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Stellus Capital Investment Corp

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Tapewire entity
6137
SEC CIK
0001551901
Parsed reports
56

Last 12 months

Inside the activity.

11 purchase rows · 0 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202500
Dec 202500
Jan 202600
Feb 202600
Mar 202670
Apr 202600
May 202620
Jun 202610
Jul 202600
Aug 202600
Sep 202610
Oct 202600

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
September 16, 2026 Filed Sep 17, 2026 20:44 UTC PurchaseCommon Stock 1,000 $7.97 $7,970.00
Disclosure

SEC source: 0001104659-26-108591 · tm2625588-1_4seq1.xml · nonDerivative · entry 1

Arnoult J Tim · CIK 0001293472 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,569

F1 · price: The price shown in Column 4 is the weighted average purchase price, rounded to the nearest hundredth, of the shares of common stock of Stellus Capital Investment Corporation (the "Issuer"), par value $0.001 per share, on the transaction date. The price range for the purchases is $7.955 to $7.9777 per share. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased at each separate price.

Read SEC document
June 23, 2026 Filed Jun 26, 2026 01:30 UTC PurchaseCommon Stock 700 $8.29 $5,803.00
Disclosure

SEC source: 0001104659-26-077908 · tm2619013-1_4seq1.xml · nonDerivative · entry 3

Arnoult J Tim · CIK 0001293472 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,569

Read SEC document
May 19, 2026 Filed Jun 26, 2026 01:30 UTC PurchaseCommon Stock 9,000 $9.05 $81,450.00
Disclosure

SEC source: 0001104659-26-077908 · tm2619013-1_4seq1.xml · nonDerivative · entry 2

Arnoult J Tim · CIK 0001293472 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,869

F1 · date: Transaction reported late due to an inadvertent administrative delay.

Read SEC document
May 13, 2026 Filed Jun 26, 2026 01:30 UTC PurchaseCommon Stock 1,000 $9.27 $9,270.00
Disclosure

SEC source: 0001104659-26-077908 · tm2619013-1_4seq1.xml · nonDerivative · entry 1

Arnoult J Tim · CIK 0001293472 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,869

F1 · date: Transaction reported late due to an inadvertent administrative delay.

Read SEC document
March 16, 2026 Filed Mar 17, 2026 21:08 UTC
Ladd Robert T.Director · President and CEO
PurchaseCommon Stock 1,700 $8.45 $14,365.00
Disclosure

SEC source: 0001104659-26-029592 · tm269078-3_4seq1.xml · nonDerivative · entry 2

Ladd Robert T. · CIK 0001561515 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 669,635.113

F2 · balance_after: Includes shares acquired pursuant to the Issuer's Dividend Reinvestment Plan.

Read SEC document
March 13, 2026 Filed Mar 17, 2026 21:09 UTC PurchaseCommon Stock 5,700 $8.79 $50,074.50
Disclosure

SEC source: 0001104659-26-029593 · tm269078-2_4seq1.xml · nonDerivative · entry 1

Huskinson W. Todd · CIK 0001561513 · CFO and CCO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,297

F1 · balance_after: Since the filing of the Reporting Person's last filing on Form 4 and before the transaction reported herein, the Reporting Person acquired 26,866 shares under the Issuer's Dividend Reinvestment Plan.

Read SEC document
March 13, 2026 Filed Mar 17, 2026 21:11 UTC PurchaseCommon Stock 4,600 $8.75 $40,250.00
Disclosure

SEC source: 0001104659-26-029596 · tm269078-1_4seq1.xml · nonDerivative · entry 4

Bilger Bruce R · CIK 0001561707 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 228,055

Read SEC document
March 13, 2026 Filed Mar 17, 2026 21:11 UTC PurchaseCommon Stock 11,111 $8.73 $96,999.03
Disclosure

SEC source: 0001104659-26-029596 · tm269078-1_4seq1.xml · nonDerivative · entry 3

Bilger Bruce R · CIK 0001561707 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 223,455

F3 · price: The price shown in Column 4 is the weighted average purchase price, rounded to the nearest hundredth, of the shares of common stock of Stellus Capital Investment Corporation (the "Issuer"), par value $0.001 per share, on the transaction date. The price range for the purchases is $8.65 to $8.81 per share. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased at each separate price.

Read SEC document
March 13, 2026 Filed Mar 17, 2026 21:11 UTC PurchaseCommon Stock 10,362 $8.70 $90,149.40
Disclosure

SEC source: 0001104659-26-029596 · tm269078-1_4seq1.xml · nonDerivative · entry 2

Bilger Bruce R · CIK 0001561707 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 212,344

F2 · price: The price shown in Column 4 is the weighted average purchase price, rounded to the nearest hundredth, of the shares of common stock of Stellus Capital Investment Corporation (the "Issuer"), par value $0.001 per share, on the transaction date. The price range for the purchases is $8.65 to $8.71 per share. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased at each separate price.

Read SEC document
March 13, 2026 Filed Mar 17, 2026 21:11 UTC PurchaseCommon Stock 19,417 $8.76 $170,092.92
Disclosure

SEC source: 0001104659-26-029596 · tm269078-1_4seq1.xml · nonDerivative · entry 1

Bilger Bruce R · CIK 0001561707 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 201,982

F1 · price: The price shown in Column 4 is the weighted average purchase price, rounded to the nearest hundredth, of the shares of common stock of Stellus Capital Investment Corporation (the "Issuer"), par value $0.001 per share, on the transaction date. The price range for the purchases is $8.70 to $8.80 per share. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased at each separate price.

Read SEC document
March 13, 2026 Filed Mar 17, 2026 21:08 UTC
Ladd Robert T.Director · President and CEO
PurchaseCommon Stock 35,000 $8.70 $304,500.00
Disclosure

SEC source: 0001104659-26-029592 · tm269078-3_4seq1.xml · nonDerivative · entry 1

Ladd Robert T. · CIK 0001561515 · Director · President and CEO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 667,935.113

F1 · price: The price shown in Column 4 is the weighted average purchase price, rounded to the nearest hundredth, of the shares of common stock of Stellus Capital Investment Corporation (the "Issuer"), par value $0.001 per share, on the transaction date. The price range for the purchases is $8.56 to $8.84 per share. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased at each separate price.

F2 · balance_after: Includes shares acquired pursuant to the Issuer's Dividend Reinvestment Plan.

Read SEC document
June 17, 2022 Filed Jun 22, 2022 20:37 UTC PurchaseCommon Stock 17,543 $11.35 $199,113.05
Disclosure

SEC source: 0001104659-22-073539 · tm2219097-1_4seq1.xml · nonDerivative · entry 1

Bilger Bruce R · CIK 0001561707 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,565

F1 · price: The price shown in Column 4 is the weighted average purchase price, rounded to the nearest hundredth, of the shares of common stock of Stellus Capital Investment Corporation (the "Issuer"), par value $0.001 per share, on the transaction date. The price range for the purchases is $11.22 to $11.50 per share. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased at each separate price.

Read SEC document
June 16, 2022 Filed Jun 22, 2022 01:08 UTC
Ladd Robert T.Director · President and CEO
PurchaseCommon Stock 1,000 $11.30 $11,304.00
Disclosure

SEC source: 0001104659-22-073166 · tm2219046-1_4seq1.xml · nonDerivative · entry 6

Ladd Robert T. · CIK 0001561515 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 627,592.0863

F1 · balance_after: Includes shares acquired pursuant to the Issuer's Dividend Reinvestment Plan.

Read SEC document
June 16, 2022 Filed Jun 22, 2022 01:08 UTC
Ladd Robert T.Director · President and CEO
PurchaseCommon Stock 1,000 $11.48 $11,475.00
Disclosure

SEC source: 0001104659-22-073166 · tm2219046-1_4seq1.xml · nonDerivative · entry 5

Ladd Robert T. · CIK 0001561515 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 628,592.0863

Read SEC document
June 16, 2022 Filed Jun 22, 2022 01:08 UTC
Ladd Robert T.Director · President and CEO
PurchaseCommon Stock 1,000 $11.40 $11,400.00
Disclosure

SEC source: 0001104659-22-073166 · tm2219046-1_4seq1.xml · nonDerivative · entry 4

Ladd Robert T. · CIK 0001561515 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 629,592.0863

Read SEC document
June 16, 2022 Filed Jun 22, 2022 01:08 UTC
Ladd Robert T.Director · President and CEO
PurchaseCommon Stock 1,000 $11.49 $11,489.30
Disclosure

SEC source: 0001104659-22-073166 · tm2219046-1_4seq1.xml · nonDerivative · entry 3

Ladd Robert T. · CIK 0001561515 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 630,592.0863

Read SEC document
June 16, 2022 Filed Jun 22, 2022 01:08 UTC
Ladd Robert T.Director · President and CEO
PurchaseCommon Stock 1,000 $11.52 $11,515.60
Disclosure

SEC source: 0001104659-22-073166 · tm2219046-1_4seq1.xml · nonDerivative · entry 2

Ladd Robert T. · CIK 0001561515 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 631,592.0863

Read SEC document
June 16, 2022 Filed Jun 22, 2022 01:08 UTC
Ladd Robert T.Director · President and CEO
PurchaseCommon Stock 1,000 $11.48 $11,475.00
Disclosure

SEC source: 0001104659-22-073166 · tm2219046-1_4seq1.xml · nonDerivative · entry 1

Ladd Robert T. · CIK 0001561515 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 632,592.0863

Read SEC document
June 16, 2022 Filed Jun 21, 2022 20:16 UTC PurchaseCommon Stock 2,500 $11.38 $28,450.00
Disclosure

SEC source: 0001104659-22-072967 · tm2218843-1_4seq1.xml · nonDerivative · entry 1

D'Angelo Dean · CIK 0001561485 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 196,682

F1 · balance_after: Includes shares acquired pursuant to the Issuer's Dividend Reinvestment Plan.

Read SEC document
May 18, 2022 Filed May 18, 2022 21:13 UTC
Ladd Robert T.Director · President and CEO
PurchaseCommon Stock 1,000 $12.66 $12,660.00
Disclosure

SEC source: 0001104659-22-062499 · tm2215938-1_4seq1.xml · nonDerivative · entry 9

Ladd Robert T. · CIK 0001561515 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 626,580.5353

Read SEC document
May 18, 2022 Filed May 18, 2022 21:13 UTC
Ladd Robert T.Director · President and CEO
PurchaseCommon Stock 1,000 $12.68 $12,679.90
Disclosure

SEC source: 0001104659-22-062499 · tm2215938-1_4seq1.xml · nonDerivative · entry 8

Ladd Robert T. · CIK 0001561515 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 625,580.5353

Read SEC document
May 18, 2022 Filed May 18, 2022 21:13 UTC
Ladd Robert T.Director · President and CEO
PurchaseCommon Stock 30 $12.70 $381.00
Disclosure

SEC source: 0001104659-22-062499 · tm2215938-1_4seq1.xml · nonDerivative · entry 7

Ladd Robert T. · CIK 0001561515 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 624,580.5353

Read SEC document
May 18, 2022 Filed May 18, 2022 21:13 UTC
Ladd Robert T.Director · President and CEO
PurchaseCommon Stock 388 $12.69 $4,923.72
Disclosure

SEC source: 0001104659-22-062499 · tm2215938-1_4seq1.xml · nonDerivative · entry 6

Ladd Robert T. · CIK 0001561515 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 624,550.5353

Read SEC document
May 18, 2022 Filed May 18, 2022 21:13 UTC
Ladd Robert T.Director · President and CEO
PurchaseCommon Stock 582 $12.69 $7,385.00
Disclosure

SEC source: 0001104659-22-062499 · tm2215938-1_4seq1.xml · nonDerivative · entry 5

Ladd Robert T. · CIK 0001561515 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 624,162.5353

Read SEC document
May 18, 2022 Filed May 18, 2022 21:13 UTC
Ladd Robert T.Director · President and CEO
PurchaseCommon Stock 3,834 $13.00 $49,842.00
Disclosure

SEC source: 0001104659-22-062499 · tm2215938-1_4seq1.xml · nonDerivative · entry 4

Ladd Robert T. · CIK 0001561515 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 623,580.5353

Read SEC document
May 18, 2022 Filed May 18, 2022 21:13 UTC
Ladd Robert T.Director · President and CEO
PurchaseCommon Stock 1,000 $12.87 $12,870.00
Disclosure

SEC source: 0001104659-22-062499 · tm2215938-1_4seq1.xml · nonDerivative · entry 3

Ladd Robert T. · CIK 0001561515 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 619,746.5353

Read SEC document
May 18, 2022 Filed May 18, 2022 21:13 UTC
Ladd Robert T.Director · President and CEO
PurchaseCommon Stock 1,000 $12.85 $12,850.00
Disclosure

SEC source: 0001104659-22-062499 · tm2215938-1_4seq1.xml · nonDerivative · entry 2

Ladd Robert T. · CIK 0001561515 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 618,746.5353

Read SEC document
May 16, 2022 Filed May 18, 2022 21:13 UTC
Ladd Robert T.Director · President and CEO
PurchaseCommon Stock 1,000 $12.82 $12,820.40
Disclosure

SEC source: 0001104659-22-062499 · tm2215938-1_4seq1.xml · nonDerivative · entry 1

Ladd Robert T. · CIK 0001561515 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 617,746.5353

F1 · balance_after: Includes shares acquired pursuant to the Issuer's Dividend Reinvestment Plan.

Read SEC document
December 17, 2021 Filed Dec 17, 2021 21:44 UTC PurchaseCommon Stock 1,600 $12.66 $20,256.00
Disclosure

SEC source: 0001104659-21-151196 · tm2135834d1_4.xml · nonDerivative · entry 1

D'Angelo Dean · CIK 0001561485 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 190,903.3

Read SEC document
December 13, 2021 Filed Dec 15, 2021 21:23 UTC PurchaseCommon Stock 1,167.3 $12.85 $14,999.81
Disclosure

SEC source: 0001104659-21-150005 · tm2135406-1_4seq1.xml · nonDerivative · entry 1

D'Angelo Dean · CIK 0001561485 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 189,303.1

F1 · balance_after: Includes shares acquired pursuant to the Issuer's Dividend Reinvestment Plan.

Read SEC document
December 16, 2020 Filed Dec 19, 2020 02:13 UTC PurchaseCommon Stock 5,000 $10.85 $54,250.00
Disclosure

SEC source: 0001104659-20-137574 · tm2038920-1_4.xml · nonDerivative · entry 1

D'Angelo Dean · CIK 0001561485 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184,515

F1 · balance_after: Since the filing of the Reporting Person's last filing on Form 4 and before the transaction reported herein, the Reporting Person acquired 1,297.02 shares under the Issuer's Dividend Reinvestment Plan.

Read SEC document
September 23, 2020 Filed Sep 24, 2020 21:21 UTC
Ladd Robert T.Director · President and CEO
PurchaseCommon Stock 2,000 $8.09 $16,186.00
Disclosure

SEC source: 0001104659-20-108356 · tm2031748d1_4.xml · nonDerivative · entry 5

Ladd Robert T. · CIK 0001561515 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 616,653.845

Read SEC document
September 23, 2020 Filed Sep 24, 2020 21:21 UTC
Ladd Robert T.Director · President and CEO
PurchaseCommon Stock 2,000 $8.12 $16,239.00
Disclosure

SEC source: 0001104659-20-108356 · tm2031748d1_4.xml · nonDerivative · entry 4

Ladd Robert T. · CIK 0001561515 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 614,653.845

Read SEC document
September 23, 2020 Filed Sep 24, 2020 21:21 UTC
Ladd Robert T.Director · President and CEO
PurchaseCommon Stock 2,000 $8.11 $16,229.00
Disclosure

SEC source: 0001104659-20-108356 · tm2031748d1_4.xml · nonDerivative · entry 3

Ladd Robert T. · CIK 0001561515 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 612,653.845

Read SEC document
September 23, 2020 Filed Sep 24, 2020 21:21 UTC
Ladd Robert T.Director · President and CEO
PurchaseCommon Stock 2,000 $8.14 $16,271.00
Disclosure

SEC source: 0001104659-20-108356 · tm2031748d1_4.xml · nonDerivative · entry 2

Ladd Robert T. · CIK 0001561515 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 610,653.845

Read SEC document
September 23, 2020 Filed Sep 24, 2020 21:21 UTC
Ladd Robert T.Director · President and CEO
PurchaseCommon Stock 2,000 $8.11 $16,210.00
Disclosure

SEC source: 0001104659-20-108356 · tm2031748d1_4.xml · nonDerivative · entry 1

Ladd Robert T. · CIK 0001561515 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 608,653.845

Read SEC document
September 01, 2020 Filed Sep 2, 2020 21:58 UTC PurchaseCommon Stock 5,000 $8.12 $40,586.50
Disclosure

SEC source: 0001104659-20-101944 · tm2030045d1_4.xml · nonDerivative · entry 1

D'Angelo Dean · CIK 0001561485 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,217.98

F1 · balance_after: Since the filing of the Reporting Person's last filing on Form 4 and before the transaction reported herein, the Reporting Person acquired 1,554.328 shares under the Issuer's Dividend Reinvestment Plan.

Read SEC document
September 01, 2020 Filed Dec 19, 2020 02:12 UTC Amendment PurchaseCommon Stock 5,000 $8.12 $40,586.50
Disclosure

SEC source: 0001104659-20-137572 · tm2038920-3_4a.xml · nonDerivative · entry 1

D'Angelo Dean · CIK 0001561485 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 178,217.98

F1 · balance_after: Since the filing of the Reporting Person's last filing on Form 4 and before the transaction reported herein, the Reporting Person acquired 1,554.328 shares under the Issuer's Dividend Reinvestment Plan.

Read SEC document
August 06, 2020 Filed Aug 7, 2020 01:02 UTC
Ladd Robert T.Director · President and CEO
PurchaseCommon Stock 2,000 $8.03 $16,068.00
Disclosure

SEC source: 0001104659-20-091624 · tm2026860d1_4.xml · nonDerivative · entry 15

Ladd Robert T. · CIK 0001561515 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 606,653.85

Read SEC document
August 06, 2020 Filed Aug 7, 2020 01:02 UTC
Ladd Robert T.Director · President and CEO
PurchaseCommon Stock 2,000 $8.06 $16,110.00
Disclosure

SEC source: 0001104659-20-091624 · tm2026860d1_4.xml · nonDerivative · entry 14

Ladd Robert T. · CIK 0001561515 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 604,653.85

Read SEC document
August 06, 2020 Filed Aug 7, 2020 01:02 UTC
Ladd Robert T.Director · President and CEO
PurchaseCommon Stock 2,000 $8.06 $16,120.40
Disclosure

SEC source: 0001104659-20-091624 · tm2026860d1_4.xml · nonDerivative · entry 13

Ladd Robert T. · CIK 0001561515 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 602,653.85

Read SEC document
August 06, 2020 Filed Aug 7, 2020 01:02 UTC
Ladd Robert T.Director · President and CEO
PurchaseCommon Stock 2,000 $8.04 $16,080.80
Disclosure

SEC source: 0001104659-20-091624 · tm2026860d1_4.xml · nonDerivative · entry 12

Ladd Robert T. · CIK 0001561515 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 600,653.85

Read SEC document
August 06, 2020 Filed Aug 7, 2020 01:02 UTC
Ladd Robert T.Director · President and CEO
PurchaseCommon Stock 2,000 $8.06 $16,113.60
Disclosure

SEC source: 0001104659-20-091624 · tm2026860d1_4.xml · nonDerivative · entry 11

Ladd Robert T. · CIK 0001561515 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 598,653.85

Read SEC document
August 04, 2020 Filed Aug 7, 2020 01:02 UTC
Ladd Robert T.Director · President and CEO
PurchaseCommon Stock 2,000 $7.98 $15,958.20
Disclosure

SEC source: 0001104659-20-091624 · tm2026860d1_4.xml · nonDerivative · entry 10

Ladd Robert T. · CIK 0001561515 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 596,653.85

Read SEC document
August 04, 2020 Filed Aug 7, 2020 01:02 UTC
Ladd Robert T.Director · President and CEO
PurchaseCommon Stock 2,000 $7.94 $15,885.00
Disclosure

SEC source: 0001104659-20-091624 · tm2026860d1_4.xml · nonDerivative · entry 9

Ladd Robert T. · CIK 0001561515 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 594,653.85

Read SEC document
August 04, 2020 Filed Aug 7, 2020 01:02 UTC
Ladd Robert T.Director · President and CEO
PurchaseCommon Stock 2,000 $7.96 $15,910.00
Disclosure

SEC source: 0001104659-20-091624 · tm2026860d1_4.xml · nonDerivative · entry 8

Ladd Robert T. · CIK 0001561515 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 592,653.85

Read SEC document
August 04, 2020 Filed Aug 7, 2020 01:02 UTC
Ladd Robert T.Director · President and CEO
PurchaseCommon Stock 2,000 $7.98 $15,962.00
Disclosure

SEC source: 0001104659-20-091624 · tm2026860d1_4.xml · nonDerivative · entry 7

Ladd Robert T. · CIK 0001561515 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 590,653.85

Read SEC document
August 04, 2020 Filed Aug 7, 2020 01:02 UTC
Ladd Robert T.Director · President and CEO
PurchaseCommon Stock 2,000 $7.97 $15,940.00
Disclosure

SEC source: 0001104659-20-091624 · tm2026860d1_4.xml · nonDerivative · entry 6

Ladd Robert T. · CIK 0001561515 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 588,653.85

Read SEC document
August 04, 2020 Filed Aug 7, 2020 01:02 UTC
Ladd Robert T.Director · President and CEO
PurchaseCommon Stock 2,000 $8.00 $15,999.00
Disclosure

SEC source: 0001104659-20-091624 · tm2026860d1_4.xml · nonDerivative · entry 5

Ladd Robert T. · CIK 0001561515 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 586,653.85

Read SEC document
August 04, 2020 Filed Aug 7, 2020 01:02 UTC
Ladd Robert T.Director · President and CEO
PurchaseCommon Stock 2,000 $8.00 $15,991.20
Disclosure

SEC source: 0001104659-20-091624 · tm2026860d1_4.xml · nonDerivative · entry 4

Ladd Robert T. · CIK 0001561515 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 584,653.85

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.