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SCHW

SCHWAB CHARLES CORP

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1218
SEC CIK
0000316709
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2,531

Last 12 months

Inside the activity.

1 purchase rows · 89 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202501
Jan 202609
Feb 2026013
Mar 2026010
Apr 202609
May 202617
Jun 202600
Jul 2026018
Aug 2026018
Sep 202601
Oct 202601

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
May 21, 2018 Filed May 21, 2018 21:45 UTC
Schwab Charles R.Director · Chairman · 10% owner
GiftCommon Stock 357,380 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-009658 · doc4.xml · nonDerivative · entry 1

SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 84,806,036

Read SEC document
May 21, 2018 Filed May 21, 2018 21:46 UTC Exercise / conversionNonqualified Stock Option (right to buy) · Derivative 10,000 $0.00 Strike: $12.88 $0.00
Disclosure

SEC source: 0001225208-18-009659 · doc4.xml · derivative · entry 3

Craig Jonathan M. · CIK 0001733065 · Senior EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,923

Underlying: Common Stock · 10,000 shares

Expires 2022-10-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 21, 2018 Filed May 21, 2018 21:46 UTC SaleCommon Stock 10,000 $60.00 $600,001.00
Disclosure

SEC source: 0001225208-18-009659 · doc4.xml · nonDerivative · entry 2

Craig Jonathan M. · CIK 0001733065 · Senior EVP

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 0

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 27, 2017.

F2 · price: This transaction was executed in multiple trades at prices ranging from $60.00 to $60.005. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
May 21, 2018 Filed May 21, 2018 21:46 UTC Exercise / conversionCommon Stock 10,000 $12.88 $128,800.00
Disclosure

SEC source: 0001225208-18-009659 · doc4.xml · nonDerivative · entry 1

Craig Jonathan M. · CIK 0001733065 · Senior EVP

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 10,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 21, 2018 Filed May 21, 2018 22:57 UTC
Bettinger Walter WDirector · President and CEO
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative 113,832 $0.00 Strike: $25.86 $0.00
Disclosure

SEC source: 0001225208-18-009666 · doc4.xml · derivative · entry 6

Bettinger Walter W · CIK 0001296479 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,489

Underlying: Common Stock · 113,832 shares

Expires 2024-03-03

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 21, 2018 Filed May 21, 2018 22:57 UTC
Bettinger Walter WDirector · President and CEO
SaleCommon Stock 113,832 $59.72 $6,798,229.17
Disclosure

SEC source: 0001225208-18-009666 · doc4.xml · nonDerivative · entry 2

Bettinger Walter W · CIK 0001296479 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 242,002.8859

F1 · price: This transaction was executed in multiple trades at prices ranging from $59.70 to $59.815. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
May 21, 2018 Filed May 21, 2018 22:57 UTC
Bettinger Walter WDirector · President and CEO
Exercise / conversionCommon Stock 113,832 $25.86 $2,943,695.52
Disclosure

SEC source: 0001225208-18-009666 · doc4.xml · nonDerivative · entry 1

Bettinger Walter W · CIK 0001296479 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 355,834.8859

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 21, 2018 Filed May 21, 2018 22:57 UTC
Schwab Charles R.Director · Chairman · 10% owner
SaleCommon Stock 210,750 $59.45 $12,529,003.20
Disclosure

SEC source: 0001225208-18-009667 · doc4.xml · nonDerivative · entry 1

SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 84,952,666

F1 · price: This transaction was executed in multiple trades at prices ranging from $59.345 to $59.55. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
May 17, 2018 Filed May 21, 2018 20:22 UTC GrantNonqualified Stock Option (right to buy) · Derivative 2,998 $0.00 Strike: $59.32 $0.00
Disclosure

SEC source: 0001225208-18-009624 · doc4.xml · derivative · entry 2

Ruffel Charles A. · CIK 0001739929 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,998

Underlying: Common Stock · 2,998 shares

Expires 2028-05-17

F2 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.

Read SEC document
May 17, 2018 Filed May 21, 2018 20:22 UTC GrantCommon Stock 788 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-009624 · doc4.xml · nonDerivative · entry 1

Ruffel Charles A. · CIK 0001739929 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 788

F1 · shares: The reported transaction constitutes a grant of restricted stock units, which were granted under the company's 2013 Stock Incentive Plan and vest 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.

Read SEC document
May 17, 2018 Filed May 21, 2018 20:22 UTC
Sarin ArunDirector
GrantNonqualified Stock Option (right to buy) · Derivative 5,139 $0.00 Strike: $59.32 $0.00
Disclosure

SEC source: 0001225208-18-009625 · doc4.xml · derivative · entry 3

SARIN ARUN · CIK 0001188405 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,139

Underlying: Common Stock · 5,139 shares

Expires 2028-05-17

F2 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.

Read SEC document
May 17, 2018 Filed May 21, 2018 20:22 UTC
Sarin ArunDirector
GrantCommon Stock 1,351 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-009625 · doc4.xml · nonDerivative · entry 1

SARIN ARUN · CIK 0001188405 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,105

F1 · shares: The reported transaction constitutes a grant of restricted stock units, which were granted under the company's 2013 Stock Incentive Plan and vest 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.

Read SEC document
May 17, 2018 Filed May 21, 2018 20:22 UTC GrantNonqualified Stock Option (right to buy) · Derivative 5,139 $0.00 Strike: $59.32 $0.00
Disclosure

SEC source: 0001225208-18-009626 · doc4.xml · derivative · entry 2

WILSON ROBERT N · CIK 0001189022 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,139

Underlying: Common Stock · 5,139 shares

Expires 2018-05-17

F2 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.

Read SEC document
May 17, 2018 Filed May 21, 2018 20:22 UTC GrantCommon Stock 1,351 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-009626 · doc4.xml · nonDerivative · entry 1

WILSON ROBERT N · CIK 0001189022 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 167,489

F1 · shares: The reported transaction constitutes a grant of restricted stock units, which were granted under the company's 2013 Stock Incentive Plan and vest 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.

Read SEC document
May 17, 2018 Filed May 21, 2018 20:22 UTC GrantNonqualified Stock Option (right to buy) · Derivative 5,139 $0.00 Strike: $59.32 $0.00
Disclosure

SEC source: 0001225208-18-009627 · doc4.xml · derivative · entry 4

WALTHER ROGER O · CIK 0001188409 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,139

Underlying: Common Stock · 5,139 shares

Expires 2028-05-17

F2 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.

Read SEC document
May 17, 2018 Filed May 21, 2018 20:22 UTC GrantCommon Stock 1,351 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-009627 · doc4.xml · nonDerivative · entry 1

WALTHER ROGER O · CIK 0001188409 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,105

F1 · shares: The reported transaction constitutes a grant of restricted stock units, which were granted under the company's 2013 Stock Incentive Plan and vest 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.

Read SEC document
May 17, 2018 Filed May 21, 2018 20:22 UTC GrantNonqualified Stock Option (right to buy) · Derivative 5,139 $0.00 Strike: $59.32 $0.00
Disclosure

SEC source: 0001225208-18-009628 · doc4.xml · derivative · entry 3

SNEED PAULA A · CIK 0001193024 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,139

Underlying: Common Stock · 5,139 shares

Expires 2028-05-17

F2 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.

Read SEC document
May 17, 2018 Filed May 21, 2018 20:22 UTC GrantCommon Stock 1,351 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-009628 · doc4.xml · nonDerivative · entry 1

SNEED PAULA A · CIK 0001193024 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,105

F1 · shares: The reported transaction constitutes a grant of restricted stock units, which were granted under the company's 2013 Stock Incentive Plan and vest 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.

Read SEC document
May 17, 2018 Filed May 21, 2018 20:23 UTC GrantNonqualified Stock Option (right to buy) · Derivative 5,139 $0.00 Strike: $59.32 $0.00
Disclosure

SEC source: 0001225208-18-009629 · doc4.xml · derivative · entry 3

MCLIN STEPHEN T · CIK 0001188403 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,139

Underlying: Common Stock · 5,139 shares

Expires 2028-05-17

F2 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.

Read SEC document
May 17, 2018 Filed May 21, 2018 20:23 UTC GrantCommon Stock 2,617 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-009629 · doc4.xml · nonDerivative · entry 1

MCLIN STEPHEN T · CIK 0001188403 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,388

F1 · shares: The reported transaction constitutes a grant of restricted stock units, which were granted under the company's 2013 Stock Incentive Plan and vest 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.

Read SEC document
May 17, 2018 Filed May 21, 2018 20:23 UTC GrantNonqualified Stock Option (right to buy) · Derivative 5,139 $0.00 Strike: $59.32 $0.00
Disclosure

SEC source: 0001225208-18-009630 · doc4.xml · derivative · entry 4

HERRINGER FRANK C · CIK 0001171694 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,139

Underlying: Common Stock · 5,139 shares

Expires 2028-05-17

F2 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.

Read SEC document
May 17, 2018 Filed May 21, 2018 20:23 UTC GrantCommon Stock 1,351 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-009630 · doc4.xml · nonDerivative · entry 1

HERRINGER FRANK C · CIK 0001171694 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,105

F1 · shares: The reported transaction constitutes a grant of restricted stock units, which were granted under the company's 2013 Stock Incentive Plan and vest 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.

Read SEC document
May 17, 2018 Filed May 21, 2018 20:23 UTC GrantNonqualified Stock Option (right to buy) · Derivative 5,139 $0.00 Strike: $59.32 $0.00
Disclosure

SEC source: 0001225208-18-009631 · doc4.xml · derivative · entry 2

Haraf William S · CIK 0001632346 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,139

Underlying: Common Stock · 5,139 shares

Expires 2028-05-17

F2 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.

Read SEC document
May 17, 2018 Filed May 21, 2018 20:23 UTC GrantCommon Stock 2,617 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-009631 · doc4.xml · nonDerivative · entry 1

Haraf William S · CIK 0001632346 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,009

F1 · shares: The reported transaction constitutes a grant of restricted stock units, which were granted under the company's 2013 Stock Incentive Plan and vest 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.

Read SEC document
May 17, 2018 Filed May 21, 2018 20:23 UTC GrantNonqualified Stock Option (right to buy) · Derivative 5,139 $0.00 Strike: $59.32 $0.00
Disclosure

SEC source: 0001225208-18-009632 · doc4.xml · derivative · entry 3

Goldfarb Mark A · CIK 0001562215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,139

Underlying: Common Stock · 5,139 shares

Expires 2028-05-17

F2 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.

Read SEC document
May 17, 2018 Filed May 21, 2018 20:23 UTC GrantCommon Stock 1,351 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-009632 · doc4.xml · nonDerivative · entry 1

Goldfarb Mark A · CIK 0001562215 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,105

F1 · shares: The reported transaction constitutes a grant of restricted stock units, which were granted under the company's 2013 Stock Incentive Plan and vest 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.

Read SEC document
May 17, 2018 Filed May 21, 2018 20:23 UTC GrantNonqualified Stock Option (right to buy) · Derivative 5,139 $0.00 Strike: $59.32 $0.00
Disclosure

SEC source: 0001225208-18-009633 · doc4.xml · derivative · entry 3

Ellis Stephen A · CIK 0001561563 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,139

Underlying: Common Stock · 5,139 shares

Expires 2028-05-17

F2 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.

Read SEC document
May 17, 2018 Filed May 21, 2018 20:23 UTC GrantCommon Stock 1,351 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-009633 · doc4.xml · nonDerivative · entry 1

Ellis Stephen A · CIK 0001561563 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,105

F1 · shares: The reported transaction constitutes a grant of restricted stock units, which were granted under the company's 2013 Stock Incentive Plan and vest 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.

Read SEC document
May 17, 2018 Filed May 21, 2018 20:25 UTC GrantNonqualified Stock Option (right to buy) · Derivative 5,139 $0.00 Strike: $59.32 $0.00
Disclosure

SEC source: 0001225208-18-009634 · doc4.xml · derivative · entry 3

DODDS CHRISTOPHER V · CIK 0001186004 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,139

Underlying: Common Stock · 5,139 shares

Expires 2028-05-17

F2 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.

Read SEC document
May 17, 2018 Filed May 21, 2018 20:25 UTC GrantCommon Stock 2,617 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-009634 · doc4.xml · nonDerivative · entry 1

DODDS CHRISTOPHER V · CIK 0001186004 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,388

F1 · shares: The reported transaction constitutes a grant of restricted stock units, which were granted under the company's 2013 Stock Incentive Plan and vest 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.

Read SEC document
May 17, 2018 Filed May 21, 2018 20:25 UTC
Dea JoanDirector
GrantNonqualified Stock Option (right to buy) · Derivative 5,139 $0.00 Strike: $59.32 $0.00
Disclosure

SEC source: 0001225208-18-009635 · doc4.xml · derivative · entry 2

Dea Joan · CIK 0001643326 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,139

Underlying: Common Stock · 5,139 shares

Expires 2028-05-17

F2 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.

Read SEC document
May 17, 2018 Filed May 21, 2018 20:25 UTC
Dea JoanDirector
GrantCommon Stock 2,617 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-009635 · doc4.xml · nonDerivative · entry 1

Dea Joan · CIK 0001643326 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,123

F1 · shares: The reported transaction constitutes a grant of restricted stock units, which were granted under the company's 2013 Stock Incentive Plan and vest 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.

Read SEC document
May 17, 2018 Filed May 21, 2018 20:25 UTC GrantNonqualified Stock Option (right to buy) · Derivative 5,139 $0.00 Strike: $59.32 $0.00
Disclosure

SEC source: 0001225208-18-009636 · doc4.xml · derivative · entry 2

ADAMS JOHN K JR · CIK 0001625471 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,139

Underlying: Common Stock · 5,139 shares

Expires 2028-05-17

F2 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.

Read SEC document
May 17, 2018 Filed May 21, 2018 20:25 UTC GrantCommon Stock 2,617 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-009636 · doc4.xml · nonDerivative · entry 1

ADAMS JOHN K JR · CIK 0001625471 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,409

F1 · shares: The reported transaction constitutes a grant of restricted stock units, which were granted under the company's 2013 Stock Incentive Plan and vest 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.

Read SEC document
May 16, 2018 Filed May 17, 2018 00:23 UTC
Schwab Charles R.Director · Chairman · 10% owner
SaleCommon Stock 101,970 $59.13 $6,029,312.75
Disclosure

SEC source: 0001225208-18-009493 · doc4.xml · nonDerivative · entry 1

SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 85,163,416

F1 · price: This transaction was executed in multiple trades at prices ranging from $59.10 to $59.21. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
May 10, 2018 Filed May 10, 2018 20:55 UTC
Schwab Charles R.Director · Chairman · 10% owner
GiftCommon Stock 137,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-009098 · doc4.xml · nonDerivative · entry 1

SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 85,265,386

Read SEC document
May 09, 2018 Filed May 9, 2018 20:35 UTC
Schwab Charles R.Director · Chairman · 10% owner
SaleCommon Stock 300,000 $57.99 $17,397,150.00
Disclosure

SEC source: 0001225208-18-008993 · doc4.xml · nonDerivative · entry 1

SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · by Limited Partnership

Disclosed balance after: 32,609,941

F1 · price: This transaction was executed in multiple trades at prices ranging from $57.75 to $58.335. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
May 08, 2018 Filed May 8, 2018 23:20 UTC
Schwab Charles R.Director · Chairman · 10% owner
GiftCommon Stock 17,165 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-008949 · doc4.xml · nonDerivative · entry 3

SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 85,402,386

Read SEC document
May 08, 2018 Filed May 8, 2018 23:20 UTC
Schwab Charles R.Director · Chairman · 10% owner
SaleCommon Stock 250,000 $57.23 $14,307,050.00
Disclosure

SEC source: 0001225208-18-008949 · doc4.xml · nonDerivative · entry 2

SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 85,419,551

F1 · price: This transaction was executed in multiple trades at prices ranging from $56.85 to $57.54. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
May 08, 2018 Filed May 8, 2018 23:20 UTC
Schwab Charles R.Director · Chairman · 10% owner
GiftCommon Stock 3,500 $0.00 $0.00
Disclosure

SEC source: 0001225208-18-008949 · doc4.xml · nonDerivative · entry 1

SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · by Spouse as Trustee

Disclosed balance after: 17,892,180.33

Read SEC document
May 08, 2018 Filed May 9, 2018 21:34 UTC Exercise / conversionNonqualified Stock Option (right to buy) · Derivative 3,695 $0.00 Strike: $20.88 $0.00
Disclosure

SEC source: 0001225208-18-009005 · doc4.xml · derivative · entry 6

BUTCHER C PRESTON · CIK 0001188402 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,695 shares

Expires 2018-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 08, 2018 Filed May 9, 2018 21:34 UTC Exercise / conversionNonqualified Stock Option (right to buy) · Derivative 7,486 $0.00 Strike: $22.39 $0.00
Disclosure

SEC source: 0001225208-18-009005 · doc4.xml · derivative · entry 5

BUTCHER C PRESTON · CIK 0001188402 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,486 shares

Expires 2018-05-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 08, 2018 Filed May 9, 2018 21:34 UTC Exercise / conversionCommon Stock 3,695 $20.88 $77,151.60
Disclosure

SEC source: 0001225208-18-009005 · doc4.xml · nonDerivative · entry 2

BUTCHER C PRESTON · CIK 0001188402 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 910,559

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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May 08, 2018 Filed May 9, 2018 21:34 UTC Exercise / conversionCommon Stock 7,486 $22.39 $167,611.54
Disclosure

SEC source: 0001225208-18-009005 · doc4.xml · nonDerivative · entry 1

BUTCHER C PRESTON · CIK 0001188402 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 906,864

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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May 07, 2018 Filed May 7, 2018 21:09 UTC
Garfield David REVP and General Counsel
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative 12,786 $0.00 Strike: $30.17 $0.00
Disclosure

SEC source: 0001225208-18-008845 · doc4.xml · derivative · entry 9

Garfield David R · CIK 0001621886 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,786

Underlying: Common Stock · 12,786 shares

Expires 2025-03-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 07, 2018 Filed May 7, 2018 21:09 UTC
Garfield David REVP and General Counsel
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative 9,556 $0.00 Strike: $42.99 $0.00
Disclosure

SEC source: 0001225208-18-008845 · doc4.xml · derivative · entry 8

Garfield David R · CIK 0001621886 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,671

Underlying: Common Stock · 9,556 shares

Expires 2027-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 07, 2018 Filed May 7, 2018 21:09 UTC
Garfield David REVP and General Counsel
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative 14,988 $0.00 Strike: $26.39 $0.00
Disclosure

SEC source: 0001225208-18-008845 · doc4.xml · derivative · entry 7

Garfield David R · CIK 0001621886 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,977

Underlying: Common Stock · 14,988 shares

Expires 2026-03-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 07, 2018 Filed May 7, 2018 21:09 UTC
Garfield David REVP and General Counsel
SaleCommon Stock 14,988 $57.01 $854,419.42
Disclosure

SEC source: 0001225208-18-008845 · doc4.xml · nonDerivative · entry 6

Garfield David R · CIK 0001621886 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,096

F1 · price: This transaction was executed in multiple trades at prices ranging from $56.89 to $57.19. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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May 07, 2018 Filed May 7, 2018 21:09 UTC
Garfield David REVP and General Counsel
SaleCommon Stock 12,786 $57.01 $728,890.22
Disclosure

SEC source: 0001225208-18-008845 · doc4.xml · nonDerivative · entry 5

Garfield David R · CIK 0001621886 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,084

F1 · price: This transaction was executed in multiple trades at prices ranging from $56.89 to $57.19. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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May 07, 2018 Filed May 7, 2018 21:09 UTC
Garfield David REVP and General Counsel
SaleCommon Stock 9,556 $57.01 $544,757.94
Disclosure

SEC source: 0001225208-18-008845 · doc4.xml · nonDerivative · entry 4

Garfield David R · CIK 0001621886 · EVP and General Counsel

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,870

F1 · price: This transaction was executed in multiple trades at prices ranging from $56.89 to $57.19. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.