Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| SCHWAB CHARLES CORPSCHW · Entity 1218 | EVP - Client Solutions | June 05, 2015 | June 09, 2015 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
SCHWAB CHARLES CORP
Report date June 05, 2015 · Filed June 09, 2015
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 110,838.3798 |
Ending reported balance
After 2015-06-05 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2015-06-05 · Exercise / conversion · Acquired 64,000 · Balance 174,838.3798 Row 2 · 2015-06-05 · Sale · Disposed 64,000 · Balance 110,838.3798 F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 27, 2014. F2: This transaction was executed in multiple trades at prices ranging from $33.00 to $33.58. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. |
| Nonqualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $19.36 · Expires 2018-11-03 | Direct | 64,041 |
Reported balance
After 2015-06-05 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2015-06-05 · Exercise / conversion · Disposed 64,000 · Balance 64,041 |
| Common StockSEC Table I · non-derivative | Indirectby 401(k) | 29,442.288 |
Reported balance
Holding disclosure · report date 2015-06-05 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 29,442.288 |
| Common StockSEC Table I · non-derivative | Indirectby ESOP | 5,309.506 |
Reported balance
Holding disclosure · report date 2015-06-05 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 5,309.506 |
Filing footnotes · ownership attribution and instrument terms
F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 27, 2014.
F2: This transaction was executed in multiple trades at prices ranging from $33.00 to $33.58. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 05, 2015 Filed Jun 9, 2015 15:45 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 64,000 | $0.00 Strike: $19.36 | $0.00 |
DisclosureSEC source: 0001225208-15-013540 · doc4.xml · derivative · entry 5 McCool James D · CIK 0001389181 · EVP - Client Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,041 Underlying: Common Stock · 64,000 shares Expires 2018-11-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 05, 2015 Filed Jun 9, 2015 15:45 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 64,000 | $33.19 | $2,124,032.00 |
DisclosureSEC source: 0001225208-15-013540 · doc4.xml · nonDerivative · entry 2 McCool James D · CIK 0001389181 · EVP - Client Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,838.3798 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 27, 2014. F2 · price: This transaction was executed in multiple trades at prices ranging from $33.00 to $33.58. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| June 05, 2015 Filed Jun 9, 2015 15:45 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionCommon Stock | 64,000 | $19.36 | $1,239,040.00 |
DisclosureSEC source: 0001225208-15-013540 · doc4.xml · nonDerivative · entry 1 McCool James D · CIK 0001389181 · EVP - Client Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 174,838.3798 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 06, 2015 Filed Mar 10, 2015 20:45 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 74,000 | $0.00 Strike: $17.38 | $0.00 |
DisclosureSEC source: 0001225208-15-007438 · doc4.xml · derivative · entry 5 McCool James D · CIK 0001389181 · EVP - Client Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,591 Underlying: Common Stock · 74,000 shares Expires 2019-11-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 06, 2015 Filed Mar 10, 2015 20:45 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 74,000 | $31.39 | $2,322,904.40 |
DisclosureSEC source: 0001225208-15-007438 · doc4.xml · nonDerivative · entry 2 McCool James D · CIK 0001389181 · EVP - Client Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,837.9918 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 27, 2014. F2 · price: This transaction was executed in multiple trades at prices ranging from $31.00 to $31.61. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| March 06, 2015 Filed Mar 10, 2015 20:45 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionCommon Stock | 74,000 | $17.38 | $1,286,120.00 |
DisclosureSEC source: 0001225208-15-007438 · doc4.xml · nonDerivative · entry 1 McCool James D · CIK 0001389181 · EVP - Client Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 184,837.9918 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 03, 2015 Filed Mar 4, 2015 21:28 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionCommon Stock | 4,508 | $29.95 | $135,014.60 |
DisclosureSEC source: 0001225208-15-006776 · doc4.xml · nonDerivative · entry 2 McCool James D · CIK 0001389181 · EVP - Client Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 110,837.9918 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired on the vesting of restricted stock units. Read SEC document |
| March 02, 2015 Filed Mar 4, 2015 21:28 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantNonqualified Stock Option (right to buy) · Derivative | 90,253 | $0.00 Strike: $30.17 | $0.00 |
DisclosureSEC source: 0001225208-15-006776 · doc4.xml · derivative · entry 5 McCool James D · CIK 0001389181 · EVP - Client Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,253 Underlying: Common Stock · 90,253 shares Expires 2025-03-02 F2 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| March 02, 2015 Filed Mar 4, 2015 21:28 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionCommon Stock | 13,941 | $29.77 | $415,023.57 |
DisclosureSEC source: 0001225208-15-006776 · doc4.xml · nonDerivative · entry 1 McCool James D · CIK 0001389181 · EVP - Client Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,329.9918 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired on the vesting of restricted stock units. Read SEC document |
| November 03, 2014 Filed Nov 5, 2014 21:06 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantNonqualified Stock Option (right to buy) · Derivative | 31,173 | $0.00 Strike: $28.44 | $0.00 |
DisclosureSEC source: 0001225208-14-022812 · doc4.xml · derivative · entry 4 McCool James D · CIK 0001389181 · EVP - Client Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,173 Underlying: Common Stock · 31,173 shares Expires 2024-11-03 F2 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| November 03, 2014 Filed Nov 5, 2014 21:06 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionCommon Stock | 7,483 | $28.59 | $213,938.97 |
DisclosureSEC source: 0001225208-14-022812 · doc4.xml · nonDerivative · entry 1 McCool James D · CIK 0001389181 · EVP - Client Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,387.7653 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired on the vesting of restricted stock units. Read SEC document |
| September 17, 2014 Filed Sep 18, 2014 19:16 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 35,000 | $30.10 | $1,053,524.50 |
DisclosureSEC source: 0001225208-14-020138 · doc4.xml · nonDerivative · entry 1 McCool James D · CIK 0001389181 · EVP - Client Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,904.7653 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 27, 2014. F2 · price: This transaction was executed in multiple trades at prices ranging from $30.00 to $30.21. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| August 22, 2014 Filed Aug 25, 2014 20:03 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GiftCommon Stock | 4,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-14-019092 · doc4.xml · nonDerivative · entry 1 McCool James D · CIK 0001389181 · EVP - Client Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,904.7653 Read SEC document |
| August 01, 2014 Filed Aug 5, 2014 17:19 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantNonqualified Stock Option (right to buy) · Derivative | 33,693 | $0.00 Strike: $27.45 | $0.00 |
DisclosureSEC source: 0001225208-14-017987 · doc4.xml · derivative · entry 1 McCool James D · CIK 0001389181 · EVP - Client Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,693 Underlying: Common Stock · 33,693 shares Expires 2024-08-01 F1 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| July 18, 2014 Filed Jul 22, 2014 16:22 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 104,457 | $0.00 Strike: $23.33 | $0.00 |
DisclosureSEC source: 0001225208-14-017338 · doc4.xml · derivative · entry 5 McCool James D · CIK 0001389181 · EVP - Client Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 104,457 shares Expires 2014-10-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 18, 2014 Filed Jul 22, 2014 16:22 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Tax withholdingCommon Stock | 96,858 | $27.52 | $2,665,047.87 |
DisclosureSEC source: 0001225208-14-017338 · doc4.xml · nonDerivative · entry 2 McCool James D · CIK 0001389181 · EVP - Client Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 124,404.7653 Read SEC document |
| July 18, 2014 Filed Jul 22, 2014 16:22 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionCommon Stock | 104,457 | $23.33 | $2,436,929.58 |
DisclosureSEC source: 0001225208-14-017338 · doc4.xml · nonDerivative · entry 1 McCool James D · CIK 0001389181 · EVP - Client Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 221,262.7653 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 03, 2014 Filed Mar 5, 2014 21:37 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantNonqualified Stock Option (right to buy) · Derivative | 35,613 | $0.00 Strike: $25.86 | $0.00 |
DisclosureSEC source: 0001225208-14-007540 · doc4.xml · derivative · entry 4 McCool James D · CIK 0001389181 · EVP - Client Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,613 Underlying: Common Stock · 35,613 shares Expires 2024-03-03 F2 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| March 03, 2014 Filed Mar 5, 2014 21:37 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionCommon Stock | 14,891 | $25.97 | $386,644.82 |
DisclosureSEC source: 0001225208-14-007540 · doc4.xml · nonDerivative · entry 1 McCool James D · CIK 0001389181 · EVP - Client Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 116,805.3297 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired on the vesting of restricted stock units. Read SEC document |
| December 10, 2013 Filed Dec 11, 2013 19:09 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GiftCommon Stock | 4,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-025178 · doc4.xml · nonDerivative · entry 1 McCool James D · CIK 0001389181 · EVP - Client Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,913.3761 Read SEC document |
| November 01, 2013 Filed Nov 5, 2013 18:20 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantNonqualified Stock Option (right to buy) · Derivative | 36,024 | $0.00 Strike: $23.12 | $0.00 |
DisclosureSEC source: 0001225208-13-022862 · doc4.xml · derivative · entry 4 McCool James D · CIK 0001389181 · EVP - Client Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,024 Underlying: Common Stock · 36,024 shares Expires 2023-11-01 F2 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| November 01, 2013 Filed Nov 5, 2013 18:20 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantCommon Stock | 7,482 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-022862 · doc4.xml · nonDerivative · entry 1 McCool James D · CIK 0001389181 · EVP - Client Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,913.3761 F1 · shares: Shares acquired on the vesting of restricted stock units. Read SEC document |
| August 13, 2013 Filed Aug 15, 2013 16:02 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 19,352 | $0.00 Strike: $11.75 | $0.00 |
DisclosureSEC source: 0001225208-13-017867 · doc4.xml · derivative · entry 13 McCool James D · CIK 0001389181 · EVP - Client Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,058 Underlying: Common Stock · 19,352 shares Expires 2021-11-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 13, 2013 Filed Aug 15, 2013 16:02 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 15,467 | $0.00 Strike: $15.43 | $0.00 |
DisclosureSEC source: 0001225208-13-017867 · doc4.xml · derivative · entry 12 McCool James D · CIK 0001389181 · EVP - Client Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,402 Underlying: Common Stock · 15,467 shares Expires 2020-11-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 13, 2013 Filed Aug 15, 2013 16:02 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 19,582 | $0.00 Strike: $12.45 | $0.00 |
DisclosureSEC source: 0001225208-13-017867 · doc4.xml · derivative · entry 11 McCool James D · CIK 0001389181 · EVP - Client Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,747 Underlying: Common Stock · 19,582 shares Expires 2022-08-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 13, 2013 Filed Aug 15, 2013 16:02 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 17,266 | $0.00 Strike: $15.05 | $0.00 |
DisclosureSEC source: 0001225208-13-017867 · doc4.xml · derivative · entry 10 McCool James D · CIK 0001389181 · EVP - Client Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,797 Underlying: Common Stock · 17,266 shares Expires 2021-08-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 13, 2013 Filed Aug 15, 2013 16:02 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 15,496 | $0.00 Strike: $13.91 | $0.00 |
DisclosureSEC source: 0001225208-13-017867 · doc4.xml · derivative · entry 9 McCool James D · CIK 0001389181 · EVP - Client Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,488 Underlying: Common Stock · 15,496 shares Expires 2022-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 13, 2013 Filed Aug 15, 2013 16:02 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 87,163 | $22.32 | $1,945,164.37 |
DisclosureSEC source: 0001225208-13-017867 · doc4.xml · nonDerivative · entry 6 McCool James D · CIK 0001389181 · EVP - Client Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,431.3761 F1 · price: This transaction was executed in multiple trades at prices ranging from $22.19 to $22.37. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| August 13, 2013 Filed Aug 15, 2013 16:02 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionCommon Stock | 15,467 | $15.43 | $238,655.81 |
DisclosureSEC source: 0001225208-13-017867 · doc4.xml · nonDerivative · entry 5 McCool James D · CIK 0001389181 · EVP - Client Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 185,594.3761 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 13, 2013 Filed Aug 15, 2013 16:02 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionCommon Stock | 15,496 | $13.91 | $215,549.36 |
DisclosureSEC source: 0001225208-13-017867 · doc4.xml · nonDerivative · entry 4 McCool James D · CIK 0001389181 · EVP - Client Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 170,127.3761 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 13, 2013 Filed Aug 15, 2013 16:02 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionCommon Stock | 17,266 | $15.05 | $259,853.30 |
DisclosureSEC source: 0001225208-13-017867 · doc4.xml · nonDerivative · entry 3 McCool James D · CIK 0001389181 · EVP - Client Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 154,631.3761 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 13, 2013 Filed Aug 15, 2013 16:02 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionCommon Stock | 19,352 | $11.75 | $227,386.00 |
DisclosureSEC source: 0001225208-13-017867 · doc4.xml · nonDerivative · entry 2 McCool James D · CIK 0001389181 · EVP - Client Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 137,365.3761 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 13, 2013 Filed Aug 15, 2013 16:02 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionCommon Stock | 19,582 | $12.45 | $243,795.90 |
DisclosureSEC source: 0001225208-13-017867 · doc4.xml · nonDerivative · entry 1 McCool James D · CIK 0001389181 · EVP - Client Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,013.3761 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 01, 2013 Filed Aug 5, 2013 20:14 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantNonqualified Stock Option (right to buy) · Derivative | 38,820 | $0.00 Strike: $22.67 | $0.00 |
DisclosureSEC source: 0001225208-13-017289 · doc4.xml · derivative · entry 1 McCool James D · CIK 0001389181 · EVP - Client Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,820 Underlying: Common Stock · 38,820 shares Expires 2023-08-01 F1 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| May 29, 2013 Filed May 31, 2013 15:50 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 35,436 | $0.00 Strike: $18.29 | $0.00 |
DisclosureSEC source: 0001225208-13-013548 · doc4.xml · derivative · entry 5 McCool James D · CIK 0001389181 · EVP - Client Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 35,436 shares Expires 2013-10-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 29, 2013 Filed May 31, 2013 15:50 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 35,436 | $19.88 | $704,311.76 |
DisclosureSEC source: 0001225208-13-013548 · doc4.xml · nonDerivative · entry 2 McCool James D · CIK 0001389181 · EVP - Client Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,431.3761 F1 · price: This transaction was executed in multiple trades at prices ranging from $19.85 to $19.895. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| May 29, 2013 Filed May 31, 2013 15:50 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionCommon Stock | 35,436 | $18.29 | $648,177.59 |
DisclosureSEC source: 0001225208-13-013548 · doc4.xml · nonDerivative · entry 1 McCool James D · CIK 0001389181 · EVP - Client Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,867.3761 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 01, 2013 Filed Mar 5, 2013 19:55 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantNonqualified Stock Option (right to buy) · Derivative | 60,533 | $0.00 Strike: $16.40 | $0.00 |
DisclosureSEC source: 0001225208-13-006558 · doc4.xml · derivative · entry 4 McCool James D · CIK 0001389181 · EVP - Client Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,533 Underlying: Common Stock · 60,533 shares Expires 2023-03-01 F2 · derivative.exercise_date: The option was granted under the company's 2004 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| March 01, 2013 Filed Mar 5, 2013 19:55 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantCommon Stock | 6,698 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-006558 · doc4.xml · nonDerivative · entry 1 McCool James D · CIK 0001389181 · EVP - Client Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,244.6777 F1 · shares: Shares acquired on the vesting of restricted stock units. Read SEC document |
| December 10, 2012 Filed Dec 12, 2012 17:15 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Tax withholdingCommon Stock | 249 | $13.30 | $3,311.70 |
DisclosureSEC source: 0001225208-12-025098 · doc4.xml · nonDerivative · entry 1 McCool James D · CIK 0001389181 · EVP - Institutional Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,546.6777 Read SEC document |
| November 01, 2012 Filed Nov 5, 2012 19:21 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantNonqualified Stock Option (right to buy) · Derivative | 75,000 | $0.00 Strike: $13.64 | $0.00 |
DisclosureSEC source: 0001225208-12-022334 · doc4.xml · derivative · entry 4 McCool James D · CIK 0001389181 · EVP - Institutional Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,000 Underlying: Common Stock · 75,000 shares Expires 2022-11-01 F2 · derivative.exercise_date: The option was granted under the company's 2004 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| November 01, 2012 Filed Nov 5, 2012 19:21 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantCommon Stock | 9,908 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-022334 · doc4.xml · nonDerivative · entry 1 McCool James D · CIK 0001389181 · EVP - Institutional Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,056.6777 F1 · shares: Shares acquired on the vesting of restricted stock units. Read SEC document |
| August 01, 2012 Filed Aug 3, 2012 15:53 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantNonqualified Stock Option (right to buy) · Derivative | 78,329 | $0.00 Strike: $12.45 | $0.00 |
DisclosureSEC source: 0001225208-12-017213 · doc4.xml · derivative · entry 1 McCool James D · CIK 0001389181 · EVP - Institutional Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,329 Underlying: Common Stock · 78,329 shares Expires 2022-08-01 F1 · derivative.exercise_date: The option was granted under the company's 2004 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| May 31, 2012 Filed Jun 4, 2012 17:14 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | PurchaseCommon Stock | 19,816.816 | $12.46 | $246,917.53 |
DisclosureSEC source: 0001225208-12-013583 · doc4.xml · nonDerivative · entry 2 McCool James D · CIK 0001389181 · EVP - Institutional Services 10b5-1 filing: Not disclosed Ownership: Indirect · by 401(k) Disclosed balance after: 28,681.836 Read SEC document |
| May 31, 2012 Filed Jun 4, 2012 17:14 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | PurchaseCommon Stock | 7,500 | $12.43 | $93,225.00 |
DisclosureSEC source: 0001225208-12-013583 · doc4.xml · nonDerivative · entry 1 McCool James D · CIK 0001389181 · EVP - Institutional Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,148.6777 F1 · balance_after: Includes 112.432 shares acquired under the company's 401(k) plan since the date of the reporting person's last ownership report. Read SEC document |
| March 01, 2012 Filed Mar 5, 2012 16:39 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantNonqualified Stock Option (right to buy) · Derivative | 61,984 | $0.00 Strike: $13.91 | $0.00 |
DisclosureSEC source: 0001225208-12-006556 · doc4.xml · derivative · entry 1 McCool James D · CIK 0001389181 · EVP - Institutional Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,984 Underlying: Common Stock · 61,984 shares Expires 2022-03-01 F1 · derivative.exercise_date: The option was granted under the company's 2004 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| December 12, 2011 Filed Dec 13, 2011 21:52 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Tax withholdingCommon Stock | 248 | $11.68 | $2,896.64 |
DisclosureSEC source: 0001225208-11-026253 · doc4.xml · nonDerivative · entry 1 McCool James D · CIK 0001389181 · EVP - Institutional Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,306.5645 Read SEC document |
| November 03, 2011 Filed Nov 7, 2011 18:55 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Tax withholdingCommon Stock | 1,195 | $12.46 | $14,883.73 |
DisclosureSEC source: 0001225208-11-024421 · doc4.xml · nonDerivative · entry 1 McCool James D · CIK 0001389181 · EVP - Institutional Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,554.5645 Read SEC document |
| November 02, 2011 Filed Nov 4, 2011 17:46 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionCommon Stock | 3,852 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-11-024366 · doc4.xml · nonDerivative · entry 1 McCool James D · CIK 0001389181 · EVP - Institutional Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,749.5645 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired on the vesting of restricted stock units. Read SEC document |
| November 01, 2011 Filed Nov 2, 2011 22:50 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantNonqualified Stock Option (right to buy) · Derivative | 77,410 | $0.00 Strike: $11.75 | $0.00 |
DisclosureSEC source: 0001225208-11-024217 · doc4.xml · derivative · entry 5 McCool James D · CIK 0001389181 · EVP - Institutional Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,410 Underlying: Common Stock · 77,410 shares Expires 2021-11-01 F2 · derivative.exercise_date: The option was granted under the company's 2004 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.