · entry 5 D'Angelo Dean · CIK 0001561485 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,620 Read SEC document |
| December 07, 2017 Filed Dec 11, 2017 21:22 UTC | Stellus Capital Investment Corp SCM · Entity 6137 | PurchaseCommon Stock | 5,300 | $12.40 | $65,694.56 |
DisclosureSEC source: 0001144204-17-063132 · tv481024_form4.xml · nonDerivative · entry 4 D'Angelo Dean · CIK 0001561485 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 128,620 Read SEC document |
| December 07, 2017 Filed Dec 11, 2017 21:22 UTC | Stellus Capital Investment Corp SCM · Entity 6137 | PurchaseCommon Stock | 400 | $12.39 | $4,956.00 |
DisclosureSEC source: 0001144204-17-063132 · tv481024_form4.xml · nonDerivative · entry 3 D'Angelo Dean · CIK 0001561485 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,320 Read SEC document |
| December 07, 2017 Filed Dec 11, 2017 21:22 UTC | Stellus Capital Investment Corp SCM · Entity 6137 | PurchaseCommon Stock | 600 | $12.38 | $7,430.34 |
DisclosureSEC source: 0001144204-17-063132 · tv481024_form4.xml · nonDerivative · entry 2 D'Angelo Dean · CIK 0001561485 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,920 Read SEC document |
| December 07, 2017 Filed Dec 11, 2017 21:22 UTC | Stellus Capital Investment Corp SCM · Entity 6137 | PurchaseCommon Stock | 1,200 | $12.40 | $14,878.80 |
DisclosureSEC source: 0001144204-17-063132 · tv481024_form4.xml · nonDerivative · entry 1 D'Angelo Dean · CIK 0001561485 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,320 F1 · balance_after: The amount of securities beneficially owned following the reported transaction also includes an additional 1,008 shares issued under the Stellus Capital Investment Corporation dividend reinvestment plan. Read SEC document |
| November 14, 2017 Filed Nov 17, 2017 00:37 UTC | Stellus Capital Investment Corp SCM · Entity 6137 | PurchaseCommon Stock | 200 | $12.52 | $2,503.34 |
DisclosureSEC source: 0001144204-17-059798 · tv479643_form4.xml · nonDerivative · entry 4 D'Angelo Dean · CIK 0001561485 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 120,112 Read SEC document |
| November 14, 2017 Filed Nov 17, 2017 00:37 UTC | Stellus Capital Investment Corp SCM · Entity 6137 | PurchaseCommon Stock | 4,800 | $12.51 | $60,024.00 |
DisclosureSEC source: 0001144204-17-059798 · tv479643_form4.xml · nonDerivative · entry 3 D'Angelo Dean · CIK 0001561485 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,912 Read SEC document |
| November 14, 2017 Filed Nov 17, 2017 00:37 UTC | Stellus Capital Investment Corp SCM · Entity 6137 | PurchaseCommon Stock | 1,600 | $12.44 | $19,904.00 |
DisclosureSEC source: 0001144204-17-059798 · tv479643_form4.xml · nonDerivative · entry 2 D'Angelo Dean · CIK 0001561485 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,112 Read SEC document |
| November 14, 2017 Filed Nov 17, 2017 00:37 UTC | Stellus Capital Investment Corp SCM · Entity 6137 | PurchaseCommon Stock | 3,500 | $12.20 | $42,700.00 |
DisclosureSEC source: 0001144204-17-059798 · tv479643_form4.xml · nonDerivative · entry 1 D'Angelo Dean · CIK 0001561485 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 113,512 F1 · balance_after: The amount of securities beneficially owned following the reported transaction also includes an additional 1,745 shares issued under the Stellus Capital Investment Corporation dividend reinvestment plan. Read SEC document |
| September 14, 2017 Filed Sep 14, 2017 20:05 UTC | Stellus Capital Investment Corp SCM · Entity 6137 | PurchaseCommon Stock | 3,000 | $13.51 | $40,530.00 |
DisclosureSEC source: 0001144204-17-048048 · v475201_form4.xml · nonDerivative · entry 2 D'Angelo Dean · CIK 0001561485 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 108,267 Read SEC document |
| September 13, 2017 Filed Sep 14, 2017 20:05 UTC | Stellus Capital Investment Corp SCM · Entity 6137 | PurchaseCommon Stock | 2,000 | $13.46 | $26,920.00 |
DisclosureSEC source: 0001144204-17-048048 · v475201_form4.xml · nonDerivative · entry 1 D'Angelo Dean · CIK 0001561485 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,267 F1 · balance_after: The amount of securities beneficially owned following the reported transaction also includes an additional 1,945 shares issued under the Stellus Capital Investment Corporation dividend reinvestment plan. Read SEC document |
| June 20, 2017 Filed Jun 21, 2017 16:18 UTC | Stellus Capital Investment Corp SCM · Entity 6137 | PurchaseCommon Stock | 1,500 | $13.33 | $19,995.00 |
DisclosureSEC source: 0001144204-17-033390 · v469392_form4.xml · nonDerivative · entry 1 D'Angelo Dean · CIK 0001561485 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,322 Read SEC document |
| June 13, 2017 Filed Jun 13, 2017 16:14 UTC | Stellus Capital Investment Corp SCM · Entity 6137 | PurchaseCommon Stock | 5,000 | $13.29 | $66,450.00 |
DisclosureSEC source: 0001144204-17-032285 · v468914_4.xml · nonDerivative · entry 2 D'Angelo Dean · CIK 0001561485 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 99,822 F2 · price: The price shown in Column 4 is the weighted average purchase price, rounded to the nearest hundredth, of the shares of common stock of Stellus Capital Investment Corporation, par value $0.001 per share, on the transaction date. The price range for the purchases is $13.41 to $13.17 per share. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased at each separate price. Read SEC document |
| June 09, 2017 Filed Jun 13, 2017 16:14 UTC | Stellus Capital Investment Corp SCM · Entity 6137 | PurchaseCommon Stock | 1,500 | $13.56 | $20,340.00 |
DisclosureSEC source: 0001144204-17-032285 · v468914_4.xml · nonDerivative · entry 1 D'Angelo Dean · CIK 0001561485 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,822 F1 · balance_after: The amount of securities beneficially owned following the reported transaction also includes an additional 12,245 shares issued under the Stellus Capital Investment Corporation dividend reinvestment plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.