Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Stellus Capital Investment CorpSCM · Entity 6137 | Director · President and CEO | March 13, 2026 | March 17, 2026 |
| Stellus Private Credit BDCNONE · Entity 36702 | CEO and President · Trustee | September 15, 2026 | October 02, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Stellus Capital Investment Corp
Report date March 13, 2026 · Filed March 17, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 669,635.113 |
Last balance in matching sequence
After 2026-03-16 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2026-03-13 · Purchase · Acquired 35,000 · Balance 667,935.113 F1: The price shown in Column 4 is the weighted average purchase price, rounded to the nearest hundredth, of the shares of common stock of Stellus Capital Investment Corporation (the "Issuer"), par value $0.001 per share, on the transaction date. The price range for the purchases is $8.56 to $8.84 per share. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased at each separate price. F2: Includes shares acquired pursuant to the Issuer's Dividend Reinvestment Plan. Row 2 · 2026-03-16 · Purchase · Acquired 1,700 · Balance 669,635.113 F2: Includes shares acquired pursuant to the Issuer's Dividend Reinvestment Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: The price shown in Column 4 is the weighted average purchase price, rounded to the nearest hundredth, of the shares of common stock of Stellus Capital Investment Corporation (the "Issuer"), par value $0.001 per share, on the transaction date. The price range for the purchases is $8.56 to $8.84 per share. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased at each separate price.
F2: Includes shares acquired pursuant to the Issuer's Dividend Reinvestment Plan.
Stellus Private Credit BDC
Report date September 15, 2026 · Filed October 02, 2026 · Amendment
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 43,038.48 |
Reported balance
After 2026-09-15 transaction · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · 2026-09-15 · Purchase · Acquired 2,527 · Balance 43,038.48 F1: This amendment is being filed to update the disclosure in Table I, Columns 4 and 5 in the Form 4 previously filed on September 16, 2026 solely to correct a clerical error in the disclosure relating to the amount of shares acquired. |
Filing footnotes · ownership attribution and instrument terms
F1: This amendment is being filed to update the disclosure in Table I, Columns 4 and 5 in the Form 4 previously filed on September 16, 2026 solely to correct a clerical error in the disclosure relating to the amount of shares acquired.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 15, 2026 Filed Oct 2, 2026 03:48 UTC Amendment | Stellus Private Credit BDC NONE · Entity 36702 | PurchaseCommon Shares | 2,527 | $15.25 | $38,536.75 |
DisclosureSEC source: 0001104659-26-112945 · tm2626827-2_4aseq1.xml · nonDerivative · entry 1 Ladd Robert T. · CIK 0001561515 · CEO and President · Trustee 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 43,038.48 F1 · balance_after: This amendment is being filed to update the disclosure in Table I, Columns 4 and 5 in the Form 4 previously filed on September 16, 2026 solely to correct a clerical error in the disclosure relating to the amount of shares acquired. Read SEC document |
| September 15, 2026 Filed Sep 16, 2026 20:17 UTC | Stellus Private Credit BDC NONE · Entity 36702 | PurchaseCommon Shares | 2,548 | $15.25 | $38,857.00 |
DisclosureSEC source: 0001104659-26-108263 · tm2625507-3_4seq1.xml · nonDerivative · entry 1 Ladd Robert T. · CIK 0001561515 · CEO and President · Trustee 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 43,059.48 F1 · balance_after: The number of shares includes shares acquired pursuant to the Stellus Private Credit BDC automatic dividend reinvestment plan ("DRIP"), exempt under Rule 16a-11. Read SEC document |
| June 16, 2026 Filed Jun 18, 2026 21:20 UTC | Stellus Private Credit BDC NONE · Entity 36702 | PurchaseCommon Shares | 1,469 | $15.12 | $22,211.28 |
DisclosureSEC source: 0001104659-26-075873 · tm2618175-2_4seq1.xml · nonDerivative · entry 1 Ladd Robert T. · CIK 0001561515 · CEO and President · Trustee 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 39,681.852 F1 · balance_after: The number of shares includes shares acquired pursuant to the Stellus Private Credit BDC automatic dividend reinvestment plan ("DRIP"), exempt under Rule 16a-11. Read SEC document |
| April 17, 2026 Filed Apr 22, 2026 01:23 UTC | Stellus Private Credit BDC NONE · Entity 36702 | PurchaseCommon Shares | 2,300 | $15.13 | $34,799.00 |
DisclosureSEC source: 0001104659-26-046246 · tm2612375-3_4seq1.xml · nonDerivative · entry 1 Ladd Robert T. · CIK 0001561515 · CEO and President · Trustee 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 37,664 F1 · balance_after: The number of shares includes shares acquired pursuant to the Stellus Private Credit BDC automatic dividend reinvestment plan ("DRIP"), exempt under Rule 16a-11. Read SEC document |
| March 16, 2026 Filed Mar 17, 2026 21:08 UTC | Stellus Capital Investment Corp SCM · Entity 6137 | PurchaseCommon Stock | 1,700 | $8.45 | $14,365.00 |
DisclosureSEC source: 0001104659-26-029592 · tm269078-3_4seq1.xml · nonDerivative · entry 2 Ladd Robert T. · CIK 0001561515 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 669,635.113 F2 · balance_after: Includes shares acquired pursuant to the Issuer's Dividend Reinvestment Plan. Read SEC document |
| March 13, 2026 Filed Mar 17, 2026 21:08 UTC | Stellus Capital Investment Corp SCM · Entity 6137 | PurchaseCommon Stock | 35,000 | $8.70 | $304,500.00 |
DisclosureSEC source: 0001104659-26-029592 · tm269078-3_4seq1.xml · nonDerivative · entry 1 Ladd Robert T. · CIK 0001561515 · Director · President and CEO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 667,935.113 F1 · price: The price shown in Column 4 is the weighted average purchase price, rounded to the nearest hundredth, of the shares of common stock of Stellus Capital Investment Corporation (the "Issuer"), par value $0.001 per share, on the transaction date. The price range for the purchases is $8.56 to $8.84 per share. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased at each separate price. F2 · balance_after: Includes shares acquired pursuant to the Issuer's Dividend Reinvestment Plan. Read SEC document |
| December 16, 2025 Filed Dec 18, 2025 21:11 UTC | Stellus Private Credit BDC NONE · Entity 36702 | PurchaseCommon Shares | 1,075 | $15.26 | $16,404.50 |
DisclosureSEC source: 0001104659-25-122542 · tm2533799-3_4seq1.xml · nonDerivative · entry 1 Ladd Robert T. · CIK 0001561515 · CEO and President · Trustee 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 34,301.065 F1 · balance_after: The number of shares includes shares acquired pursuant to the Stellus Private Credit BDC automatic dividend reinvestment plan ("DRIP"), exempt under Rule 16a-11. Read SEC document |
| September 15, 2025 Filed Sep 19, 2025 19:37 UTC | Stellus Private Credit BDC NONE · Entity 36702 | PurchaseCommon Shares | 2,255 | $15.29 | $34,478.95 |
DisclosureSEC source: 0001104659-25-091627 · tm2526266-3_4seq1.xml · nonDerivative · entry 1 Ladd Robert T. · CIK 0001561515 · CEO and President · Trustee 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32,459.348 F1 · date: Transaction reported late due to an inadvertent administrative delay and not any error of the Reporting Person. F2 · balance_after: The number of shares includes shares acquired pursuant to the Stellus Private Credit BDC automatic dividend reinvestment plan ("DRIP"), exempt under Rule 16a-11. Read SEC document |
| December 09, 2024 Filed Dec 11, 2024 19:16 UTC | Stellus Private Credit BDC NONE · Entity 36702 | PurchaseCommon Shares | 3,512 | $15.05 | $52,855.60 |
DisclosureSEC source: 0001104659-24-127580 · tm2430719-1_4seq1.xml · nonDerivative · entry 1 Ladd Robert T. · CIK 0001561515 · CEO and President · Trustee 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 28,079.267 F1 · balance_after: The number of shares includes shares acquired pursuant to the Stellus Private Credit BDC automatic dividend reinvestment plan ("DRIP"), exempt under Rule 16a-11. Read SEC document |
| May 07, 2024 Filed May 9, 2024 20:17 UTC | Stellus Private Credit BDC NONE · Entity 36702 | PurchaseCommon Shares | 2,901 | $15.26 | $44,269.26 |
DisclosureSEC source: 0001104659-24-059348 · tm2413868-3_4seq1.xml · nonDerivative · entry 1 Ladd Robert T. · CIK 0001561515 · CEO and President · Trustee 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,812.838 F1 · balance_after: The number of shares includes shares acquired pursuant to the Stellus Private Credit BDC automatic dividend reinvestment plan ("DRIP"), exempt under Rule 16a-11. Read SEC document |
| July 31, 2023 Filed Aug 1, 2023 21:40 UTC | Stellus Private Credit BDC NONE · Entity 36702 | PurchaseCommon Shares | 1,155 | $14.98 | $17,301.90 |
DisclosureSEC source: 0001104659-23-086445 · tm2322564-4_4seq1.xml · nonDerivative · entry 1 Ladd Robert T. · CIK 0001561515 · CEO and President · Trustee 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,902.73 F1 · balance_after: Includes shares acquired pursuant to the Issuer's Dividend Reinvestment Plan Read SEC document |
| March 14, 2023 Filed Mar 16, 2023 17:23 UTC | Stellus Private Credit BDC NONE · Entity 36702 | PurchaseCommon Shares | 806 | $14.64 | $11,799.84 |
DisclosureSEC source: 0001104659-23-033216 · tm239597-4_4seq1.xml · nonDerivative · entry 1 Ladd Robert T. · CIK 0001561515 · CEO and President · Trustee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,829.362 Read SEC document |
| August 17, 2022 Filed Aug 19, 2022 10:09 UTC | Stellus Private Credit BDC NONE · Entity 36702 | PurchaseCommon Shares | 3,831 | $14.72 | $56,392.32 |
DisclosureSEC source: 0001104659-22-092750 · tm2223772-4_4seq1.xml · nonDerivative · entry 1 Ladd Robert T. · CIK 0001561515 · CEO and President · Trustee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,231 Read SEC document |
| June 16, 2022 Filed Jun 22, 2022 01:08 UTC | Stellus Capital Investment Corp SCM · Entity 6137 | PurchaseCommon Stock | 1,000 | $11.30 | $11,304.00 |
DisclosureSEC source: 0001104659-22-073166 · tm2219046-1_4seq1.xml · nonDerivative · entry 6 Ladd Robert T. · CIK 0001561515 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 627,592.0863 F1 · balance_after: Includes shares acquired pursuant to the Issuer's Dividend Reinvestment Plan. Read SEC document |
| June 16, 2022 Filed Jun 22, 2022 01:08 UTC | Stellus Capital Investment Corp SCM · Entity 6137 | PurchaseCommon Stock | 1,000 | $11.48 | $11,475.00 |
DisclosureSEC source: 0001104659-22-073166 · tm2219046-1_4seq1.xml · nonDerivative · entry 5 Ladd Robert T. · CIK 0001561515 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 628,592.0863 Read SEC document |
| June 16, 2022 Filed Jun 22, 2022 01:08 UTC | Stellus Capital Investment Corp SCM · Entity 6137 | PurchaseCommon Stock | 1,000 | $11.40 | $11,400.00 |
DisclosureSEC source: 0001104659-22-073166 · tm2219046-1_4seq1.xml · nonDerivative · entry 4 Ladd Robert T. · CIK 0001561515 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 629,592.0863 Read SEC document |
| June 16, 2022 Filed Jun 22, 2022 01:08 UTC | Stellus Capital Investment Corp SCM · Entity 6137 | PurchaseCommon Stock | 1,000 | $11.49 | $11,489.30 |
DisclosureSEC source: 0001104659-22-073166 · tm2219046-1_4seq1.xml · nonDerivative · entry 3 Ladd Robert T. · CIK 0001561515 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 630,592.0863 Read SEC document |
| June 16, 2022 Filed Jun 22, 2022 01:08 UTC | Stellus Capital Investment Corp SCM · Entity 6137 | PurchaseCommon Stock | 1,000 | $11.52 | $11,515.60 |
DisclosureSEC source: 0001104659-22-073166 · tm2219046-1_4seq1.xml · nonDerivative · entry 2 Ladd Robert T. · CIK 0001561515 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 631,592.0863 Read SEC document |
| June 16, 2022 Filed Jun 22, 2022 01:08 UTC | Stellus Capital Investment Corp SCM · Entity 6137 | PurchaseCommon Stock | 1,000 | $11.48 | $11,475.00 |
DisclosureSEC source: 0001104659-22-073166 · tm2219046-1_4seq1.xml · nonDerivative · entry 1 Ladd Robert T. · CIK 0001561515 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 632,592.0863 Read SEC document |
| May 18, 2022 Filed May 18, 2022 21:13 UTC | Stellus Capital Investment Corp SCM · Entity 6137 | PurchaseCommon Stock | 1,000 | $12.66 | $12,660.00 |
DisclosureSEC source: 0001104659-22-062499 · tm2215938-1_4seq1.xml · nonDerivative · entry 9 Ladd Robert T. · CIK 0001561515 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 626,580.5353 Read SEC document |
| May 18, 2022 Filed May 18, 2022 21:13 UTC | Stellus Capital Investment Corp SCM · Entity 6137 | PurchaseCommon Stock | 1,000 | $12.68 | $12,679.90 |
DisclosureSEC source: 0001104659-22-062499 · tm2215938-1_4seq1.xml · nonDerivative · entry 8 Ladd Robert T. · CIK 0001561515 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 625,580.5353 Read SEC document |
| May 18, 2022 Filed May 18, 2022 21:13 UTC | Stellus Capital Investment Corp SCM · Entity 6137 | PurchaseCommon Stock | 30 | $12.70 | $381.00 |
DisclosureSEC source: 0001104659-22-062499 · tm2215938-1_4seq1.xml · nonDerivative · entry 7 Ladd Robert T. · CIK 0001561515 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 624,580.5353 Read SEC document |
| May 18, 2022 Filed May 18, 2022 21:13 UTC | Stellus Capital Investment Corp SCM · Entity 6137 | PurchaseCommon Stock | 388 | $12.69 | $4,923.72 |
DisclosureSEC source: 0001104659-22-062499 · tm2215938-1_4seq1.xml · nonDerivative · entry 6 Ladd Robert T. · CIK 0001561515 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 624,550.5353 Read SEC document |
| May 18, 2022 Filed May 18, 2022 21:13 UTC | Stellus Capital Investment Corp SCM · Entity 6137 | PurchaseCommon Stock | 582 | $12.69 | $7,385.00 |
DisclosureSEC source: 0001104659-22-062499 · tm2215938-1_4seq1.xml · nonDerivative · entry 5 Ladd Robert T. · CIK 0001561515 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 624,162.5353 Read SEC document |
| May 18, 2022 Filed May 18, 2022 21:13 UTC | Stellus Capital Investment Corp SCM · Entity 6137 | PurchaseCommon Stock | 3,834 | $13.00 | $49,842.00 |
DisclosureSEC source: 0001104659-22-062499 · tm2215938-1_4seq1.xml · nonDerivative · entry 4 Ladd Robert T. · CIK 0001561515 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 623,580.5353 Read SEC document |
| May 18, 2022 Filed May 18, 2022 21:13 UTC | Stellus Capital Investment Corp SCM · Entity 6137 | PurchaseCommon Stock | 1,000 | $12.87 | $12,870.00 |
DisclosureSEC source: 0001104659-22-062499 · tm2215938-1_4seq1.xml · nonDerivative · entry 3 Ladd Robert T. · CIK 0001561515 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 619,746.5353 Read SEC document |
| May 18, 2022 Filed May 18, 2022 21:13 UTC | Stellus Capital Investment Corp SCM · Entity 6137 | PurchaseCommon Stock | 1,000 | $12.85 | $12,850.00 |
DisclosureSEC source: 0001104659-22-062499 · tm2215938-1_4seq1.xml · nonDerivative · entry 2 Ladd Robert T. · CIK 0001561515 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 618,746.5353 Read SEC document |
| May 16, 2022 Filed May 18, 2022 21:13 UTC | Stellus Capital Investment Corp SCM · Entity 6137 | PurchaseCommon Stock | 1,000 | $12.82 | $12,820.40 |
DisclosureSEC source: 0001104659-22-062499 · tm2215938-1_4seq1.xml · nonDerivative · entry 1 Ladd Robert T. · CIK 0001561515 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 617,746.5353 F1 · balance_after: Includes shares acquired pursuant to the Issuer's Dividend Reinvestment Plan. Read SEC document |
| April 27, 2022 Filed Apr 29, 2022 14:56 UTC | Stellus Private Credit BDC NONE · Entity 36702 | PurchaseCommon Shares | 3,821 | $14.76 | $56,397.96 |
DisclosureSEC source: 0001104659-22-053100 · tm2213946-3_4seq1.xml · nonDerivative · entry 1 Ladd Robert T. · CIK 0001561515 · CEO and President · Trustee 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,400 Read SEC document |
| September 23, 2020 Filed Sep 24, 2020 21:21 UTC | Stellus Capital Investment Corp SCM · Entity 6137 | PurchaseCommon Stock | 2,000 | $8.09 | $16,186.00 |
DisclosureSEC source: 0001104659-20-108356 · tm2031748d1_4.xml · nonDerivative · entry 5 Ladd Robert T. · CIK 0001561515 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 616,653.845 Read SEC document |
| September 23, 2020 Filed Sep 24, 2020 21:21 UTC | Stellus Capital Investment Corp SCM · Entity 6137 | PurchaseCommon Stock | 2,000 | $8.12 | $16,239.00 |
DisclosureSEC source: 0001104659-20-108356 · tm2031748d1_4.xml · nonDerivative · entry 4 Ladd Robert T. · CIK 0001561515 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 614,653.845 Read SEC document |
| September 23, 2020 Filed Sep 24, 2020 21:21 UTC | Stellus Capital Investment Corp SCM · Entity 6137 | PurchaseCommon Stock | 2,000 | $8.11 | $16,229.00 |
DisclosureSEC source: 0001104659-20-108356 · tm2031748d1_4.xml · nonDerivative · entry 3 Ladd Robert T. · CIK 0001561515 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 612,653.845 Read SEC document |
| September 23, 2020 Filed Sep 24, 2020 21:21 UTC | Stellus Capital Investment Corp SCM · Entity 6137 | PurchaseCommon Stock | 2,000 | $8.14 | $16,271.00 |
DisclosureSEC source: 0001104659-20-108356 · tm2031748d1_4.xml · nonDerivative · entry 2 Ladd Robert T. · CIK 0001561515 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 610,653.845 Read SEC document |
| September 23, 2020 Filed Sep 24, 2020 21:21 UTC | Stellus Capital Investment Corp SCM · Entity 6137 | PurchaseCommon Stock | 2,000 | $8.11 | $16,210.00 |
DisclosureSEC source: 0001104659-20-108356 · tm2031748d1_4.xml · nonDerivative · entry 1 Ladd Robert T. · CIK 0001561515 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 608,653.845 Read SEC document |
| August 06, 2020 Filed Aug 7, 2020 01:02 UTC | Stellus Capital Investment Corp SCM · Entity 6137 | PurchaseCommon Stock | 2,000 | $8.03 | $16,068.00 |
DisclosureSEC source: 0001104659-20-091624 · tm2026860d1_4.xml · nonDerivative · entry 15 Ladd Robert T. · CIK 0001561515 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 606,653.85 Read SEC document |
| August 06, 2020 Filed Aug 7, 2020 01:02 UTC | Stellus Capital Investment Corp SCM · Entity 6137 | PurchaseCommon Stock | 2,000 | $8.06 | $16,110.00 |
DisclosureSEC source: 0001104659-20-091624 · tm2026860d1_4.xml · nonDerivative · entry 14 Ladd Robert T. · CIK 0001561515 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 604,653.85 Read SEC document |
| August 06, 2020 Filed Aug 7, 2020 01:02 UTC | Stellus Capital Investment Corp SCM · Entity 6137 | PurchaseCommon Stock | 2,000 | $8.06 | $16,120.40 |
DisclosureSEC source: 0001104659-20-091624 · tm2026860d1_4.xml · nonDerivative · entry 13 Ladd Robert T. · CIK 0001561515 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 602,653.85 Read SEC document |
| August 06, 2020 Filed Aug 7, 2020 01:02 UTC | Stellus Capital Investment Corp SCM · Entity 6137 | PurchaseCommon Stock | 2,000 | $8.04 | $16,080.80 |
DisclosureSEC source: 0001104659-20-091624 · tm2026860d1_4.xml · nonDerivative · entry 12 Ladd Robert T. · CIK 0001561515 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 600,653.85 Read SEC document |
| August 06, 2020 Filed Aug 7, 2020 01:02 UTC | Stellus Capital Investment Corp SCM · Entity 6137 | PurchaseCommon Stock | 2,000 | $8.06 | $16,113.60 |
DisclosureSEC source: 0001104659-20-091624 · tm2026860d1_4.xml · nonDerivative · entry 11 Ladd Robert T. · CIK 0001561515 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 598,653.85 Read SEC document |
| August 04, 2020 Filed Aug 7, 2020 01:02 UTC | Stellus Capital Investment Corp SCM · Entity 6137 | PurchaseCommon Stock | 2,000 | $7.98 | $15,958.20 |
DisclosureSEC source: 0001104659-20-091624 · tm2026860d1_4.xml · nonDerivative · entry 10 Ladd Robert T. · CIK 0001561515 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 596,653.85 Read SEC document |
| August 04, 2020 Filed Aug 7, 2020 01:02 UTC | Stellus Capital Investment Corp SCM · Entity 6137 | PurchaseCommon Stock | 2,000 | $7.94 | $15,885.00 |
DisclosureSEC source: 0001104659-20-091624 · tm2026860d1_4.xml · nonDerivative · entry 9 Ladd Robert T. · CIK 0001561515 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 594,653.85 Read SEC document |
| August 04, 2020 Filed Aug 7, 2020 01:02 UTC | Stellus Capital Investment Corp SCM · Entity 6137 | PurchaseCommon Stock | 2,000 | $7.96 | $15,910.00 |
DisclosureSEC source: 0001104659-20-091624 · tm2026860d1_4.xml · nonDerivative · entry 8 Ladd Robert T. · CIK 0001561515 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 592,653.85 Read SEC document |
| August 04, 2020 Filed Aug 7, 2020 01:02 UTC | Stellus Capital Investment Corp SCM · Entity 6137 | PurchaseCommon Stock | 2,000 | $7.98 | $15,962.00 |
DisclosureSEC source: 0001104659-20-091624 · tm2026860d1_4.xml · nonDerivative · entry 7 Ladd Robert T. · CIK 0001561515 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 590,653.85 Read SEC document |
| August 04, 2020 Filed Aug 7, 2020 01:02 UTC | Stellus Capital Investment Corp SCM · Entity 6137 | PurchaseCommon Stock | 2,000 | $7.97 | $15,940.00 |
DisclosureSEC source: 0001104659-20-091624 · tm2026860d1_4.xml · nonDerivative · entry 6 Ladd Robert T. · CIK 0001561515 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 588,653.85 Read SEC document |
| August 04, 2020 Filed Aug 7, 2020 01:02 UTC | Stellus Capital Investment Corp SCM · Entity 6137 | PurchaseCommon Stock | 2,000 | $8.00 | $15,999.00 |
DisclosureSEC source: 0001104659-20-091624 · tm2026860d1_4.xml · nonDerivative · entry 5 Ladd Robert T. · CIK 0001561515 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 586,653.85 Read SEC document |
| August 04, 2020 Filed Aug 7, 2020 01:02 UTC | Stellus Capital Investment Corp SCM · Entity 6137 | PurchaseCommon Stock | 2,000 | $8.00 | $15,991.20 |
DisclosureSEC source: 0001104659-20-091624 · tm2026860d1_4.xml · nonDerivative · entry 4 Ladd Robert T. · CIK 0001561515 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 584,653.85 Read SEC document |
| August 04, 2020 Filed Aug 7, 2020 01:02 UTC | Stellus Capital Investment Corp SCM · Entity 6137 | PurchaseCommon Stock | 2,000 | $8.00 | $15,999.80 |
DisclosureSEC source: 0001104659-20-091624 · tm2026860d1_4.xml · nonDerivative · entry 3 Ladd Robert T. · CIK 0001561515 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 582,653.85 Read SEC document |
| August 04, 2020 Filed Aug 7, 2020 01:02 UTC | Stellus Capital Investment Corp SCM · Entity 6137 | PurchaseCommon Stock | 2,000 | $7.99 | $15,986.80 |
DisclosureSEC source: 0001104659-20-091624 · tm2026860d1_4.xml · nonDerivative · entry 2 Ladd Robert T. · CIK 0001561515 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 580,653.85 Read SEC document |
| August 04, 2020 Filed Aug 7, 2020 01:02 UTC | Stellus Capital Investment Corp SCM · Entity 6137 | PurchaseCommon Stock | 2,000 | $7.99 | $15,978.60 |
DisclosureSEC source: 0001104659-20-091624 · tm2026860d1_4.xml · nonDerivative · entry 1 Ladd Robert T. · CIK 0001561515 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 578,653.85 F1 · balance_after: Since the filing of the Reporting Person's last filing on Form 4 and before the transaction reported herein, the Reporting Person acquired 16.648 shares under the Issuer's Dividend Reinvestment Plan. Read SEC document |
| May 19, 2020 Filed May 21, 2020 19:24 UTC | Stellus Capital Investment Corp SCM · Entity 6137 | PurchaseCommon Stock | 1,000 | $6.95 | $6,945.00 |
DisclosureSEC source: 0001104659-20-064704 · tm2020662-1_4.xml · nonDerivative · entry 8 Ladd Robert T. · CIK 0001561515 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 576,637.202 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.