Last 12 months
Inside the activity.
1 purchase rows · 89 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 2 |
| Dec 2025 | 0 | 1 |
| Jan 2026 | 0 | 9 |
| Feb 2026 | 0 | 13 |
| Mar 2026 | 0 | 10 |
| Apr 2026 | 0 | 9 |
| May 2026 | 1 | 7 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 18 |
| Aug 2026 | 0 | 18 |
| Sep 2026 | 0 | 1 |
| Oct 2026 | 0 | 1 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 03, 2014 Filed Nov 5, 2014 21:06 UTC |
McCool James DEVP - Client Solutions
|
Exercise / conversionCommon Stock | 7,483 | $28.59 | $213,938.97 |
DisclosureSEC source: 0001225208-14-022812 · doc4.xml · nonDerivative · entry 1 McCool James D · CIK 0001389181 · EVP - Client Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,387.7653 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired on the vesting of restricted stock units. Read SEC document |
| November 03, 2014 Filed Nov 5, 2014 21:06 UTC |
Garfield David REVP and General Counsel
|
GrantNonqualified Stock Option (right to buy) · Derivative | 46,759 | $0.00 Strike: $28.44 | $0.00 |
DisclosureSEC source: 0001225208-14-022813 · doc4.xml · derivative · entry 2 Garfield David R · CIK 0001621886 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,759 Underlying: Common Stock · 46,759 shares Expires 2024-11-03 F2 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| November 03, 2014 Filed Nov 5, 2014 21:06 UTC |
Garfield David REVP and General Counsel
|
GrantCommon Stock | 13,119 | $28.59 | $375,072.21 |
DisclosureSEC source: 0001225208-14-022813 · doc4.xml · nonDerivative · entry 1 Garfield David R · CIK 0001621886 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,119 F1 · shares: The reported transaction constitutes a grant of restricted stock units, which were granted under the company's 2013 Stock Incentive Plan and vest in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| October 30, 2014 Filed Oct 31, 2014 15:53 UTC |
Schwab Charles R.Director · Chairman · 10% owner
|
SaleCommon Stock | 250,000 | $27.67 | $6,916,550.00 |
DisclosureSEC source: 0001225208-14-022288 · doc4.xml · nonDerivative · entry 3 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 113,583,962 F3 · price: This transaction was executed in multiple trades at prices ranging from $27.51 to $27.82. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| October 30, 2014 Filed Oct 31, 2014 15:53 UTC |
Schwab Charles R.Director · Chairman · 10% owner
|
SaleCommon Stock | 250,000 | $27.65 | $6,912,250.00 |
DisclosureSEC source: 0001225208-14-022288 · doc4.xml · nonDerivative · entry 2 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Limited Partnership Disclosed balance after: 37,137,941 F2 · price: This transaction was executed in multiple trades at prices ranging from $27.47 to $27.84. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| October 29, 2014 Filed Oct 31, 2014 15:53 UTC |
Schwab Charles R.Director · Chairman · 10% owner
|
SaleCommon Stock | 250,000 | $27.59 | $6,897,050.00 |
DisclosureSEC source: 0001225208-14-022288 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Limited Partnership Disclosed balance after: 37,387,941 F1 · price: This transaction was executed in multiple trades at prices ranging from $27.21 to $27.84. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| October 22, 2014 Filed Oct 22, 2014 21:56 UTC |
Schwab Charles R.Director · Chairman · 10% owner
|
SaleCommon Stock | 250,000 | $26.24 | $6,561,200.00 |
DisclosureSEC source: 0001225208-14-021921 · doc4.xml · nonDerivative · entry 2 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Limited Partnership Disclosed balance after: 37,637,941 F2 · price: This transaction was executed in multiple trades at prices ranging from $25.995 to $26.62. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| October 21, 2014 Filed Oct 22, 2014 21:56 UTC |
Schwab Charles R.Director · Chairman · 10% owner
|
SaleCommon Stock | 250,000 | $26.44 | $6,610,875.00 |
DisclosureSEC source: 0001225208-14-021921 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Limited Partnership Disclosed balance after: 37,887,941 F1 · price: This transaction was executed in multiple trades at prices ranging from $26.325 to $26.55. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| October 01, 2014 Filed Oct 3, 2014 17:56 UTC |
MCLIN STEPHEN TDirector
|
GrantNonqualified Stock Option (right to buy) · Derivative | 4,643 | $0.00 Strike: $28.79 | $0.00 |
DisclosureSEC source: 0001225208-14-021114 · doc4.xml · derivative · entry 1 MCLIN STEPHEN T · CIK 0001188403 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,643 Underlying: Common Stock · 4,643 shares Expires 2024-10-01 F1 · shares: The option was received pursuant to the Directors' Deferred Compensation Plan II and vests immediately. Read SEC document |
| October 01, 2014 Filed Oct 3, 2014 17:56 UTC |
BUTCHER C PRESTONDirector
|
GrantNonqualified Stock Option (right to buy) · Derivative | 4,108 | $0.00 Strike: $28.79 | $0.00 |
DisclosureSEC source: 0001225208-14-021115 · doc4.xml · derivative · entry 1 BUTCHER C PRESTON · CIK 0001188402 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,108 Underlying: Common Stock · 4,108 shares Expires 2024-10-01 F1 · shares: The option was received pursuant to the Directors' Deferred Compensation Plan II and vests immediately. Read SEC document |
| October 01, 2014 Filed Oct 3, 2014 17:56 UTC |
HERRINGER FRANK CDirector
|
GrantRestricted Stock Units · Derivative | 1,043 | $28.79 | $30,027.97 |
DisclosureSEC source: 0001225208-14-021116 · doc4.xml · derivative · entry 1 HERRINGER FRANK C · CIK 0001171694 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 103,350.3 Underlying: Common Stock · 1,043 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of company stock. F2 · shares: The restricted stock units were received pursuant to the Directors' Deferred Compensation Plan II (the "Plan") and are held in a rabbi trust for the benefit of the reporting person pursuant to the terms of the Plan. F3 · derivative.exercise_date: The restricted stock units are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when he leaves the Board of Directors. F3 · derivative.expiration_date: The restricted stock units are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when he leaves the Board of Directors. Read SEC document |
| October 01, 2014 Filed Oct 3, 2014 17:56 UTC |
Ellis Stephen ADirector
|
GrantNonqualified Stock Option (right to buy) · Derivative | 2,054 | $0.00 Strike: $28.79 | $0.00 |
DisclosureSEC source: 0001225208-14-021117 · doc4.xml · derivative · entry 1 Ellis Stephen A · CIK 0001561563 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,054 Underlying: Common Stock · 2,054 shares Expires 2024-10-01 F1 · shares: The option was received pursuant to the Directors' Deferred Compensation Plan II and vests immediately. Read SEC document |
| September 17, 2014 Filed Sep 18, 2014 19:16 UTC |
McCool James DEVP - Client Solutions
|
SaleCommon Stock | 35,000 | $30.10 | $1,053,524.50 |
DisclosureSEC source: 0001225208-14-020138 · doc4.xml · nonDerivative · entry 1 McCool James D · CIK 0001389181 · EVP - Client Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,904.7653 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 27, 2014. F2 · price: This transaction was executed in multiple trades at prices ranging from $30.00 to $30.21. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| September 15, 2014 Filed Sep 16, 2014 16:53 UTC |
Schwab Charles R.Director · Chairman · 10% owner
|
GiftCommon Stock | 138,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-14-019964 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 659,448 Read SEC document |
| September 03, 2014 Filed Sep 4, 2014 16:33 UTC |
BUTCHER C PRESTONDirector
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 7,683 | $0.00 Strike: $8.79 | $0.00 |
DisclosureSEC source: 0001225208-14-019456 · doc4.xml · derivative · entry 4 BUTCHER C PRESTON · CIK 0001188402 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,683 shares Expires 2014-10-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 03, 2014 Filed Sep 4, 2014 16:33 UTC |
BUTCHER C PRESTONDirector
|
Exercise / conversionCommon Stock | 7,683 | $8.79 | $67,535.11 |
DisclosureSEC source: 0001225208-14-019456 · doc4.xml · nonDerivative · entry 1 BUTCHER C PRESTON · CIK 0001188402 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 892,973.453 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 27, 2014 Filed Aug 28, 2014 16:15 UTC |
BUTCHER C PRESTONDirector
|
GiftCommon Stock | 38,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-14-019197 · doc4.xml · nonDerivative · entry 1 BUTCHER C PRESTON · CIK 0001188402 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 885,290.453 Read SEC document |
| August 25, 2014 Filed Aug 27, 2014 16:11 UTC |
Clark Bernard J.EVP - Advisor Services
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 26,115 | $0.00 Strike: $23.33 | $0.00 |
DisclosureSEC source: 0001225208-14-019172 · doc4.xml · derivative · entry 6 Clark Bernard J. · CIK 0001564429 · EVP - Advisor Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 26,115 shares Expires 2014-11-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 25, 2014 Filed Aug 27, 2014 16:11 UTC |
Clark Bernard J.EVP - Advisor Services
|
SaleCommon Stock | 26,115 | $28.98 | $756,684.74 |
DisclosureSEC source: 0001225208-14-019172 · doc4.xml · nonDerivative · entry 2 Clark Bernard J. · CIK 0001564429 · EVP - Advisor Services 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 89,805.7247 F1 · price: This transaction was executed in multiple trades at prices ranging from $28.94 to $29.00. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| August 25, 2014 Filed Aug 27, 2014 16:11 UTC |
Clark Bernard J.EVP - Advisor Services
|
Exercise / conversionCommon Stock | 26,115 | $23.33 | $609,249.89 |
DisclosureSEC source: 0001225208-14-019172 · doc4.xml · nonDerivative · entry 1 Clark Bernard J. · CIK 0001564429 · EVP - Advisor Services 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 115,920.7247 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 22, 2014 Filed Aug 25, 2014 20:03 UTC |
McCool James DEVP - Client Solutions
|
GiftCommon Stock | 4,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-14-019092 · doc4.xml · nonDerivative · entry 1 McCool James D · CIK 0001389181 · EVP - Client Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 119,904.7653 Read SEC document |
| August 20, 2014 Filed Aug 22, 2014 17:42 UTC |
Schwab Charles R.Director · Chairman · 10% owner
|
GiftCommon Stock | 220,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-14-018991 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 113,833,962 Read SEC document |
| August 20, 2014 Filed Aug 22, 2014 17:42 UTC |
Allen Jay LEVP and Chief Admin Officer
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 6,470 | $0.00 Strike: $22.67 | $0.00 |
DisclosureSEC source: 0001225208-14-018992 · doc4.xml · derivative · entry 4 Allen Jay L · CIK 0001416062 · EVP and Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,410 Underlying: Common Stock · 6,470 shares Expires 2023-08-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 20, 2014 Filed Aug 22, 2014 17:42 UTC |
Allen Jay LEVP and Chief Admin Officer
|
SaleCommon Stock | 6,470 | $28.39 | $183,709.83 |
DisclosureSEC source: 0001225208-14-018992 · doc4.xml · nonDerivative · entry 2 Allen Jay L · CIK 0001416062 · EVP and Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 5,653.5645 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 7, 2013. F2 · price: This transaction was executed in multiple trades at prices ranging from $28.39 to $28.405. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| August 20, 2014 Filed Aug 22, 2014 17:42 UTC |
Allen Jay LEVP and Chief Admin Officer
|
Exercise / conversionCommon Stock | 6,470 | $22.67 | $146,674.90 |
DisclosureSEC source: 0001225208-14-018992 · doc4.xml · nonDerivative · entry 1 Allen Jay L · CIK 0001416062 · EVP and Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 12,123.5645 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 13, 2014 Filed Aug 14, 2014 16:33 UTC |
Clendening John SEVP - Investor Services
|
SaleCommon Stock | 1,500 | $27.67 | $41,510.55 |
DisclosureSEC source: 0001225208-14-018472 · doc4.xml · nonDerivative · entry 1 Clendening John S · CIK 0001388961 · EVP - Investor Services 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 69,865 F1 · price: This transaction was executed in multiple trades at prices ranging from $27.66 to $27.685. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| August 04, 2014 Filed Aug 5, 2014 17:19 UTC |
Allen Jay LEVP and Chief Admin Officer
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 8,132 | $0.00 Strike: $15.00 | $0.00 |
DisclosureSEC source: 0001225208-14-017991 · doc4.xml · derivative · entry 5 Allen Jay L · CIK 0001416062 · EVP and Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,132 shares Expires 2020-08-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 04, 2014 Filed Aug 5, 2014 17:19 UTC |
Allen Jay LEVP and Chief Admin Officer
|
SaleCommon Stock | 8,132 | $27.44 | $223,131.51 |
DisclosureSEC source: 0001225208-14-017991 · doc4.xml · nonDerivative · entry 2 Allen Jay L · CIK 0001416062 · EVP and Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 5,653.5645 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 7, 2013. F2 · price: This transaction was executed in multiple trades at prices ranging from $27.27 to $27.55. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| August 04, 2014 Filed Aug 5, 2014 17:19 UTC |
Allen Jay LEVP and Chief Admin Officer
|
Exercise / conversionCommon Stock | 8,132 | $15.00 | $121,980.00 |
DisclosureSEC source: 0001225208-14-017991 · doc4.xml · nonDerivative · entry 1 Allen Jay L · CIK 0001416062 · EVP and Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 13,785.5645 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 01, 2014 Filed Aug 4, 2014 20:24 UTC |
Allen Jay LEVP and Chief Admin Officer
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 10,444 | $0.00 Strike: $12.45 | $0.00 |
DisclosureSEC source: 0001225208-14-017876 · doc4.xml · derivative · entry 7 Allen Jay L · CIK 0001416062 · EVP and Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,888 Underlying: Common Stock · 10,444 shares Expires 2022-08-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 01, 2014 Filed Aug 4, 2014 20:24 UTC |
Allen Jay LEVP and Chief Admin Officer
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 9,249 | $0.00 Strike: $15.05 | $0.00 |
DisclosureSEC source: 0001225208-14-017876 · doc4.xml · derivative · entry 6 Allen Jay L · CIK 0001416062 · EVP and Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,250 Underlying: Common Stock · 9,249 shares Expires 2021-08-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 01, 2014 Filed Aug 4, 2014 20:24 UTC |
Allen Jay LEVP and Chief Admin Officer
|
SaleCommon Stock | 10,444 | $27.51 | $287,285.20 |
DisclosureSEC source: 0001225208-14-017876 · doc4.xml · nonDerivative · entry 4 Allen Jay L · CIK 0001416062 · EVP and Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 5,653.5645 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 7, 2013. F3 · price: This transaction was executed in multiple trades at prices ranging from $27.30 to $27.70. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| August 01, 2014 Filed Aug 4, 2014 20:24 UTC |
Allen Jay LEVP and Chief Admin Officer
|
SaleCommon Stock | 9,249 | $27.51 | $254,484.39 |
DisclosureSEC source: 0001225208-14-017876 · doc4.xml · nonDerivative · entry 3 Allen Jay L · CIK 0001416062 · EVP and Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 16,097.5645 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 7, 2013. F2 · price: This transaction was executed in multiple trades at prices ranging from $27.34 to $27.70. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| August 01, 2014 Filed Aug 4, 2014 20:24 UTC |
Allen Jay LEVP and Chief Admin Officer
|
Exercise / conversionCommon Stock | 9,249 | $15.05 | $139,197.45 |
DisclosureSEC source: 0001225208-14-017876 · doc4.xml · nonDerivative · entry 2 Allen Jay L · CIK 0001416062 · EVP and Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 25,346.5645 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 01, 2014 Filed Aug 4, 2014 20:24 UTC |
Allen Jay LEVP and Chief Admin Officer
|
Exercise / conversionCommon Stock | 10,444 | $12.45 | $130,027.80 |
DisclosureSEC source: 0001225208-14-017876 · doc4.xml · nonDerivative · entry 1 Allen Jay L · CIK 0001416062 · EVP and Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 16,097.5645 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 01, 2014 Filed Aug 5, 2014 17:19 UTC |
Schwab Charles R.Director · Chairman · 10% owner
|
GrantNonqualified Stock Option (right to buy) · Derivative | 67,386 | $0.00 Strike: $27.45 | $0.00 |
DisclosureSEC source: 0001225208-14-017985 · doc4.xml · derivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,386 Underlying: Common Stock · 67,386 shares Expires 2024-08-01 F1 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| August 01, 2014 Filed Aug 5, 2014 17:19 UTC |
Bettinger Walter WDirector · President and CEO
|
GrantNonqualified Stock Option (right to buy) · Derivative | 146,002 | $0.00 Strike: $27.45 | $0.00 |
DisclosureSEC source: 0001225208-14-017986 · doc4.xml · derivative · entry 1 Bettinger Walter W · CIK 0001296479 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,002 Underlying: Common Stock · 146,002 shares Expires 2024-08-01 F1 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| August 01, 2014 Filed Aug 5, 2014 17:19 UTC |
McCool James DEVP - Client Solutions
|
GrantNonqualified Stock Option (right to buy) · Derivative | 33,693 | $0.00 Strike: $27.45 | $0.00 |
DisclosureSEC source: 0001225208-14-017987 · doc4.xml · derivative · entry 1 McCool James D · CIK 0001389181 · EVP - Client Solutions 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,693 Underlying: Common Stock · 33,693 shares Expires 2024-08-01 F1 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| August 01, 2014 Filed Aug 5, 2014 17:19 UTC |
MARTINETTO JOSEPH REVP and CFO
|
GrantNonqualified Stock Option (right to buy) · Derivative | 33,693 | $0.00 Strike: $27.45 | $0.00 |
DisclosureSEC source: 0001225208-14-017988 · doc4.xml · derivative · entry 1 MARTINETTO JOSEPH R · CIK 0001276501 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,693 Underlying: Common Stock · 33,693 shares Expires 2024-08-01 F1 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| August 01, 2014 Filed Aug 5, 2014 17:19 UTC |
Clark Bernard J.EVP - Advisor Services
|
GrantNonqualified Stock Option (right to buy) · Derivative | 28,078 | $0.00 Strike: $27.45 | $0.00 |
DisclosureSEC source: 0001225208-14-017989 · doc4.xml · derivative · entry 1 Clark Bernard J. · CIK 0001564429 · EVP - Advisor Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,078 Underlying: Common Stock · 28,078 shares Expires 2024-08-01 F1 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| August 01, 2014 Filed Aug 5, 2014 17:19 UTC |
Gill George A.EVP - Investor Services
|
GrantNonqualified Stock Option (right to buy) · Derivative | 33,693 | $0.00 Strike: $27.45 | $0.00 |
DisclosureSEC source: 0001225208-14-017990 · doc4.xml · derivative · entry 1 Gill George A. · CIK 0001545058 · EVP - Investor Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,693 Underlying: Common Stock · 33,693 shares Expires 2024-08-01 F1 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| August 01, 2014 Filed Aug 5, 2014 17:19 UTC |
Allen Jay LEVP and Chief Admin Officer
|
GrantNonqualified Stock Option (right to buy) · Derivative | 22,462 | $0.00 Strike: $27.45 | $0.00 |
DisclosureSEC source: 0001225208-14-017991 · doc4.xml · derivative · entry 4 Allen Jay L · CIK 0001416062 · EVP and Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,462 Underlying: Common Stock · 22,462 shares Expires 2024-08-01 F3 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| August 01, 2014 Filed Aug 5, 2014 17:19 UTC |
Clendening John SEVP - Investor Services
|
GrantNonqualified Stock Option (right to buy) · Derivative | 33,693 | $0.00 Strike: $27.45 | $0.00 |
DisclosureSEC source: 0001225208-14-017992 · doc4.xml · derivative · entry 1 Clendening John S · CIK 0001388961 · EVP - Investor Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,693 Underlying: Common Stock · 33,693 shares Expires 2024-08-01 F1 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| July 31, 2014 Filed Aug 1, 2014 17:20 UTC |
WALTHER ROGER ODirector
|
SaleCommon Stock | 25,041 | $28.13 | $704,308.17 |
DisclosureSEC source: 0001225208-14-017705 · doc4.xml · nonDerivative · entry 1 WALTHER ROGER O · CIK 0001188409 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 233,019.4035 F1 · price: This transaction was executed in multiple trades at prices ranging from $27.92 to $28.41. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| July 25, 2014 Filed Jul 28, 2014 18:06 UTC |
Schwab Charles R.Director · Chairman · 10% owner
|
SaleCommon Stock | 280,000 | $27.54 | $7,710,724.00 |
DisclosureSEC source: 0001225208-14-017481 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 114,053,962 F1 · price: This transaction was executed in multiple trades at prices ranging from $27.375 to $27.705. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| July 24, 2014 Filed Jul 24, 2014 22:26 UTC |
Schwab Charles R.Director · Chairman · 10% owner
|
SaleCommon Stock | 280,000 | $27.73 | $7,764,092.00 |
DisclosureSEC source: 0001225208-14-017429 · doc4.xml · nonDerivative · entry 3 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 114,333,962 F3 · price: This transaction was executed in multiple trades at prices ranging from $27.51 to $27.86. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| July 23, 2014 Filed Jul 24, 2014 22:26 UTC |
Schwab Charles R.Director · Chairman · 10% owner
|
SaleCommon Stock | 280,000 | $27.55 | $7,712,880.00 |
DisclosureSEC source: 0001225208-14-017429 · doc4.xml · nonDerivative · entry 2 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 114,613,962 F2 · price: This transaction was executed in multiple trades at prices ranging from $27.40 to $27.62. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| July 22, 2014 Filed Jul 24, 2014 22:26 UTC |
Schwab Charles R.Director · Chairman · 10% owner
|
SaleCommon Stock | 160,000 | $27.60 | $4,415,424.00 |
DisclosureSEC source: 0001225208-14-017429 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 114,893,962 F1 · price: This transaction was executed in multiple trades at prices ranging from $27.525 to $27.74. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| July 21, 2014 Filed Jul 22, 2014 16:22 UTC |
Clendening John SEVP - Investor Services
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 14,000 | $0.00 Strike: $19.36 | $0.00 |
DisclosureSEC source: 0001225208-14-017337 · doc4.xml · derivative · entry 4 Clendening John S · CIK 0001388961 · EVP - Investor Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,677 Underlying: Common Stock · 14,000 shares Expires 2018-11-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 21, 2014 Filed Jul 22, 2014 16:22 UTC |
Clendening John SEVP - Investor Services
|
SaleCommon Stock | 14,000 | $27.78 | $388,889.20 |
DisclosureSEC source: 0001225208-14-017337 · doc4.xml · nonDerivative · entry 2 Clendening John S · CIK 0001388961 · EVP - Investor Services 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 71,365 F1 · price: This transaction was executed in multiple trades at prices ranging from $27.75 to $27.83. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.