Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Stellus Capital Investment CorpSCM · Entity 6137 | Director | September 16, 2026 | September 17, 2026 |
| Stellus Private Credit BDCNONE · Entity 36702 | Trustee | February 20, 2022 | February 22, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Stellus Capital Investment Corp
Report date September 16, 2026 · Filed September 17, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 53,569 |
Reported balance
After 2026-09-16 transaction · row 1
1 source rowRow 1 · 2026-09-16 · Purchase · Acquired 1,000 · Balance 53,569 F1: The price shown in Column 4 is the weighted average purchase price, rounded to the nearest hundredth, of the shares of common stock of Stellus Capital Investment Corporation (the "Issuer"), par value $0.001 per share, on the transaction date. The price range for the purchases is $7.955 to $7.9777 per share. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased at each separate price. |
Filing footnotes · ownership attribution and instrument terms
F1: The price shown in Column 4 is the weighted average purchase price, rounded to the nearest hundredth, of the shares of common stock of Stellus Capital Investment Corporation (the "Issuer"), par value $0.001 per share, on the transaction date. The price range for the purchases is $7.955 to $7.9777 per share. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased at each separate price.
Stellus Private Credit BDC
Report date February 20, 2022 · Filed February 22, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 0 |
Reported balance
Holding disclosure · report date 2022-02-20 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 0 |
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
BANK OF AMERICA CORP /DE/
Report date August 23, 2004 · Filed August 25, 2004
Section 16 reporting ended · disclosed 2004-08-25. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectThrift Trust | 41,021.7 |
Reported balance
After 2004-08-23 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2004-08-23 · Other · Acquired 337.28 · Balance 41,021.7 F1: Exempt acquisitions under Rule 16b-3(c). |
| Common StockSEC Table I · non-derivative | IndirectThrift Trust | 981.54 |
Reported balance
After 2004-08-23 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2004-08-23 · Other · Disposed 40,040.16 · Balance 981.54 |
Filing footnotes · ownership attribution and instrument terms
F1: Exempt acquisitions under Rule 16b-3(c).
Cardtronics plc
Report date November 01, 2019 · Filed November 05, 2019
Section 16 reporting ended · disclosed 2019-11-05. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 20,654 |
Reported balance
After 2019-11-01 transaction · row 1
1 source rowRow 1 · 2019-11-01 · Exercise / conversion · Acquired 4,278 · Balance 20,654 F1: Restricted Stock Units awarded to Mr. Arnoult in connection with his service as a director for the Company in 2019. On September 26, 2019, The Compensation Committee of the Board approved accelerated vesting of Restricted Stock Units previously granted to Mr. Arnoult on March 8, 2019, which were originally scheduled to vest on March 9, 2020. F2: Each Restricted Stock Unit represents a contingent right to receive one share of common stock of the Issuer and are awarded under Issuer's current Stock Incentive Plan and subject to the terms of a Restricted Stock Unit Agreement. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2019-11-01 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2019-11-01 · Exercise / conversion · Disposed 4,278 · Balance 0 F2: Each Restricted Stock Unit represents a contingent right to receive one share of common stock of the Issuer and are awarded under Issuer's current Stock Incentive Plan and subject to the terms of a Restricted Stock Unit Agreement. F1: Restricted Stock Units awarded to Mr. Arnoult in connection with his service as a director for the Company in 2019. On September 26, 2019, The Compensation Committee of the Board approved accelerated vesting of Restricted Stock Units previously granted to Mr. Arnoult on March 8, 2019, which were originally scheduled to vest on March 9, 2020. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted Stock Units awarded to Mr. Arnoult in connection with his service as a director for the Company in 2019. On September 26, 2019, The Compensation Committee of the Board approved accelerated vesting of Restricted Stock Units previously granted to Mr. Arnoult on March 8, 2019, which were originally scheduled to vest on March 9, 2020.
F2: Each Restricted Stock Unit represents a contingent right to receive one share of common stock of the Issuer and are awarded under Issuer's current Stock Incentive Plan and subject to the terms of a Restricted Stock Unit Agreement.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 16, 2026 Filed Sep 17, 2026 20:44 UTC | Stellus Capital Investment Corp SCM · Entity 6137 | PurchaseCommon Stock | 1,000 | $7.97 | $7,970.00 |
DisclosureSEC source: 0001104659-26-108591 · tm2625588-1_4seq1.xml · nonDerivative · entry 1 Arnoult J Tim · CIK 0001293472 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 53,569 F1 · price: The price shown in Column 4 is the weighted average purchase price, rounded to the nearest hundredth, of the shares of common stock of Stellus Capital Investment Corporation (the "Issuer"), par value $0.001 per share, on the transaction date. The price range for the purchases is $7.955 to $7.9777 per share. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased at each separate price. Read SEC document |
| June 23, 2026 Filed Jun 26, 2026 01:30 UTC | Stellus Capital Investment Corp SCM · Entity 6137 | PurchaseCommon Stock | 700 | $8.29 | $5,803.00 |
DisclosureSEC source: 0001104659-26-077908 · tm2619013-1_4seq1.xml · nonDerivative · entry 3 Arnoult J Tim · CIK 0001293472 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 51,569 Read SEC document |
| May 19, 2026 Filed Jun 26, 2026 01:30 UTC | Stellus Capital Investment Corp SCM · Entity 6137 | PurchaseCommon Stock | 9,000 | $9.05 | $81,450.00 |
DisclosureSEC source: 0001104659-26-077908 · tm2619013-1_4seq1.xml · nonDerivative · entry 2 Arnoult J Tim · CIK 0001293472 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 50,869 F1 · date: Transaction reported late due to an inadvertent administrative delay. Read SEC document |
| May 13, 2026 Filed Jun 26, 2026 01:30 UTC | Stellus Capital Investment Corp SCM · Entity 6137 | PurchaseCommon Stock | 1,000 | $9.27 | $9,270.00 |
DisclosureSEC source: 0001104659-26-077908 · tm2619013-1_4seq1.xml · nonDerivative · entry 1 Arnoult J Tim · CIK 0001293472 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 41,869 F1 · date: Transaction reported late due to an inadvertent administrative delay. Read SEC document |
| March 23, 2020 Filed Mar 23, 2020 19:05 UTC | Stellus Capital Investment Corp SCM · Entity 6137 | PurchaseCommon Stock | 9,000 | $5.77 | $51,930.00 |
DisclosureSEC source: 0001104659-20-037279 · tm2013514-2_4.xml · nonDerivative · entry 3 Arnoult J Tim · CIK 0001293472 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,869 F2 · price: The price shown is the weighted average purchase price, rounded to the nearest hundredth, of the shares of common stock of Stellus Capital Investment Corporation (the "Issuer"), par value $0.001 per share, on the transaction date. The price range for the purchases is $5.745 to $5.80 per share. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased at each separate price. Read SEC document |
| March 19, 2020 Filed Mar 23, 2020 19:05 UTC | Stellus Capital Investment Corp SCM · Entity 6137 | PurchaseCommon Stock | 1,000 | $5.80 | $5,800.00 |
DisclosureSEC source: 0001104659-20-037279 · tm2013514-2_4.xml · nonDerivative · entry 2 Arnoult J Tim · CIK 0001293472 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,869 Read SEC document |
| March 13, 2020 Filed Mar 23, 2020 19:05 UTC | Stellus Capital Investment Corp SCM · Entity 6137 | PurchaseCommon Stock | 10,000 | $9.09 | $90,900.00 |
DisclosureSEC source: 0001104659-20-037279 · tm2013514-2_4.xml · nonDerivative · entry 1 Arnoult J Tim · CIK 0001293472 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,869 F1 · price: The price shown is the weighted average purchase price, rounded to the nearest hundredth, of the shares of common stock of Stellus Capital Investment Corporation (the "Issuer"), par value $0.001 per share, on the transaction date. The price range for the purchases is $9.05 to $9.11 per share. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased at each separate price. Read SEC document |
| March 09, 2020 Filed Mar 11, 2020 23:17 UTC | Stellus Capital Investment Corp SCM · Entity 6137 | PurchaseCommon Stock | 10,000 | $10.74 | $107,400.00 |
DisclosureSEC source: 0001104659-20-032060 · tm2012465d1_4.xml · nonDerivative · entry 1 Arnoult J Tim · CIK 0001293472 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,869 F1 · price: The price shown in Column 4 is the weighted average purchase price, rounded to the nearest hundredth, of the shares of common stock of Stellus Capital Investment Corporation (the "Issuer"), par value $0.001 per share, on the transaction date. The price range for the purchases is $10.715 to $10.750 per share. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased at each separate price. F2 · balance_after: Since the filing of the Reporting Person's last filing on Form 4 and before the transaction reported herein, the Reporting Person acquired 869 shares under the Issuer's Dividend Reinvestment Plan. Read SEC document |
| November 01, 2019 Filed Nov 5, 2019 16:48 UTC | Cardtronics plc CATM · Entity 138760 | Exercise / conversionRestricted Stock Units · Derivative | 4,278 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-19-031924 · form4.xml · derivative · entry 2 Arnoult J Tim · CIK 0001293472 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,278 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of common stock of the Issuer and are awarded under Issuer's current Stock Incentive Plan and subject to the terms of a Restricted Stock Unit Agreement. F2 · price: Each Restricted Stock Unit represents a contingent right to receive one share of common stock of the Issuer and are awarded under Issuer's current Stock Incentive Plan and subject to the terms of a Restricted Stock Unit Agreement. F1 · derivative.exercise_date: Restricted Stock Units awarded to Mr. Arnoult in connection with his service as a director for the Company in 2019. On September 26, 2019, The Compensation Committee of the Board approved accelerated vesting of Restricted Stock Units previously granted to Mr. Arnoult on March 8, 2019, which were originally scheduled to vest on March 9, 2020. F1 · derivative.expiration_date: Restricted Stock Units awarded to Mr. Arnoult in connection with his service as a director for the Company in 2019. On September 26, 2019, The Compensation Committee of the Board approved accelerated vesting of Restricted Stock Units previously granted to Mr. Arnoult on March 8, 2019, which were originally scheduled to vest on March 9, 2020. Read SEC document |
| November 01, 2019 Filed Nov 5, 2019 16:48 UTC | Cardtronics plc CATM · Entity 138760 | Exercise / conversionCommon Stock | 4,278 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-19-031924 · form4.xml · nonDerivative · entry 1 Arnoult J Tim · CIK 0001293472 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,654 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Restricted Stock Units awarded to Mr. Arnoult in connection with his service as a director for the Company in 2019. On September 26, 2019, The Compensation Committee of the Board approved accelerated vesting of Restricted Stock Units previously granted to Mr. Arnoult on March 8, 2019, which were originally scheduled to vest on March 9, 2020. F2 · price: Each Restricted Stock Unit represents a contingent right to receive one share of common stock of the Issuer and are awarded under Issuer's current Stock Incentive Plan and subject to the terms of a Restricted Stock Unit Agreement. Read SEC document |
| March 13, 2019 Filed Mar 15, 2019 19:22 UTC | Cardtronics plc CATM · Entity 138760 | GrantRestricted Stock Units · Derivative | 4,278 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-19-011606 · form4.xml · derivative · entry 2 Arnoult J Tim · CIK 0001293472 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,278 Underlying: Common Stock · 4,278 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of common stock of the Issuer and are awarded under Issuer's current Stock Incentive Plan and subject to the terms of a Restricted Stock Unit Agreement. F1 · price: Each Restricted Stock Unit represents a contingent right to receive one share of common stock of the Issuer and are awarded under Issuer's current Stock Incentive Plan and subject to the terms of a Restricted Stock Unit Agreement. F2 · derivative.exercise_date: Restricted Stock awarded to Mr. Arnoult in connection with his anticipated service as a director for the Company for the next 12 months. The forfeiture restrictions on the units shall lapse on March 9, 2020, and each Restricted Stock Unit will convert into one share of Cardtronics common stock at that time. In the event Mr. Arnoult's service as a director ends prior to such date, the units will be forfeited back to the Company. F2 · derivative.expiration_date: Restricted Stock awarded to Mr. Arnoult in connection with his anticipated service as a director for the Company for the next 12 months. The forfeiture restrictions on the units shall lapse on March 9, 2020, and each Restricted Stock Unit will convert into one share of Cardtronics common stock at that time. In the event Mr. Arnoult's service as a director ends prior to such date, the units will be forfeited back to the Company. Read SEC document |
| March 08, 2019 Filed Mar 12, 2019 17:50 UTC | Cardtronics plc CATM · Entity 138760 | Exercise / conversionRestricted Stock Units · Derivative | 6,051 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-19-011106 · form4.xml · derivative · entry 2 Arnoult J Tim · CIK 0001293472 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,051 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit represents a contingent right to receive one share of common stock of the Issuer and are awarded under Issuer's current Stock Incentive Plan and subject to the terms of a Restricted Stock Unit Agreement. F1 · shares: Restricted Stock Units converted into common shares upon vesting in accordance with each Restricted Stock Unit Agreement. F2 · price: Each Restricted Stock Unit represents a contingent right to receive one share of common stock of the Issuer and are awarded under Issuer's current Stock Incentive Plan and subject to the terms of a Restricted Stock Unit Agreement. F3 · derivative.exercise_date: Owner granted Restricted Stock Units under Cardtronics' Stock Incentive Plan in connection with serving as a director for Cardtronics. Restricted Stock Units are subject to the terms of said plan and automatically convert to common shares approximately one year after grant. F3 · derivative.expiration_date: Owner granted Restricted Stock Units under Cardtronics' Stock Incentive Plan in connection with serving as a director for Cardtronics. Restricted Stock Units are subject to the terms of said plan and automatically convert to common shares approximately one year after grant. Read SEC document |
| March 08, 2019 Filed Mar 12, 2019 17:50 UTC | Cardtronics plc CATM · Entity 138760 | Exercise / conversionCommon Stock | 6,051 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-19-011106 · form4.xml · nonDerivative · entry 1 Arnoult J Tim · CIK 0001293472 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,376 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Restricted Stock Units converted into common shares upon vesting in accordance with each Restricted Stock Unit Agreement. F2 · price: Each Restricted Stock Unit represents a contingent right to receive one share of common stock of the Issuer and are awarded under Issuer's current Stock Incentive Plan and subject to the terms of a Restricted Stock Unit Agreement. Read SEC document |
| November 28, 2018 Filed Nov 30, 2018 16:40 UTC | Cardtronics plc CATM · Entity 138760 | SaleCommon Stock | 3,000 | $31.54 | $94,620.00 |
DisclosureSEC source: 0001127602-18-034846 · form4.xml · nonDerivative · entry 1 Arnoult J Tim · CIK 0001293472 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,325 Read SEC document |
| March 30, 2018 Filed Apr 4, 2018 15:45 UTC | Cardtronics plc CATM · Entity 138760 | GrantRestricted Stock Units · Derivative | 6,051 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-18-013987 · form4.xml · derivative · entry 2 Arnoult J Tim · CIK 0001293472 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,051 Underlying: Common Stock · 6,051 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Cardtronics common stock. F1 · price: Each restricted stock unit represents a contingent right to receive one share of Cardtronics common stock. F2 · derivative.exercise_date: Restricted Stock Units awarded to Mr. Arnoult in connection with his anticipated service as a director for the Company in 2018. The forfeiture restrictions on the units shall lapse on March 8, 2019, and each restricted stock unit will convert into one share of Cardtronics common stock at that time. In the event that Mr. Arnoult's service as a director ends prior to such date, the units will be forfeited back to the Company. F2 · derivative.expiration_date: Restricted Stock Units awarded to Mr. Arnoult in connection with his anticipated service as a director for the Company in 2018. The forfeiture restrictions on the units shall lapse on March 8, 2019, and each restricted stock unit will convert into one share of Cardtronics common stock at that time. In the event that Mr. Arnoult's service as a director ends prior to such date, the units will be forfeited back to the Company. Read SEC document |
| March 08, 2018 Filed Mar 12, 2018 17:49 UTC | Cardtronics plc CATM · Entity 138760 | Exercise / conversionRestricted Stock Units · Derivative | 3,030 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-18-011251 · form4.xml · derivative · entry 2 Arnoult J Tim · CIK 0001293472 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,030 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Cardtronics common stock. F4 · price: Each Restricted Stock Unit represents a contingent right to receive one common share of issuer and are award under issue's current Stock Incentive Plan and subject to the terms of a Restricted Stock Unit Agreement F6 · derivative.exercise_date: Restricted Stock Units awarded to Mr. Arnoult in connection with his anticipated service as a director for the Company in 2015. The forfeiture restrictions on the units shall lapse on March 24, 2016, and each restricted stock unit will convert into one share of Cardtronics common stock at that time. In the event that Mr. Arnoult's service as a director ends prior to such date, the units will be forfeited back to the Company. F6 · derivative.expiration_date: Restricted Stock Units awarded to Mr. Arnoult in connection with his anticipated service as a director for the Company in 2015. The forfeiture restrictions on the units shall lapse on March 24, 2016, and each restricted stock unit will convert into one share of Cardtronics common stock at that time. In the event that Mr. Arnoult's service as a director ends prior to such date, the units will be forfeited back to the Company. Read SEC document |
| March 08, 2018 Filed Mar 12, 2018 17:49 UTC | Cardtronics plc CATM · Entity 138760 | Exercise / conversionCommon Stock | 3,030 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-18-011251 · form4.xml · nonDerivative · entry 1 Arnoult J Tim · CIK 0001293472 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,325 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Restricted Stock awarded to Mr. Arnoult in connection with his anticipated service as a director for the Company for the next 12 months. The forfeiture restrictions on the stock shall lapse on March 8, 2018. In the event, Mr. Arnoult's service as a director ends prior to such date, the shares will be forfeited back to the Company. F2 · security: Restricted Stock awarded to Mr. Arnoult in connection with his anticipated service as a director of the Company for the next 12 months. The forfeiture restrictions on the stock shall lapse on February 28, 2013. In the event Mr. Arnoult's service as a director ends prior to such date, all of the shares shall be forfeited back to the Company. F3 · security: Restricted Stock awarded to Mr. Arnoult in connection with his anticipated service as a director of the Company for the next 12 months. The forfeiture restrictions on the stock shall lapse on March 2, 2012. In the event, Mr. Arnoult's service as a director ends prior to such date all of the shares shall be forfeited back to the Company. F4 · price: Each Restricted Stock Unit represents a contingent right to receive one common share of issuer and are award under issue's current Stock Incentive Plan and subject to the terms of a Restricted Stock Unit Agreement Read SEC document |
| March 10, 2017 Filed Mar 14, 2017 16:19 UTC | Cardtronics plc CATM · Entity 138760 | Exercise / conversionRestricted Stock Units · Derivative | 3,647 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-011592 · form4.xml · derivative · entry 3 Arnoult J Tim · CIK 0001293472 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,030 Underlying: Common Stock · 3,647 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Cardtronics common stock. F1 · price: Each restricted stock unit represents a contingent right to receive one share of Cardtronics common stock. F3 · derivative.exercise_date: Restricted Stock Units awarded to Mr. Arnoult in connection with his service as a director for the Company in the last 12 months. F3 · derivative.expiration_date: Restricted Stock Units awarded to Mr. Arnoult in connection with his service as a director for the Company in the last 12 months. Read SEC document |
| March 10, 2017 Filed Mar 14, 2017 16:19 UTC | Cardtronics plc CATM · Entity 138760 | Exercise / conversionCommon Stock | 3,647 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-011592 · form4.xml · nonDerivative · entry 1 Arnoult J Tim · CIK 0001293472 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,295 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit represents a contingent right to receive one share of Cardtronics common stock. Read SEC document |
| March 08, 2017 Filed Mar 14, 2017 16:19 UTC | Cardtronics plc CATM · Entity 138760 | GrantRestricted Stock Units · Derivative | 3,030 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001127602-17-011592 · form4.xml · derivative · entry 2 Arnoult J Tim · CIK 0001293472 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,677 Underlying: Common Stock · 3,030 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Cardtronics common stock. F1 · price: Each restricted stock unit represents a contingent right to receive one share of Cardtronics common stock. F2 · derivative.exercise_date: Restricted Stock Units awarded to Mr. Arnoult in connection with his anticipated service as a director for the Company in the next 12 months. The forfeiture restrictions on the units shall lapse on March 8, 2018, and each restricted stock unit will convert into one share of Cardtronics common stock at that time. In the event that Mr. Arnoult's service as a director ends prior to such date, the units will be forfeited back to the Company. F2 · derivative.expiration_date: Restricted Stock Units awarded to Mr. Arnoult in connection with his anticipated service as a director for the Company in the next 12 months. The forfeiture restrictions on the units shall lapse on March 8, 2018, and each restricted stock unit will convert into one share of Cardtronics common stock at that time. In the event that Mr. Arnoult's service as a director ends prior to such date, the units will be forfeited back to the Company. Read SEC document |
| August 23, 2004 Filed Aug 25, 2004 18:47 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | OtherCommon Stock | 40,040.16 | $88.30 | $3,535,546.13 |
DisclosureSEC source: 0000070858-04-000452 · doc4.xml · nonDerivative · entry 2 Arnoult J Tim · CIK 0001293472 · Global and Treasury Svcs Exec 10b5-1 filing: Not disclosed Ownership: Indirect · Thrift Trust Disclosed balance after: 981.54 Read SEC document |
| August 23, 2004 Filed Aug 25, 2004 18:47 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | OtherCommon Stock | 337.28 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000070858-04-000452 · doc4.xml · nonDerivative · entry 1 Arnoult J Tim · CIK 0001293472 · Global and Treasury Svcs Exec 10b5-1 filing: Not disclosed Ownership: Indirect · Thrift Trust Disclosed balance after: 41,021.7 F1 · kind: Exempt acquisitions under Rule 16b-3(c). F1 · price: Exempt acquisitions under Rule 16b-3(c). Read SEC document |
| July 02, 2004 Filed Jul 7, 2004 12:42 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | ConversionPreferred, Series C · Derivative | 298.69 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000070858-04-000380 · doc4.xml · derivative · entry 3 Arnoult J Tim · CIK 0001293472 · Technology and Ops Exec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 501.8 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each share of Series C preferred stock is convertible into 1.68 shares of common stock of Bank of America Corporation. F1 · kind: On July 2, 2004, all preferred stock held in the 401(k) Plan was converted to Bank of America common stock at the direction of th e Plan Administrator. F2 · price: Each share of Series C preferred stock is convertible into 1.68 shares of common stock of Bank of America Corporation. F2 · derivative.exercise_date: Each share of Series C preferred stock is convertible into 1.68 shares of common stock of Bank of America Corporation. F2 · derivative.expiration_date: Each share of Series C preferred stock is convertible into 1.68 shares of common stock of Bank of America Corporation. Read SEC document |
| July 02, 2004 Filed Jul 7, 2004 12:42 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | GrantPreferred, Series C · Derivative | 3.39 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000070858-04-000380 · doc4.xml · derivative · entry 2 Arnoult J Tim · CIK 0001293472 · Technology and Ops Exec 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 298.69 Underlying: Common Stock · 5.7 shares Expires not disclosed F2 · derivative.exercise_price: Each share of Series C preferred stock is convertible into 1.68 shares of common stock of Bank of America Corporation. F2 · price: Each share of Series C preferred stock is convertible into 1.68 shares of common stock of Bank of America Corporation. F2 · derivative.exercise_date: Each share of Series C preferred stock is convertible into 1.68 shares of common stock of Bank of America Corporation. F2 · derivative.expiration_date: Each share of Series C preferred stock is convertible into 1.68 shares of common stock of Bank of America Corporation. Read SEC document |
| July 02, 2004 Filed Jul 7, 2004 12:42 UTC | BANK OF AMERICA CORP /DE/ BAC · Entity 2801 | ConversionCommon Stock | 501.8 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000070858-04-000380 · doc4.xml · nonDerivative · entry 1 Arnoult J Tim · CIK 0001293472 · Technology and Ops Exec 10b5-1 filing: Not disclosed Ownership: Indirect · Thrift Trust Disclosed balance after: 40,684.42 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On July 2, 2004, all preferred stock held in the 401(k) Plan was converted to Bank of America common stock at the direction of th e Plan Administrator. F2 · price: Each share of Series C preferred stock is convertible into 1.68 shares of common stock of Bank of America Corporation. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.