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SCHWAB CHARLES CORP

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1218
SEC CIK
0000316709
Parsed reports
2,531

Last 12 months

Inside the activity.

1 purchase rows · 89 sale rows

Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.
Monthly counts
MonthPurchasesSales
Nov 202502
Dec 202501
Jan 202609
Feb 2026013
Mar 2026010
Apr 202609
May 202617
Jun 202600
Jul 2026018
Aug 2026018
Sep 202601
Oct 202601

Latest available

Insider transactions

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateOwner / reported roleActivity / securityShares / unitsReported priceReported valueDetails
October 15, 2019 Filed Oct 15, 2019 21:33 UTC Exercise / conversionCommon Stock 3,740 $15.43 $57,708.20
Disclosure

SEC source: 0001225208-19-013407 · doc4.xml · nonDerivative · entry 1

Craig Jonathan M. · CIK 0001733065 · Senior EVP

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 3,740

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 01, 2019 Filed Oct 2, 2019 22:57 UTC GrantNonqualified Stock Option (right to buy) · Derivative 1,883 Not disclosed Strike: $37.76 Not disclosed
Disclosure

SEC source: 0001225208-19-013067 · doc4.xml · derivative · entry 1

Ellis Stephen A · CIK 0001561563 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,883

Underlying: Common Stock · 1,883 shares

Expires 2029-10-01

F1 · shares: The option was received pursuant to the Directors' Deferred Compensation Plan II and vests immediately.

F2 · price: The option was received in lieu of cash compensation otherwise payable as director fees.

Read SEC document
October 01, 2019 Filed Oct 2, 2019 22:57 UTC GrantNonqualified Stock Option (right to buy) · Derivative 3,464 Not disclosed Strike: $37.76 Not disclosed
Disclosure

SEC source: 0001225208-19-013068 · doc4.xml · derivative · entry 1

MCLIN STEPHEN T · CIK 0001188403 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,464

Underlying: Common Stock · 3,464 shares

Expires 2029-10-01

F1 · shares: The option was received pursuant to the Directors' Deferred Compensation Plan II and vests immediately.

F2 · price: The option was received in lieu of cash compensation otherwise payable as director fees.

Read SEC document
October 01, 2019 Filed Oct 2, 2019 22:57 UTC GrantNonqualified Stock Option (right to buy) · Derivative 1,732 Not disclosed Strike: $37.76 Not disclosed
Disclosure

SEC source: 0001225208-19-013069 · doc4.xml · derivative · entry 1

Ruffel Charles A. · CIK 0001739929 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,732

Underlying: Common Stock · 1,732 shares

Expires 2029-10-01

F1 · shares: The option was received pursuant to the Directors' Deferred Compensation Plan II and vests immediately.

F2 · price: The option was received in lieu of cash compensation otherwise payable as director fees.

Read SEC document
October 01, 2019 Filed Oct 2, 2019 22:58 UTC GrantRestricted Stock Units · Derivative 894 Not disclosed Not disclosed
Disclosure

SEC source: 0001225208-19-013070 · doc4.xml · derivative · entry 1

HERRINGER FRANK C · CIK 0001171694 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 122,706.64

Underlying: Common Stock · 894 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of company stock.

F2 · shares: The restricted stock units were received pursuant to the Directors' Deferred Compensation Plan II (the "Plan") and are held in a rabbi trust for the benefit of the reporting person pursuant to the terms of the Plan.

F4 · price: The restricted stock units were received in lieu of cash compensation otherwise payable as director fees.

F3 · derivative.exercise_date: The restricted stock units are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when he leaves the Board of Directors.

F3 · derivative.expiration_date: The restricted stock units are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when he leaves the Board of Directors.

Read SEC document
September 11, 2019 Filed Sep 11, 2019 18:57 UTC
Schwab Charles R.Director · Chairman · 10% owner
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative 105,422 $0.00 Strike: $17.38 $0.00
Disclosure

SEC source: 0001225208-19-012318 · doc4.xml · derivative · entry 6

SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 105,422 shares

Expires 2019-11-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 11, 2019 Filed Sep 11, 2019 18:57 UTC
Schwab Charles R.Director · Chairman · 10% owner
SaleCommon Stock 105,422 $42.03 $4,430,949.91
Disclosure

SEC source: 0001225208-19-012318 · doc4.xml · nonDerivative · entry 2

SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 76,546,361

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 30, 2019.

F2 · price: This transaction was executed in multiple trades at prices ranging from $42.00 to $42.08. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
September 11, 2019 Filed Sep 11, 2019 18:57 UTC
Schwab Charles R.Director · Chairman · 10% owner
Exercise / conversionCommon Stock 105,422 $17.38 $1,832,234.36
Disclosure

SEC source: 0001225208-19-012318 · doc4.xml · nonDerivative · entry 1

SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 76,651,783

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 05, 2019 Filed Sep 5, 2019 17:31 UTC
Schwab Charles R.Director · Chairman · 10% owner
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative 105,422 $0.00 Strike: $17.38 $0.00
Disclosure

SEC source: 0001225208-19-012185 · doc4.xml · derivative · entry 6

SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 105,422

Underlying: Common Stock · 105,422 shares

Expires 2019-11-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 05, 2019 Filed Sep 5, 2019 17:31 UTC
Schwab Charles R.Director · Chairman · 10% owner
SaleCommon Stock 105,422 $40.08 $4,225,408.64
Disclosure

SEC source: 0001225208-19-012185 · doc4.xml · nonDerivative · entry 2

SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 76,546,361

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 30, 2019.

F2 · price: This transaction was executed in multiple trades at prices ranging from $40.00 to $40.245. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
September 05, 2019 Filed Sep 5, 2019 17:31 UTC
Schwab Charles R.Director · Chairman · 10% owner
Exercise / conversionCommon Stock 105,422 $17.38 $1,832,234.36
Disclosure

SEC source: 0001225208-19-012185 · doc4.xml · nonDerivative · entry 1

SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 76,651,783

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 04, 2019 Filed Sep 4, 2019 18:13 UTC
Schwab Charles R.Director · Chairman · 10% owner
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative 22,810 $0.00 Strike: $17.38 $0.00
Disclosure

SEC source: 0001225208-19-012103 · doc4.xml · derivative · entry 9

SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 210,844

Underlying: Common Stock · 22,810 shares

Expires 2019-11-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 04, 2019 Filed Sep 4, 2019 18:13 UTC
Schwab Charles R.Director · Chairman · 10% owner
SaleCommon Stock 22,810 $38.47 $877,404.90
Disclosure

SEC source: 0001225208-19-012103 · doc4.xml · nonDerivative · entry 4

SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 76,546,361

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 30, 2019.

F3 · price: This transaction was executed in multiple trades at prices ranging from $38.33 to 38.53. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
September 04, 2019 Filed Sep 4, 2019 18:13 UTC
Schwab Charles R.Director · Chairman · 10% owner
Exercise / conversionCommon Stock 22,810 $17.38 $396,437.80
Disclosure

SEC source: 0001225208-19-012103 · doc4.xml · nonDerivative · entry 3

SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 76,569,171

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 03, 2019 Filed Sep 4, 2019 18:13 UTC
Schwab Charles R.Director · Chairman · 10% owner
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative 82,612 $0.00 Strike: $17.38 $0.00
Disclosure

SEC source: 0001225208-19-012103 · doc4.xml · derivative · entry 8

SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 233,654

Underlying: Common Stock · 82,612 shares

Expires 2019-11-02

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
September 03, 2019 Filed Sep 4, 2019 18:13 UTC
Schwab Charles R.Director · Chairman · 10% owner
SaleCommon Stock 82,612 $38.02 $3,140,528.22
Disclosure

SEC source: 0001225208-19-012103 · doc4.xml · nonDerivative · entry 2

SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 76,546,361

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 30, 2019.

F2 · price: This transaction was executed in multiple trades at prices ranging from $38.00 to $38.11. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
September 03, 2019 Filed Sep 4, 2019 18:13 UTC
Schwab Charles R.Director · Chairman · 10% owner
Exercise / conversionCommon Stock 82,612 $17.38 $1,435,796.56
Disclosure

SEC source: 0001225208-19-012103 · doc4.xml · nonDerivative · entry 1

SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 76,628,973

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 28, 2019 Filed Aug 29, 2019 18:09 UTC
Schwab Charles R.Director · Chairman · 10% owner
GiftCommon Stock 6,750 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-011972 · doc4.xml · nonDerivative · entry 1

SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 76,546,361

Read SEC document
August 21, 2019 Filed Aug 22, 2019 22:04 UTC Exercise / conversionNonqualified Stock Option (right to buy) · Derivative 5,093 $0.00 Strike: $18.54 $0.00
Disclosure

SEC source: 0001225208-19-011833 · doc4.xml · derivative · entry 4

MCLIN STEPHEN T · CIK 0001188403 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,093 shares

Expires 2019-10-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 21, 2019 Filed Aug 22, 2019 22:04 UTC SaleCommon Stock 5,093 $37.56 $191,286.97
Disclosure

SEC source: 0001225208-19-011833 · doc4.xml · nonDerivative · entry 2

MCLIN STEPHEN T · CIK 0001188403 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 154,288

F1 · price: This transaction was executed in multiple trades at prices ranging from $37.50 to $37.63. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
August 21, 2019 Filed Aug 22, 2019 22:04 UTC Exercise / conversionCommon Stock 5,093 $18.54 $94,424.22
Disclosure

SEC source: 0001225208-19-011833 · doc4.xml · nonDerivative · entry 1

MCLIN STEPHEN T · CIK 0001188403 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 159,381

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 05, 2019 Filed Aug 5, 2019 20:52 UTC PurchaseCommon Stock 2,595 $38.68 $100,366.56
Disclosure

SEC source: 0001225208-19-010853 · doc4.xml · nonDerivative · entry 1

Goldfarb Mark A · CIK 0001562215 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 21,855

Read SEC document
August 05, 2019 Filed Aug 6, 2019 20:01 UTC Tax withholdingCommon Stock 716 $39.18 $28,049.30
Disclosure

SEC source: 0001225208-19-010900 · doc4.xml · nonDerivative · entry 1

Crawford Peter B. · CIK 0001706835 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 20,505

Read SEC document
July 24, 2019 Filed Jul 24, 2019 18:33 UTC
Schwab Charles R.Director · Chairman · 10% owner
GiftCommon Stock 45,725 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-010427 · doc4.xml · nonDerivative · entry 1

SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 76,553,111

Read SEC document
July 23, 2019 Filed Jul 23, 2019 20:24 UTC
Schwab Charles R.Director · Chairman · 10% owner
GiftCommon Stock 85,000 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-010425 · doc4.xml · nonDerivative · entry 1

SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 76,598,836

Read SEC document
July 15, 2019 Filed Jul 15, 2019 17:38 UTC Exercise / conversionNonqualified Stock Option (right to buy) · Derivative 3,740 $0.00 Strike: $15.43 $0.00
Disclosure

SEC source: 0001225208-19-010229 · doc4.xml · derivative · entry 3

Craig Jonathan M. · CIK 0001733065 · Senior EVP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,240

Underlying: Common Stock · 3,740 shares

Expires 2020-11-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 15, 2019 Filed Jul 15, 2019 17:38 UTC SaleCommon Stock 3,740 $40.20 $150,348.00
Disclosure

SEC source: 0001225208-19-010229 · doc4.xml · nonDerivative · entry 2

Craig Jonathan M. · CIK 0001733065 · Senior EVP

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 0

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 19, 2018.

Read SEC document
July 15, 2019 Filed Jul 15, 2019 17:38 UTC Exercise / conversionCommon Stock 3,740 $15.43 $57,708.20
Disclosure

SEC source: 0001225208-19-010229 · doc4.xml · nonDerivative · entry 1

Craig Jonathan M. · CIK 0001733065 · Senior EVP

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 3,740

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 01, 2019 Filed Jul 3, 2019 19:41 UTC GrantNonqualified Stock Option (right to buy) · Derivative 1,867 Not disclosed Strike: $40.76 Not disclosed
Disclosure

SEC source: 0001225208-19-010032 · doc4.xml · derivative · entry 1

Ellis Stephen A · CIK 0001561563 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,867

Underlying: Common Stock · 1,867 shares

Expires 2029-07-01

F1 · shares: The option was received pursuant to the Directors' Deferred Compensation Plan II and vests immediately.

F2 · price: The option was received in lieu of cash compensation otherwise payable as director fees.

Read SEC document
July 01, 2019 Filed Jul 3, 2019 19:41 UTC GrantNonqualified Stock Option (right to buy) · Derivative 3,435 Not disclosed Strike: $40.76 Not disclosed
Disclosure

SEC source: 0001225208-19-010033 · doc4.xml · derivative · entry 1

MCLIN STEPHEN T · CIK 0001188403 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,435

Underlying: Common Stock · 3,435 shares

Expires 2029-07-01

F1 · shares: The option was received pursuant to the Directors' Deferred Compensation Plan II and vests immediately.

F2 · price: The option was received in lieu of cash compensation otherwise payable as director fees.

Read SEC document
July 01, 2019 Filed Jul 3, 2019 19:42 UTC GrantNonqualified Stock Option (right to buy) · Derivative 1,718 Not disclosed Strike: $40.76 Not disclosed
Disclosure

SEC source: 0001225208-19-010034 · doc4.xml · derivative · entry 1

Ruffel Charles A. · CIK 0001739929 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,718

Underlying: Common Stock · 1,718 shares

Expires 2029-07-01

F1 · shares: The option was received pursuant to the Directors' Deferred Compensation Plan II and vests immediately.

F2 · price: The option was received in lieu of cash compensation otherwise payable as director fees.

Read SEC document
July 01, 2019 Filed Jul 3, 2019 19:42 UTC GrantRestricted Stock Units · Derivative 829 Not disclosed Not disclosed
Disclosure

SEC source: 0001225208-19-010035 · doc4.xml · derivative · entry 1

HERRINGER FRANK C · CIK 0001171694 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 121,812.64

Underlying: Common Stock · 829 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of company stock.

F2 · shares: The restricted stock units were received pursuant to the Directors' Deferred Compensation Plan II (the "Plan") and are held in a rabbi trust for the benefit of the reporting person pursuant to the terms of the Plan.

F4 · price: The restricted stock units were received in lieu of cash compensation otherwise payable as director fees.

F3 · derivative.exercise_date: The restricted stock units are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when he leaves the Board of Directors.

F3 · derivative.expiration_date: The restricted stock units are held in a rabbi trust for the benefit of the reporting person and are distributed to the reporting person when he leaves the Board of Directors.

Read SEC document
June 04, 2019 Filed Jun 6, 2019 22:25 UTC Exercise / conversionNonqualified Stock Option (right to buy) · Derivative 5,299 $0.00 Strike: $17.23 $0.00
Disclosure

SEC source: 0001225208-19-008993 · doc4.xml · derivative · entry 4

MCLIN STEPHEN T · CIK 0001188403 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 5,299 shares

Expires 2019-07-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 04, 2019 Filed Jun 6, 2019 22:25 UTC Tax withholdingCommon Stock 2,116 $43.15 $91,294.82
Disclosure

SEC source: 0001225208-19-008993 · doc4.xml · nonDerivative · entry 2

MCLIN STEPHEN T · CIK 0001188403 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 154,288

Read SEC document
June 04, 2019 Filed Jun 6, 2019 22:25 UTC Exercise / conversionCommon Stock 5,299 $17.23 $91,301.77
Disclosure

SEC source: 0001225208-19-008993 · doc4.xml · nonDerivative · entry 1

MCLIN STEPHEN T · CIK 0001188403 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 156,404

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 03, 2019 Filed Jun 5, 2019 17:50 UTC
MARTINETTO JOSEPH RSenior EVP and COO
Tax withholdingCommon Stock 938 $41.80 $39,206.06
Disclosure

SEC source: 0001225208-19-008870 · doc4.xml · nonDerivative · entry 1

MARTINETTO JOSEPH R · CIK 0001276501 · Senior EVP and COO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 193,122

Read SEC document
June 03, 2019 Filed Jun 5, 2019 17:50 UTC Tax withholdingCommon Stock 396 $41.80 $16,551.81
Disclosure

SEC source: 0001225208-19-008871 · doc4.xml · nonDerivative · entry 1

Crawford Peter B. · CIK 0001706835 · EVP and CFO

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 18,980

Read SEC document
May 31, 2019 Filed Jun 3, 2019 20:23 UTC
Murtagh Nigel JEVP - Corporate Risk
GiftCommon Stock 236 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-008696 · doc4.xml · nonDerivative · entry 1

Murtagh Nigel J · CIK 0001649599 · EVP - Corporate Risk

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,639.3494

Read SEC document
May 17, 2019 Filed May 21, 2019 22:04 UTC GrantNonqualified Stock Option (right to buy) · Derivative 8,584 $0.00 Strike: $43.21 $0.00
Disclosure

SEC source: 0001225208-19-008336 · doc4.xml · derivative · entry 4

WALTHER ROGER O · CIK 0001188409 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,584

Underlying: Common Stock · 8,584 shares

Expires 2029-05-17

F2 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.

Read SEC document
May 17, 2019 Filed May 21, 2019 22:04 UTC GrantCommon Stock 1,841 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-008336 · doc4.xml · nonDerivative · entry 1

WALTHER ROGER O · CIK 0001188409 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,772

F1 · shares: The reported transaction constitutes a grant of restricted stock units, which were granted under the company's 2013 Stock Incentive Plan and vest 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.

Read SEC document
May 17, 2019 Filed May 21, 2019 22:05 UTC GrantNonqualified Stock Option (right to buy) · Derivative 8,584 $0.00 Strike: $43.21 $0.00
Disclosure

SEC source: 0001225208-19-008337 · doc4.xml · derivative · entry 3

SNEED PAULA A · CIK 0001193024 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,584

Underlying: Common Stock · 8,584 shares

Expires 2029-05-17

F2 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.

Read SEC document
May 17, 2019 Filed May 21, 2019 22:05 UTC GrantCommon Stock 1,841 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-008337 · doc4.xml · nonDerivative · entry 1

SNEED PAULA A · CIK 0001193024 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,772

F1 · shares: The reported transaction constitutes a grant of restricted stock units, which were granted under the company's 2013 Stock Incentive Plan and vest 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.

Read SEC document
May 17, 2019 Filed May 21, 2019 22:05 UTC
Sarin ArunDirector
GrantNonqualified Stock Option (right to buy) · Derivative 8,584 $0.00 Strike: $43.21 $0.00
Disclosure

SEC source: 0001225208-19-008338 · doc4.xml · derivative · entry 3

SARIN ARUN · CIK 0001188405 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,584

Underlying: Common Stock · 8,584 shares

Expires 2029-05-17

F2 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.

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May 17, 2019 Filed May 21, 2019 22:05 UTC
Sarin ArunDirector
GrantCommon Stock 1,841 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-008338 · doc4.xml · nonDerivative · entry 1

SARIN ARUN · CIK 0001188405 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,772

F1 · shares: The reported transaction constitutes a grant of restricted stock units, which were granted under the company's 2013 Stock Incentive Plan and vest 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.

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May 17, 2019 Filed May 21, 2019 22:05 UTC GrantNonqualified Stock Option (right to buy) · Derivative 8,584 $0.00 Strike: $43.21 $0.00
Disclosure

SEC source: 0001225208-19-008339 · doc4.xml · derivative · entry 3

Ruffel Charles A. · CIK 0001739929 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,584

Underlying: Common Stock · 8,584 shares

Expires 2029-05-17

F2 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.

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May 17, 2019 Filed May 21, 2019 22:05 UTC GrantCommon Stock 3,567 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-008339 · doc4.xml · nonDerivative · entry 1

Ruffel Charles A. · CIK 0001739929 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,355

F1 · shares: The reported transaction constitutes a grant of restricted stock units, which were granted under the company's 2013 Stock Incentive Plan and vest 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.

Read SEC document
May 17, 2019 Filed May 21, 2019 22:05 UTC GrantNonqualified Stock Option (right to buy) · Derivative 8,584 $0.00 Strike: $43.21 $0.00
Disclosure

SEC source: 0001225208-19-008340 · doc4.xml · derivative · entry 3

MCLIN STEPHEN T · CIK 0001188403 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,584

Underlying: Common Stock · 8,584 shares

Expires 2029-05-17

F2 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.

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May 17, 2019 Filed May 21, 2019 22:05 UTC GrantCommon Stock 3,567 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-008340 · doc4.xml · nonDerivative · entry 1

MCLIN STEPHEN T · CIK 0001188403 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,159

F1 · shares: The reported transaction constitutes a grant of restricted stock units, which were granted under the company's 2013 Stock Incentive Plan and vest 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.

Read SEC document
May 17, 2019 Filed May 21, 2019 22:05 UTC GrantNonqualified Stock Option (right to buy) · Derivative 8,584 $0.00 Strike: $43.21 $0.00
Disclosure

SEC source: 0001225208-19-008341 · doc4.xml · derivative · entry 4

HERRINGER FRANK C · CIK 0001171694 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,584

Underlying: Common Stock · 8,584 shares

Expires 2029-05-17

F2 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.

Read SEC document
May 17, 2019 Filed May 21, 2019 22:05 UTC GrantCommon Stock 1,841 $0.00 $0.00
Disclosure

SEC source: 0001225208-19-008341 · doc4.xml · nonDerivative · entry 1

HERRINGER FRANK C · CIK 0001171694 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,772

F1 · shares: The reported transaction constitutes a grant of restricted stock units, which were granted under the company's 2013 Stock Incentive Plan and vest 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.