SCHW

SEC source: 0001311379-07-000003 · edgar.xml · derivative · entry 4

Saeger Rebecca · CIK 0001311379 · EVP & Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,120

Underlying: Common Stock · 73,120 shares

Expires 2014-11-01

F2 · derivative.exercise_price: Shares under the option have an exercise price of $23.3295, which is 103% of the closing price of the company's common stock on the date of grant ($22.65).

F3 · derivative.exercise_date: The option vests 25% on each of the first, second, third, and fourth anniversary of the grant date and has a term of seven years.

SEC source: 0001311379-07-000003 · edgar.xml · nonDerivative · entry 2

Saeger Rebecca · CIK 0001311379 · EVP & Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,111

SEC source: 0001311379-07-000003 · edgar.xml · nonDerivative · entry 1

Saeger Rebecca · CIK 0001311379 · EVP & Chief Marketing Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,855

F1 · shares: The award vests in increments of 25% on November 1, 2008, 2009, 2010 and 2011 based on the company achieving performance targets related to pre-tax adjusted income divided by revenue and revenue growth for the applicable one-year performance period beginning on October 1 and ending on the September 30 prior to each vesting date.

SEC source: 0001311478-07-000009 · edgar.xml · derivative · entry 3

Goldman Charles G · CIK 0001311478 · EVP/COO, Schwab Institutional

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,457

Underlying: Common Stock · 104,457 shares

Expires 2014-11-01

F3 · derivative.exercise_price: Shares under the option have an exercise price of $23.3295, which is 103% of the closing price of the company's common stock on the date of grant ($22.65).

F4 · derivative.exercise_date: The option vests 25% on each of the first, second, third, and fourth anniversary of the grant date and has a term of seven years.

SEC source: 0001311478-07-000009 · edgar.xml · nonDerivative · entry 1

Goldman Charles G · CIK 0001311478 · EVP/COO, Schwab Institutional

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,029

SEC source: 0001389181-07-000004 · edgar.xml · derivative · entry 2

McCool James D · CIK 0001389181 · EVP - Corp & Retirement Svcs.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,457

Underlying: Common Stock · 104,457 shares

Expires 2014-11-01

F3 · derivative.exercise_price: Shares under the option have an exercise price of $23.3295, which is 103% of the closing price of the company's common stock on the date of grant ($22.65).

F4 · derivative.exercise_date: The option vests 25% on each of the first, second, third, and fourth anniversary of the grant date and has a term of seven years.

SEC source: 0001389181-07-000004 · edgar.xml · nonDerivative · entry 1

McCool James D · CIK 0001389181 · EVP - Corp & Retirement Svcs.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,616

F1 · shares: The award vests in increments of 25% on November 1, 2008, 2009, 2010 and 2011 based on the company achieving performance targets related to pre-tax adjusted income divided by revenue and revenue growth for the applicable one-year performance period beginning on October 1 and ending on the September 30 prior to each vesting date.

F2 · balance_after: As of the date of this report, the reporting person also had an indirect beneficial ownership interest in 8,246 shares held by a 401(k) and 4,805 shares held by an ESOP.

SEC source: 0001404768-07-000004 · edgar.xml · derivative · entry 2

Brigeman Benjamin L · CIK 0001404768 · EVP - Schwab Investor Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,349

Underlying: Common Stock · 125,349 shares

Expires 2014-11-01

F3 · derivative.exercise_price: Shares under the option have an exercise price of $23.3295, which is 103% of the closing price of the company's common stock on the date of grant ($22.65).

F4 · derivative.exercise_date: The option vests 25% on each of the first, second, third, and fourth anniversary of the grant date and has a term of seven years.

SEC source: 0001404768-07-000004 · edgar.xml · nonDerivative · entry 1

Brigeman Benjamin L · CIK 0001404768 · EVP - Schwab Investor Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,553

F2 · shares: The award vests in increments of 25% on November 1, 2008, 2009, 2010 and 2011 based on the company achieving performance targets related to pre-tax adjusted income divided by revenue and revenue growth for the applicable one-year performance period beginning on October 1 and ending on the September 30 prior to each vesting date.

F1 · balance_after: As of the date of this report, the reporting person also had an indirect beneficial ownership interest in 23,776 shares held in trust and 1,615 shares held in a 401(k).

SEC source: 0001416062-07-000003 · edgar.xml · derivative · entry 4

Allen Jay L · CIK 0001416062 · EVP - Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,115

Underlying: Common Stock · 26,115 shares

Expires 2014-11-01

F3 · derivative.exercise_price: Shares under the option have an exercise price of $23.3295, which is 103% of the closing price of the company's common stock on the date of grant ($22.65).

F4 · derivative.exercise_date: The option vests 25% on each of the first, second, third, and fourth anniversary of the grant date and has a term of seven years.

SEC source: 0001416062-07-000003 · edgar.xml · derivative · entry 3

Allen Jay L · CIK 0001416062 · EVP - Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,049

Underlying: Common Stock · 26,049 shares

Expires 2014-11-01

F4 · derivative.exercise_date: The option vests 25% on each of the first, second, third, and fourth anniversary of the grant date and has a term of seven years.

SEC source: 0001416062-07-000003 · edgar.xml · nonDerivative · entry 2

Allen Jay L · CIK 0001416062 · EVP - Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,600

F2 · shares: The award vests in increments of 25% on November 1, 2008, 2009, 2010 and 2011 based on the company achieving performance targets related to pre-tax adjusted income divided by revenue and revenue growth for the applicable one-year performance period beginning on October 1 and ending on the September 30 prior to each vesting date.

SEC source: 0001416062-07-000003 · edgar.xml · nonDerivative · entry 1

Allen Jay L · CIK 0001416062 · EVP - Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,853

F1 · shares: The shares were granted under the Company's 2004 Stock Incentive Plan and vest 25% on the second and third anniversary of the grant date and 50% on the fourth anniversary of the grant date.

SEC source: 0001276501-07-000008 · edgar.xml · derivative · entry 1

MARTINETTO JOSEPH R · CIK 0001276501 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,457

Underlying: Common Stock · 104,457 shares

Expires 2014-11-01

F1 · derivative.exercise_price: Shares under the option have an exercise price of $23.3295, which is 103% of the closing price of the company's common stock on the date of grant ($22.65).

F3 · shares: The reporting person was granted a nonqualified stock option on 104,457 shares on November 1, 2007, not on 10,987 shares, as inadvertently stated in Table II of the Form 4 as filed on November 5, 2007.

F2 · derivative.exercise_date: The option vests 25% on each of the first, second, third, and fourth anniversary of the grant date and has a term of seven years.

SEC source: 0001276501-07-000006 · edgar.xml · nonDerivative · entry 1

MARTINETTO JOSEPH R · CIK 0001276501 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 47,660

F1 · balance_after: As of the date of this report, the reporting person also had an indirect beneficial ownership interest in 549.49 shares held by an ESOP.

SEC source: 0000923738-07-000031 · edgar.xml · nonDerivative · entry 1

SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · by Spouse

Disclosed balance after: 7,085,465

F1 · balance_after: As of the date of this report, the reporting person also had a direct beneficial ownership interest in 5,470,511 shares and an indirect beneficial ownership interest in 137,093,137 shares held in trust, 39,350,941 shares held by an L.L.C., 2,355,329 shares held by a family limited partnership and 1,814,146 shares held by an ESOP.

SEC source: 0001311478-07-000008 · edgar.xml · derivative · entry 2

Goldman Charles G · CIK 0001311478 · EVP - Schwab Institutional · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,693

Underlying: Common Stock · 57,693 shares

Expires 2014-10-01

F3 · derivative.exercise_date: The option was granted under the Company's 2004 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date.

SEC source: 0001311478-07-000008 · edgar.xml · nonDerivative · entry 1

Goldman Charles G · CIK 0001311478 · EVP - Schwab Institutional · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,275

F1 · shares: The shares were granted under the Company's 2004 Stock Incentive Plan and vest 25% on each of the second and third anniversary of the grant date and 50% on the fourth anniversary of the grant date.

F2 · balance_after: As of the date of this report, the reporting person also had an indirect beneficial ownership interest in 1,416 shares of company stock held in trust.

SEC source: 0001404768-07-000003 · edgar.xml · derivative · entry 2

Brigeman Benjamin L · CIK 0001404768 · EVP - Schwab Investor Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,693

Underlying: Common Stock · 57,693 shares

Expires 2014-10-01

F3 · derivative.exercise_date: The option was granted under the Company's 2004 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date.

SEC source: 0001404768-07-000003 · edgar.xml · nonDerivative · entry 1

Brigeman Benjamin L · CIK 0001404768 · EVP - Schwab Investor Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,664

F1 · shares: The shares were granted under the Company's 2004 Stock Incentive Plan and vest 25% on each of the second and third anniversary of the grant date and 50% on the fourth anniversary of the grant date.

F2 · balance_after: As of the date of this report, the reporting person also had an indirect beneficial ownership interest in 23,776 shares held in trust and 1,532 shares held in a 401(k).

SEC source: 0001074607-07-000012 · edgar.xml · derivative · entry 1

ALDINGER WILLIAM F III · CIK 0001074607 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,005

Underlying: Common Stock · 1,005 shares

Expires not disclosed

F1 · shares: The restricted stock units were received pursuant to the Directors' Deferred Compensation Plan II (the "Plan") and are held in a rabbi trust for the benefit of the reporting person pursuant to the terms of the Plan.

F2 · derivative.expiration_date: The restricted stock units are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when he leaves the Board of Directors.

SEC source: 0001171694-07-000011 · edgar.xml · derivative · entry 1

HERRINGER FRANK C · CIK 0001171694 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,116

Underlying: Common Stock · 1,116 shares

Expires not disclosed

F1 · shares: The restricted stock units were received pursuant to the Directors' Deferred Compensation Plan II (the "Plan") and are held in a rabbi trust for the benefit of the reporting person pursuant to the terms of the Plan.

F2 · derivative.expiration_date: The restricted stock units are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when he leaves the Board of Directors.

SEC source: 0001188402-07-000011 · edgar.xml · derivative · entry 1

BUTCHER C PRESTON · CIK 0001188402 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,801

Underlying: Common Stock · 3,801 shares

Expires 2017-10-01

F1 · shares: The options were received pursuant to the Directors' Deferred Compensation Plan II and vest immediately.

SEC source: 0001189022-07-000010 · edgar.xml · derivative · entry 1

WILSON ROBERT N · CIK 0001189022 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 949

Underlying: Common Stock · 949 shares

Expires not disclosed

F1 · shares: The restricted stock units were received pursuant to the Directors' Deferred Compensation Plan II (the "Plan") and are held in a rabbi trust for the benefit of the reporting person pursuant to the terms of the Plan.

F2 · derivative.expiration_date: The restricted stock units are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when he leaves the Board of Directors.

SEC source: 0001193024-07-000012 · edgar.xml · derivative · entry 1

SNEED PAULA A · CIK 0001193024 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 949

Underlying: Common Stock · 949 shares

Expires not disclosed

F1 · shares: The restricted stock units were received pursuant to the Directors' Deferred Compensation Plan II (the "Plan") and are held in a rabbi trust for the benefit of the reporting person pursuant to the terms of the Plan.

F2 · derivative.expiration_date: The restricted stock units are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when she leaves the Board of Directors.

SEC source: 0001225173-07-000010 · edgar.xml · derivative · entry 1

MAGNER MARJORIE · CIK 0001225173 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,005

Underlying: Common Stock · 1,005 shares

Expires not disclosed

F1 · shares: The restricted stock units were received pursuant to the Directors' Deferred Compensation Plan II (the "Plan") and are held in a rabbi trust for the benefit of the reporting person pursuant to the terms of the Plan.

F2 · derivative.expiration_date: The restricted stock units are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when she leaves the Board of Directors

SEC source: 0001188402-08-000013 · edgar.xml · derivative · entry 1

BUTCHER C PRESTON · CIK 0001188402 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,447

Underlying: Common Stock · 4,447 shares

Expires 2017-10-01

F1 · shares: The number of options on the reporting person's original Form 4 was reported incorrectly.

SEC source: 0000923738-07-000029 · edgar.xml · nonDerivative · entry 1

SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 137,093,137

F1 · balance_after: As of the date of this report, the reporting person also had a direct beneficial ownership interest in 5,470,511 shares and an indirect beneficial ownership interest in 39,350,941 shares held by an L.L.C., 7,200,465 shares held by his spouse, 2,355,329 shares held by a family limited partnership and 1,725,642 shares held by an ESOP.

SEC source: 0000923738-07-000027 · edgar.xml · nonDerivative · entry 5

SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · by Spouse

Disclosed balance after: 7,200,465

F3 · kind: The sales were made pursuant to a Stock Purchase Agreement dated July 2, 2007. In connection with the company's plan to repurchase shares of its common stock through a modified "Dutch Auction" tender offer (the "Tender Offer"), the company entered into the Stock Purchase Agreement with Mr. Schwab and with certain additional stockholders whose shares Mr. Schwab is deemed to beneficially own. Under the Stock Purchase Agreement, Mr. Schwab and the other stockholders agreed not to participate in the Tender Offer, and instead, agreed to sell and the company agreed to purchase, after completion of the Tender Offer, a number of shares that would result in Mr. Schwab maintaining the same beneficial ownership interest in the company's outstanding common stock as before the Tender Offer (excluding outstanding options to acquire stock).

SEC source: 0000923738-07-000027 · edgar.xml · nonDerivative · entry 4

SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · by LLC

Disclosed balance after: 39,350,941

F3 · kind: The sales were made pursuant to a Stock Purchase Agreement dated July 2, 2007. In connection with the company's plan to repurchase shares of its common stock through a modified "Dutch Auction" tender offer (the "Tender Offer"), the company entered into the Stock Purchase Agreement with Mr. Schwab and with certain additional stockholders whose shares Mr. Schwab is deemed to beneficially own. Under the Stock Purchase Agreement, Mr. Schwab and the other stockholders agreed not to participate in the Tender Offer, and instead, agreed to sell and the company agreed to purchase, after completion of the Tender Offer, a number of shares that would result in Mr. Schwab maintaining the same beneficial ownership interest in the company's outstanding common stock as before the Tender Offer (excluding outstanding options to acquire stock).

SEC source: 0000923738-07-000027 · edgar.xml · nonDerivative · entry 3

SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 137,346,302

F3 · kind: The sales were made pursuant to a Stock Purchase Agreement dated July 2, 2007. In connection with the company's plan to repurchase shares of its common stock through a modified "Dutch Auction" tender offer (the "Tender Offer"), the company entered into the Stock Purchase Agreement with Mr. Schwab and with certain additional stockholders whose shares Mr. Schwab is deemed to beneficially own. Under the Stock Purchase Agreement, Mr. Schwab and the other stockholders agreed not to participate in the Tender Offer, and instead, agreed to sell and the company agreed to purchase, after completion of the Tender Offer, a number of shares that would result in Mr. Schwab maintaining the same beneficial ownership interest in the company's outstanding common stock as before the Tender Offer (excluding outstanding options to acquire stock).

SEC source: 0000923738-07-000027 · edgar.xml · nonDerivative · entry 2

SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · by Family Limited Partnership

Disclosed balance after: 2,355,329

F3 · kind: The sales were made pursuant to a Stock Purchase Agreement dated July 2, 2007. In connection with the company's plan to repurchase shares of its common stock through a modified "Dutch Auction" tender offer (the "Tender Offer"), the company entered into the Stock Purchase Agreement with Mr. Schwab and with certain additional stockholders whose shares Mr. Schwab is deemed to beneficially own. Under the Stock Purchase Agreement, Mr. Schwab and the other stockholders agreed not to participate in the Tender Offer, and instead, agreed to sell and the company agreed to purchase, after completion of the Tender Offer, a number of shares that would result in Mr. Schwab maintaining the same beneficial ownership interest in the company's outstanding common stock as before the Tender Offer (excluding outstanding options to acquire stock).

F2 · ownership.nature: The reporting person included shares held in his family limited partnership as owned directly in prior filings.

SEC source: 0000923738-07-000027 · edgar.xml · nonDerivative · entry 1

SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,470,511

F3 · kind: The sales were made pursuant to a Stock Purchase Agreement dated July 2, 2007. In connection with the company's plan to repurchase shares of its common stock through a modified "Dutch Auction" tender offer (the "Tender Offer"), the company entered into the Stock Purchase Agreement with Mr. Schwab and with certain additional stockholders whose shares Mr. Schwab is deemed to beneficially own. Under the Stock Purchase Agreement, Mr. Schwab and the other stockholders agreed not to participate in the Tender Offer, and instead, agreed to sell and the company agreed to purchase, after completion of the Tender Offer, a number of shares that would result in Mr. Schwab maintaining the same beneficial ownership interest in the company's outstanding common stock as before the Tender Offer (excluding outstanding options to acquire stock).

F1 · balance_after: As of the date of this report, in addition to the shares reported in Table I, the reporting person had an indirect beneficial ownership interest in 1,725,642 shares held by an ESOP.

SEC source: 0001188403-07-000003 · edgar.xml · nonDerivative · entry 1

MCLIN STEPHEN T · CIK 0001188403 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 99,391

F1 · balance_after: The reporting person also has direct beneficial ownership interest in 8,349 shares.

SEC source: 0001296424-07-000002 · edgar.xml · nonDerivative · entry 1

Dwyer Carrie E · CIK 0001296424 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 304,894

F1 · balance_after: As of the date of this report, the reporting person also had an indirect beneficial ownership interest in 4,455 shares held in a trust for her daughter, 4,455 shares held in a trust for her son, and 1,069 shares held by an ESOP.

SEC source: 0001296424-07-000003 · edgar.xml · nonDerivative · entry 1

Dwyer Carrie E · CIK 0001296424 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 304,943

F1 · balance_after: As of the date of this report, the reporting person also had an indirect beneficial ownership interest in 4,455 shares held in a trust for her daughter, 4,455 shares held in a trust for her son, and 1,069 shares held by an ESOP.

SEC source: 0001074607-07-000010 · edgar.xml · derivative · entry 1

ALDINGER WILLIAM F III · CIK 0001074607 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,023

Underlying: Common Stock · 1,023 shares

Expires not disclosed

F1 · shares: The restricted stock units were received pursuant to the Directors' Deferred Compensation Plan II (the "Plan") and are held in a rabbi trust for the benefit of the reporting person pursuant to the terms of the Plan.

F2 · derivative.expiration_date: The restricted stock units are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when he leaves the Board of Directors.

SEC source: 0001171694-07-000009 · edgar.xml · derivative · entry 1

HERRINGER FRANK C · CIK 0001171694 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,137

Underlying: Common Stock · 1,137 shares

Expires not disclosed

F1 · shares: The restricted stock units were received pursuant to the Directors' Deferred Compensation Plan II (the "Plan") and are held in a rabbi trust for the benefit of the reporting person pursuant to the terms of the Plan.

F2 · derivative.expiration_date: The restricted stock units are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when he leaves the Board of Directors.

SEC source: 0001188402-07-000009 · edgar.xml · derivative · entry 1

BUTCHER C PRESTON · CIK 0001188402 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,861

Underlying: Common Stock · 2,861 shares

Expires 2017-07-02

F1 · shares: The options were received pursuant to the Directors' Deferred Compensation Plan II and vest immediately.

SEC source: 0001189022-07-000008 · edgar.xml · derivative · entry 1

WILSON ROBERT N · CIK 0001189022 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 966

Underlying: Common Stock · 966 shares

Expires not disclosed

F1 · shares: The restricted stock units were received pursuant to the Directors' Deferred Compensation Plan II (the "Plan") and are held in a rabbi trust for the benefit of the reporting person pursuant to the terms of the Plan.

F2 · derivative.expiration_date: The restricted stock units are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when he leaves the Board of Directors.

SEC source: 0001193024-07-000008 · edgar.xml · derivative · entry 1

SNEED PAULA A · CIK 0001193024 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 966

Underlying: Common Stock · 966 shares

Expires not disclosed

F1 · shares: The restricted stock units were received pursuant to the Directors' Deferred Compensation Plan II (the "Plan") and are held in a rabbi trust for the benefit of the reporting person pursuant to the terms of the Plan.

F2 · derivative.expiration_date: The restricted stock units are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when she leaves the Board of Directors.

SEC source: 0001225173-07-000008 · edgar.xml · derivative · entry 1

MAGNER MARJORIE · CIK 0001225173 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,023

Underlying: Common Stock · 1,023 shares

Expires not disclosed

F1 · shares: The restricted stock units were received pursuant to the Directors' Deferred Compensation Plan II (the "Plan") and are held in a rabbi trust for the benefit of the reporting person pursuant to the terms of the Plan.

F2 · derivative.expiration_date: The restricted stock units are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when she leaves the Board of Directors

SEC source: 0001193024-07-000010 · edgar.xml · derivative · entry 1

SNEED PAULA A · CIK 0001193024 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 966

Underlying: Common Stock · 966 shares

Expires not disclosed

F3 · security: Amended filing to reflect correct "Date of Earliest Transaction Required to be Reported" on page one of this report. The above line item on Table II was previously reported correctly and is being re-reported to gain access to the filing system.

F1 · shares: The restricted stock units were received pursuant to the Directors' Deferred Compensation Plan II (the "Plan") and are held in a rabbi trust for the benefit of the reporting person pursuant to the terms of the Plan.

F2 · derivative.expiration_date: The restricted stock units are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when she leaves the Board of Directors.

SEC source: 0001296455-07-000012 · edgar.xml · derivative · entry 2

Sasson Gideon · CIK 0001296455 · EVP and CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 40,000 shares

Expires 2007-06-16

SEC source: 0001296455-07-000012 · edgar.xml · nonDerivative · entry 1

Sasson Gideon · CIK 0001296455 · EVP and CIO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 176,757

F1 · balance_after: The reporting person also has an indirect beneficial ownership interest in 10,000 shares held by trust, 1,361 shares held as custodian for his daughter, 1,011 shares held as custodian for his son, 2,296 shares held by an ESOP and 160 shares held in a 401(k).

SEC source: 0000923738-07-000025 · edgar.xml · nonDerivative · entry 1

SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,522,495

F1 · kind: These shares were distributed by a family limited partnership over which the reporting person has control to the reporting person's daughter C and represent a portion of daughter C's pro rata interest in the shares of issuer stock owned by the partnership. The shares were initially distributed to a trust for the benefit of daughter C over which the reporting person serves as trustee, and the trust distributed the shares to a separate account for daughter C. The reporting person disclaims beneficial ownership of the shares owned by daughter C.

F2 · balance_after: As of the date of this report, the reporting person also had an indirect beneficial ownership interest in 149,572,858 shares held in trust, 42,853,958 shares held by an LLC, 7,841,450 shares held by his spouse and 1,725,642 shares held by an ESOP.

SEC source: 0000902189-07-000002 · edgar.xml · derivative · entry 2

FISHER DONALD G · CIK 0000902189 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,459

Underlying: Common Stock · 7,459 shares

Expires 2017-05-21

F3 · derivative.exercise_date: The option was granted under the Company's 2004 Stock Incentive Plan and vests 25% on the first and second anniversary of the date of grant and 50% on the third anniversary of the date of grant.

SEC source: 0000902189-07-000002 · edgar.xml · nonDerivative · entry 1

FISHER DONALD G · CIK 0000902189 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,448

F1 · shares: The shares were granted under the Company's 2004 Stock Incentive Plan and vest 25% on the first and second anniversary of the date of grant and 50% on the third anniversary of the date of grant.

F2 · balance_after: The reporting person also has an indirect beneficial ownership interest in 3,537,375 shares held in trust.

SEC source: 0001074607-07-000008 · edgar.xml · derivative · entry 2

ALDINGER WILLIAM F III · CIK 0001074607 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,459

Underlying: Common Stock · 7,459 shares

Expires 2017-05-21

F2 · derivative.exercise_date: The option was granted under the Company's 2004 Stock Incentive Plan and vests 25% on the first and second anniversary of the date of grant and 50% on the third anniversary of the date of grant.

SEC source: 0001074607-07-000008 · edgar.xml · nonDerivative · entry 1

ALDINGER WILLIAM F III · CIK 0001074607 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,179

F1 · shares: The shares were granted under the Company's 2004 Stock Incentive Plan and vest 25% on the first and second anniversary of the date of grant and 50% on the third anniversary of the date of grant.