Last 12 months
Inside the activity.
1 purchase rows · 89 sale rows
Disclosed non-derivative P/S rows, by transaction month. Includes amendments and private transactions.Monthly counts
| Month | Purchases | Sales |
|---|---|---|
| Nov 2025 | 0 | 2 |
| Dec 2025 | 0 | 1 |
| Jan 2026 | 0 | 9 |
| Feb 2026 | 0 | 13 |
| Mar 2026 | 0 | 10 |
| Apr 2026 | 0 | 9 |
| May 2026 | 1 | 7 |
| Jun 2026 | 0 | 0 |
| Jul 2026 | 0 | 18 |
| Aug 2026 | 0 | 18 |
| Sep 2026 | 0 | 1 |
| Oct 2026 | 0 | 1 |
Latest available
Insider transactions
Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Owner / reported role | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 27, 2020 Filed Nov 30, 2020 20:18 UTC |
Schwab Charles R.Director · Chairman
|
SaleCommon Stock | 98,870 | $49.81 | $4,924,635.60 |
DisclosureSEC source: 0001225208-20-013984 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 74,370,366 F1 · kind: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 3, 2020. F2 · price: This transaction was executed in multiple trades at prices ranging from $49.46 to $50.08. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 23, 2020 Filed Nov 25, 2020 18:06 UTC |
SNEED PAULA ADirector
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 14,345 | $0.00 Strike: $19.21 | $0.00 |
DisclosureSEC source: 0001225208-20-013958 · doc4.xml · derivative · entry 4 SNEED PAULA A · CIK 0001193024 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 14,345 shares Expires 2023-05-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The date first exercisable is 05/20/2014. Read SEC document |
| November 23, 2020 Filed Nov 25, 2020 18:06 UTC |
SNEED PAULA ADirector
|
Tax withholdingCommon Stock | 5,796 | $47.54 | $275,541.84 |
DisclosureSEC source: 0001225208-20-013958 · doc4.xml · nonDerivative · entry 2 SNEED PAULA A · CIK 0001193024 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 112,586.1605 Read SEC document |
| November 23, 2020 Filed Nov 25, 2020 18:06 UTC |
SNEED PAULA ADirector
|
Exercise / conversionCommon Stock | 14,345 | $19.21 | $275,567.45 |
DisclosureSEC source: 0001225208-20-013958 · doc4.xml · nonDerivative · entry 1 SNEED PAULA A · CIK 0001193024 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 118,382.1605 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 19, 2020 Filed Nov 19, 2020 20:26 UTC |
Schwab Charles R.Director · Chairman
|
SaleCommon Stock | 98,870 | $46.87 | $4,634,432.38 |
DisclosureSEC source: 0001225208-20-013689 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 74,469,236 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 3, 2020. F2 · price: This transaction was executed in multiple trades at prices ranging from $46.34 to $47.075. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 18, 2020 Filed Nov 19, 2020 15:20 UTC |
Sarin ArunDirector
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 16,491 | $0.00 Strike: $12.66 | $0.00 |
DisclosureSEC source: 0001225208-20-013677 · doc4.xml · derivative · entry 6 SARIN ARUN · CIK 0001188405 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 16,491 shares Expires 2022-05-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The date first exercisable is 5/21/2013. Read SEC document |
| November 18, 2020 Filed Nov 19, 2020 15:20 UTC |
Sarin ArunDirector
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 11,344 | $0.00 Strike: $17.62 | $0.00 |
DisclosureSEC source: 0001225208-20-013677 · doc4.xml · derivative · entry 5 SARIN ARUN · CIK 0001188405 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,344 shares Expires 2021-05-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The date first exercisable is 5/19/2012. Read SEC document |
| November 18, 2020 Filed Nov 19, 2020 15:20 UTC |
Sarin ArunDirector
|
SaleCommon Stock | 27,835 | $48.61 | $1,352,931.31 |
DisclosureSEC source: 0001225208-20-013677 · doc4.xml · nonDerivative · entry 3 SARIN ARUN · CIK 0001188405 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 14,480 F1 · price: This transaction was executed in multiple trades at prices ranging from $48.51 to $48.71. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 18, 2020 Filed Nov 19, 2020 15:20 UTC |
Sarin ArunDirector
|
Exercise / conversionCommon Stock | 11,344 | $17.62 | $199,881.28 |
DisclosureSEC source: 0001225208-20-013677 · doc4.xml · nonDerivative · entry 2 SARIN ARUN · CIK 0001188405 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 42,315 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 18, 2020 Filed Nov 19, 2020 15:20 UTC |
Sarin ArunDirector
|
Exercise / conversionCommon Stock | 16,491 | $12.66 | $208,776.06 |
DisclosureSEC source: 0001225208-20-013677 · doc4.xml · nonDerivative · entry 1 SARIN ARUN · CIK 0001188405 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 30,971 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 18, 2020 Filed Nov 19, 2020 15:20 UTC |
WALTHER ROGER ODirector
|
SaleCommon Stock | 28,100 | $49.23 | $1,383,284.32 |
DisclosureSEC source: 0001225208-20-013678 · doc4.xml · nonDerivative · entry 1 WALTHER ROGER O · CIK 0001188409 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 219,256.0014 F1 · price: This transaction was executed in multiple trades at prices ranging from $49.14 to $49.29. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 17, 2020 Filed Nov 18, 2020 15:23 UTC |
Clark Bernard J.EVP - Advisor Services
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 25,977 | $0.00 Strike: $28.44 | $0.00 |
DisclosureSEC source: 0001225208-20-013627 · doc4.xml · derivative · entry 7 Clark Bernard J. · CIK 0001564429 · EVP - Advisor Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 25,977 shares Expires 2024-11-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 17, 2020 Filed Nov 18, 2020 15:23 UTC |
Clark Bernard J.EVP - Advisor Services
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 75,211 | $0.00 Strike: $30.17 | $0.00 |
DisclosureSEC source: 0001225208-20-013627 · doc4.xml · derivative · entry 6 Clark Bernard J. · CIK 0001564429 · EVP - Advisor Services 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 75,211 shares Expires 2025-03-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 17, 2020 Filed Nov 18, 2020 15:23 UTC |
Clark Bernard J.EVP - Advisor Services
|
SaleCommon Stock | 101,188 | $48.83 | $4,941,343.96 |
DisclosureSEC source: 0001225208-20-013627 · doc4.xml · nonDerivative · entry 3 Clark Bernard J. · CIK 0001564429 · EVP - Advisor Services 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 72,268.8091 F1 · price: This transaction was executed in multiple trades at prices ranging from $48.68 to $48.93. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 17, 2020 Filed Nov 18, 2020 15:23 UTC |
Clark Bernard J.EVP - Advisor Services
|
Exercise / conversionCommon Stock | 25,977 | $28.44 | $738,785.88 |
DisclosureSEC source: 0001225208-20-013627 · doc4.xml · nonDerivative · entry 2 Clark Bernard J. · CIK 0001564429 · EVP - Advisor Services 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 173,456.8091 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 17, 2020 Filed Nov 18, 2020 15:23 UTC |
Clark Bernard J.EVP - Advisor Services
|
Exercise / conversionCommon Stock | 75,211 | $30.17 | $2,269,115.87 |
DisclosureSEC source: 0001225208-20-013627 · doc4.xml · nonDerivative · entry 1 Clark Bernard J. · CIK 0001564429 · EVP - Advisor Services 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 147,479.8091 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 17, 2020 Filed Nov 18, 2020 15:23 UTC |
WALTHER ROGER ODirector
|
SaleCommon Stock | 50,000 | $48.85 | $2,442,565.00 |
DisclosureSEC source: 0001225208-20-013628 · doc4.xml · nonDerivative · entry 1 WALTHER ROGER O · CIK 0001188409 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 247,356.0014 F1 · price: This transaction was executed in multiple trades at prices ranging from $48.80 to $48.925. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 16, 2020 Filed Nov 16, 2020 18:38 UTC |
Schwab Charles R.Director · Chairman
|
SaleCommon Stock | 60,921 | $47.10 | $2,869,525.31 |
DisclosureSEC source: 0001225208-20-013550 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 74,568,106 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 3, 2020. F2 · price: This transaction was executed in multiple trades at prices ranging from $47.01 to $47.20. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 16, 2020 Filed Nov 16, 2020 22:46 UTC |
WALTHER ROGER ODirector
|
SaleCommon Stock | 20,000 | $46.11 | $922,264.00 |
DisclosureSEC source: 0001225208-20-013558 · doc4.xml · nonDerivative · entry 1 WALTHER ROGER O · CIK 0001188409 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 297,356.0014 F1 · price: This transaction was executed in multiple trades at prices ranging from $46.04 to $46.19. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 13, 2020 Filed Nov 13, 2020 20:27 UTC |
Schwab Charles R.Director · Chairman
|
SaleCommon Stock | 22,120 | $45.17 | $999,082.98 |
DisclosureSEC source: 0001225208-20-013516 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 74,629,027 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 3, 2020. F2 · price: This transaction was executed in multiple trades at prices ranging from $45.01 to $45.39. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 12, 2020 Filed Nov 12, 2020 21:59 UTC |
Schwab Charles R.Director · Chairman
|
SaleCommon Stock | 28,390 | $45.17 | $1,282,282.61 |
DisclosureSEC source: 0001225208-20-013467 · doc4.xml · nonDerivative · entry 2 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 74,651,147 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 3, 2020. F3 · price: This transaction was executed in multiple trades at prices ranging from $45.00 to $45.41. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 11, 2020 Filed Nov 12, 2020 15:26 UTC |
DODDS CHRISTOPHER VDirector
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 3,933 | $0.00 Strike: $28.96 | $0.00 |
DisclosureSEC source: 0001225208-20-013403 · doc4.xml · derivative · entry 6 DODDS CHRISTOPHER V · CIK 0001186004 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,933 shares Expires 2026-05-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The date first exercisable is 5/19/2017. Read SEC document |
| November 11, 2020 Filed Nov 12, 2020 15:26 UTC |
DODDS CHRISTOPHER VDirector
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 5,374 | $0.00 Strike: $38.33 | $0.00 |
DisclosureSEC source: 0001225208-20-013403 · doc4.xml · derivative · entry 5 DODDS CHRISTOPHER V · CIK 0001186004 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 5,374 shares Expires 2027-05-18 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: The date first exercisable is 5/18/2018 . Read SEC document |
| November 11, 2020 Filed Nov 12, 2020 15:26 UTC |
DODDS CHRISTOPHER VDirector
|
SaleCommon Stock | 9,307 | $46.54 | $433,158.95 |
DisclosureSEC source: 0001225208-20-013403 · doc4.xml · nonDerivative · entry 3 DODDS CHRISTOPHER V · CIK 0001186004 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 466,742 F1 · price: This transaction was executed in multiple trades at prices ranging from $46.47 to $46.67. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 11, 2020 Filed Nov 12, 2020 15:26 UTC |
DODDS CHRISTOPHER VDirector
|
Exercise / conversionCommon Stock | 3,933 | $28.96 | $113,899.68 |
DisclosureSEC source: 0001225208-20-013403 · doc4.xml · nonDerivative · entry 2 DODDS CHRISTOPHER V · CIK 0001186004 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 476,049 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 11, 2020 Filed Nov 12, 2020 15:26 UTC |
DODDS CHRISTOPHER VDirector
|
Exercise / conversionCommon Stock | 5,374 | $38.33 | $205,985.42 |
DisclosureSEC source: 0001225208-20-013403 · doc4.xml · nonDerivative · entry 1 DODDS CHRISTOPHER V · CIK 0001186004 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 472,116 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 11, 2020 Filed Nov 12, 2020 21:59 UTC |
Schwab Charles R.Director · Chairman
|
SaleCommon Stock | 180,879 | $47.10 | $8,520,160.59 |
DisclosureSEC source: 0001225208-20-013467 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 74,679,537 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 3, 2020. F2 · price: This transaction was executed in multiple trades at prices ranging from $47.00 to $47.465. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 11, 2020 Filed Nov 13, 2020 18:49 UTC |
HERRINGER FRANK CDirector
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 11,344 | $0.00 Strike: $17.62 | $0.00 |
DisclosureSEC source: 0001225208-20-013511 · doc4.xml · derivative · entry 5 HERRINGER FRANK C · CIK 0001171694 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,344 shares Expires 2021-05-19 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The date first exercisable is 5/19/2012. Read SEC document |
| November 11, 2020 Filed Nov 13, 2020 18:49 UTC |
HERRINGER FRANK CDirector
|
Tax withholdingCommon Stock | 4,281 | $46.69 | $199,858.49 |
DisclosureSEC source: 0001225208-20-013511 · doc4.xml · nonDerivative · entry 2 HERRINGER FRANK C · CIK 0001171694 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 133,401 Read SEC document |
| November 11, 2020 Filed Nov 13, 2020 18:49 UTC |
HERRINGER FRANK CDirector
|
Exercise / conversionCommon Stock | 11,344 | $17.62 | $199,881.28 |
DisclosureSEC source: 0001225208-20-013511 · doc4.xml · nonDerivative · entry 1 HERRINGER FRANK C · CIK 0001171694 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 137,682 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 09, 2020 Filed Nov 9, 2020 20:37 UTC |
Schwab Charles R.Director · Chairman
|
SaleCommon Stock | 202,040 | $45.34 | $9,161,079.52 |
DisclosureSEC source: 0001225208-20-013237 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 74,860,416 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 3, 2020. F2 · price: This transaction was executed in multiple trades at prices ranging from $45.00 to $45.875. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 06, 2020 Filed Nov 6, 2020 21:52 UTC |
Morgan Peter J. IIIEVP and General Counsel
|
SaleCommon Stock | 3,521 | $41.38 | $145,714.47 |
DisclosureSEC source: 0001225208-20-013174 · doc4.xml · nonDerivative · entry 1 Morgan Peter J. III · CIK 0001792910 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,358 Read SEC document |
| November 03, 2020 Filed Nov 4, 2020 20:51 UTC |
Crawford Peter B.EVP and CFO
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 8,292 | $0.00 Strike: $11.75 | $0.00 |
DisclosureSEC source: 0001225208-20-013003 · doc4.xml · derivative · entry 4 Crawford Peter B. · CIK 0001706835 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,292 shares Expires 2021-11-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 03, 2020 Filed Nov 4, 2020 20:51 UTC |
Crawford Peter B.EVP and CFO
|
SaleCommon Stock | 8,292 | $42.74 | $354,384.33 |
DisclosureSEC source: 0001225208-20-013003 · doc4.xml · nonDerivative · entry 2 Crawford Peter B. · CIK 0001706835 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 27,077 F1 · price: This transaction was executed in multiple trades at prices ranging from $42.685 to $42.78. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| November 03, 2020 Filed Nov 4, 2020 20:51 UTC |
Crawford Peter B.EVP and CFO
|
Exercise / conversionCommon Stock | 8,292 | $11.75 | $97,431.00 |
DisclosureSEC source: 0001225208-20-013003 · doc4.xml · nonDerivative · entry 1 Crawford Peter B. · CIK 0001706835 · EVP and CFO 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 35,369 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 02, 2020 Filed Nov 4, 2020 21:47 UTC |
Morgan Peter J. IIIEVP and General Counsel
|
Tax withholdingCommon Stock | 1,677 | $41.79 | $70,081.83 |
DisclosureSEC source: 0001225208-20-013024 · doc4.xml · nonDerivative · entry 1 Morgan Peter J. III · CIK 0001792910 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,879 Read SEC document |
| October 30, 2020 Filed Nov 2, 2020 20:09 UTC |
Schwab Charles R.Director · Chairman
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 66,288 | $0.00 Strike: $15.43 | $0.00 |
DisclosureSEC source: 0001225208-20-012891 · doc4.xml · derivative · entry 6 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 66,288 shares Expires 2020-11-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 30, 2020 Filed Nov 2, 2020 20:09 UTC |
Schwab Charles R.Director · Chairman
|
SaleCommon Stock | 66,288 | $40.29 | $2,671,021.93 |
DisclosureSEC source: 0001225208-20-012891 · doc4.xml · nonDerivative · entry 2 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 75,062,456 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 30, 2020. F2 · price: This transaction was executed in multiple trades at prices ranging from $40.00 to $40.485. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| October 30, 2020 Filed Nov 2, 2020 20:09 UTC |
Schwab Charles R.Director · Chairman
|
Exercise / conversionCommon Stock | 66,288 | $15.43 | $1,022,823.84 |
DisclosureSEC source: 0001225208-20-012891 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 75,128,744 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 29, 2020 Filed Oct 29, 2020 22:13 UTC |
Schwab Charles R.Director · Chairman · 10% owner
|
Exercise / conversionNonqualified Stock Option (right to buy) · Derivative | 66,288 | $0.00 Strike: $15.43 | $0.00 |
DisclosureSEC source: 0001225208-20-012809 · doc4.xml · derivative · entry 6 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,288 Underlying: Common Stock · 66,288 shares Expires 2020-11-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 29, 2020 Filed Oct 29, 2020 22:13 UTC |
Schwab Charles R.Director · Chairman · 10% owner
|
SaleCommon Stock | 66,288 | $37.74 | $2,501,424.08 |
DisclosureSEC source: 0001225208-20-012809 · doc4.xml · nonDerivative · entry 2 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 75,062,456 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on January 30, 2020. F2 · price: This transaction was executed in multiple trades at prices ranging from $37.34 to $38.07. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. Read SEC document |
| October 29, 2020 Filed Oct 29, 2020 22:13 UTC |
Schwab Charles R.Director · Chairman · 10% owner
|
Exercise / conversionCommon Stock | 66,288 | $15.43 | $1,022,823.84 |
DisclosureSEC source: 0001225208-20-012809 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 75,128,744 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 22, 2020 Filed Oct 23, 2020 19:08 UTC |
Schwab Charles R.Director · Chairman · 10% owner
|
GiftCommon Stock | 62,555 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-012674 · doc4.xml · nonDerivative · entry 2 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 75,062,456 Read SEC document |
| October 22, 2020 Filed Oct 23, 2020 19:08 UTC |
Schwab Charles R.Director · Chairman · 10% owner
|
GiftCommon Stock | 63,950 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-012674 · doc4.xml · nonDerivative · entry 1 SCHWAB CHARLES R · CIK 0000923738 · Director · Chairman · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · by Spouse as Trustee Disclosed balance after: 14,719,160.33 Read SEC document |
| October 22, 2020 Filed Oct 26, 2020 21:32 UTC |
Masrani BharatDirector
|
GrantNonqualified Stock Option (right to buy) · Derivative | 1,243 | $0.00 Strike: $40.13 | $0.00 |
DisclosureSEC source: 0001225208-20-012739 · doc4.xml · derivative · entry 2 Masrani Bharat · CIK 0001343539 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,243 Underlying: Common Stock · 1,243 shares Expires 2030-10-22 F2 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date. Read SEC document |
| October 22, 2020 Filed Oct 26, 2020 21:32 UTC |
Masrani BharatDirector
|
GrantCommon Stock | 469 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-012739 · doc4.xml · nonDerivative · entry 1 Masrani Bharat · CIK 0001343539 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 469 F1 · shares: The reported transaction constitutes a grant of restricted stock units, which were granted under the company's 2013 Stock Incentive Plan and vest 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date. Read SEC document |
| October 22, 2020 Filed Oct 26, 2020 21:33 UTC |
MARTIN-FLICKINGER GERRIDirector
|
GrantNonqualified Stock Option (right to buy) · Derivative | 3,106 | $0.00 Strike: $40.13 | $0.00 |
DisclosureSEC source: 0001225208-20-012740 · doc4.xml · derivative · entry 2 MARTIN-FLICKINGER GERRI · CIK 0001730661 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,106 Underlying: Common Stock · 3,106 shares Expires 2030-10-22 F2 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date. Read SEC document |
| October 22, 2020 Filed Oct 26, 2020 21:33 UTC |
MARTIN-FLICKINGER GERRIDirector
|
GrantCommon Stock | 1,172 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-012740 · doc4.xml · nonDerivative · entry 1 MARTIN-FLICKINGER GERRI · CIK 0001730661 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,172 F1 · shares: The reported transaction constitutes a grant of restricted stock units, which were granted under the company's 2013 Stock Incentive Plan and vest 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date. Read SEC document |
| October 22, 2020 Filed Oct 26, 2020 21:33 UTC |
Ricketts Todd MDirector
|
GrantNonqualified Stock Option (right to buy) · Derivative | 1,243 | $0.00 Strike: $40.13 | $0.00 |
DisclosureSEC source: 0001225208-20-012741 · doc4.xml · derivative · entry 4 Ricketts Todd M · CIK 0001533741 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,243 Underlying: Common Stock · 1,243 shares Expires 2030-10-22 F2 · derivative.exercise_date: The option was granted under the company's 2013 Stock Incentive Plan and vests 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date. Read SEC document |
| October 22, 2020 Filed Oct 26, 2020 21:33 UTC |
Ricketts Todd MDirector
|
GrantCommon Stock | 469 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-012741 · doc4.xml · nonDerivative · entry 1 Ricketts Todd M · CIK 0001533741 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 204,270 F1 · shares: The reported transaction constitutes a grant of restricted stock units, which were granted under the company's 2013 Stock Incentive Plan and vest 25% on the first and second anniversary of the grant date and 50% on the third anniversary of the grant date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.