Last 12 months
Inside the activity.
1 purchase rows · 89 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 2 |
| Dec 2025 | 0 | 1 |
| Jan 2026 | 0 | 9 |
| Feb 2026 | 0 | 13 |
| Mar 2026 | 0 | 10 |
| Apr 2026 | 0 | 9 |
| May 2026 | 1 | 7 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 18 |
| Aug 2026 | 0 | 18 |
| Sep 2026 | 0 | 1 |
| Oct 2026 | 0 | 1 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 01, 2013 Filed Mar 5, 2013 19:55 UTC |
Dwyer Carrie EEVP and General Counsel
|
GrantCommon Stock | 4,454 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-006560 · doc4.xml · nonDerivative · entry 1 Dwyer Carrie E · CIK 0001296424 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 114,146 F1 · shares: Shares acquired on the vesting of restricted stock units. Read SEC document |
| March 01, 2013 Filed Jan 14, 2014 23:01 UTC Amendment |
Clark Bernard J.EVP - Advisor Services
|
Exercise / conversionCommon Stock | 1,024 | $16.23 | $16,619.52 |
DisclosureSEC source: 0001225208-14-001716 · doc4a.xml · nonDerivative · entry 1 Clark Bernard J. · CIK 0001564429 · EVP - Advisor Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,623 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 25, 2013 Filed Feb 26, 2013 16:34 UTC |
Schwab Charles R.Director · Chairman · 10% owner
|
GiftCommon Stock | 440,510 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-005360 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 119,142,042 Read SEC document |
| February 15, 2013 Filed Feb 19, 2013 16:07 UTC |
Clark Bernard J.EVP - Advisor Services
|
SaleCommon Stock | 7,000 | $16.82 | $117,747.00 |
DisclosureSEC source: 0001225208-13-004453 · doc4.xml · nonDerivative · entry 1 Clark Bernard J. · CIK 0001564429 · EVP - Advisor Services 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 78,667.1739 Read SEC document |
| February 07, 2013 Filed Feb 11, 2013 17:45 UTC |
Clendening John SEVP - Investor Services
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 13,111 | $0.00 Strike: $13.12 | $0.00 |
DisclosureSEC source: 0001225208-13-003529 · doc4.xml · derivative · entry 5 Clendening John S · CIK 0001388961 · EVP - Investor Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 13,111 shares Expires 2014-01-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 07, 2013 Filed Feb 11, 2013 17:45 UTC |
Clendening John SEVP - Investor Services
|
Exercise / conversionIncentive Stock Option (right to buy) · Derivative | 26,222 | $0.00 Strike: $13.12 | $0.00 |
DisclosureSEC source: 0001225208-13-003529 · doc4.xml · derivative · entry 4 Clendening John S · CIK 0001388961 · EVP - Investor Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 26,222 shares Expires 2014-01-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 07, 2013 Filed Feb 11, 2013 17:45 UTC |
Clendening John SEVP - Investor Services
|
SaleCommon Stock | 39,333 | $16.88 | $664,019.71 |
DisclosureSEC source: 0001225208-13-003529 · doc4.xml · nonDerivative · entry 2 Clendening John S · CIK 0001388961 · EVP - Investor Services 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 43,298 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 5, 2013. F2 · price: This transaction was executed in multiple trades at prices ranging from $16.86 to $16.92. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| February 07, 2013 Filed Feb 11, 2013 17:45 UTC |
Clendening John SEVP - Investor Services
|
Exercise / conversionCommon Stock | 39,333 | $13.12 | $515,989.96 |
DisclosureSEC source: 0001225208-13-003529 · doc4.xml · nonDerivative · entry 1 Clendening John S · CIK 0001388961 · EVP - Investor Services 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 82,631 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 01, 2013 Filed Feb 4, 2013 17:44 UTC |
Schwab Charles R.Director · Chairman · 10% owner
|
GiftCommon Stock | 304,860 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-002834 · doc4.xml · nonDerivative · entry 2 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 119,582,552 Read SEC document |
| February 01, 2013 Filed Feb 4, 2013 17:44 UTC |
Schwab Charles R.Director · Chairman · 10% owner
|
GiftCommon Stock | 60,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-002834 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,871,381 Read SEC document |
| January 31, 2013 Filed Feb 1, 2013 17:01 UTC |
Dwyer Carrie EEVP and General Counsel
|
SaleCommon Stock | 7,000 | $16.56 | $115,943.80 |
DisclosureSEC source: 0001225208-13-002654 · doc4.xml · nonDerivative · entry 1 Dwyer Carrie E · CIK 0001296424 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 109,692 F1 · price: This transaction was executed in multiple trades at prices ranging from $16.56 to $16.565. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| January 29, 2013 Filed Jan 30, 2013 18:31 UTC |
Allen Jay LEVP - Human Resources
|
Exercise / conversionIncentive Stock Option (right to buy) · Derivative | 2,622 | $0.00 Strike: $8.93 | $0.00 |
DisclosureSEC source: 0001225208-13-002446 · doc4.xml · derivative · entry 4 Allen Jay L · CIK 0001416062 · EVP - Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,622 shares Expires 2013-04-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 29, 2013 Filed Jan 30, 2013 18:31 UTC |
Allen Jay LEVP - Human Resources
|
SaleCommon Stock | 2,622 | $16.51 | $43,276.11 |
DisclosureSEC source: 0001225208-13-002446 · doc4.xml · nonDerivative · entry 2 Allen Jay L · CIK 0001416062 · EVP - Human Resources 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 37,855.6312 F1 · price: This transaction was executed in multiple trades at prices ranging from $16.50 to $16.505. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| January 29, 2013 Filed Jan 30, 2013 18:31 UTC |
Allen Jay LEVP - Human Resources
|
Exercise / conversionCommon Stock | 2,622 | $8.93 | $23,422.85 |
DisclosureSEC source: 0001225208-13-002446 · doc4.xml · nonDerivative · entry 1 Allen Jay L · CIK 0001416062 · EVP - Human Resources 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 40,477.6312 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 28, 2013 Filed Jan 29, 2013 16:43 UTC |
Clendening John SEVP - Investor Services
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 13,111 | $0.00 Strike: $13.12 | $0.00 |
DisclosureSEC source: 0001225208-13-002294 · doc4.xml · derivative · entry 4 Clendening John S · CIK 0001388961 · EVP - Investor Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,111 Underlying: Common Stock · 13,111 shares Expires 2014-01-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 28, 2013 Filed Jan 29, 2013 16:43 UTC |
Clendening John SEVP - Investor Services
|
SaleCommon Stock | 13,111 | $16.11 | $211,270.65 |
DisclosureSEC source: 0001225208-13-002294 · doc4.xml · nonDerivative · entry 2 Clendening John S · CIK 0001388961 · EVP - Investor Services 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 43,298 F1 · price: This transaction was executed in multiple trades at prices ranging from $16.11 to $16.125. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| January 28, 2013 Filed Jan 29, 2013 16:43 UTC |
Clendening John SEVP - Investor Services
|
Exercise / conversionCommon Stock | 13,111 | $13.12 | $171,996.65 |
DisclosureSEC source: 0001225208-13-002294 · doc4.xml · nonDerivative · entry 1 Clendening John S · CIK 0001388961 · EVP - Investor Services 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 56,409 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 23, 2013 Filed Jan 24, 2013 17:05 UTC |
MCLIN STEPHEN TDirector
|
GiftCommon Stock | 8,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-001922 · doc4.xml · nonDerivative · entry 1 MCLIN STEPHEN T · CIK 0001188403 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 134,146 Read SEC document |
| January 03, 2013 Filed Jan 7, 2013 23:40 UTC |
Gill George A.EVP - Investor Services
|
Tax withholdingCommon Stock | 462 | $15.03 | $6,943.86 |
DisclosureSEC source: 0001225208-13-001019 · doc4.xml · nonDerivative · entry 1 Gill George A. · CIK 0001545058 · EVP - Investor Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,062 Read SEC document |
| January 02, 2013 Filed Jan 3, 2013 17:20 UTC |
MCLIN STEPHEN TDirector
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 2,998 | $0.00 Strike: $11.71 | $0.00 |
DisclosureSEC source: 0001225208-13-000372 · doc4.xml · derivative · entry 4 MCLIN STEPHEN T · CIK 0001188403 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,998 shares Expires 2013-01-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 02, 2013 Filed Jan 3, 2013 17:20 UTC |
MCLIN STEPHEN TDirector
|
Tax withholdingCommon Stock | 2,363 | $14.85 | $35,090.55 |
DisclosureSEC source: 0001225208-13-000372 · doc4.xml · nonDerivative · entry 2 MCLIN STEPHEN T · CIK 0001188403 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 142,146 Read SEC document |
| January 02, 2013 Filed Jan 3, 2013 17:20 UTC |
MCLIN STEPHEN TDirector
|
Exercise / conversionCommon Stock | 2,998 | $11.71 | $35,099.09 |
DisclosureSEC source: 0001225208-13-000372 · doc4.xml · nonDerivative · entry 1 MCLIN STEPHEN T · CIK 0001188403 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 144,509 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 02, 2013 Filed Jan 4, 2013 16:14 UTC |
HERRINGER FRANK CDirector
|
GrantRestricted Stock Units · Derivative | 1,990 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-000721 · doc4.xml · derivative · entry 1 HERRINGER FRANK C · CIK 0001171694 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,447.55 Underlying: Common Stock · 1,990 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of company stock. F2 · shares: The restricted stock units were received pursuant to the Directors' Deferred Compensation Plan II (the "Plan") and are held in a rabbi trust for the benefit of the reporting person pursuant to the terms of the Plan. F3 · derivative.exercise_date: The restricted stock units are fully vested, are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when he leaves the Board of Directors. F3 · derivative.expiration_date: The restricted stock units are fully vested, are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when he leaves the Board of Directors. Read SEC document |
| January 02, 2013 Filed Jan 4, 2013 16:16 UTC |
Ellis Stephen ADirector
|
GrantRestricted Stock Units · Derivative | 2,871 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-000722 · doc4.xml · derivative · entry 1 Ellis Stephen A · CIK 0001561563 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,871 Underlying: Common Stock · 2,871 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of company stock. F2 · shares: The restricted stock units were received pursuant to the Directors' Deferred Compensation Plan II (the "Plan") and are held in a rabbi trust for the benefit of the reporting person pursuant to the terms of the Plan. F3 · derivative.exercise_date: The restricted stock units are fully vested, are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when he leaves the Board of Directors. F3 · derivative.expiration_date: The restricted stock units are fully vested, are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when he leaves the Board of Directors. Read SEC document |
| January 02, 2013 Filed Jan 4, 2013 16:19 UTC |
WILSON ROBERT NDirector
|
GrantRestricted Stock Units · Derivative | 954 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-000723 · doc4.xml · derivative · entry 1 WILSON ROBERT N · CIK 0001189022 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,761.66 Underlying: Common Stock · 954 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of company stock. F2 · shares: The restricted stock units were received pursuant to the Directors' Deferred Compensation Plan II (the "Plan") and are held in a rabbi trust for the benefit of the reporting person pursuant to the terms of the Plan. F3 · derivative.exercise_date: The restricted stock units are fully vested, are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when he leaves the Board of Directors. F3 · derivative.expiration_date: The restricted stock units are fully vested, are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when he leaves the Board of Directors. Read SEC document |
| January 02, 2013 Filed Jan 4, 2013 16:22 UTC |
BUTCHER C PRESTONDirector
|
GrantNonqualified Stock Option (right to buy) · Derivative | 7,566 | $0.00 Strike: $15.08 | $0.00 |
DisclosureSEC source: 0001225208-13-000724 · doc4.xml · derivative · entry 1 BUTCHER C PRESTON · CIK 0001188402 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,566 Underlying: Common Stock · 7,566 shares Expires 2023-01-02 F1 · shares: The option was received pursuant to the Directors' Deferred Compensation Plan II and vests immediately. Read SEC document |
| January 02, 2013 Filed Jan 4, 2013 16:25 UTC |
MCLIN STEPHEN TDirector
|
GrantNonqualified Stock Option (right to buy) · Derivative | 9,182 | $0.00 Strike: $15.08 | $0.00 |
DisclosureSEC source: 0001225208-13-000725 · doc4.xml · derivative · entry 1 MCLIN STEPHEN T · CIK 0001188403 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,182 Underlying: Common Stock · 9,182 shares Expires 2023-01-02 F1 · shares: The option was received pursuant to the Directors' Deferred Compensation Plan II and vests immediately. Read SEC document |
| January 02, 2013 Filed Jan 4, 2013 17:14 UTC |
MARTINETTO JOSEPH REVP and CFO
|
GrantNonqualified Stock Option (right to buy) · Derivative | 28,170 | $0.00 Strike: $15.08 | $0.00 |
DisclosureSEC source: 0001225208-13-000740 · doc4.xml · derivative · entry 3 MARTINETTO JOSEPH R · CIK 0001276501 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,170 Underlying: Common Stock · 28,170 shares Expires 2023-01-02 F2 · derivative.exercise_date: The option was granted under the company's 2004 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| January 02, 2013 Filed Jan 4, 2013 17:14 UTC |
MARTINETTO JOSEPH REVP and CFO
|
GrantCommon Stock | 5,388 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-000740 · doc4.xml · nonDerivative · entry 1 MARTINETTO JOSEPH R · CIK 0001276501 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,350 F1 · shares: The reported transaction constitutes a grant of restricted stock units, which were granted under the company's 2004 Stock Incentive Plan and vest 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date. Read SEC document |
| January 02, 2013 Filed Feb 27, 2013 17:35 UTC Amendment |
Ellis Stephen ADirector
|
GrantRestricted Stock Units · Derivative | 1,824 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-13-005646 · doc4a.xml · derivative · entry 1 Ellis Stephen A · CIK 0001561563 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,824 Underlying: Common Stock · 1,824 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of company stock. F2 · shares: The restricted stock units were received pursuant to the Directors' Deferred Compensation Plan II (the "Plan") and are held in a rabbi trust for the benefit of the reporting person pursuant to the terms of the Plan. F3 · derivative.exercise_date: The restricted stock units are fully vested, are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when he leaves the Board of Directors. F3 · derivative.expiration_date: The restricted stock units are fully vested, are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when he leaves the Board of Directors. Read SEC document |
| December 27, 2012 Filed Dec 27, 2012 18:32 UTC |
Schwab Charles R.Director · Chairman · 10% owner
|
GiftCommon Stock | 1,850,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-026048 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 119,502,412 Read SEC document |
| December 24, 2012 Filed Dec 26, 2012 19:35 UTC |
BECHTLE NANCY HDirector
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 2,772 | $0.00 Strike: $11.71 | $0.00 |
DisclosureSEC source: 0001225208-12-025952 · doc4.xml · derivative · entry 4 BECHTLE NANCY H · CIK 0001188400 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,772 shares Expires 2013-01-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 24, 2012 Filed Dec 26, 2012 19:35 UTC |
BECHTLE NANCY HDirector
|
Tax withholdingCommon Stock | 2,271 | $14.29 | $32,441.24 |
DisclosureSEC source: 0001225208-12-025952 · doc4.xml · nonDerivative · entry 2 BECHTLE NANCY H · CIK 0001188400 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 227,633 Read SEC document |
| December 24, 2012 Filed Dec 26, 2012 19:35 UTC |
BECHTLE NANCY HDirector
|
Exercise / conversionCommon Stock | 2,772 | $11.71 | $32,453.19 |
DisclosureSEC source: 0001225208-12-025952 · doc4.xml · nonDerivative · entry 1 BECHTLE NANCY H · CIK 0001188400 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 229,904 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 20, 2012 Filed Dec 21, 2012 17:29 UTC |
WALTHER ROGER ODirector
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 2,817 | $0.00 Strike: $11.71 | $0.00 |
DisclosureSEC source: 0001225208-12-025808 · doc4.xml · derivative · entry 4 WALTHER ROGER O · CIK 0001188409 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,817 shares Expires 2013-01-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 20, 2012 Filed Dec 21, 2012 17:29 UTC |
WALTHER ROGER ODirector
|
Exercise / conversionCommon Stock | 2,817 | $11.71 | $32,980.03 |
DisclosureSEC source: 0001225208-12-025808 · doc4.xml · nonDerivative · entry 1 WALTHER ROGER O · CIK 0001188409 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 244,681.0802 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 12, 2012 Filed Dec 14, 2012 20:40 UTC |
Goldfarb Mark ADirector
|
GrantNonqualified Stock Option (right to buy) · Derivative | 1,343 | $0.00 Strike: $13.67 | $0.00 |
DisclosureSEC source: 0001225208-12-025282 · doc4.xml · derivative · entry 2 Goldfarb Mark A · CIK 0001562215 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,343 Underlying: Common Stock · 1,343 shares Expires 2022-12-12 F2 · derivative.exercise_date: The option was granted under the company's 2004 Stock Incentive Plan and vests 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date. Read SEC document |
| December 12, 2012 Filed Dec 14, 2012 20:40 UTC |
Goldfarb Mark ADirector
|
GrantCommon Stock | 380 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-025282 · doc4.xml · nonDerivative · entry 1 Goldfarb Mark A · CIK 0001562215 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 380 F1 · shares: The reported transaction constitutes a grant of restricted stock units, which were granted under the company's 2004 Stock Incentive Plan and vest 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date. Read SEC document |
| December 12, 2012 Filed Dec 14, 2012 20:42 UTC |
Ellis Stephen ADirector
|
GrantNonqualified Stock Option (right to buy) · Derivative | 2,685 | $0.00 Strike: $13.67 | $0.00 |
DisclosureSEC source: 0001225208-12-025283 · doc4.xml · derivative · entry 2 Ellis Stephen A · CIK 0001561563 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,685 Underlying: Common Stock · 2,685 shares Expires 2022-12-12 F2 · derivative.exercise_date: The option was granted under the company's 2004 Stock Incentive Plan and vests 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date. Read SEC document |
| December 12, 2012 Filed Dec 14, 2012 20:42 UTC |
Ellis Stephen ADirector
|
GrantCommon Stock | 759 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-025283 · doc4.xml · nonDerivative · entry 1 Ellis Stephen A · CIK 0001561563 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 759 F1 · shares: The reported transaction constitutes a grant of restricted stock units, which were granted under the company's 2004 Stock Incentive Plan and vest 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date. Read SEC document |
| December 10, 2012 Filed Dec 12, 2012 17:15 UTC |
McCool James DEVP - Institutional Services
|
Tax withholdingCommon Stock | 249 | $13.30 | $3,311.70 |
DisclosureSEC source: 0001225208-12-025098 · doc4.xml · nonDerivative · entry 1 McCool James D · CIK 0001389181 · EVP - Institutional Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,546.6777 Read SEC document |
| December 06, 2012 Filed Dec 7, 2012 16:19 UTC |
BUTCHER C PRESTONDirector
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 7,496 | $0.00 Strike: $7.91 | $0.00 |
DisclosureSEC source: 0001225208-12-024818 · doc4.xml · derivative · entry 6 BUTCHER C PRESTON · CIK 0001188402 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,496 shares Expires 2013-04-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 06, 2012 Filed Dec 7, 2012 16:19 UTC |
BUTCHER C PRESTONDirector
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 2,680 | $0.00 Strike: $11.71 | $0.00 |
DisclosureSEC source: 0001225208-12-024818 · doc4.xml · derivative · entry 5 BUTCHER C PRESTON · CIK 0001188402 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,680 shares Expires 2013-01-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 06, 2012 Filed Dec 7, 2012 16:19 UTC |
BUTCHER C PRESTONDirector
|
Exercise / conversionCommon Stock | 2,680 | $11.71 | $31,376.10 |
DisclosureSEC source: 0001225208-12-024818 · doc4.xml · nonDerivative · entry 2 BUTCHER C PRESTON · CIK 0001188402 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 950,877.341 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 06, 2012 Filed Dec 7, 2012 16:19 UTC |
BUTCHER C PRESTONDirector
|
Exercise / conversionCommon Stock | 7,496 | $7.91 | $59,316.60 |
DisclosureSEC source: 0001225208-12-024818 · doc4.xml · nonDerivative · entry 1 BUTCHER C PRESTON · CIK 0001188402 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 948,197.341 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 04, 2012 Filed Dec 6, 2012 17:16 UTC |
HERRINGER FRANK CDirector
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 2,680 | $0.00 Strike: $11.71 | $0.00 |
DisclosureSEC source: 0001225208-12-024681 · doc4.xml · derivative · entry 5 HERRINGER FRANK C · CIK 0001171694 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,680 shares Expires 2013-01-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 04, 2012 Filed Dec 6, 2012 17:16 UTC |
HERRINGER FRANK CDirector
|
Tax withholdingCommon Stock | 2,423 | $12.95 | $31,365.74 |
DisclosureSEC source: 0001225208-12-024681 · doc4.xml · nonDerivative · entry 2 HERRINGER FRANK C · CIK 0001171694 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 85,544 Read SEC document |
| December 04, 2012 Filed Dec 6, 2012 17:16 UTC |
HERRINGER FRANK CDirector
|
Exercise / conversionCommon Stock | 2,680 | $11.71 | $31,376.10 |
DisclosureSEC source: 0001225208-12-024681 · doc4.xml · nonDerivative · entry 1 HERRINGER FRANK C · CIK 0001171694 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 87,967 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 28, 2012 Filed Nov 30, 2012 16:40 UTC |
Schwab Charles R.Director · Chairman · 10% owner
|
GiftCommon Stock | 66,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-12-024069 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 121,352,412 Read SEC document |
| November 21, 2012 Filed Nov 21, 2012 21:05 UTC |
Allen Jay LEVP - Human Resources
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Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 2,622 | $0.00 Strike: $8.93 | $0.00 |
DisclosureSEC source: 0001225208-12-023723 · doc4.xml · derivative · entry 4 Allen Jay L · CIK 0001416062 · EVP - Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,622 shares Expires 2013-04-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.