Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Stellus Capital Investment CorpSCM · Entity 6137 | Director | March 18, 2020 | March 20, 2020 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Stellus Capital Investment Corp
Report date March 18, 2020 · Filed March 20, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 321,584.126 |
Ending reported balance
After 2020-03-19 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2020-03-18 · Purchase · Acquired 16,833 · Balance 305,931.126 Row 2 · 2020-03-18 · Purchase · Acquired 8,276 · Balance 314,207.126 Row 3 · 2020-03-18 · Purchase · Acquired 4,296 · Balance 318,503.126 Row 4 · 2020-03-19 · Purchase · Acquired 3,081 · Balance 321,584.126 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 19, 2020 Filed Mar 20, 2020 17:42 UTC | Stellus Capital Investment Corp SCM · Entity 6137 | PurchaseCommon Stock | 3,081 | $4.18 | $12,878.58 |
DisclosureSEC source: 0001104659-20-036667 · tm2013135d3_4.xml · nonDerivative · entry 4 Davis Joshua T. · CIK 0001561484 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 321,584.126 Read SEC document |
| March 18, 2020 Filed Mar 20, 2020 17:42 UTC | Stellus Capital Investment Corp SCM · Entity 6137 | PurchaseCommon Stock | 4,296 | $5.14 | $22,081.44 |
DisclosureSEC source: 0001104659-20-036667 · tm2013135d3_4.xml · nonDerivative · entry 3 Davis Joshua T. · CIK 0001561484 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 318,503.126 Read SEC document |
| March 18, 2020 Filed Mar 20, 2020 17:42 UTC | Stellus Capital Investment Corp SCM · Entity 6137 | PurchaseCommon Stock | 8,276 | $5.38 | $44,524.88 |
DisclosureSEC source: 0001104659-20-036667 · tm2013135d3_4.xml · nonDerivative · entry 2 Davis Joshua T. · CIK 0001561484 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 314,207.126 Read SEC document |
| March 18, 2020 Filed Mar 20, 2020 17:42 UTC | Stellus Capital Investment Corp SCM · Entity 6137 | PurchaseCommon Stock | 16,833 | $5.43 | $91,403.19 |
DisclosureSEC source: 0001104659-20-036667 · tm2013135d3_4.xml · nonDerivative · entry 1 Davis Joshua T. · CIK 0001561484 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 305,931.126 Read SEC document |
| March 17, 2020 Filed Mar 18, 2020 22:30 UTC | Stellus Capital Investment Corp SCM · Entity 6137 | PurchaseCommon Stock | 20,787 | $7.50 | $155,840.14 |
DisclosureSEC source: 0001104659-20-035500 · tm2013135-1_4.xml · nonDerivative · entry 2 Davis Joshua T. · CIK 0001561484 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 289,098.126 Read SEC document |
| March 16, 2020 Filed Mar 18, 2020 22:30 UTC | Stellus Capital Investment Corp SCM · Entity 6137 | PurchaseCommon Stock | 13,958 | $7.97 | $111,245.26 |
DisclosureSEC source: 0001104659-20-035500 · tm2013135-1_4.xml · nonDerivative · entry 1 Davis Joshua T. · CIK 0001561484 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 268,311.126 F1 · balance_after: Since the filing of the Reporting Person's last filing on Form 4 and before the transaction reported herein, the Reporting Person acquired 44,029.126 shares under the Issuer's Dividend Reinvestment Plan. Read SEC document |
| March 08, 2018 Filed Mar 9, 2018 21:42 UTC | Stellus Capital Investment Corp SCM · Entity 6137 | PurchaseCommon Stock | 5,000 | $11.65 | $58,250.00 |
DisclosureSEC source: 0001144204-18-013893 · tv488187_form4.xml · nonDerivative · entry 1 Davis Joshua T. · CIK 0001561484 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 210,324 F1 · balance_after: The amount of securities beneficially owned following the reported transaction also includes an additional 6,827 shares issued under the DRIP. Read SEC document |
| November 15, 2017 Filed Nov 17, 2017 00:36 UTC | Stellus Capital Investment Corp SCM · Entity 6137 | PurchaseCommon Stock | 30,000 | $12.27 | $368,100.00 |
DisclosureSEC source: 0001144204-17-059797 · tv479722_form4.xml · nonDerivative · entry 2 Davis Joshua T. · CIK 0001561484 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 198,497 F3 · price: The price shown in Column 4 is the weighted average purchase price, rounded to the nearest hundredth, of the shares of common stock of the Issuer, par value $0.001 per share, on the transaction date. The price range for the purchases is $12.20 to $12.40 per share. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased at each separate price. Read SEC document |
| November 14, 2017 Filed Nov 17, 2017 00:36 UTC | Stellus Capital Investment Corp SCM · Entity 6137 | PurchaseCommon Stock | 20,000 | $12.46 | $249,200.00 |
DisclosureSEC source: 0001144204-17-059797 · tv479722_form4.xml · nonDerivative · entry 1 Davis Joshua T. · CIK 0001561484 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 168,497 F1 · price: The price shown in Column 4 is the weighted average purchase price, rounded to the nearest hundredth, of the shares of common stock of Stellus Capital Investment Corporation (the "Issuer"), par value $0.001 per share, on the transaction date. The price range for the purchases is $12.2999 to $12.57 per share. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased at each separate price F2 · balance_after: The amount of securities beneficially owned following the reported transaction also includes an additional 33,567 shares issued under the DRIP. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.