Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| SCHWAB CHARLES CORPSCHW · Entity 1218 | EVP - Investor Services | February 03, 2012 | February 06, 2012 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
SCHWAB CHARLES CORP
Report date February 03, 2012 · Filed February 06, 2012
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Indirectby Trust | 105,180.87 |
Reported balance
After 2012-02-03 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2012-02-03 · Exercise / conversion · Acquired 16,782 · Balance 105,180.87 |
| Common StockSEC Table I · non-derivative | Indirectby Trust | 119,857.87 |
Reported balance
After 2012-02-03 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2012-02-03 · Exercise / conversion · Acquired 14,677 · Balance 119,857.87 |
| Common StockSEC Table I · non-derivative | Indirectby Trust | 105,180.87 |
Reported balance
After 2012-02-03 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2012-02-03 · Sale · Disposed 14,677 · Balance 105,180.87 |
| Common StockSEC Table I · non-derivative | Indirectby Trust | 88,398.87 |
Reported balance
After 2012-02-03 transaction · row 4
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 4 · 2012-02-03 · Sale · Disposed 16,782 · Balance 88,398.87 |
| Nonqualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $12.50 · Expires 2012-02-27 | Direct | 0 |
Reported balance
After 2012-02-03 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2012-02-03 · Exercise / conversion · Disposed 14,677 · Balance 0 |
| Nonqualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $9.26 · Expires 2012-11-08 | Direct | 0 |
Reported balance
After 2012-02-03 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2012-02-03 · Exercise / conversion · Disposed 16,782 · Balance 0 |
| Common StockSEC Table I · non-derivative | Direct | 5,955.508 |
Reported balance
Holding disclosure · report date 2012-02-03 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 5,955.508 |
| Common StockSEC Table I · non-derivative | Indirectby ESOP | 1,722.156 |
Reported balance
Holding disclosure · report date 2012-02-03 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 1,722.156 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 03, 2012 Filed Feb 6, 2012 16:38 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 16,782 | $0.00 Strike: $9.26 | $0.00 |
DisclosureSEC source: 0001225208-12-003141 · doc4.xml · derivative · entry 8 Brigeman Benjamin L · CIK 0001404768 · EVP - Investor Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 16,782 shares Expires 2012-11-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 03, 2012 Filed Feb 6, 2012 16:38 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 14,677 | $0.00 Strike: $12.50 | $0.00 |
DisclosureSEC source: 0001225208-12-003141 · doc4.xml · derivative · entry 7 Brigeman Benjamin L · CIK 0001404768 · EVP - Investor Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 14,677 shares Expires 2012-02-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 03, 2012 Filed Feb 6, 2012 16:38 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 16,782 | $12.75 | $213,972.18 |
DisclosureSEC source: 0001225208-12-003141 · doc4.xml · nonDerivative · entry 4 Brigeman Benjamin L · CIK 0001404768 · EVP - Investor Services 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 88,398.87 Read SEC document |
| February 03, 2012 Filed Feb 6, 2012 16:38 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 14,677 | $12.75 | $187,131.75 |
DisclosureSEC source: 0001225208-12-003141 · doc4.xml · nonDerivative · entry 3 Brigeman Benjamin L · CIK 0001404768 · EVP - Investor Services 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 105,180.87 Read SEC document |
| February 03, 2012 Filed Feb 6, 2012 16:38 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionCommon Stock | 14,677 | $12.50 | $183,444.89 |
DisclosureSEC source: 0001225208-12-003141 · doc4.xml · nonDerivative · entry 2 Brigeman Benjamin L · CIK 0001404768 · EVP - Investor Services 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 119,857.87 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 03, 2012 Filed Feb 6, 2012 16:38 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionCommon Stock | 16,782 | $9.26 | $155,356.01 |
DisclosureSEC source: 0001225208-12-003141 · doc4.xml · nonDerivative · entry 1 Brigeman Benjamin L · CIK 0001404768 · EVP - Investor Services 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 105,180.87 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 03, 2011 Filed Nov 7, 2011 18:23 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Tax withholdingCommon Stock | 1,621 | $12.46 | $20,189.56 |
DisclosureSEC source: 0001225208-11-024413 · doc4.xml · nonDerivative · entry 1 Brigeman Benjamin L · CIK 0001404768 · EVP - Investor Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,653.421 Read SEC document |
| November 02, 2011 Filed Nov 4, 2011 17:17 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionCommon Stock | 3,689 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-11-024354 · doc4.xml · nonDerivative · entry 1 Brigeman Benjamin L · CIK 0001404768 · EVP - Investor Services 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 79,689.87 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired on the vesting of restricted stock units. Read SEC document |
| November 01, 2011 Filed Nov 2, 2011 22:50 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantNonqualified Stock Option (right to buy) · Derivative | 82,939 | $0.00 Strike: $11.75 | $0.00 |
DisclosureSEC source: 0001225208-11-024218 · doc4.xml · derivative · entry 4 Brigeman Benjamin L · CIK 0001404768 · EVP - Investor Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,939 Underlying: Common Stock · 82,939 shares Expires 2021-11-01 F2 · derivative.exercise_date: The option was granted under the company's 2004 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| November 01, 2011 Filed Nov 2, 2011 22:50 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionCommon Stock | 4,123 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-11-024218 · doc4.xml · nonDerivative · entry 2 Brigeman Benjamin L · CIK 0001404768 · EVP - Investor Services 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 76,000.87 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired on the vesting of restricted stock units. Read SEC document |
| November 01, 2011 Filed Nov 2, 2011 22:50 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Tax withholdingCommon Stock | 1,366 | $11.87 | $16,214.42 |
DisclosureSEC source: 0001225208-11-024218 · doc4.xml · nonDerivative · entry 1 Brigeman Benjamin L · CIK 0001404768 · EVP - Investor Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,274.421 Read SEC document |
| October 03, 2011 Filed Oct 5, 2011 16:22 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Tax withholdingCommon Stock | 3,176 | $11.16 | $35,444.16 |
DisclosureSEC source: 0001225208-11-022970 · doc4.xml · nonDerivative · entry 1 Brigeman Benjamin L · CIK 0001404768 · EVP - Investor Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,640.421 Read SEC document |
| August 01, 2011 Filed Aug 3, 2011 15:37 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantNonqualified Stock Option (right to buy) · Derivative | 73,996 | $0.00 Strike: $15.05 | $0.00 |
DisclosureSEC source: 0001225208-11-019194 · doc4.xml · derivative · entry 1 Brigeman Benjamin L · CIK 0001404768 · EVP - Investor Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,996 Underlying: Common Stock · 73,996 shares Expires 2021-08-01 F1 · derivative.exercise_date: The option was granted under the company's 2004 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| April 21, 2011 Filed Apr 22, 2011 17:51 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 40,717 | $18.79 | $765,227.15 |
DisclosureSEC source: 0001225208-11-012158 · doc4.xml · nonDerivative · entry 1 Brigeman Benjamin L · CIK 0001404768 · EVP - Investor Services 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 71,877.87 F1 · price: This transaction was executed in multiple trades at prices ranging from $18.655 to $18.89. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| April 18, 2011 Filed Apr 19, 2011 20:02 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 22,968 | $0.00 Strike: $8.76 | $0.00 |
DisclosureSEC source: 0001225208-11-011963 · doc4.xml · derivative · entry 9 Brigeman Benjamin L · CIK 0001404768 · EVP - Investor Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 22,968 shares Expires 2011-09-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 18, 2011 Filed Apr 19, 2011 20:02 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 13,950 | $0.00 Strike: $9.72 | $0.00 |
DisclosureSEC source: 0001225208-11-011963 · doc4.xml · derivative · entry 8 Brigeman Benjamin L · CIK 0001404768 · EVP - Investor Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 13,950 shares Expires 2011-09-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 18, 2011 Filed Apr 19, 2011 20:02 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 66,423 | $0.00 Strike: $14.32 | $0.00 |
DisclosureSEC source: 0001225208-11-011963 · doc4.xml · derivative · entry 7 Brigeman Benjamin L · CIK 0001404768 · EVP - Investor Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 66,423 shares Expires 2011-07-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 18, 2011 Filed Apr 19, 2011 20:02 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 43,403 | $18.00 | $781,254.00 |
DisclosureSEC source: 0001225208-11-011963 · doc4.xml · nonDerivative · entry 4 Brigeman Benjamin L · CIK 0001404768 · EVP - Investor Services 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 112,594.87 Read SEC document |
| April 18, 2011 Filed Apr 19, 2011 20:02 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionCommon Stock | 13,950 | $9.72 | $135,656.78 |
DisclosureSEC source: 0001225208-11-011963 · doc4.xml · nonDerivative · entry 3 Brigeman Benjamin L · CIK 0001404768 · EVP - Investor Services 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 155,997.87 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 18, 2011 Filed Apr 19, 2011 20:02 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionCommon Stock | 22,968 | $8.76 | $201,236.43 |
DisclosureSEC source: 0001225208-11-011963 · doc4.xml · nonDerivative · entry 2 Brigeman Benjamin L · CIK 0001404768 · EVP - Investor Services 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 142,047.87 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 18, 2011 Filed Apr 19, 2011 20:02 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionCommon Stock | 66,423 | $14.32 | $951,164.08 |
DisclosureSEC source: 0001225208-11-011963 · doc4.xml · nonDerivative · entry 1 Brigeman Benjamin L · CIK 0001404768 · EVP - Investor Services 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 119,079.87 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 01, 2011 Filed Mar 3, 2011 20:35 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantNonqualified Stock Option (right to buy) · Derivative | 63,406 | $0.00 Strike: $18.66 | $0.00 |
DisclosureSEC source: 0001225208-11-008481 · doc4.xml · derivative · entry 1 Brigeman Benjamin L · CIK 0001404768 · EVP - Investor Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,406 Underlying: Common Stock · 63,406 shares Expires 2021-03-01 F1 · derivative.exercise_date: The option was granted under the company's 2004 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| November 02, 2010 Filed Nov 4, 2010 18:23 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantCommon Stock | 4,287 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-10-024244 · doc4.xml · nonDerivative · entry 1 Brigeman Benjamin L · CIK 0001404768 · EVP - Investor Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,350.049 Read SEC document |
| November 01, 2010 Filed Nov 3, 2010 18:12 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Tax withholdingCommon Stock | 501 | $15.45 | $7,737.95 |
DisclosureSEC source: 0001225208-10-024109 · doc4.xml · nonDerivative · entry 1 Brigeman Benjamin L · CIK 0001404768 · EVP - Investor Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,063.049 Read SEC document |
| November 01, 2010 Filed Jan 25, 2011 00:18 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantNonqualified Stock Option (right to buy) · Derivative | 64,079 | $0.00 Strike: $15.43 | $0.00 |
DisclosureSEC source: 0001225208-11-003669 · doc5.xml · derivative · entry 2 Brigeman Benjamin L · CIK 0001404768 · EVP - Investor Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,079 Underlying: Common Stock · 64,079 shares Expires 2020-11-01 F1 · kind: The option was granted under the company's 2004 Stock Incentive Plan and represents one-third of an option grant approved for the reporting person on March 1, 2010 to be granted in three equal parts on March 1, 2010, August 2, 2010 and November 1, 2010. The option grants on August 2, 2010 and November 1, 2010 were previously not reported on a Form 4. F2 · derivative.exercise_date: The option vests in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| October 01, 2010 Filed Oct 5, 2010 17:35 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Tax withholdingCommon Stock | 1,224 | $14.03 | $17,172.72 |
DisclosureSEC source: 0001225208-10-022185 · doc4.xml · nonDerivative · entry 1 Brigeman Benjamin L · CIK 0001404768 · EVP - Investor Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,172.049 Read SEC document |
| August 02, 2010 Filed Jan 25, 2011 00:18 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantNonqualified Stock Option (right to buy) · Derivative | 62,888 | $0.00 Strike: $15.00 | $0.00 |
DisclosureSEC source: 0001225208-11-003669 · doc5.xml · derivative · entry 1 Brigeman Benjamin L · CIK 0001404768 · EVP - Investor Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,888 Underlying: Common Stock · 62,888 shares Expires 2020-08-02 F1 · kind: The option was granted under the company's 2004 Stock Incentive Plan and represents one-third of an option grant approved for the reporting person on March 1, 2010 to be granted in three equal parts on March 1, 2010, August 2, 2010 and November 1, 2010. The option grants on August 2, 2010 and November 1, 2010 were previously not reported on a Form 4. F2 · derivative.exercise_date: The option vests in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| March 01, 2010 Filed Mar 3, 2010 17:28 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantNonqualified Stock Option (right to buy) · Derivative | 54,308 | $0.00 Strike: $18.25 | $0.00 |
DisclosureSEC source: 0001225208-10-006772 · doc4.xml · derivative · entry 1 Brigeman Benjamin L · CIK 0001404768 · EVP - Investor Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,308 Underlying: Common Stock · 54,308 shares Expires 2020-03-01 F1 · derivative.exercise_date: The option was granted under the company's 2004 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| November 17, 2009 Filed Nov 17, 2009 23:31 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GiftCommon Stock | 550 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-09-022412 · doc4.xml · nonDerivative · entry 1 Brigeman Benjamin L · CIK 0001404768 · EVP - Investor Services 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 44,692.87 Read SEC document |
| November 02, 2009 Filed Nov 4, 2009 19:59 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantNonqualified Stock Option (right to buy) · Derivative | 152,862 | $0.00 Strike: $17.38 | $0.00 |
DisclosureSEC source: 0001225208-09-021608 · doc4.xml · derivative · entry 1 Brigeman Benjamin L · CIK 0001404768 · EVP - Investor Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,862 Underlying: Common Stock · 152,862 shares Expires 2019-11-02 F1 · derivative.exercise_date: The option was granted under the company's 2004 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| October 30, 2009 Filed Nov 3, 2009 14:34 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Tax withholdingCommon Stock | 501 | $17.59 | $8,810.09 |
DisclosureSEC source: 0001225208-09-021383 · doc4.xml · nonDerivative · entry 1 Brigeman Benjamin L · CIK 0001404768 · EVP - Investor Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,226.609 Read SEC document |
| October 01, 2009 Filed Oct 2, 2009 22:37 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Tax withholdingCommon Stock | 1,224 | $18.81 | $23,017.32 |
DisclosureSEC source: 0001225208-09-020010 · doc4.xml · nonDerivative · entry 1 Brigeman Benjamin L · CIK 0001404768 · EVP - Investor Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,727.609 Read SEC document |
| December 15, 2008 Filed Dec 17, 2008 00:39 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Tax withholdingCommon Stock | 958 | $16.45 | $15,759.29 |
DisclosureSEC source: 0001404768-08-000005 · edgar.xml · nonDerivative · entry 1 Brigeman Benjamin L · CIK 0001404768 · EVP - Schwab Investor Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,720.33 F1 · balance_after: The reporting person also has an indirect beneficial ownership interest in 36,214.87 shares held in trust and 1,638.01 shares held in an ESOP. Read SEC document |
| November 03, 2008 Filed Nov 5, 2008 17:44 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantNonqualified Stock Option (right to buy) · Derivative | 153,650 | $0.00 Strike: $19.36 | $0.00 |
DisclosureSEC source: 0001404768-08-000004 · edgar.xml · derivative · entry 3 Brigeman Benjamin L · CIK 0001404768 · EVP - Schwab Investor Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 153,650 Underlying: Common Stock · 153,650 shares Expires 2018-11-01 F3 · derivative.exercise_date: The option vests 25% on each of the first, second, third, and fourth anniversary of the grant date and has a term of ten years. Read SEC document |
| November 03, 2008 Filed Nov 5, 2008 17:44 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantCommon Stock | 15,650 | $19.17 | $300,010.50 |
DisclosureSEC source: 0001404768-08-000004 · edgar.xml · nonDerivative · entry 2 Brigeman Benjamin L · CIK 0001404768 · EVP - Schwab Investor Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,678.33 F1 · shares: The restricted stock awards vest in increments of 25% on the first, second, third and fourth anniversary of the date of grant based on the company achieving a performance target related to pre-tax adjusted income divided by revenue and revenue growth for the one-year performance period ending on each September 30 preceding the vesting date. F2 · balance_after: The reporting person also has an indirect beneficial ownership interest in 36,214.87 shares held in trust and 1,631.81 shares held in an ESOP. Read SEC document |
| November 01, 2008 Filed Nov 5, 2008 17:44 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Tax withholdingCommon Stock | 1,053 | $19.19 | $20,210.54 |
DisclosureSEC source: 0001404768-08-000004 · edgar.xml · nonDerivative · entry 1 Brigeman Benjamin L · CIK 0001404768 · EVP - Schwab Investor Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,028.33 Read SEC document |
| October 30, 2008 Filed Nov 12, 2009 22:34 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Tax withholdingCommon Stock | 501 | $18.55 | $9,295.20 |
DisclosureSEC source: 0001404768-09-000003 · edgar.xml · nonDerivative · entry 1 Brigeman Benjamin L · CIK 0001404768 · EVP - Investor Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,551.609 F1 · balance_after: As of the date of this report, the reporting person also has an indirect beneficial ownership interest in 45,242.87 shares held in trust and 1,659.758 shares held in an ESOP. Read SEC document |
| May 01, 2008 Filed May 2, 2008 17:30 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionIncentive Stock Option (Right to buy) · Derivative | 6,300 | $0.00 Strike: $12.50 | $0.00 |
DisclosureSEC source: 0001404768-08-000002 · edgar.xml · derivative · entry 4 Brigeman Benjamin L · CIK 0001404768 · EVP - Schwab Investor Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,300 shares Expires 2012-02-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 01, 2008 Filed May 2, 2008 17:30 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionIncentive Stock Option (Right to buy) · Derivative | 3,328 | $0.00 Strike: $14.32 | $0.00 |
DisclosureSEC source: 0001404768-08-000002 · edgar.xml · derivative · entry 3 Brigeman Benjamin L · CIK 0001404768 · EVP - Schwab Investor Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,328 shares Expires 2011-07-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 01, 2008 Filed May 2, 2008 17:30 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionCommon Stock | 6,300 | $12.50 | $78,742.44 |
DisclosureSEC source: 0001404768-08-000002 · edgar.xml · nonDerivative · entry 2 Brigeman Benjamin L · CIK 0001404768 · EVP - Schwab Investor Services 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 36,214.87 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: As of the date of this report, the reporting person also had a direct beneficial ownership interest in 38,034.88 SCHW shares and an indirect beneficial ownership interest in 1,628.65 shares held in an ESOP. Read SEC document |
| May 01, 2008 Filed May 2, 2008 17:30 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionCommon Stock | 3,328 | $14.32 | $47,656.29 |
DisclosureSEC source: 0001404768-08-000002 · edgar.xml · nonDerivative · entry 1 Brigeman Benjamin L · CIK 0001404768 · EVP - Schwab Investor Services 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 29,914.87 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 15, 2007 Filed Dec 18, 2007 20:43 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Tax withholdingCommon Stock | 1,258 | $24.42 | $30,725.01 |
DisclosureSEC source: 0001404768-07-000006 · edgar.xml · nonDerivative · entry 1 Brigeman Benjamin L · CIK 0001404768 · EVP - Schwab Investor Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,752.54 F1 · balance_after: As of the date of this report, the reporting person also had an indirect beneficial ownership interest in 24,844.87 shares held in trust and 1,621.42 shares held in an ESOP. Read SEC document |
| November 16, 2007 Filed Nov 16, 2007 21:11 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GiftCommon Stock | 500 | $0.00 | $0.00 |
DisclosureSEC source: 0001404768-07-000005 · edgar.xml · nonDerivative · entry 1 Brigeman Benjamin L · CIK 0001404768 · EVP - Schwab Investor Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,276 F1 · balance_after: As of the date of this report, the reporting person also had a direct beneficial ownership interest in 42,553 shares and an indirect beneficial ownership interest in 1,615 shares held in an ESOP. Read SEC document |
| November 01, 2007 Filed Nov 5, 2007 22:40 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantNonqualified Stock Option (right to buy) · Derivative | 125,349 | $0.00 Strike: $23.33 | $0.00 |
DisclosureSEC source: 0001404768-07-000004 · edgar.xml · derivative · entry 2 Brigeman Benjamin L · CIK 0001404768 · EVP - Schwab Investor Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 125,349 Underlying: Common Stock · 125,349 shares Expires 2014-11-01 F3 · derivative.exercise_price: Shares under the option have an exercise price of $23.3295, which is 103% of the closing price of the company's common stock on the date of grant ($22.65). F4 · derivative.exercise_date: The option vests 25% on each of the first, second, third, and fourth anniversary of the grant date and has a term of seven years. Read SEC document |
| November 01, 2007 Filed Nov 5, 2007 22:40 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantCommon Stock | 13,184 | $0.00 | $0.00 |
DisclosureSEC source: 0001404768-07-000004 · edgar.xml · nonDerivative · entry 1 Brigeman Benjamin L · CIK 0001404768 · EVP - Schwab Investor Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,553 F2 · shares: The award vests in increments of 25% on November 1, 2008, 2009, 2010 and 2011 based on the company achieving performance targets related to pre-tax adjusted income divided by revenue and revenue growth for the applicable one-year performance period beginning on October 1 and ending on the September 30 prior to each vesting date. F1 · balance_after: As of the date of this report, the reporting person also had an indirect beneficial ownership interest in 23,776 shares held in trust and 1,615 shares held in a 401(k). Read SEC document |
| October 01, 2007 Filed Oct 2, 2007 21:54 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantNonqualified Stock Option (right to buy) · Derivative | 57,693 | $0.00 Strike: $22.41 | $0.00 |
DisclosureSEC source: 0001404768-07-000003 · edgar.xml · derivative · entry 2 Brigeman Benjamin L · CIK 0001404768 · EVP - Schwab Investor Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,693 Underlying: Common Stock · 57,693 shares Expires 2014-10-01 F3 · derivative.exercise_date: The option was granted under the Company's 2004 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| October 01, 2007 Filed Oct 2, 2007 21:54 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantCommon Stock | 15,327 | $22.02 | $337,500.54 |
DisclosureSEC source: 0001404768-07-000003 · edgar.xml · nonDerivative · entry 1 Brigeman Benjamin L · CIK 0001404768 · EVP - Schwab Investor Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,664 F1 · shares: The shares were granted under the Company's 2004 Stock Incentive Plan and vest 25% on each of the second and third anniversary of the grant date and 50% on the fourth anniversary of the grant date. F2 · balance_after: As of the date of this report, the reporting person also had an indirect beneficial ownership interest in 23,776 shares held in trust and 1,532 shares held in a 401(k). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.