Last 12 months
Inside the activity.
1 purchase rows · 89 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 2 |
| Dec 2025 | 0 | 1 |
| Jan 2026 | 0 | 9 |
| Feb 2026 | 0 | 13 |
| Mar 2026 | 0 | 10 |
| Apr 2026 | 0 | 9 |
| May 2026 | 1 | 7 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 18 |
| Aug 2026 | 0 | 18 |
| Sep 2026 | 0 | 1 |
| Oct 2026 | 0 | 1 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 20, 2018 Filed Apr 23, 2018 21:56 UTC |
Chandoha Marie APresident - CSIM
|
SaleCommon Stock | 8,904 | $54.79 | $487,889.34 |
DisclosureSEC source: 0001225208-18-007982 · doc4.xml · nonDerivative · entry 3 Chandoha Marie A · CIK 0001656828 · President - CSIM 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 37,088 F1 · price: This transaction was executed in multiple trades at prices ranging from $54.75 to $54.90. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| April 20, 2018 Filed Apr 23, 2018 21:56 UTC |
Chandoha Marie APresident - CSIM
|
Exercise / conversionCommon Stock | 8,904 | $25.86 | $230,257.44 |
DisclosureSEC source: 0001225208-18-007982 · doc4.xml · nonDerivative · entry 2 Chandoha Marie A · CIK 0001656828 · President - CSIM 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 45,992 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 20, 2018 Filed Apr 23, 2018 21:56 UTC |
Chandoha Marie APresident - CSIM
|
Exercise / conversionCommon Stock | 22,482 | $26.39 | $593,299.98 |
DisclosureSEC source: 0001225208-18-007982 · doc4.xml · nonDerivative · entry 1 Chandoha Marie A · CIK 0001656828 · President - CSIM 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 37,088 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 16, 2018 Filed Apr 16, 2018 20:21 UTC |
Craig Jonathan M.Senior EVP
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 2,629 | $0.00 Strike: $17.38 | $0.00 |
DisclosureSEC source: 0001225208-18-007749 · doc4.xml · derivative · entry 3 Craig Jonathan M. · CIK 0001733065 · Senior EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,131 Underlying: Common Stock · 2,629 shares Expires 2019-11-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 16, 2018 Filed Apr 16, 2018 20:21 UTC |
Craig Jonathan M.Senior EVP
|
SaleCommon Stock | 2,629 | $52.11 | $136,984.31 |
DisclosureSEC source: 0001225208-18-007749 · doc4.xml · nonDerivative · entry 2 Craig Jonathan M. · CIK 0001733065 · Senior EVP 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 0 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 27, 2017. F2 · price: This transaction was executed in multiple trades at prices ranging from $51.83 to $52.41. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| April 16, 2018 Filed Apr 16, 2018 20:21 UTC |
Craig Jonathan M.Senior EVP
|
Exercise / conversionCommon Stock | 2,629 | $17.38 | $45,692.02 |
DisclosureSEC source: 0001225208-18-007749 · doc4.xml · nonDerivative · entry 1 Craig Jonathan M. · CIK 0001733065 · Senior EVP 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 2,629 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 05, 2018 Filed Apr 6, 2018 16:06 UTC |
WALTHER ROGER ODirector
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 7,486 | $0.00 Strike: $22.39 | $0.00 |
DisclosureSEC source: 0001225208-18-007488 · doc4.xml · derivative · entry 4 WALTHER ROGER O · CIK 0001188409 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,486 shares Expires 2018-05-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 05, 2018 Filed Apr 6, 2018 16:06 UTC |
WALTHER ROGER ODirector
|
Exercise / conversionCommon Stock | 7,486 | $22.39 | $167,611.54 |
DisclosureSEC source: 0001225208-18-007488 · doc4.xml · nonDerivative · entry 1 WALTHER ROGER O · CIK 0001188409 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 240,684.7126 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 02, 2018 Filed Apr 3, 2018 20:57 UTC |
MARTINETTO JOSEPH RSenior EVP and COO
|
GrantNonqualified Stock Option (right to buy) · Derivative | 24,607 | $0.00 Strike: $50.41 | $0.00 |
DisclosureSEC source: 0001225208-18-007174 · doc4.xml · derivative · entry 1 MARTINETTO JOSEPH R · CIK 0001276501 · Senior EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,607 Underlying: Common Stock · 24,607 shares Expires 2028-04-02 F1 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| April 02, 2018 Filed Apr 3, 2018 20:57 UTC |
Craig Jonathan M.Senior EVP
|
GrantNonqualified Stock Option (right to buy) · Derivative | 13,124 | $0.00 Strike: $50.41 | $0.00 |
DisclosureSEC source: 0001225208-18-007175 · doc4.xml · derivative · entry 1 Craig Jonathan M. · CIK 0001733065 · Senior EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,124 Underlying: Common Stock · 13,124 shares Expires 2028-04-02 F1 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| April 02, 2018 Filed Apr 3, 2018 21:30 UTC |
MCLIN STEPHEN TDirector
|
GrantNonqualified Stock Option (right to buy) · Derivative | 2,308 | $0.00 Strike: $50.41 | $0.00 |
DisclosureSEC source: 0001225208-18-007212 · doc4.xml · derivative · entry 1 MCLIN STEPHEN T · CIK 0001188403 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,308 Underlying: Common Stock · 2,308 shares Expires 2028-04-02 F1 · shares: The option was received pursuant to the Directors' Deferred Compensation Plan II and vests immediately. Read SEC document |
| April 02, 2018 Filed Apr 3, 2018 21:30 UTC |
Ellis Stephen ADirector
|
GrantNonqualified Stock Option (right to buy) · Derivative | 2,308 | $0.00 Strike: $50.41 | $0.00 |
DisclosureSEC source: 0001225208-18-007213 · doc4.xml · derivative · entry 1 Ellis Stephen A · CIK 0001561563 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,308 Underlying: Common Stock · 2,308 shares Expires 2028-04-02 F1 · shares: The option was received pursuant to the Directors' Deferred Compensation Plan II and vests immediately. Read SEC document |
| April 02, 2018 Filed Apr 3, 2018 21:30 UTC |
BUTCHER C PRESTONDirector
|
GrantNonqualified Stock Option (right to buy) · Derivative | 2,308 | $0.00 Strike: $50.41 | $0.00 |
DisclosureSEC source: 0001225208-18-007214 · doc4.xml · derivative · entry 1 BUTCHER C PRESTON · CIK 0001188402 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,308 Underlying: Common Stock · 2,308 shares Expires 2028-04-02 F1 · shares: The option was received pursuant to the Directors' Deferred Compensation Plan II and vests immediately. Read SEC document |
| April 02, 2018 Filed Apr 3, 2018 21:30 UTC |
HERRINGER FRANK CDirector
|
GrantRestricted Stock Units · Derivative | 670 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-007215 · doc4.xml · derivative · entry 1 HERRINGER FRANK C · CIK 0001171694 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,066.64 Underlying: Common Stock · 670 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of company stock. F2 · shares: The restricted stock units were received pursuant to the Directors' Deferred Compensation Plan II (the "Plan") and are held in a rabbi trust for the benefit of the reporting person pursuant to the terms of the Plan. F3 · derivative.exercise_date: The restricted stock units are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when he leaves the Board of Directors. F3 · derivative.expiration_date: The restricted stock units are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when he leaves the Board of Directors. Read SEC document |
| March 12, 2018 Filed Mar 12, 2018 22:45 UTC |
Craig Jonathan M.Senior EVP
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $12.88 | $0.00 |
DisclosureSEC source: 0001225208-18-005930 · doc4.xml · derivative · entry 3 Craig Jonathan M. · CIK 0001733065 · Senior EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 72,923 Underlying: Common Stock · 5,000 shares Expires 2022-10-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 12, 2018 Filed Mar 12, 2018 22:45 UTC |
Craig Jonathan M.Senior EVP
|
SaleCommon Stock | 5,000 | $58.01 | $290,041.00 |
DisclosureSEC source: 0001225208-18-005930 · doc4.xml · nonDerivative · entry 2 Craig Jonathan M. · CIK 0001733065 · Senior EVP 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 0 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 27, 2017. F2 · price: This transaction was executed in multiple trades at prices ranging from $58.00 to $58.03. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| March 12, 2018 Filed Mar 12, 2018 22:45 UTC |
Craig Jonathan M.Senior EVP
|
Exercise / conversionCommon Stock | 5,000 | $12.88 | $64,400.00 |
DisclosureSEC source: 0001225208-18-005930 · doc4.xml · nonDerivative · entry 1 Craig Jonathan M. · CIK 0001733065 · Senior EVP 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 5,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 08, 2018 Filed Mar 8, 2018 20:50 UTC |
Craig Jonathan M.Senior EVP
|
SaleCommon Stock | 1,820 | $55.63 | $101,238.96 |
DisclosureSEC source: 0001225208-18-005744 · doc4.xml · nonDerivative · entry 2 Craig Jonathan M. · CIK 0001733065 · Senior EVP 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 0 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 27, 2017. F3 · price: This transaction was executed in multiple trades at prices ranging from $55.48 to $55.79. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| March 07, 2018 Filed Mar 8, 2018 20:49 UTC |
Kallsen Terri REVP - Investor Services
|
SaleCommon Stock | 9,156 | $54.00 | $494,424.00 |
DisclosureSEC source: 0001225208-18-005743 · doc4.xml · nonDerivative · entry 1 Kallsen Terri R · CIK 0001627137 · EVP - Investor Services 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 0 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 17, 2017. F2 · price: This transaction was executed in multiple trades at prices ranging from $53.65 to $54.32. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| March 07, 2018 Filed Mar 8, 2018 20:50 UTC |
Craig Jonathan M.Senior EVP
|
SaleCommon Stock | 6,226 | $53.92 | $335,700.94 |
DisclosureSEC source: 0001225208-18-005744 · doc4.xml · nonDerivative · entry 1 Craig Jonathan M. · CIK 0001733065 · Senior EVP 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 1,820 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 27, 2017. F2 · price: This transaction was executed in multiple trades at prices ranging from $53.65 to $54.12. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| March 07, 2018 Filed Mar 8, 2018 22:06 UTC |
BUTCHER C PRESTONDirector
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 3,860 | $0.00 Strike: $19.90 | $0.00 |
DisclosureSEC source: 0001225208-18-005771 · doc4.xml · derivative · entry 4 BUTCHER C PRESTON · CIK 0001188402 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,860 shares Expires 2018-04-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 07, 2018 Filed Mar 8, 2018 22:06 UTC |
BUTCHER C PRESTONDirector
|
Exercise / conversionCommon Stock | 3,860 | $19.90 | $76,814.00 |
DisclosureSEC source: 0001225208-18-005771 · doc4.xml · nonDerivative · entry 1 BUTCHER C PRESTON · CIK 0001188402 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 899,378 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 07, 2018 Filed Mar 8, 2018 22:10 UTC |
Clark Bernard J.EVP - Advisor Services
|
SaleCommon Stock | 11,238 | $54.07 | $607,692.60 |
DisclosureSEC source: 0001225208-18-005772 · doc4.xml · nonDerivative · entry 1 Clark Bernard J. · CIK 0001564429 · EVP - Advisor Services 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 52,849.8091 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 27, 2017. F2 · price: This transaction was executed in multiple trades at prices ranging from $53.69 to $54.405. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| March 05, 2018 Filed Mar 7, 2018 00:26 UTC |
Bettinger Walter WDirector · President and CEO
|
Exercise / conversionCommon Stock | 15,777 | $52.82 | $833,341.14 |
DisclosureSEC source: 0001225208-18-005525 · doc4.xml · nonDerivative · entry 1 Bettinger Walter W · CIK 0001296479 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 242,002.8859 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired on the vesting of restricted stock units. Read SEC document |
| March 05, 2018 Filed Mar 7, 2018 00:26 UTC |
Chandoha Marie APresident - CSIM
|
Exercise / conversionCommon Stock | 3,641 | $52.82 | $192,317.62 |
DisclosureSEC source: 0001225208-18-005526 · doc4.xml · nonDerivative · entry 1 Chandoha Marie A · CIK 0001656828 · President - CSIM 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 14,606 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired on the vesting of restricted stock units. Read SEC document |
| March 05, 2018 Filed Mar 7, 2018 00:27 UTC |
MARTINETTO JOSEPH RSenior EVP and COO
|
Exercise / conversionCommon Stock | 3,641 | $52.82 | $192,317.62 |
DisclosureSEC source: 0001225208-18-005528 · doc4.xml · nonDerivative · entry 1 MARTINETTO JOSEPH R · CIK 0001276501 · Senior EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 172,330 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired on the vesting of restricted stock units. Read SEC document |
| March 05, 2018 Filed Mar 7, 2018 00:26 UTC |
Clark Bernard J.EVP - Advisor Services
|
Exercise / conversionCommon Stock | 3,342 | $52.82 | $176,524.44 |
DisclosureSEC source: 0001225208-18-005527 · doc4.xml · nonDerivative · entry 1 Clark Bernard J. · CIK 0001564429 · EVP - Advisor Services 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 64,087.8091 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired on the vesting of restricted stock units. Read SEC document |
| March 05, 2018 Filed Mar 7, 2018 00:27 UTC |
Murtagh Nigel JEVP - Corporate Risk
|
Exercise / conversionCommon Stock | 2,063 | $52.82 | $108,967.66 |
DisclosureSEC source: 0001225208-18-005529 · doc4.xml · nonDerivative · entry 1 Murtagh Nigel J · CIK 0001649599 · EVP - Corporate Risk 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,585.7055 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired on the vesting of restricted stock units. Read SEC document |
| March 05, 2018 Filed Mar 7, 2018 00:27 UTC |
Schwab Charles R.Director · Chairman · 10% owner
|
Exercise / conversionCommon Stock | 7,282 | $52.82 | $384,635.24 |
DisclosureSEC source: 0001225208-18-005530 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 87,543,391 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired on the vesting of restricted stock units. Read SEC document |
| March 05, 2018 Filed Mar 7, 2018 01:03 UTC |
Craig Jonathan M.Senior EVP
|
Exercise / conversionCommon Stock | 1,820 | $52.82 | $96,132.40 |
DisclosureSEC source: 0001225208-18-005543 · doc4.xml · nonDerivative · entry 1 Craig Jonathan M. · CIK 0001733065 · Senior EVP 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 8,046 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired on the vesting of restricted stock units. Read SEC document |
| March 02, 2018 Filed Mar 6, 2018 00:17 UTC |
Schwab Charles R.Director · Chairman · 10% owner
|
Exercise / conversionCommon Stock | 19,826 | $51.62 | $1,023,318.99 |
DisclosureSEC source: 0001225208-18-005343 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 87,536,109 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired on the vesting of restricted stock units. Read SEC document |
| March 02, 2018 Filed Mar 6, 2018 00:17 UTC |
Murtagh Nigel JEVP - Corporate Risk
|
Exercise / conversionCommon Stock | 6,944 | $51.62 | $358,414.56 |
DisclosureSEC source: 0001225208-18-005345 · doc4.xml · nonDerivative · entry 1 Murtagh Nigel J · CIK 0001649599 · EVP - Corporate Risk 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,522.7055 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired on the vesting of restricted stock units. Read SEC document |
| March 02, 2018 Filed Mar 6, 2018 00:19 UTC |
MARTINETTO JOSEPH RSenior EVP and COO
|
Exercise / conversionCommon Stock | 12,773 | $51.62 | $659,278.40 |
DisclosureSEC source: 0001225208-18-005346 · doc4.xml · nonDerivative · entry 1 MARTINETTO JOSEPH R · CIK 0001276501 · Senior EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 168,689 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired on the vesting of restricted stock units. Read SEC document |
| March 02, 2018 Filed Mar 6, 2018 00:19 UTC |
Kallsen Terri REVP - Investor Services
|
Exercise / conversionCommon Stock | 9,156 | $51.62 | $472,586.94 |
DisclosureSEC source: 0001225208-18-005348 · doc4.xml · nonDerivative · entry 1 Kallsen Terri R · CIK 0001627137 · EVP - Investor Services 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 9,156 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired on the vesting of restricted stock units. Read SEC document |
| March 02, 2018 Filed Mar 6, 2018 00:19 UTC |
Craig Jonathan M.Senior EVP
|
Exercise / conversionCommon Stock | 6,226 | $51.62 | $321,354.99 |
DisclosureSEC source: 0001225208-18-005350 · doc4.xml · nonDerivative · entry 1 Craig Jonathan M. · CIK 0001733065 · Senior EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,226 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired on the vesting of restricted stock units. Read SEC document |
| March 02, 2018 Filed Mar 6, 2018 00:19 UTC |
Garfield David REVP and General Counsel
|
Exercise / conversionCommon Stock | 6,184 | $51.62 | $319,187.16 |
DisclosureSEC source: 0001225208-18-005349 · doc4.xml · nonDerivative · entry 1 Garfield David R · CIK 0001621886 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,096 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired on the vesting of restricted stock units. Read SEC document |
| March 02, 2018 Filed Mar 6, 2018 00:20 UTC |
Clark Bernard J.EVP - Advisor Services
|
Exercise / conversionCommon Stock | 7,896 | $51.62 | $407,552.04 |
DisclosureSEC source: 0001225208-18-005352 · doc4.xml · nonDerivative · entry 1 Clark Bernard J. · CIK 0001564429 · EVP - Advisor Services 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 60,745.8091 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired on the vesting of restricted stock units. Read SEC document |
| March 02, 2018 Filed Mar 6, 2018 00:20 UTC |
Chandoha Marie APresident - CSIM
|
Exercise / conversionCommon Stock | 10,965 | $51.62 | $565,958.48 |
DisclosureSEC source: 0001225208-18-005353 · doc4.xml · nonDerivative · entry 1 Chandoha Marie A · CIK 0001656828 · President - CSIM 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 10,965 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired on the vesting of restricted stock units. Read SEC document |
| March 02, 2018 Filed Mar 6, 2018 00:20 UTC |
Bettinger Walter WDirector · President and CEO
|
Exercise / conversionCommon Stock | 45,249 | $51.62 | $2,335,527.14 |
DisclosureSEC source: 0001225208-18-005354 · doc4.xml · nonDerivative · entry 1 Bettinger Walter W · CIK 0001296479 · Director · President and CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 226,225.8859 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired on the vesting of restricted stock units. Read SEC document |
| March 02, 2018 Filed Mar 7, 2018 00:28 UTC Amendment |
Craig Jonathan M.Senior EVP
|
Exercise / conversionCommon Stock | 6,226 | $51.62 | $321,354.99 |
DisclosureSEC source: 0001225208-18-005531 · doc4a.xml · nonDerivative · entry 1 Craig Jonathan M. · CIK 0001733065 · Senior EVP 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 6,226 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Shares acquired on the vesting of restricted stock units. Read SEC document |
| March 01, 2018 Filed Mar 1, 2018 20:11 UTC |
Kallsen Terri REVP - Investor Services
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 5,000 | $0.00 Strike: $26.39 | $0.00 |
DisclosureSEC source: 0001225208-18-004860 · doc4.xml · derivative · entry 5 Kallsen Terri R · CIK 0001627137 · EVP - Investor Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,447 Underlying: Common Stock · 5,000 shares Expires 2026-03-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 01, 2018 Filed Mar 1, 2018 20:11 UTC |
Kallsen Terri REVP - Investor Services
|
SaleCommon Stock | 5,000 | $52.94 | $264,721.50 |
DisclosureSEC source: 0001225208-18-004860 · doc4.xml · nonDerivative · entry 2 Kallsen Terri R · CIK 0001627137 · EVP - Investor Services 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 0 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 17, 2017. F2 · price: This transaction was executed in multiple trades at prices ranging from $52.77 to $53.11. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| March 01, 2018 Filed Mar 1, 2018 20:11 UTC |
Kallsen Terri REVP - Investor Services
|
Exercise / conversionCommon Stock | 5,000 | $26.39 | $131,950.00 |
DisclosureSEC source: 0001225208-18-004860 · doc4.xml · nonDerivative · entry 1 Kallsen Terri R · CIK 0001627137 · EVP - Investor Services 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 5,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 01, 2018 Filed Mar 6, 2018 00:17 UTC |
Schwab Charles R.Director · Chairman · 10% owner
|
GrantNonqualified Stock Option (right to buy) · Derivative | 109,594 | $0.00 Strike: $52.05 | $0.00 |
DisclosureSEC source: 0001225208-18-005343 · doc4.xml · derivative · entry 5 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 109,594 Underlying: Common Stock · 109,594 shares Expires 2028-03-01 F2 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| March 01, 2018 Filed Mar 6, 2018 00:17 UTC |
Murtagh Nigel JEVP - Corporate Risk
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GrantNonqualified Stock Option (right to buy) · Derivative | 41,297 | $0.00 Strike: $52.05 | $0.00 |
DisclosureSEC source: 0001225208-18-005345 · doc4.xml · derivative · entry 2 Murtagh Nigel J · CIK 0001649599 · EVP - Corporate Risk 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,297 Underlying: Common Stock · 41,297 shares Expires 2028-03-01 F2 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| March 01, 2018 Filed Mar 6, 2018 00:19 UTC |
MARTINETTO JOSEPH RSenior EVP and COO
|
GrantNonqualified Stock Option (right to buy) · Derivative | 71,474 | $0.00 Strike: $52.05 | $0.00 |
DisclosureSEC source: 0001225208-18-005346 · doc4.xml · derivative · entry 3 MARTINETTO JOSEPH R · CIK 0001276501 · Senior EVP and COO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,474 Underlying: Common Stock · 71,474 shares Expires 2028-03-01 F2 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| March 01, 2018 Filed Mar 6, 2018 00:19 UTC |
Kallsen Terri REVP - Investor Services
|
GrantNonqualified Stock Option (right to buy) · Derivative | 52,415 | $0.00 Strike: $52.05 | $0.00 |
DisclosureSEC source: 0001225208-18-005348 · doc4.xml · derivative · entry 4 Kallsen Terri R · CIK 0001627137 · EVP - Investor Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,415 Underlying: Common Stock · 52,415 shares Expires 2028-03-01 F2 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| March 01, 2018 Filed Mar 6, 2018 00:19 UTC |
Craig Jonathan M.Senior EVP
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GrantNonqualified Stock Option (right to buy) · Derivative | 39,708 | $0.00 Strike: $52.05 | $0.00 |
DisclosureSEC source: 0001225208-18-005350 · doc4.xml · derivative · entry 2 Craig Jonathan M. · CIK 0001733065 · Senior EVP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,708 Underlying: Common Stock · 39,708 shares Expires 2028-03-01 F2 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| March 01, 2018 Filed Mar 6, 2018 00:19 UTC |
Garfield David REVP and General Counsel
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GrantNonqualified Stock Option (right to buy) · Derivative | 31,767 | $0.00 Strike: $52.05 | $0.00 |
DisclosureSEC source: 0001225208-18-005349 · doc4.xml · derivative · entry 2 Garfield David R · CIK 0001621886 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,767 Underlying: Common Stock · 31,767 shares Expires 2028-03-01 F2 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
| March 01, 2018 Filed Mar 6, 2018 00:20 UTC |
Clark Bernard J.EVP - Advisor Services
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GrantNonqualified Stock Option (right to buy) · Derivative | 52,415 | $0.00 Strike: $52.05 | $0.00 |
DisclosureSEC source: 0001225208-18-005352 · doc4.xml · derivative · entry 4 Clark Bernard J. · CIK 0001564429 · EVP - Advisor Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,415 Underlying: Common Stock · 52,415 shares Expires 2028-03-01 F2 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests in four equal annual installments beginning on the first anniversary of the grant date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.