Last 12 months
Inside the activity.
1 purchase rows · 89 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 2 |
| Dec 2025 | 0 | 1 |
| Jan 2026 | 0 | 9 |
| Feb 2026 | 0 | 13 |
| Mar 2026 | 0 | 10 |
| Apr 2026 | 0 | 9 |
| May 2026 | 1 | 7 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 18 |
| Aug 2026 | 0 | 18 |
| Sep 2026 | 0 | 1 |
| Oct 2026 | 0 | 1 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 01, 2018 Filed Mar 6, 2018 00:20 UTC |
Chandoha Marie APresident - CSIM
|
GrantNonqualified Stock Option (right to buy) · Derivative | 47,650 | $0.00 Strike: $52.05 | $0.00 |
DisclosureSEC source: 0001225208-18-005353 · doc4.xml · derivative · entry 2 Chandoha Marie A · CIK 0001656828 · President - CSIM 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,650 Underlying: Common Stock · 47,650 shares Expires 2028-03-01 F2 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| March 01, 2018 Filed Mar 6, 2018 00:23 UTC |
Crawford Peter B.EVP and CFO
|
GrantNonqualified Stock Option (right to buy) · Derivative | 31,767 | $0.00 Strike: $52.05 | $0.00 |
DisclosureSEC source: 0001225208-18-005359 · doc4.xml · derivative · entry 1 Crawford Peter B. · CIK 0001706835 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,767 Underlying: Common Stock · 31,767 shares Expires 2028-03-01 F1 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| March 01, 2018 Filed Mar 6, 2018 00:20 UTC |
Bettinger Walter WDirector · President and CEO
|
GrantNonqualified Stock Option (right to buy) · Derivative | 285,896 | $0.00 Strike: $52.05 | $0.00 |
DisclosureSEC source: 0001225208-18-005354 · doc4.xml · derivative · entry 5 Bettinger Walter W · CIK 0001296479 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 285,896 Underlying: Common Stock · 285,896 shares Expires 2028-03-01 F2 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| February 27, 2018 Filed Feb 27, 2018 18:15 UTC |
Clark Bernard J.EVP - Advisor Services
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 30,020 | $0.00 Strike: $23.12 | $0.00 |
DisclosureSEC source: 0001225208-18-004326 · doc4.xml · derivative · entry 5 Clark Bernard J. · CIK 0001564429 · EVP - Advisor Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 30,020 shares Expires 2023-11-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 27, 2018 Filed Feb 27, 2018 18:15 UTC |
Clark Bernard J.EVP - Advisor Services
|
SaleCommon Stock | 30,020 | $55.05 | $1,652,480.92 |
DisclosureSEC source: 0001225208-18-004326 · doc4.xml · nonDerivative · entry 2 Clark Bernard J. · CIK 0001564429 · EVP - Advisor Services 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 52,849.8091 F1 · price: This transaction was executed in multiple trades at prices ranging from $54.78 to $55.215. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| February 27, 2018 Filed Feb 27, 2018 18:15 UTC |
Clark Bernard J.EVP - Advisor Services
|
Exercise / conversionCommon Stock | 30,020 | $23.12 | $694,062.40 |
DisclosureSEC source: 0001225208-18-004326 · doc4.xml · nonDerivative · entry 1 Clark Bernard J. · CIK 0001564429 · EVP - Advisor Services 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 82,869.8091 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 27, 2018 Filed Feb 27, 2018 18:45 UTC |
SNEED PAULA ADirector
|
SaleCommon Stock | 12,040 | $54.91 | $661,156.13 |
DisclosureSEC source: 0001225208-18-004331 · doc4.xml · nonDerivative · entry 1 SNEED PAULA A · CIK 0001193024 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 97,678.545 F1 · price: This transaction was executed in multiple trades at prices ranging from $54.885 to $54.935. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| February 26, 2018 Filed Feb 26, 2018 23:27 UTC |
Murtagh Nigel JEVP - Corporate Risk
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 15,000 | $0.00 Strike: $16.40 | $0.00 |
DisclosureSEC source: 0001225208-18-004242 · doc4.xml · derivative · entry 3 Murtagh Nigel J · CIK 0001649599 · EVP - Corporate Risk 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,267 Underlying: Common Stock · 15,000 shares Expires 2023-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The date first exercisable is 3/01/2014. Read SEC document |
| February 26, 2018 Filed Feb 26, 2018 23:27 UTC |
Murtagh Nigel JEVP - Corporate Risk
|
SaleCommon Stock | 15,000 | $53.28 | $799,234.50 |
DisclosureSEC source: 0001225208-18-004242 · doc4.xml · nonDerivative · entry 2 Murtagh Nigel J · CIK 0001649599 · EVP - Corporate Risk 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,578.7055 F1 · price: This transaction was executed in multiple trades at prices ranging from $53.225 to $53.33. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| February 26, 2018 Filed Feb 26, 2018 23:27 UTC |
Murtagh Nigel JEVP - Corporate Risk
|
Exercise / conversionCommon Stock | 15,000 | $16.40 | $246,000.00 |
DisclosureSEC source: 0001225208-18-004242 · doc4.xml · nonDerivative · entry 1 Murtagh Nigel J · CIK 0001649599 · EVP - Corporate Risk 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,578.7055 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 14, 2018 Filed Feb 15, 2018 19:17 UTC |
Schwab Charles R.Director · Chairman · 10% owner
|
SaleCommon Stock | 74,450 | $52.17 | $3,884,294.74 |
DisclosureSEC source: 0001225208-18-003013 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 87,516,283 F1 · price: This transaction was executed in multiple trades at prices ranging from $51.91 to $52.275. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| February 07, 2018 Filed Feb 8, 2018 18:46 UTC |
Kallsen Terri REVP - Investor Services
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 2,026 | $0.00 Strike: $28.44 | $0.00 |
DisclosureSEC source: 0001225208-18-002279 · doc4.xml · derivative · entry 5 Kallsen Terri R · CIK 0001627137 · EVP - Investor Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,053 Underlying: Common Stock · 2,026 shares Expires 2024-11-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 07, 2018 Filed Feb 8, 2018 18:46 UTC |
Kallsen Terri REVP - Investor Services
|
SaleCommon Stock | 2,026 | $51.94 | $105,235.51 |
DisclosureSEC source: 0001225208-18-002279 · doc4.xml · nonDerivative · entry 2 Kallsen Terri R · CIK 0001627137 · EVP - Investor Services 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 0 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 17, 2017. F2 · price: This transaction was executed in multiple trades at prices ranging from $51.74 to $52.13. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| February 07, 2018 Filed Feb 8, 2018 18:46 UTC |
Kallsen Terri REVP - Investor Services
|
Exercise / conversionCommon Stock | 2,026 | $28.44 | $57,619.44 |
DisclosureSEC source: 0001225208-18-002279 · doc4.xml · nonDerivative · entry 1 Kallsen Terri R · CIK 0001627137 · EVP - Investor Services 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 2,026 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 30, 2018 Filed Feb 1, 2018 00:42 UTC |
HERRINGER FRANK CDirector
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 7,486 | $0.00 Strike: $22.39 | $0.00 |
DisclosureSEC source: 0001225208-18-001953 · doc4.xml · derivative · entry 5 HERRINGER FRANK C · CIK 0001171694 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,486 shares Expires 2018-05-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 30, 2018 Filed Feb 1, 2018 00:42 UTC |
HERRINGER FRANK CDirector
|
Tax withholdingCommon Stock | 3,116 | $53.79 | $167,601.85 |
DisclosureSEC source: 0001225208-18-001953 · doc4.xml · nonDerivative · entry 2 HERRINGER FRANK C · CIK 0001171694 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 108,160 Read SEC document |
| January 30, 2018 Filed Feb 1, 2018 00:42 UTC |
HERRINGER FRANK CDirector
|
Exercise / conversionCommon Stock | 7,486 | $22.39 | $167,611.54 |
DisclosureSEC source: 0001225208-18-001953 · doc4.xml · nonDerivative · entry 1 HERRINGER FRANK C · CIK 0001171694 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 111,276 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 29, 2018 Filed Jan 30, 2018 00:01 UTC |
Schwab Charles R.Director · Chairman · 10% owner
|
SaleCommon Stock | 240,000 | $54.03 | $12,966,096.00 |
DisclosureSEC source: 0001225208-18-001824 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 88,113,733 F1 · price: This transaction was executed in multiple trades at prices ranging from $53.89 to $54.2175. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| January 29, 2018 Filed Jan 30, 2018 23:34 UTC |
SNEED PAULA ADirector
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 16,491 | $0.00 Strike: $12.66 | $0.00 |
DisclosureSEC source: 0001225208-18-001870 · doc4.xml · derivative · entry 10 SNEED PAULA A · CIK 0001193024 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 16,491 shares Expires 2022-05-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The date first exercisable is 5/21/2013. Read SEC document |
| January 29, 2018 Filed Jan 30, 2018 23:34 UTC |
SNEED PAULA ADirector
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 11,344 | $0.00 Strike: $17.62 | $0.00 |
DisclosureSEC source: 0001225208-18-001870 · doc4.xml · derivative · entry 9 SNEED PAULA A · CIK 0001193024 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,344 shares Expires 2021-05-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The date first exercisable is 5/19/2012. Read SEC document |
| January 29, 2018 Filed Jan 30, 2018 23:34 UTC |
SNEED PAULA ADirector
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 11,082 | $0.00 Strike: $17.38 | $0.00 |
DisclosureSEC source: 0001225208-18-001870 · doc4.xml · derivative · entry 8 SNEED PAULA A · CIK 0001193024 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,082 shares Expires 2020-05-17 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The date first exercisable is 5/17/2011. Read SEC document |
| January 29, 2018 Filed Jan 30, 2018 23:34 UTC |
SNEED PAULA ADirector
|
Tax withholdingCommon Stock | 3,844 | $54.31 | $208,767.64 |
DisclosureSEC source: 0001225208-18-001870 · doc4.xml · nonDerivative · entry 6 SNEED PAULA A · CIK 0001193024 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 109,718.545 Read SEC document |
| January 29, 2018 Filed Jan 30, 2018 23:34 UTC |
SNEED PAULA ADirector
|
Tax withholdingCommon Stock | 3,680 | $54.31 | $199,860.80 |
DisclosureSEC source: 0001225208-18-001870 · doc4.xml · nonDerivative · entry 5 SNEED PAULA A · CIK 0001193024 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 113,562.545 Read SEC document |
| January 29, 2018 Filed Jan 30, 2018 23:34 UTC |
SNEED PAULA ADirector
|
Tax withholdingCommon Stock | 3,546 | $54.31 | $192,583.26 |
DisclosureSEC source: 0001225208-18-001870 · doc4.xml · nonDerivative · entry 4 SNEED PAULA A · CIK 0001193024 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 117,242.545 Read SEC document |
| January 29, 2018 Filed Jan 30, 2018 23:34 UTC |
SNEED PAULA ADirector
|
Exercise / conversionCommon Stock | 11,082 | $17.38 | $192,605.16 |
DisclosureSEC source: 0001225208-18-001870 · doc4.xml · nonDerivative · entry 3 SNEED PAULA A · CIK 0001193024 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 120,788.545 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 29, 2018 Filed Jan 30, 2018 23:34 UTC |
SNEED PAULA ADirector
|
Exercise / conversionCommon Stock | 11,344 | $17.62 | $199,881.28 |
DisclosureSEC source: 0001225208-18-001870 · doc4.xml · nonDerivative · entry 2 SNEED PAULA A · CIK 0001193024 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 109,706.545 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 29, 2018 Filed Jan 30, 2018 23:34 UTC |
SNEED PAULA ADirector
|
Exercise / conversionCommon Stock | 16,491 | $12.66 | $208,776.06 |
DisclosureSEC source: 0001225208-18-001870 · doc4.xml · nonDerivative · entry 1 SNEED PAULA A · CIK 0001193024 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 98,362.545 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 26, 2018 Filed Jan 26, 2018 23:54 UTC |
MCLIN STEPHEN TDirector
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 7,486 | $0.00 Strike: $22.39 | $0.00 |
DisclosureSEC source: 0001225208-18-001669 · doc4.xml · derivative · entry 10 MCLIN STEPHEN T · CIK 0001188403 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,486 shares Expires 2018-05-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 26, 2018 Filed Jan 26, 2018 23:54 UTC |
MCLIN STEPHEN TDirector
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 5,742 | $0.00 Strike: $15.47 | $0.00 |
DisclosureSEC source: 0001225208-18-001669 · doc4.xml · derivative · entry 9 MCLIN STEPHEN T · CIK 0001188403 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,742 shares Expires 2019-04-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 26, 2018 Filed Jan 26, 2018 23:54 UTC |
MCLIN STEPHEN TDirector
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 5,435 | $0.00 Strike: $16.18 | $0.00 |
DisclosureSEC source: 0001225208-18-001669 · doc4.xml · derivative · entry 8 MCLIN STEPHEN T · CIK 0001188403 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,435 shares Expires 2019-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 26, 2018 Filed Jan 26, 2018 23:54 UTC |
MCLIN STEPHEN TDirector
|
SaleCommon Stock | 7,486 | $53.93 | $403,716.24 |
DisclosureSEC source: 0001225208-18-001669 · doc4.xml · nonDerivative · entry 6 MCLIN STEPHEN T · CIK 0001188403 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 151,447 F1 · price: This transaction was executed in multiple trades at prices ranging from $53.905 to $53.96. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| January 26, 2018 Filed Jan 26, 2018 23:54 UTC |
MCLIN STEPHEN TDirector
|
SaleCommon Stock | 5,742 | $54.05 | $310,364.86 |
DisclosureSEC source: 0001225208-18-001669 · doc4.xml · nonDerivative · entry 5 MCLIN STEPHEN T · CIK 0001188403 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 158,933 F2 · price: This transaction was executed in multiple trades at prices ranging from $54.03 to $54.065. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| January 26, 2018 Filed Jan 26, 2018 23:54 UTC |
MCLIN STEPHEN TDirector
|
SaleCommon Stock | 5,435 | $53.93 | $293,106.83 |
DisclosureSEC source: 0001225208-18-001669 · doc4.xml · nonDerivative · entry 4 MCLIN STEPHEN T · CIK 0001188403 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 164,675 F1 · price: This transaction was executed in multiple trades at prices ranging from $53.905 to $53.96. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| January 26, 2018 Filed Jan 26, 2018 23:54 UTC |
MCLIN STEPHEN TDirector
|
Exercise / conversionCommon Stock | 5,435 | $16.18 | $87,938.30 |
DisclosureSEC source: 0001225208-18-001669 · doc4.xml · nonDerivative · entry 3 MCLIN STEPHEN T · CIK 0001188403 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 170,110 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 26, 2018 Filed Jan 26, 2018 23:54 UTC |
MCLIN STEPHEN TDirector
|
Exercise / conversionCommon Stock | 5,742 | $15.47 | $88,828.74 |
DisclosureSEC source: 0001225208-18-001669 · doc4.xml · nonDerivative · entry 2 MCLIN STEPHEN T · CIK 0001188403 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 164,675 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 26, 2018 Filed Jan 26, 2018 23:54 UTC |
MCLIN STEPHEN TDirector
|
Exercise / conversionCommon Stock | 7,486 | $22.39 | $167,611.54 |
DisclosureSEC source: 0001225208-18-001669 · doc4.xml · nonDerivative · entry 1 MCLIN STEPHEN T · CIK 0001188403 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 158,933 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 25, 2018 Filed Jan 25, 2018 19:56 UTC |
Schwab Charles R.Director · Chairman · 10% owner
|
SaleCommon Stock | 240,000 | $54.49 | $13,076,664.00 |
DisclosureSEC source: 0001225208-18-001488 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 88,353,733 F1 · price: This transaction was executed in multiple trades at prices ranging from $54.175 to $54.905. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| January 24, 2018 Filed Jan 24, 2018 23:02 UTC |
Schwab Charles R.Director · Chairman · 10% owner
|
SaleCommon Stock | 240,000 | $55.13 | $13,230,744.00 |
DisclosureSEC source: 0001225208-18-001451 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 88,593,733 F1 · price: This transaction was executed in multiple trades at prices ranging from $54.955 to $55.27. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| January 23, 2018 Filed Jan 23, 2018 23:42 UTC |
Crawford Peter B.EVP and CFO
|
GiftCommon Stock | 642 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-001403 · doc4.xml · nonDerivative · entry 1 Crawford Peter B. · CIK 0001706835 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 10,072 Read SEC document |
| January 18, 2018 Filed Jan 18, 2018 22:07 UTC |
Schwab Charles R.Director · Chairman · 10% owner
|
SaleCommon Stock | 300,000 | $55.31 | $16,593,900.00 |
DisclosureSEC source: 0001225208-18-001251 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 88,833,733 F1 · price: This transaction was executed in multiple trades at prices ranging from $55.135 to $55.52. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| January 03, 2018 Filed Jan 4, 2018 20:15 UTC |
Kallsen Terri REVP - Investor Services
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 2,026 | $0.00 Strike: $28.44 | $0.00 |
DisclosureSEC source: 0001225208-18-000620 · doc4.xml · derivative · entry 5 Kallsen Terri R · CIK 0001627137 · EVP - Investor Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,079 Underlying: Common Stock · 2,026 shares Expires 2024-11-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 03, 2018 Filed Jan 4, 2018 20:15 UTC |
Kallsen Terri REVP - Investor Services
|
SaleCommon Stock | 2,026 | $51.30 | $103,942.11 |
DisclosureSEC source: 0001225208-18-000620 · doc4.xml · nonDerivative · entry 2 Kallsen Terri R · CIK 0001627137 · EVP - Investor Services 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 0 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 17, 2017. F2 · price: This transaction was executed in multiple trades at prices ranging from $51.14 to $51.69. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| January 03, 2018 Filed Jan 4, 2018 20:15 UTC |
Kallsen Terri REVP - Investor Services
|
Exercise / conversionCommon Stock | 2,026 | $28.44 | $57,619.44 |
DisclosureSEC source: 0001225208-18-000620 · doc4.xml · nonDerivative · entry 1 Kallsen Terri R · CIK 0001627137 · EVP - Investor Services 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 2,026 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 22:54 UTC |
MCLIN STEPHEN TDirector
|
GrantNonqualified Stock Option (right to buy) · Derivative | 2,402 | $0.00 Strike: $51.44 | $0.00 |
DisclosureSEC source: 0001225208-18-000726 · doc4.xml · derivative · entry 1 MCLIN STEPHEN T · CIK 0001188403 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,402 Underlying: Common Stock · 2,402 shares Expires 2028-01-02 F1 · shares: The option was received pursuant to the Directors' Deferred Compensation Plan II and vests immediately. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 22:54 UTC |
Ellis Stephen ADirector
|
GrantNonqualified Stock Option (right to buy) · Derivative | 2,402 | $0.00 Strike: $51.44 | $0.00 |
DisclosureSEC source: 0001225208-18-000727 · doc4.xml · derivative · entry 1 Ellis Stephen A · CIK 0001561563 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,402 Underlying: Common Stock · 2,402 shares Expires 2028-01-02 F1 · shares: The option was received pursuant to the Directors' Deferred Compensation Plan II and vests immediately. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 22:55 UTC |
BUTCHER C PRESTONDirector
|
GrantNonqualified Stock Option (right to buy) · Derivative | 2,402 | $0.00 Strike: $51.44 | $0.00 |
DisclosureSEC source: 0001225208-18-000728 · doc4.xml · derivative · entry 1 BUTCHER C PRESTON · CIK 0001188402 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,402 Underlying: Common Stock · 2,402 shares Expires 2028-01-02 F1 · shares: The option was received pursuant to the Directors' Deferred Compensation Plan II and vests immediately. Read SEC document |
| January 02, 2018 Filed Jan 4, 2018 22:56 UTC |
HERRINGER FRANK CDirector
|
GrantRestricted Stock Units · Derivative | 657 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-000729 · doc4.xml · derivative · entry 1 HERRINGER FRANK C · CIK 0001171694 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 117,396.64 Underlying: Common Stock · 657 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of company stock. F2 · shares: The restricted stock units were received pursuant to the Directors' Deferred Compensation Plan II (the "Plan") and are held in a rabbi trust for the benefit of the reporting person pursuant to the terms of the Plan. F3 · derivative.exercise_date: The restricted stock units are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when he leaves the Board of Directors. F3 · derivative.expiration_date: The restricted stock units are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when he leaves the Board of Directors. Read SEC document |
| December 27, 2017 Filed Dec 27, 2017 22:40 UTC |
Goldfarb Mark ADirector
|
GiftCommon Stock | 965 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-019077 · doc4.xml · nonDerivative · entry 1 Goldfarb Mark A · CIK 0001562215 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,013 Read SEC document |
| December 15, 2017 Filed Dec 19, 2017 18:46 UTC |
BUTCHER C PRESTONDirector
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 4,040 | $0.00 Strike: $24.58 | $0.00 |
DisclosureSEC source: 0001225208-17-018857 · doc4.xml · derivative · entry 4 BUTCHER C PRESTON · CIK 0001188402 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,040 shares Expires 2018-01-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 15, 2017 Filed Dec 19, 2017 18:46 UTC |
BUTCHER C PRESTONDirector
|
Exercise / conversionCommon Stock | 4,040 | $24.58 | $99,303.20 |
DisclosureSEC source: 0001225208-17-018857 · doc4.xml · nonDerivative · entry 1 BUTCHER C PRESTON · CIK 0001188402 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 895,518 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.