Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AssetMark Financial Holdings, Inc.AMK · Entity 87718 | Director · Chief Executive Officer | June 09, 2020 | November 19, 2020 |
| FinTech Evolution Acquisition GroupFTEV.U · Entity 141466 | Director | March 01, 2021 | March 01, 2021 |
| SCHWAB CHARLES CORPSCHW · Entity 1218 | EVP/COO, Schwab Institutional | November 17, 2008 | November 24, 2008 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AssetMark Financial Holdings, Inc.
Report date June 09, 2020 · Filed November 19, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 2,023,512 |
Reported balance
After 2020-06-09 transaction · row 1
1 source rowRow 1 · 2020-06-09 · Grant · Acquired 10,315 · Balance 2,023,512 F1: Consists of restricted stock units that vest in four equal annual installments on the first four anniversaries of the date of grant and settle in shares of common stock of the issuer. |
| Stock Appreciation RightSEC Table II · derivative / convertible security · Conversion / exercise price $28.48 · Expires 2030-06-09 | Direct | 88,415 |
Reported balance
After 2020-06-09 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2020-06-09 · Grant · Acquired 88,415 · Balance 88,415 F2: The stock appreciation right vests in four equal annual installments on the first four anniversaries of the date of grant. |
Filing footnotes · ownership attribution and instrument terms
F1: Consists of restricted stock units that vest in four equal annual installments on the first four anniversaries of the date of grant and settle in shares of common stock of the issuer.
F2: The stock appreciation right vests in four equal annual installments on the first four anniversaries of the date of grant.
FinTech Evolution Acquisition Group
Report date March 01, 2021 · Filed March 01, 2021
This filing explicitly reported no securities owned.
SCHWAB CHARLES CORP
Report date November 17, 2008 · Filed November 24, 2008
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 47,487 |
Reported balance
After 2008-11-17 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2008-11-17 · Tax withholding · Disposed 1,595 · Balance 47,487 F1: The reporting person also has an indirect beneficial ownership interest in 2,537 shares held in trust and 729 shares held through an employee stock purchase plan. |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person also has an indirect beneficial ownership interest in 2,537 shares held in trust and 729 shares held through an employee stock purchase plan.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 11, 2020 Filed Jun 15, 2020 19:53 UTC | AssetMark Financial Holdings, Inc. AMK · Entity 87718 | SaleCommon Stock | 1,400 | $26.71 | $37,394.00 |
DisclosureSEC source: 0001209191-20-036814 · doc4.xml · nonDerivative · entry 2 Goldman Charles G · CIK 0001311478 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC / trust Disclosed balance after: 0 F3 · price: These transactions were executed in multiple trades at prices ranging from $26.18 to $27.17. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · ownership.nature: Reflects securities held by an LLC of which the Reporting Person is the manager. The sole member of the LLC is a revocable trust of which the Reporting Person is the settlor. Read SEC document |
| June 11, 2020 Filed Jun 15, 2020 19:53 UTC | AssetMark Financial Holdings, Inc. AMK · Entity 87718 | SaleCommon Stock | 6,491 | $25.68 | $166,688.88 |
DisclosureSEC source: 0001209191-20-036814 · doc4.xml · nonDerivative · entry 1 Goldman Charles G · CIK 0001311478 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC / trust Disclosed balance after: 1,400 F1 · price: These transactions were executed in multiple trades at prices ranging from $25.17 to $26.12. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · ownership.nature: Reflects securities held by an LLC of which the Reporting Person is the manager. The sole member of the LLC is a revocable trust of which the Reporting Person is the settlor. Read SEC document |
| June 10, 2020 Filed Jun 10, 2020 18:17 UTC | AssetMark Financial Holdings, Inc. AMK · Entity 87718 | SaleCommon Stock | 4,411 | $27.96 | $123,331.56 |
DisclosureSEC source: 0001209191-20-035669 · doc4.xml · nonDerivative · entry 4 Goldman Charles G · CIK 0001311478 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC / trust Disclosed balance after: 7,891 F4 · price: These transactions were executed in multiple trades at prices ranging from $27.89 to $28.14. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F1 · ownership.nature: Reflects securities held by an LLC of which the Reporting Person is the manager. The sole member of the LLC is a revocable trust of which the Reporting Person is the settlor. Read SEC document |
| June 10, 2020 Filed Jun 10, 2020 18:17 UTC | AssetMark Financial Holdings, Inc. AMK · Entity 87718 | SaleCommon Stock | 5,810 | $27.66 | $160,704.60 |
DisclosureSEC source: 0001209191-20-035669 · doc4.xml · nonDerivative · entry 3 Goldman Charles G · CIK 0001311478 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC / trust Disclosed balance after: 12,302 F3 · price: These transactions were executed in multiple trades at prices ranging from $26.89 to $27.88. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F1 · ownership.nature: Reflects securities held by an LLC of which the Reporting Person is the manager. The sole member of the LLC is a revocable trust of which the Reporting Person is the settlor. Read SEC document |
| June 09, 2020 Filed Jun 10, 2020 18:17 UTC | AssetMark Financial Holdings, Inc. AMK · Entity 87718 | SaleCommon Stock | 9,685 | $28.56 | $276,603.60 |
DisclosureSEC source: 0001209191-20-035669 · doc4.xml · nonDerivative · entry 2 Goldman Charles G · CIK 0001311478 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC / trust Disclosed balance after: 18,112 F2 · price: These transactions were executed in multiple trades at prices ranging from $28.00 to $28.91. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F1 · ownership.nature: Reflects securities held by an LLC of which the Reporting Person is the manager. The sole member of the LLC is a revocable trust of which the Reporting Person is the settlor. Read SEC document |
| June 09, 2020 Filed Nov 19, 2020 20:37 UTC | AssetMark Financial Holdings, Inc. AMK · Entity 87718 | GrantStock Appreciation Right · Derivative | 88,415 | $0.00 Strike: $28.48 | $0.00 |
DisclosureSEC source: 0001209191-20-059549 · doc4.xml · derivative · entry 2 Goldman Charles G · CIK 0001311478 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,415 Underlying: Common Stock · 88,415 shares Expires 2030-06-09 F2 · derivative.exercise_date: The stock appreciation right vests in four equal annual installments on the first four anniversaries of the date of grant. Read SEC document |
| June 09, 2020 Filed Nov 19, 2020 20:37 UTC | AssetMark Financial Holdings, Inc. AMK · Entity 87718 | GrantCommon Stock | 10,315 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-059549 · doc4.xml · nonDerivative · entry 1 Goldman Charles G · CIK 0001311478 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,023,512 F1 · shares: Consists of restricted stock units that vest in four equal annual installments on the first four anniversaries of the date of grant and settle in shares of common stock of the issuer. Read SEC document |
| June 08, 2020 Filed Jun 10, 2020 18:17 UTC | AssetMark Financial Holdings, Inc. AMK · Entity 87718 | SaleCommon Stock | 11,276 | $28.12 | $317,081.12 |
DisclosureSEC source: 0001209191-20-035669 · doc4.xml · nonDerivative · entry 1 Goldman Charles G · CIK 0001311478 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC / trust Disclosed balance after: 27,797 F1 · ownership.nature: Reflects securities held by an LLC of which the Reporting Person is the manager. The sole member of the LLC is a revocable trust of which the Reporting Person is the settlor. Read SEC document |
| June 05, 2020 Filed Jun 5, 2020 16:52 UTC | AssetMark Financial Holdings, Inc. AMK · Entity 87718 | SaleCommon Stock | 11,730 | $27.28 | $319,994.40 |
DisclosureSEC source: 0001209191-20-034705 · doc4.xml · nonDerivative · entry 3 Goldman Charles G · CIK 0001311478 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC / trust Disclosed balance after: 39,073 F4 · price: These transactions were executed in multiple trades at prices ranging from $26.93 to $27.90. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · ownership.nature: Reflects securities held by an LLC of which the Reporting Person is the manager. The sole member of the LLC is a revocable trust of which the Reporting Person is the settlor. Read SEC document |
| June 04, 2020 Filed Jun 5, 2020 16:52 UTC | AssetMark Financial Holdings, Inc. AMK · Entity 87718 | SaleCommon Stock | 6,835 | $26.24 | $179,350.40 |
DisclosureSEC source: 0001209191-20-034705 · doc4.xml · nonDerivative · entry 2 Goldman Charles G · CIK 0001311478 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC / trust Disclosed balance after: 50,803 F3 · price: These transactions were executed in multiple trades at prices ranging from $25.98 to $26.63. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · ownership.nature: Reflects securities held by an LLC of which the Reporting Person is the manager. The sole member of the LLC is a revocable trust of which the Reporting Person is the settlor. Read SEC document |
| June 03, 2020 Filed Jun 5, 2020 16:52 UTC | AssetMark Financial Holdings, Inc. AMK · Entity 87718 | SaleCommon Stock | 10,085 | $27.10 | $273,303.50 |
DisclosureSEC source: 0001209191-20-034705 · doc4.xml · nonDerivative · entry 1 Goldman Charles G · CIK 0001311478 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC / trust Disclosed balance after: 57,638 F1 · price: These transactions were executed in multiple trades at prices ranging from $26.58 to $27.40. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · ownership.nature: Reflects securities held by an LLC of which the Reporting Person is the manager. The sole member of the LLC is a revocable trust of which the Reporting Person is the settlor. Read SEC document |
| June 02, 2020 Filed Jun 2, 2020 19:39 UTC | AssetMark Financial Holdings, Inc. AMK · Entity 87718 | SaleCommon Stock | 8,699 | $26.52 | $230,697.48 |
DisclosureSEC source: 0001209191-20-033762 · doc4.xml · nonDerivative · entry 5 Goldman Charles G · CIK 0001311478 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC / trust Disclosed balance after: 67,723 F6 · price: These transactions were executed in multiple trades at prices ranging from $26.32 to $26.69. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · ownership.nature: Reflects securities held by an LLC of which the Reporting Person is the manager. The sole member of the LLC is a revocable trust of which the Reporting Person is the settlor. Read SEC document |
| June 01, 2020 Filed Jun 2, 2020 19:39 UTC | AssetMark Financial Holdings, Inc. AMK · Entity 87718 | SaleCommon Stock | 7,984 | $26.37 | $210,538.08 |
DisclosureSEC source: 0001209191-20-033762 · doc4.xml · nonDerivative · entry 4 Goldman Charles G · CIK 0001311478 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC / trust Disclosed balance after: 76,422 F5 · price: These transactions were executed in multiple trades at prices ranging from $25.86 to $26.84. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · ownership.nature: Reflects securities held by an LLC of which the Reporting Person is the manager. The sole member of the LLC is a revocable trust of which the Reporting Person is the settlor. Read SEC document |
| June 01, 2020 Filed Jun 2, 2020 19:39 UTC | AssetMark Financial Holdings, Inc. AMK · Entity 87718 | SaleCommon Stock | 4,722 | $25.16 | $118,805.52 |
DisclosureSEC source: 0001209191-20-033762 · doc4.xml · nonDerivative · entry 3 Goldman Charles G · CIK 0001311478 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC / trust Disclosed balance after: 84,406 F4 · price: These transactions were executed in multiple trades at prices ranging from $24.69 to $25.55. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · ownership.nature: Reflects securities held by an LLC of which the Reporting Person is the manager. The sole member of the LLC is a revocable trust of which the Reporting Person is the settlor. Read SEC document |
| May 29, 2020 Filed Jun 2, 2020 19:39 UTC | AssetMark Financial Holdings, Inc. AMK · Entity 87718 | SaleCommon Stock | 9,303 | $26.61 | $247,552.83 |
DisclosureSEC source: 0001209191-20-033762 · doc4.xml · nonDerivative · entry 2 Goldman Charles G · CIK 0001311478 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC / trust Disclosed balance after: 89,128 F3 · price: These transactions were executed in multiple trades at prices ranging from $26.37 to $26.82. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · ownership.nature: Reflects securities held by an LLC of which the Reporting Person is the manager. The sole member of the LLC is a revocable trust of which the Reporting Person is the settlor. Read SEC document |
| May 29, 2020 Filed Jun 2, 2020 19:39 UTC | AssetMark Financial Holdings, Inc. AMK · Entity 87718 | SaleCommon Stock | 7,646 | $26.01 | $198,872.46 |
DisclosureSEC source: 0001209191-20-033762 · doc4.xml · nonDerivative · entry 1 Goldman Charles G · CIK 0001311478 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC / trust Disclosed balance after: 98,431 F1 · price: These transactions were executed in multiple trades at prices ranging from $25.37 to $26.36. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · ownership.nature: Reflects securities held by an LLC of which the Reporting Person is the manager. The sole member of the LLC is a revocable trust of which the Reporting Person is the settlor. Read SEC document |
| May 28, 2020 Filed May 28, 2020 19:56 UTC | AssetMark Financial Holdings, Inc. AMK · Entity 87718 | SaleCommon Stock | 9,227 | $26.80 | $247,283.60 |
DisclosureSEC source: 0001209191-20-032762 · doc4.xml · nonDerivative · entry 7 Goldman Charles G · CIK 0001311478 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC / trust Disclosed balance after: 106,077 F7 · price: These transactions were executed in multiple trades at prices ranging from $26.60 to $27.10. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · ownership.nature: Reflects securities held by an LLC of which the Reporting Person is the manager. The sole member of the LLC is a revocable trust of which the Reporting Person is the settlor. Read SEC document |
| May 28, 2020 Filed May 28, 2020 19:56 UTC | AssetMark Financial Holdings, Inc. AMK · Entity 87718 | SaleCommon Stock | 9,546 | $26.01 | $248,291.46 |
DisclosureSEC source: 0001209191-20-032762 · doc4.xml · nonDerivative · entry 6 Goldman Charles G · CIK 0001311478 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC / trust Disclosed balance after: 115,304 F6 · price: These transactions were executed in multiple trades at prices ranging from $25.60 to $26.59. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · ownership.nature: Reflects securities held by an LLC of which the Reporting Person is the manager. The sole member of the LLC is a revocable trust of which the Reporting Person is the settlor. Read SEC document |
| May 27, 2020 Filed May 28, 2020 19:56 UTC | AssetMark Financial Holdings, Inc. AMK · Entity 87718 | SaleCommon Stock | 21,991 | $26.91 | $591,777.81 |
DisclosureSEC source: 0001209191-20-032762 · doc4.xml · nonDerivative · entry 5 Goldman Charles G · CIK 0001311478 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC / trust Disclosed balance after: 124,850 F5 · price: These transactions were executed in multiple trades at prices ranging from $26.61 to $27.21. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · ownership.nature: Reflects securities held by an LLC of which the Reporting Person is the manager. The sole member of the LLC is a revocable trust of which the Reporting Person is the settlor. Read SEC document |
| May 26, 2020 Filed May 28, 2020 19:56 UTC | AssetMark Financial Holdings, Inc. AMK · Entity 87718 | SaleCommon Stock | 5 | $27.73 | $138.65 |
DisclosureSEC source: 0001209191-20-032762 · doc4.xml · nonDerivative · entry 4 Goldman Charles G · CIK 0001311478 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC / trust Disclosed balance after: 146,841 F2 · ownership.nature: Reflects securities held by an LLC of which the Reporting Person is the manager. The sole member of the LLC is a revocable trust of which the Reporting Person is the settlor. Read SEC document |
| May 26, 2020 Filed May 28, 2020 19:56 UTC | AssetMark Financial Holdings, Inc. AMK · Entity 87718 | SaleCommon Stock | 5,302 | $26.91 | $142,676.82 |
DisclosureSEC source: 0001209191-20-032762 · doc4.xml · nonDerivative · entry 3 Goldman Charles G · CIK 0001311478 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC / trust Disclosed balance after: 146,846 F4 · price: These transactions were executed in multiple trades at prices ranging from $26.50 to $27.18. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · ownership.nature: Reflects securities held by an LLC of which the Reporting Person is the manager. The sole member of the LLC is a revocable trust of which the Reporting Person is the settlor. Read SEC document |
| May 26, 2020 Filed May 28, 2020 19:56 UTC | AssetMark Financial Holdings, Inc. AMK · Entity 87718 | SaleCommon Stock | 25,475 | $26.13 | $665,661.75 |
DisclosureSEC source: 0001209191-20-032762 · doc4.xml · nonDerivative · entry 2 Goldman Charles G · CIK 0001311478 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC / trust Disclosed balance after: 152,148 F3 · price: These transactions were executed in multiple trades at prices ranging from $25.50 to $26.46. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · ownership.nature: Reflects securities held by an LLC of which the Reporting Person is the manager. The sole member of the LLC is a revocable trust of which the Reporting Person is the settlor. Read SEC document |
| May 26, 2020 Filed May 28, 2020 19:56 UTC | AssetMark Financial Holdings, Inc. AMK · Entity 87718 | SaleCommon Stock | 14,518 | $25.16 | $365,272.88 |
DisclosureSEC source: 0001209191-20-032762 · doc4.xml · nonDerivative · entry 1 Goldman Charles G · CIK 0001311478 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC / trust Disclosed balance after: 177,623 F1 · price: These transactions were executed in multiple trades at prices ranging from $24.50 to $25.48. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · ownership.nature: Reflects securities held by an LLC of which the Reporting Person is the manager. The sole member of the LLC is a revocable trust of which the Reporting Person is the settlor. Read SEC document |
| May 22, 2020 Filed May 22, 2020 18:34 UTC | AssetMark Financial Holdings, Inc. AMK · Entity 87718 | SaleCommon Stock | 2,000 | $26.95 | $53,900.00 |
DisclosureSEC source: 0001209191-20-031862 · doc4.xml · nonDerivative · entry 6 Goldman Charles G · CIK 0001311478 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC / trust Disclosed balance after: 192,141 F7 · price: These transactions were executed in multiple trades at prices ranging from $26.92 to $27.00. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · ownership.nature: Reflects securities held by an LLC of which the Reporting Person is the manager. The sole member of the LLC is a revocable trust of which the Reporting Person is the settlor. Read SEC document |
| May 22, 2020 Filed May 22, 2020 18:34 UTC | AssetMark Financial Holdings, Inc. AMK · Entity 87718 | SaleCommon Stock | 17,373 | $26.50 | $460,384.50 |
DisclosureSEC source: 0001209191-20-031862 · doc4.xml · nonDerivative · entry 5 Goldman Charles G · CIK 0001311478 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC / trust Disclosed balance after: 194,141 F6 · price: These transactions were executed in multiple trades at prices ranging from $25.92 to $26.91. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · ownership.nature: Reflects securities held by an LLC of which the Reporting Person is the manager. The sole member of the LLC is a revocable trust of which the Reporting Person is the settlor. Read SEC document |
| May 21, 2020 Filed May 22, 2020 18:34 UTC | AssetMark Financial Holdings, Inc. AMK · Entity 87718 | SaleCommon Stock | 16,515 | $26.91 | $444,418.65 |
DisclosureSEC source: 0001209191-20-031862 · doc4.xml · nonDerivative · entry 4 Goldman Charles G · CIK 0001311478 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC / trust Disclosed balance after: 211,514 F5 · price: These transactions were executed in multiple trades at prices ranging from $26.81 to $27.04. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · ownership.nature: Reflects securities held by an LLC of which the Reporting Person is the manager. The sole member of the LLC is a revocable trust of which the Reporting Person is the settlor. Read SEC document |
| May 21, 2020 Filed May 22, 2020 18:34 UTC | AssetMark Financial Holdings, Inc. AMK · Entity 87718 | SaleCommon Stock | 12,763 | $26.54 | $338,730.02 |
DisclosureSEC source: 0001209191-20-031862 · doc4.xml · nonDerivative · entry 3 Goldman Charles G · CIK 0001311478 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC / trust Disclosed balance after: 228,029 F4 · price: These transactions were executed in multiple trades at prices ranging from $25.81 to $26.80. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · ownership.nature: Reflects securities held by an LLC of which the Reporting Person is the manager. The sole member of the LLC is a revocable trust of which the Reporting Person is the settlor. Read SEC document |
| May 20, 2020 Filed May 22, 2020 18:34 UTC | AssetMark Financial Holdings, Inc. AMK · Entity 87718 | SaleCommon Stock | 305 | $26.66 | $8,131.30 |
DisclosureSEC source: 0001209191-20-031862 · doc4.xml · nonDerivative · entry 2 Goldman Charles G · CIK 0001311478 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC / trust Disclosed balance after: 240,792 F3 · price: These transactions were executed in multiple trades at prices ranging from $26.66 to $26.73. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · ownership.nature: Reflects securities held by an LLC of which the Reporting Person is the manager. The sole member of the LLC is a revocable trust of which the Reporting Person is the settlor. Read SEC document |
| May 20, 2020 Filed May 22, 2020 18:34 UTC | AssetMark Financial Holdings, Inc. AMK · Entity 87718 | SaleCommon Stock | 10,726 | $26.26 | $281,664.76 |
DisclosureSEC source: 0001209191-20-031862 · doc4.xml · nonDerivative · entry 1 Goldman Charles G · CIK 0001311478 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC / trust Disclosed balance after: 241,097 F1 · price: These transactions were executed in multiple trades at prices ranging from $25.63 to $26.60. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · ownership.nature: Reflects securities held by an LLC of which the Reporting Person is the manager. The sole member of the LLC is a revocable trust of which the Reporting Person is the settlor. Read SEC document |
| May 19, 2020 Filed May 19, 2020 20:22 UTC | AssetMark Financial Holdings, Inc. AMK · Entity 87718 | SaleCommon Stock | 20,708 | $25.47 | $527,432.76 |
DisclosureSEC source: 0001209191-20-030768 · doc4.xml · nonDerivative · entry 5 Goldman Charles G · CIK 0001311478 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC / trust Disclosed balance after: 251,823 F5 · price: These transactions were executed in multiple trades at prices ranging from $24.95 to $25.68 . The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · ownership.nature: Reflects securities held by an LLC of which the Reporting Person is the manager. The sole member of the LLC is a revocable trust of which the Reporting Person is the settlor. Read SEC document |
| May 18, 2020 Filed May 19, 2020 20:22 UTC | AssetMark Financial Holdings, Inc. AMK · Entity 87718 | SaleCommon Stock | 33,614 | $26.02 | $874,636.28 |
DisclosureSEC source: 0001209191-20-030768 · doc4.xml · nonDerivative · entry 4 Goldman Charles G · CIK 0001311478 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC / trust Disclosed balance after: 272,531 F4 · price: These transactions were executed in multiple trades at prices ranging from $25.81 to $26.25. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · ownership.nature: Reflects securities held by an LLC of which the Reporting Person is the manager. The sole member of the LLC is a revocable trust of which the Reporting Person is the settlor. Read SEC document |
| May 18, 2020 Filed May 19, 2020 20:22 UTC | AssetMark Financial Holdings, Inc. AMK · Entity 87718 | SaleCommon Stock | 4,463 | $25.50 | $113,806.50 |
DisclosureSEC source: 0001209191-20-030768 · doc4.xml · nonDerivative · entry 3 Goldman Charles G · CIK 0001311478 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Indirect · By LLC / trust Disclosed balance after: 306,145 F2 · price: These transactions were executed in multiple trades at prices ranging from $24.81 to $25.80 . The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F3 · ownership.nature: Reflects securities held by an LLC of which the Reporting Person is the manager. The sole member of the LLC is a revocable trust of which the Reporting Person is the settlor. Read SEC document |
| May 18, 2020 Filed May 19, 2020 20:22 UTC | AssetMark Financial Holdings, Inc. AMK · Entity 87718 | SaleCommon Stock | 3,851 | $25.19 | $97,006.69 |
DisclosureSEC source: 0001209191-20-030768 · doc4.xml · nonDerivative · entry 2 Goldman Charles G · CIK 0001311478 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,013,197 Read SEC document |
| May 15, 2020 Filed May 19, 2020 20:22 UTC | AssetMark Financial Holdings, Inc. AMK · Entity 87718 | SaleCommon Stock | 7,708 | $24.51 | $188,923.08 |
DisclosureSEC source: 0001209191-20-030768 · doc4.xml · nonDerivative · entry 1 Goldman Charles G · CIK 0001311478 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,017,048 F1 · price: These transactions were executed in multiple trades at prices ranging from $24.00 to 24.98. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| May 12, 2020 Filed May 12, 2020 19:10 UTC | AssetMark Financial Holdings, Inc. AMK · Entity 87718 | SaleCommon Stock | 700 | $24.02 | $16,814.00 |
DisclosureSEC source: 0001209191-20-028655 · doc4.xml · nonDerivative · entry 4 Goldman Charles G · CIK 0001311478 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,024,756 F4 · price: These transactions were executed in multiple trades at prices ranging from $24.00 to $24.04. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| May 11, 2020 Filed May 12, 2020 19:10 UTC | AssetMark Financial Holdings, Inc. AMK · Entity 87718 | SaleCommon Stock | 5,423 | $24.07 | $130,531.61 |
DisclosureSEC source: 0001209191-20-028655 · doc4.xml · nonDerivative · entry 3 Goldman Charles G · CIK 0001311478 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,025,456 F3 · price: These transactions were executed in multiple trades at prices ranging from $24.00 to $24.21. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| May 08, 2020 Filed May 12, 2020 19:10 UTC | AssetMark Financial Holdings, Inc. AMK · Entity 87718 | SaleCommon Stock | 27,732 | $25.01 | $693,577.32 |
DisclosureSEC source: 0001209191-20-028655 · doc4.xml · nonDerivative · entry 2 Goldman Charles G · CIK 0001311478 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,030,879 F2 · price: These transactions were executed in multiple trades at prices ranging from $24.87 to $25.79. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| May 08, 2020 Filed May 12, 2020 19:10 UTC | AssetMark Financial Holdings, Inc. AMK · Entity 87718 | SaleCommon Stock | 23,824 | $24.54 | $584,640.96 |
DisclosureSEC source: 0001209191-20-028655 · doc4.xml · nonDerivative · entry 1 Goldman Charles G · CIK 0001311478 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,058,611 F1 · price: These transactions were executed in multiple trades at prices ranging from $23.87 to $24.86. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| May 07, 2020 Filed May 7, 2020 20:21 UTC | AssetMark Financial Holdings, Inc. AMK · Entity 87718 | SaleCommon Stock | 3,093 | $24.99 | $77,294.07 |
DisclosureSEC source: 0001209191-20-027820 · doc4.xml · nonDerivative · entry 7 Goldman Charles G · CIK 0001311478 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,082,435 F7 · price: These transactions were executed in multiple trades at prices ranging from $24.89 to $25. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| May 07, 2020 Filed May 7, 2020 20:21 UTC | AssetMark Financial Holdings, Inc. AMK · Entity 87718 | SaleCommon Stock | 27,341 | $24.41 | $667,393.81 |
DisclosureSEC source: 0001209191-20-027820 · doc4.xml · nonDerivative · entry 6 Goldman Charles G · CIK 0001311478 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,085,528 F6 · price: These transactions were executed in multiple trades at prices ranging from $23.89 to $24.78. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| May 06, 2020 Filed May 7, 2020 20:21 UTC | AssetMark Financial Holdings, Inc. AMK · Entity 87718 | SaleCommon Stock | 6,011 | $24.08 | $144,744.88 |
DisclosureSEC source: 0001209191-20-027820 · doc4.xml · nonDerivative · entry 5 Goldman Charles G · CIK 0001311478 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,112,869 F5 · price: These transactions were executed in multiple trades at prices ranging from $24.00 to $24.65. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| May 06, 2020 Filed May 7, 2020 20:21 UTC | AssetMark Financial Holdings, Inc. AMK · Entity 87718 | SaleCommon Stock | 6,572 | $23.58 | $154,967.76 |
DisclosureSEC source: 0001209191-20-027820 · doc4.xml · nonDerivative · entry 4 Goldman Charles G · CIK 0001311478 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,118,880 F4 · price: These transactions were executed in multiple trades at prices ranging from $23.00 to $23.99. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| May 06, 2020 Filed May 7, 2020 20:21 UTC | AssetMark Financial Holdings, Inc. AMK · Entity 87718 | SaleCommon Stock | 35,739 | $22.44 | $801,983.16 |
DisclosureSEC source: 0001209191-20-027820 · doc4.xml · nonDerivative · entry 3 Goldman Charles G · CIK 0001311478 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,125,452 F3 · price: These transactions were executed in multiple trades at prices ranging from $22.00 to $22.99. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| May 05, 2020 Filed May 7, 2020 20:21 UTC | AssetMark Financial Holdings, Inc. AMK · Entity 87718 | SaleCommon Stock | 4,880 | $24.19 | $118,047.20 |
DisclosureSEC source: 0001209191-20-027820 · doc4.xml · nonDerivative · entry 2 Goldman Charles G · CIK 0001311478 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,161,191 F2 · price: These transactions were executed in multiple trades at prices ranging from $23.97 to $24.49. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| May 05, 2020 Filed May 7, 2020 20:21 UTC | AssetMark Financial Holdings, Inc. AMK · Entity 87718 | SaleCommon Stock | 6,939 | $23.47 | $162,858.33 |
DisclosureSEC source: 0001209191-20-027820 · doc4.xml · nonDerivative · entry 1 Goldman Charles G · CIK 0001311478 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,166,071 F1 · price: These transactions were executed in multiple trades at prices ranging from $22.96 to $23.95. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| May 04, 2020 Filed May 4, 2020 19:36 UTC | AssetMark Financial Holdings, Inc. AMK · Entity 87718 | SaleCommon Stock | 200 | $23.80 | $4,760.00 |
DisclosureSEC source: 0001209191-20-026932 · doc4.xml · nonDerivative · entry 6 Goldman Charles G · CIK 0001311478 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,173,010 Read SEC document |
| May 04, 2020 Filed May 4, 2020 19:36 UTC | AssetMark Financial Holdings, Inc. AMK · Entity 87718 | SaleCommon Stock | 88,117 | $23.10 | $2,035,502.70 |
DisclosureSEC source: 0001209191-20-026932 · doc4.xml · nonDerivative · entry 5 Goldman Charles G · CIK 0001311478 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,173,210 F5 · price: These transactions were executed in multiple trades at prices ranging from $22.76 to $23.70. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| May 01, 2020 Filed May 4, 2020 19:36 UTC | AssetMark Financial Holdings, Inc. AMK · Entity 87718 | SaleCommon Stock | 921 | $24.23 | $22,315.83 |
DisclosureSEC source: 0001209191-20-026932 · doc4.xml · nonDerivative · entry 4 Goldman Charles G · CIK 0001311478 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,261,327 F4 · price: These transactions were executed in multiple trades at prices ranging from $24.13 to $24.30. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| May 01, 2020 Filed May 4, 2020 19:36 UTC | AssetMark Financial Holdings, Inc. AMK · Entity 87718 | SaleCommon Stock | 24,904 | $23.51 | $585,493.04 |
DisclosureSEC source: 0001209191-20-026932 · doc4.xml · nonDerivative · entry 3 Goldman Charles G · CIK 0001311478 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,262,248 F3 · price: These transactions were executed in multiple trades at prices ranging from $23.07 to $24.05. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| April 30, 2020 Filed May 4, 2020 19:36 UTC | AssetMark Financial Holdings, Inc. AMK · Entity 87718 | SaleCommon Stock | 32,039 | $24.04 | $770,217.56 |
DisclosureSEC source: 0001209191-20-026932 · doc4.xml · nonDerivative · entry 2 Goldman Charles G · CIK 0001311478 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,287,152 F2 · price: These transactions were executed in multiple trades at prices ranging from $23.95 to $24.42. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.