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SCHWAB CHARLES CORP

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1218
SEC CIK
0000316709
Parsed reports
2,531

Last 12 months

Inside the activity.

1 purchase rows · 89 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202501
Jan 202609
Feb 2026013
Mar 2026010
Apr 202609
May 202617
Jun 202600
Jul 2026018
Aug 2026018
Sep 202601
Oct 202601

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
November 03, 2014 Filed Nov 5, 2014 21:06 UTC
McCool James DEVP - Client Solutions
Exercise / conversionCommon Stock 7,483 $28.59 $213,938.97
Disclosure

SEC source: 0001225208-14-022812 · doc4.xml · nonDerivative · entry 1

McCool James D · CIK 0001389181 · EVP - Client Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,387.7653

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares acquired on the vesting of restricted stock units.

Read SEC document
November 03, 2014 Filed Nov 5, 2014 21:06 UTC
Garfield David REVP and General Counsel
GrantNonqualified Stock Option (right to buy) · Derivative 46,759 $0.00 Strike: $28.44 $0.00
Disclosure

SEC source: 0001225208-14-022813 · doc4.xml · derivative · entry 2

Garfield David R · CIK 0001621886 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,759

Underlying: Common Stock · 46,759 shares

Expires 2024-11-03

F2 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
November 03, 2014 Filed Nov 5, 2014 21:06 UTC
Garfield David REVP and General Counsel
GrantCommon Stock 13,119 $28.59 $375,072.21
Disclosure

SEC source: 0001225208-14-022813 · doc4.xml · nonDerivative · entry 1

Garfield David R · CIK 0001621886 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,119

F1 · shares: The reported transaction constitutes a grant of restricted stock units, which were granted under the company's 2013 Stock Incentive Plan and vest in four equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
October 30, 2014 Filed Oct 31, 2014 15:53 UTC
Schwab Charles R.Director · Chairman · 10% owner
SaleCommon Stock 250,000 $27.67 $6,916,550.00
Disclosure

SEC source: 0001225208-14-022288 · doc4.xml · nonDerivative · entry 3

SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 113,583,962

F3 · price: This transaction was executed in multiple trades at prices ranging from $27.51 to $27.82. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
October 30, 2014 Filed Oct 31, 2014 15:53 UTC
Schwab Charles R.Director · Chairman · 10% owner
SaleCommon Stock 250,000 $27.65 $6,912,250.00
Disclosure

SEC source: 0001225208-14-022288 · doc4.xml · nonDerivative · entry 2

SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · by Limited Partnership

Disclosed balance after: 37,137,941

F2 · price: This transaction was executed in multiple trades at prices ranging from $27.47 to $27.84. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
October 29, 2014 Filed Oct 31, 2014 15:53 UTC
Schwab Charles R.Director · Chairman · 10% owner
SaleCommon Stock 250,000 $27.59 $6,897,050.00
Disclosure

SEC source: 0001225208-14-022288 · doc4.xml · nonDerivative · entry 1

SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · by Limited Partnership

Disclosed balance after: 37,387,941

F1 · price: This transaction was executed in multiple trades at prices ranging from $27.21 to $27.84. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
October 22, 2014 Filed Oct 22, 2014 21:56 UTC
Schwab Charles R.Director · Chairman · 10% owner
SaleCommon Stock 250,000 $26.24 $6,561,200.00
Disclosure

SEC source: 0001225208-14-021921 · doc4.xml · nonDerivative · entry 2

SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · by Limited Partnership

Disclosed balance after: 37,637,941

F2 · price: This transaction was executed in multiple trades at prices ranging from $25.995 to $26.62. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
October 21, 2014 Filed Oct 22, 2014 21:56 UTC
Schwab Charles R.Director · Chairman · 10% owner
SaleCommon Stock 250,000 $26.44 $6,610,875.00
Disclosure

SEC source: 0001225208-14-021921 · doc4.xml · nonDerivative · entry 1

SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · by Limited Partnership

Disclosed balance after: 37,887,941

F1 · price: This transaction was executed in multiple trades at prices ranging from $26.325 to $26.55. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
October 01, 2014 Filed Oct 3, 2014 17:56 UTC GrantNonqualified Stock Option (right to buy) · Derivative 4,643 $0.00 Strike: $28.79 $0.00
Disclosure

SEC source: 0001225208-14-021114 · doc4.xml · derivative · entry 1

MCLIN STEPHEN T · CIK 0001188403 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,643

Underlying: Common Stock · 4,643 shares

Expires 2024-10-01

F1 · shares: The option was received pursuant to the Directors' Deferred Compensation Plan II and vests immediately.

Read SEC document
October 01, 2014 Filed Oct 3, 2014 17:56 UTC GrantNonqualified Stock Option (right to buy) · Derivative 4,108 $0.00 Strike: $28.79 $0.00
Disclosure

SEC source: 0001225208-14-021115 · doc4.xml · derivative · entry 1

BUTCHER C PRESTON · CIK 0001188402 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,108

Underlying: Common Stock · 4,108 shares

Expires 2024-10-01

F1 · shares: The option was received pursuant to the Directors' Deferred Compensation Plan II and vests immediately.

Read SEC document
October 01, 2014 Filed Oct 3, 2014 17:56 UTC GrantRestricted Stock Units · Derivative 1,043 $28.79 $30,027.97
Disclosure

SEC source: 0001225208-14-021116 · doc4.xml · derivative · entry 1

HERRINGER FRANK C · CIK 0001171694 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,350.3

Underlying: Common Stock · 1,043 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of company stock.

F2 · shares: The restricted stock units were received pursuant to the Directors' Deferred Compensation Plan II (the "Plan") and are held in a rabbi trust for the benefit of the reporting person pursuant to the terms of the Plan.

F3 · derivative.exercise_date: The restricted stock units are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when he leaves the Board of Directors.

F3 · derivative.expiration_date: The restricted stock units are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when he leaves the Board of Directors.

Read SEC document
October 01, 2014 Filed Oct 3, 2014 17:56 UTC GrantNonqualified Stock Option (right to buy) · Derivative 2,054 $0.00 Strike: $28.79 $0.00
Disclosure

SEC source: 0001225208-14-021117 · doc4.xml · derivative · entry 1

Ellis Stephen A · CIK 0001561563 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,054

Underlying: Common Stock · 2,054 shares

Expires 2024-10-01

F1 · shares: The option was received pursuant to the Directors' Deferred Compensation Plan II and vests immediately.

Read SEC document
September 17, 2014 Filed Sep 18, 2014 19:16 UTC
McCool James DEVP - Client Solutions
SaleCommon Stock 35,000 $30.10 $1,053,524.50
Disclosure

SEC source: 0001225208-14-020138 · doc4.xml · nonDerivative · entry 1

McCool James D · CIK 0001389181 · EVP - Client Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,904.7653

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 27, 2014.

F2 · price: This transaction was executed in multiple trades at prices ranging from $30.00 to $30.21. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
September 15, 2014 Filed Sep 16, 2014 16:53 UTC
Schwab Charles R.Director · Chairman · 10% owner
GiftCommon Stock 138,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-14-019964 · doc4.xml · nonDerivative · entry 1

SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 659,448

Read SEC document
September 03, 2014 Filed Sep 4, 2014 16:33 UTC Exercise / conversionNonqualified Stock Option (right to buy) · Derivative 7,683 $0.00 Strike: $8.79 $0.00
Disclosure

SEC source: 0001225208-14-019456 · doc4.xml · derivative · entry 4

BUTCHER C PRESTON · CIK 0001188402 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,683 shares

Expires 2014-10-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 03, 2014 Filed Sep 4, 2014 16:33 UTC Exercise / conversionCommon Stock 7,683 $8.79 $67,535.11
Disclosure

SEC source: 0001225208-14-019456 · doc4.xml · nonDerivative · entry 1

BUTCHER C PRESTON · CIK 0001188402 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 892,973.453

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 27, 2014 Filed Aug 28, 2014 16:15 UTC GiftCommon Stock 38,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-14-019197 · doc4.xml · nonDerivative · entry 1

BUTCHER C PRESTON · CIK 0001188402 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 885,290.453

Read SEC document
August 25, 2014 Filed Aug 27, 2014 16:11 UTC
Clark Bernard J.EVP - Advisor Services
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative 26,115 $0.00 Strike: $23.33 $0.00
Disclosure

SEC source: 0001225208-14-019172 · doc4.xml · derivative · entry 6

Clark Bernard J. · CIK 0001564429 · EVP - Advisor Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 26,115 shares

Expires 2014-11-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 25, 2014 Filed Aug 27, 2014 16:11 UTC
Clark Bernard J.EVP - Advisor Services
SaleCommon Stock 26,115 $28.98 $756,684.74
Disclosure

SEC source: 0001225208-14-019172 · doc4.xml · nonDerivative · entry 2

Clark Bernard J. · CIK 0001564429 · EVP - Advisor Services

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 89,805.7247

F1 · price: This transaction was executed in multiple trades at prices ranging from $28.94 to $29.00. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
August 25, 2014 Filed Aug 27, 2014 16:11 UTC
Clark Bernard J.EVP - Advisor Services
Exercise / conversionCommon Stock 26,115 $23.33 $609,249.89
Disclosure

SEC source: 0001225208-14-019172 · doc4.xml · nonDerivative · entry 1

Clark Bernard J. · CIK 0001564429 · EVP - Advisor Services

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 115,920.7247

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 22, 2014 Filed Aug 25, 2014 20:03 UTC
McCool James DEVP - Client Solutions
GiftCommon Stock 4,500 $0.00 $0.00
Disclosure

SEC source: 0001225208-14-019092 · doc4.xml · nonDerivative · entry 1

McCool James D · CIK 0001389181 · EVP - Client Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,904.7653

Read SEC document
August 20, 2014 Filed Aug 22, 2014 17:42 UTC
Schwab Charles R.Director · Chairman · 10% owner
GiftCommon Stock 220,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-14-018991 · doc4.xml · nonDerivative · entry 1

SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 113,833,962

Read SEC document
August 20, 2014 Filed Aug 22, 2014 17:42 UTC
Allen Jay LEVP and Chief Admin Officer
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative 6,470 $0.00 Strike: $22.67 $0.00
Disclosure

SEC source: 0001225208-14-018992 · doc4.xml · derivative · entry 4

Allen Jay L · CIK 0001416062 · EVP and Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,410

Underlying: Common Stock · 6,470 shares

Expires 2023-08-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 20, 2014 Filed Aug 22, 2014 17:42 UTC
Allen Jay LEVP and Chief Admin Officer
SaleCommon Stock 6,470 $28.39 $183,709.83
Disclosure

SEC source: 0001225208-14-018992 · doc4.xml · nonDerivative · entry 2

Allen Jay L · CIK 0001416062 · EVP and Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 5,653.5645

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 7, 2013.

F2 · price: This transaction was executed in multiple trades at prices ranging from $28.39 to $28.405. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
August 20, 2014 Filed Aug 22, 2014 17:42 UTC
Allen Jay LEVP and Chief Admin Officer
Exercise / conversionCommon Stock 6,470 $22.67 $146,674.90
Disclosure

SEC source: 0001225208-14-018992 · doc4.xml · nonDerivative · entry 1

Allen Jay L · CIK 0001416062 · EVP and Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 12,123.5645

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 13, 2014 Filed Aug 14, 2014 16:33 UTC
Clendening John SEVP - Investor Services
SaleCommon Stock 1,500 $27.67 $41,510.55
Disclosure

SEC source: 0001225208-14-018472 · doc4.xml · nonDerivative · entry 1

Clendening John S · CIK 0001388961 · EVP - Investor Services

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 69,865

F1 · price: This transaction was executed in multiple trades at prices ranging from $27.66 to $27.685. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
August 04, 2014 Filed Aug 5, 2014 17:19 UTC
Allen Jay LEVP and Chief Admin Officer
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative 8,132 $0.00 Strike: $15.00 $0.00
Disclosure

SEC source: 0001225208-14-017991 · doc4.xml · derivative · entry 5

Allen Jay L · CIK 0001416062 · EVP and Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 8,132 shares

Expires 2020-08-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 04, 2014 Filed Aug 5, 2014 17:19 UTC
Allen Jay LEVP and Chief Admin Officer
SaleCommon Stock 8,132 $27.44 $223,131.51
Disclosure

SEC source: 0001225208-14-017991 · doc4.xml · nonDerivative · entry 2

Allen Jay L · CIK 0001416062 · EVP and Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 5,653.5645

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 7, 2013.

F2 · price: This transaction was executed in multiple trades at prices ranging from $27.27 to $27.55. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
August 04, 2014 Filed Aug 5, 2014 17:19 UTC
Allen Jay LEVP and Chief Admin Officer
Exercise / conversionCommon Stock 8,132 $15.00 $121,980.00
Disclosure

SEC source: 0001225208-14-017991 · doc4.xml · nonDerivative · entry 1

Allen Jay L · CIK 0001416062 · EVP and Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 13,785.5645

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 01, 2014 Filed Aug 4, 2014 20:24 UTC
Allen Jay LEVP and Chief Admin Officer
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative 10,444 $0.00 Strike: $12.45 $0.00
Disclosure

SEC source: 0001225208-14-017876 · doc4.xml · derivative · entry 7

Allen Jay L · CIK 0001416062 · EVP and Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,888

Underlying: Common Stock · 10,444 shares

Expires 2022-08-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 01, 2014 Filed Aug 4, 2014 20:24 UTC
Allen Jay LEVP and Chief Admin Officer
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative 9,249 $0.00 Strike: $15.05 $0.00
Disclosure

SEC source: 0001225208-14-017876 · doc4.xml · derivative · entry 6

Allen Jay L · CIK 0001416062 · EVP and Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,250

Underlying: Common Stock · 9,249 shares

Expires 2021-08-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 01, 2014 Filed Aug 4, 2014 20:24 UTC
Allen Jay LEVP and Chief Admin Officer
SaleCommon Stock 10,444 $27.51 $287,285.20
Disclosure

SEC source: 0001225208-14-017876 · doc4.xml · nonDerivative · entry 4

Allen Jay L · CIK 0001416062 · EVP and Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 5,653.5645

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 7, 2013.

F3 · price: This transaction was executed in multiple trades at prices ranging from $27.30 to $27.70. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
August 01, 2014 Filed Aug 4, 2014 20:24 UTC
Allen Jay LEVP and Chief Admin Officer
SaleCommon Stock 9,249 $27.51 $254,484.39
Disclosure

SEC source: 0001225208-14-017876 · doc4.xml · nonDerivative · entry 3

Allen Jay L · CIK 0001416062 · EVP and Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 16,097.5645

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 7, 2013.

F2 · price: This transaction was executed in multiple trades at prices ranging from $27.34 to $27.70. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
August 01, 2014 Filed Aug 4, 2014 20:24 UTC
Allen Jay LEVP and Chief Admin Officer
Exercise / conversionCommon Stock 9,249 $15.05 $139,197.45
Disclosure

SEC source: 0001225208-14-017876 · doc4.xml · nonDerivative · entry 2

Allen Jay L · CIK 0001416062 · EVP and Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 25,346.5645

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 01, 2014 Filed Aug 4, 2014 20:24 UTC
Allen Jay LEVP and Chief Admin Officer
Exercise / conversionCommon Stock 10,444 $12.45 $130,027.80
Disclosure

SEC source: 0001225208-14-017876 · doc4.xml · nonDerivative · entry 1

Allen Jay L · CIK 0001416062 · EVP and Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 16,097.5645

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 01, 2014 Filed Aug 5, 2014 17:19 UTC
Schwab Charles R.Director · Chairman · 10% owner
GrantNonqualified Stock Option (right to buy) · Derivative 67,386 $0.00 Strike: $27.45 $0.00
Disclosure

SEC source: 0001225208-14-017985 · doc4.xml · derivative · entry 1

SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 67,386

Underlying: Common Stock · 67,386 shares

Expires 2024-08-01

F1 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
August 01, 2014 Filed Aug 5, 2014 17:19 UTC
Bettinger Walter WDirector · President and CEO
GrantNonqualified Stock Option (right to buy) · Derivative 146,002 $0.00 Strike: $27.45 $0.00
Disclosure

SEC source: 0001225208-14-017986 · doc4.xml · derivative · entry 1

Bettinger Walter W · CIK 0001296479 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 146,002

Underlying: Common Stock · 146,002 shares

Expires 2024-08-01

F1 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
August 01, 2014 Filed Aug 5, 2014 17:19 UTC
McCool James DEVP - Client Solutions
GrantNonqualified Stock Option (right to buy) · Derivative 33,693 $0.00 Strike: $27.45 $0.00
Disclosure

SEC source: 0001225208-14-017987 · doc4.xml · derivative · entry 1

McCool James D · CIK 0001389181 · EVP - Client Solutions

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,693

Underlying: Common Stock · 33,693 shares

Expires 2024-08-01

F1 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
August 01, 2014 Filed Aug 5, 2014 17:19 UTC GrantNonqualified Stock Option (right to buy) · Derivative 33,693 $0.00 Strike: $27.45 $0.00
Disclosure

SEC source: 0001225208-14-017988 · doc4.xml · derivative · entry 1

MARTINETTO JOSEPH R · CIK 0001276501 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,693

Underlying: Common Stock · 33,693 shares

Expires 2024-08-01

F1 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
August 01, 2014 Filed Aug 5, 2014 17:19 UTC
Clark Bernard J.EVP - Advisor Services
GrantNonqualified Stock Option (right to buy) · Derivative 28,078 $0.00 Strike: $27.45 $0.00
Disclosure

SEC source: 0001225208-14-017989 · doc4.xml · derivative · entry 1

Clark Bernard J. · CIK 0001564429 · EVP - Advisor Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,078

Underlying: Common Stock · 28,078 shares

Expires 2024-08-01

F1 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date.

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August 01, 2014 Filed Aug 5, 2014 17:19 UTC
Gill George A.EVP - Investor Services
GrantNonqualified Stock Option (right to buy) · Derivative 33,693 $0.00 Strike: $27.45 $0.00
Disclosure

SEC source: 0001225208-14-017990 · doc4.xml · derivative · entry 1

Gill George A. · CIK 0001545058 · EVP - Investor Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,693

Underlying: Common Stock · 33,693 shares

Expires 2024-08-01

F1 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date.

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August 01, 2014 Filed Aug 5, 2014 17:19 UTC
Allen Jay LEVP and Chief Admin Officer
GrantNonqualified Stock Option (right to buy) · Derivative 22,462 $0.00 Strike: $27.45 $0.00
Disclosure

SEC source: 0001225208-14-017991 · doc4.xml · derivative · entry 4

Allen Jay L · CIK 0001416062 · EVP and Chief Admin Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,462

Underlying: Common Stock · 22,462 shares

Expires 2024-08-01

F3 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date.

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August 01, 2014 Filed Aug 5, 2014 17:19 UTC
Clendening John SEVP - Investor Services
GrantNonqualified Stock Option (right to buy) · Derivative 33,693 $0.00 Strike: $27.45 $0.00
Disclosure

SEC source: 0001225208-14-017992 · doc4.xml · derivative · entry 1

Clendening John S · CIK 0001388961 · EVP - Investor Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,693

Underlying: Common Stock · 33,693 shares

Expires 2024-08-01

F1 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date.

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July 31, 2014 Filed Aug 1, 2014 17:20 UTC SaleCommon Stock 25,041 $28.13 $704,308.17
Disclosure

SEC source: 0001225208-14-017705 · doc4.xml · nonDerivative · entry 1

WALTHER ROGER O · CIK 0001188409 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 233,019.4035

F1 · price: This transaction was executed in multiple trades at prices ranging from $27.92 to $28.41. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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July 25, 2014 Filed Jul 28, 2014 18:06 UTC
Schwab Charles R.Director · Chairman · 10% owner
SaleCommon Stock 280,000 $27.54 $7,710,724.00
Disclosure

SEC source: 0001225208-14-017481 · doc4.xml · nonDerivative · entry 1

SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 114,053,962

F1 · price: This transaction was executed in multiple trades at prices ranging from $27.375 to $27.705. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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July 24, 2014 Filed Jul 24, 2014 22:26 UTC
Schwab Charles R.Director · Chairman · 10% owner
SaleCommon Stock 280,000 $27.73 $7,764,092.00
Disclosure

SEC source: 0001225208-14-017429 · doc4.xml · nonDerivative · entry 3

SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 114,333,962

F3 · price: This transaction was executed in multiple trades at prices ranging from $27.51 to $27.86. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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July 23, 2014 Filed Jul 24, 2014 22:26 UTC
Schwab Charles R.Director · Chairman · 10% owner
SaleCommon Stock 280,000 $27.55 $7,712,880.00
Disclosure

SEC source: 0001225208-14-017429 · doc4.xml · nonDerivative · entry 2

SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 114,613,962

F2 · price: This transaction was executed in multiple trades at prices ranging from $27.40 to $27.62. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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July 22, 2014 Filed Jul 24, 2014 22:26 UTC
Schwab Charles R.Director · Chairman · 10% owner
SaleCommon Stock 160,000 $27.60 $4,415,424.00
Disclosure

SEC source: 0001225208-14-017429 · doc4.xml · nonDerivative · entry 1

SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 114,893,962

F1 · price: This transaction was executed in multiple trades at prices ranging from $27.525 to $27.74. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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July 21, 2014 Filed Jul 22, 2014 16:22 UTC
Clendening John SEVP - Investor Services
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative 14,000 $0.00 Strike: $19.36 $0.00
Disclosure

SEC source: 0001225208-14-017337 · doc4.xml · derivative · entry 4

Clendening John S · CIK 0001388961 · EVP - Investor Services

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,677

Underlying: Common Stock · 14,000 shares

Expires 2018-11-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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July 21, 2014 Filed Jul 22, 2014 16:22 UTC
Clendening John SEVP - Investor Services
SaleCommon Stock 14,000 $27.78 $388,889.20
Disclosure

SEC source: 0001225208-14-017337 · doc4.xml · nonDerivative · entry 2

Clendening John S · CIK 0001388961 · EVP - Investor Services

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 71,365

F1 · price: This transaction was executed in multiple trades at prices ranging from $27.75 to $27.83. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.